OPINION OF THE COURT
Hope A. Geller, as trustee of the trust for the benefit of Gladys C. Lima under the will of Henry Claman, has petitioned for a construction of article third to determine the identity of the trust’s remainder beneficiaries. This proceeding and the facts presented provide an apparently novel opportunity to limit the draconian provisions of the now repealed “precautionary addendum,” which acts to deprive certain adoptees of inheritance rights.
The testator died on July 15, 1924, leaving a will dated April 22, 1924 which divided his residuary estate into five parts. One part was left outright to his wife, Millie, and the remaining four parts were left in separate trusts for the benefit of each of his four children, respectively. After making certain provisions for distribution of trust income, article third continues:
“Upon the attainment by each child of his or her forty-fifth year, I direct that my executors pay absolutely and forever to said child, one-half (V2) of the principal held in trust for such child, and therePage 854after pay to such child the entire income of the remaining one-half (V2) of such part so long as such child shall live, and upon the death of such child, pay to his or her issue absolutely and forever, per stirpes, however, and not per capita, said remaining one-half (V2) of the principal of said part.
“If my wife predecease me, or die prior to the vesting of the first one-half (V2) of the principal of any of said parts, then I direct that the entire income of such part shall be paid to the child who is the immediate beneficiary of the trust fund herewith established. If any of my children predecease me, or if surviving me, die prior to his or her forty-fifth year, then I direct that the entire income of the part which is held in trust for the child so dying, or would have been so held if such child survived me, shall be paid to my wife millie claman so long as she shall live, and upon her death, the entire principal of the trust fund established for the benefit of such child so dying, shall be paid to and vest absolutely in the issue of such child so dying, such issue to take absolutely and forever, per stirpes and not per capita; but if my said wife be then dead, then I direct that the entire principal of such part, held in trust for the child so dying, shall vest absolutely and forever in the issue of such child, such issue to take per stirpes and not per capita, or if there be no such issue, then to the surviving brothers and sisters, and the issue of any deceased brother or sister, share and share alike, per stirpes, however, and not per capita.”
Decedent’s daughter Gladys was the beneficiary of such a trust until her death on April 9, 2005, at age 96. She was the last of decedent’s children to die, some 81 years after the decedent and 63 years after Millie. Gladys had two adopted children, one of whom survived her and one of whom predeceased her leaving children who survived her. She had no other children. The first question the court must address is whether Gladys’s surviving adopted child and the children of her predeceased adopted child are “issue” within the meaning of the will.
The Precautionary Addendum
Decades before decedent’s death, New York enacted a statute prescribing equality between natural children and adoptees in the eyes of the law (L 1887, ch 703). However, under section
In this case, the will reveals no indication of decedent’s intent either way regarding inheritance by adopted children, and no extrinsic evidence has been offered. Gladys’s adopted child and the children of her predeceased adopted child will therefore be deemed “issue” within the meaning of the will if, but only if, their inheritance would not defeat the rights of other remainder beneficiaries so as to trigger the precautionary addendum and its restrictions on adoptees’ rights. Determination of the application of the precautionary addendum depends, in turn, on a construction of article third, the residuary clause.
Will Construction
Although the testator made alternative provision for the trust remainder where a child died before age 45 without issue, leaving it in such event to his own issue, his instructions for the remainder of a trust for a child dying after 45 were simply “to his or her issue absolutely and forever, per stirpes . . . .” In the case of a child age 45 or older dying without issue, the will makes no provision for the remainder.
The testator here made different dispositions of the trust remainder during Millie’s lifetime depending upon whether a child’s death occurred before or after the child reached age 45. Given these alternative provisions, the court cannot conclude that the testator necessarily — as opposed to merely probably, or possibly — intended to make the same disposition in all events for a child dying without issue after age 45 as for a child dying without issue before age 45. Mindful of such considerations, and in light of the principles of construction discussed above, the absence of a provision covering the contingency that here came to pass does not present a case for a gift by implication.
In the absence of a gift by implication, failure of a testator to dispose of a remainder interest results in an intestacy as to such property (see e.g. Matter of Kronen, 67 NY2d 587 [1986]; Matter of Rutherford, 125 AD2d 312 [2d Dept 1986]; Matter of McClelland, supra, 59 NYS2d 123 [1945]). The trust remainder here will therefore pass in intestacy if Gladys is deemed to have died without issue.
Precautionary Addendum Revisited
As already noted, the courts have increasingly narrowed the application of the precautionary addendum. Observing that the purpose of the precautionary addendum was “to prevent the de
In this case it is not the adoption alone that would cut off the testator’s other descendants’ rights. Those descendants would have no rights susceptible to defeat were it not for the testator’s failure to make any provision for the remainder. It is the resulting intestacy, and not rights created by the will, that would defeat their rights, a circumstance the precautionary addendum does not address. By its very terms, the addendum applies to rights “dependent under the provisions of any instrument on the foster parent dying without heirs.” (L 1915, ch 352, § 3 [emphasis added].) The instrument here contains no provision regarding the foster (adoptive) parent’s dying without heirs. It is precisely the failure of the instrument to make such provision that gave rise to this construction proceeding. Therefore, the precautionary addendum does not apply, and does not prevent Gladys’s child and grandchildren from taking as her “issue” within the meaning of the instrument. Pursuant to the express provision of article third, her adopted child and the children of her predeceased adopted child are entitled to the remainder of her trust.
As a final issue, petitioner notes that one of Gladys’s sisters, Hilda, had a child, Henry, who adopted a son, William. Both Hilda and Henry predeceased Gladys. Petitioner has asked the court to rule on whether the precautionary addendum would bar this adopted child from taking as a remainder beneficiary. It may be observed that a ruling in favor of William, as a member of a class of beneficiaries including natural-born issue, would not “defeat the rights of remaindermen” within the meaning of the addendum (see Matter of Park, 15 NY2d 413, 420 [1965]). However, the issue is in any event mooted by resolution of the prior question raised here, under which the remainder passes to Gladys’s surviving adopted child and the children of her predeceased adopted child, rather than to Hilda’s issue.
This decision corrects the prior decision herein, insofar as such decision incorrectly described Gladys as having been
*.
The term “foster parent” was defined as “the person adopting” (L 1915, ch 352, § 1, amending Domestic Relations Law former § 110).