FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
January 6, 2012
TENTH CIRCUIT
Elisabeth A. Shumaker
Clerk of Court
MARVIS L. EVANS,
Petitioner-Appellant,
v. No. 11-6219
(D.C. No. 5:10-CV-00489-W)
GREG PROVINCE, Warden,
(W.D. Okla.)
Respondent-Appellee.
ORDER DENYING CERTIFICATE OF APPEALABILITY*
Before LUCERO, EBEL and GORSUCH, Circuit Judges.
Marvis L. Evans, a pro se Oklahoma state prisoner convicted of armed robbery
and possession of a firearm by a convicted felon, seeks a Certificate of Appealability
(COA) in order to challenge the district court’s denial of his petition for a writ of habeas
corpus under 28 U.S.C. § 2254. He also requests leave to proceed on appeal in forma
pauperis (IFP). Exercising jurisdiction under 28 U.S.C. §§ 1291 and 2253(a), we
*
This order is not binding precedent except under the doctrines of law of the case,
res judicata and collateral estoppel. It may be cited, however, for its persuasive value
consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
GRANT Mr. Evans IFP status but, having reviewed the record and Mr. Evans’s
arguments, we conclude that he has failed to make a substantial showing of the denial of
a constitutional right. Accordingly, we DENY his request for a COA and DISMISS this
appeal.
BACKGROUND
On June 21, 2005, Mr. Evans was charged in the District Court for Oklahoma
County with three crimes relating to the armed robbery of a Whataburger fast food
restaurant in Oklahoma City nine days earlier. The three offenses were armed robbery
(Count 1), possession of a firearm by a convicted felon (Count 2), and unlawfully
pointing a weapon at another (Count 3). During Mr. Evans’s jury trial in June 2007,
three eyewitnesses from the robbery testified about the robber’s characteristics, and while
none could positively identify Mr. Evans at trial as the robber, two eyewitnesses
confirmed that they had identified as the robber the person police had arrested shortly
after the robbery, two years earlier. Two law enforcement officers also testified about
arresting Mr. Evans after seeing that he matched the description of the robber that had
been sent out by a dispatcher, and finding a handgun and a Whataburger bag filled with
cash on Mr. Evans’s person. Another officer testified that two Whataburger employees
positively identified Mr. Evans as the robber when the officer took Mr. Evans back to the
restaurant for identification purposes. Mr. Evans also testified, denying that he was the
robber and claiming that the police had planted the bag full of money on him. Mr. Evans
did admit, however, to being guilty of the felon-in-possession offense.
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The jury found Mr. Evans guilty of each count, recommending prison sentences of
twenty years for each conviction. The trial judge entered judgment accordingly and
ordered that the sentences for Counts 1 and 3 run concurrently, but consecutive with the
sentence for Count 2. Mr. Evans appealed his convictions to the Oklahoma Court of
Criminal Appeals (OCCA), asserting violations of constitutional and state-statutory
double jeopardy guarantees, as well as insufficiency of the evidence to sustain his
convictions as to Counts 1 and 3. The OCCA affirmed Mr. Evans’s convictions on
Counts 1 and 2 but reversed and dismissed his conviction on Count 3 as violating
Oklahoma’s multiple punishment prohibition, on the grounds that it was a lesser-included
offense contained within Count 1. The OCCA rejected Mr. Evans’s double jeopardy
claim as to Count 2, and further rejected his sufficiency-of-the-evidence challenge.
In October 2009, Mr. Evans filed a pro se application for post-conviction relief in
the state district court, claiming ineffective assistance of counsel at both the trial and
appellate levels. The district court denied relief, and in January 2011, the OCCA
affirmed. Mr. Evans filed his amended petition for a writ of habeas corpus in the
Western District of Oklahoma on February 17, 2011, asserting three grounds for relief:
(1) violation of his right to be free from double jeopardy, with respect to his armed
robbery and firearm possession convictions; (2) insufficiency of the evidence to support
his armed robbery conviction; and (3) ineffective assistance of counsel at trial and on
appeal. On May 10, 2011, a federal magistrate judge recommended denying Mr. Evans’s
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habeas petition, and on May 20, the district court adopted that recommendation. Mr.
Evans timely appealed to this Court.
DISCUSSION
I. Standard of Review
This Court lacks jurisdiction to consider the merits of a habeas appeal unless we
grant the applicant a COA. 28 U.S.C. § 2253(c)(1)(A). We issue a COA “only if the
applicant has made a substantial showing of the denial of a constitutional right.” Id. §
2253(c)(2). “This standard requires an applicant to show that reasonable jurists could
debate whether (or, for that matter, agree that) the petition should have been resolved in a
different manner or that the issues presented were adequate to deserve encouragement to
proceed further.” Yang v. Archuleta, 525 F.3d 925, 928 (10th Cir. 2008) (citing Slack v.
McDaniel, 529 U.S. 473, 484 (2000)). And where, as in this case, the state court
addressed the merits of the applicant’s claims, “the [Anti-Terrorism and Effective Death
Penalty Act’s (“AEDPA’s”)] deferential treatment of state court decisions must be
incorporated into our consideration of a . . . petitioner’s request for COA.” Dockins v.
Hines, 374 F.3d 935, 937-38 (10th Cir. 2004) (explaining that we will not grant a COA
for petitioners whose constitutional claims are merely “at least debatable”). Under
AEDPA, habeas relief is available if the state court’s decision “was contrary to, or
involved an unreasonable application of, clearly established Federal law, as determined
by the Supreme Court of the United States,” or “was based on an unreasonable
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determination of the facts in light of the evidence presented in the State court
proceeding.” 28 U.S.C. § 2254(d)(1)-(2).
II. Double Jeopardy
First, we conclude that the district court properly rejected Mr. Evans’s double
jeopardy claim. Generally, the Double Jeopardy Clause of the Fifth Amendment
“protects against multiple punishments for the same offense.” Missouri v. Hunter, 459
U.S. 359, 365 (1983). Courts invoke the so-called Blockburger test to determine whether
the multiple punishments component of the Double Jeopardy Clause has been violated,
asking whether, when a defendant is convicted under two separate statutes for the same
conduct, conviction under the respective statutes “requires proof of a fact which the other
does not.” Blockburger v. United States, 284 U.S. 299, 304 (1932). If each crime does
contain an element not contained in the other, the Double Jeopardy Clause is not
offended. Blockburger is not a constitutional rule, however: legislatures may
“specifically authorize[] cumulative punishment under two statutes, regardless of whether
those two statutes proscribe the ‘same’ conduct under Blockburger,” in which case “the
trial court or jury may impose cumulative punishment under such statutes in a single
trial.” Hunter, 459 U.S. at 368-69. In other words, the Blockburger test is merely a rule
of statutory construction for detecting double jeopardy violations, one that is overcome
when “the legislature intended that punishments for violations of the statutes be
cumulative.” Id. at 368.
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Mr. Evans argues that his convictions for both armed robbery and possession of a
firearm placed him in double jeopardy. As noted, Mr. Evans was charged with “robbery
with firearms” in violation of Okla. Stat. tit. 21, § 801, in Count 1, and “possession of a
firearm, after former conviction of a felony” in violation of Okla. Stat. tit. 21, § 1283, in
Count 2. As the courts below observed and as Mr. Evans concedes, those charges pass
muster under Blockburger because although possession of a firearm is an element shared
by both, the armed robbery offense requires proof of facts that the felon-in-possession
offense does not (i.e., the elements of robbery), and the felon-in-possession charge
requires proof of a fact that armed robbery does not (i.e., having been formerly convicted
of a felony).
The issue is not so straightforward, however, in light of the fact that Oklahoma’s
armed robbery statute provides for a greater minimum prison sentence (i.e., ten years
instead of five) for individuals convicted of that crime who have been previously
convicted of two or more felonies. Okla. Stat. tit. 21, § 801. And indeed, the information
through which Mr. Evans was charged was amended to reflect the fact that Mr. Evans
had been convicted of two prior felonies, although Count 1 remained entitled simply
“Robbery with Firearms.” At trial, the jury’s verdict reflected the finding that Mr. Evans
had committed “armed robbery, after two or more prior convictions.” Further, the trial
judge characterized, in the jury instructions, Count I as charging Mr. Evans with
“Robbery with Firearms, after conviction of two or more felony convictions,” but did not
proceed to include that element of two prior convictions in the court’s specific instruction
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as to what the jury had to find in order to convict under Count 1. In contrast, the court’s
specific jury instruction on Count 2 did require a finding of previous conviction as an
element of the offense. Thus, Mr. Evans’s contention that his convictions failed the
Blockburger test are not wholly meritless, insofar as the offense of “possession of a
firearm by a convicted felon” would not contain an element not contained in the offense
of “armed robbery by a doubly convicted felon”—if the latter is really the proper
characterization of the “offense” in Count 1.
Nevertheless, we hold that reasonable jurists would not debate whether the district
court properly found that the state court’s decision was not contrary to, or an
unreasonable application of, Supreme Court precedent. In identifying elements of
offenses for the purpose of Blockburger analysis, courts look to the statutes themselves.
See, e.g., Hunter, 459 U.S. at 365-69. In the present case, Oklahoma’s armed robbery
statute does not make the fact of former convictions an element of the base crime.
Rather, the statute simply increases the mandatory minimum sentence from five to ten
years if the individual has been convicted of two or more prior felonies—an increase that,
it may be noted, proved inconsequential in this case, as Mr. Evans’s 20-year sentence on
Count 1 was well above either statutory minimum. The fact of prior convictions bears no
consequence on the implicit maximum sentence under the armed robbery statute, life
imprisonment (with or without prior conviction). In contrast, former conviction is an
intrinsic element of possession of a firearm by a convicted felon in that it is necessary to
conviction for that crime under any circumstance. In any event, Mr. Evans has not cited,
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nor is this Court aware of, any Supreme Court precedent holding that a statutory
provision that merely raises the minimum sentence based on prior conviction, when prior
conviction is not an element of the base offense, counts as an element of the crime for
Blockburger purposes.
Moreover, even assuming it were clear that Mr. Evans’s respective convictions
failed the Blockburger test, we agree with the OCCA’s conclusion, in this case, that the
Oklahoma legislature intended to punish independently possession of a firearm by a
convicted felon, regardless of whether he uses it to facilitate another crime (R. Vol. I at
27), keeping in mind the deference accorded to state court determinations of state law
(including conclusions regarding legislative intent) in the habeas context. We believe
that the fact that conviction for armed robbery carries a higher minimum sentence when
the defendant has prior felony convictions does not overcome the otherwise evinced
legislative intent that felons’ mere possession of firearms be separately punished.
For the foregoing reasons, we deny Mr. Evans’s application for a COA with
respect to his double jeopardy claim.
III. Sufficiency of the Evidence
Next, we conclude that the district court properly rejected Mr. Evans’s claim
regarding the alleged insufficiency of evidence to support his convictions. For
substantially the reasons stated in the magistrate judge’s recommendation, adopted by the
district court, we hold that Mr. Evans has not made a substantial showing that his
constitutional rights were denied. Mr. Evans has not shown that the state court’s rulings
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were contrary to, or an unreasonable application of, federal law. See Jackson v. Virginia,
443 U.S. 307 (1979) (sufficiency of evidence to support conviction); Neil v. Biggers, 409
U.S. 188 (1972) (reliability of eyewitnesses). The Court therefore denies his application
for a COA with respect to his sufficiency challenge.
IV. Ineffective Assistance of Counsel
Finally, we find that the district court properly rejected Mr. Evans’s claim
regarding the alleged ineffective assistance of his counsel at trial and on appeal. For
substantially the reasons stated in the magistrate judge’s recommendation, adopted by the
district court, we hold that Mr. Evans has not made a substantial showing that his
constitutional rights were violated. Mr. Evans has not shown that the state court’s rulings
were contrary to, or an unreasonable application of, federal law. See Strickland v.
Washington, 466 U.S. 668 (1984) (requiring both unreasonable performance by counsel
and prejudice resulting therefrom). Thus, the Court denies his application for a COA
with respect to his sufficiency challenge.
CONCLUSION
We GRANT Mr. Evans’s motion to proceed IFP, but we DENY his request for a
COA and DISMISS this appeal.
ENTERED FOR THE COURT
David M. Ebel
Circuit Judge
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