NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 12a0114n.06
No. 10-2602
FILED
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT Jan 31, 2012
LEONARD GREEN, Clerk
JAMES KIESSEL, et al., )
)
Plaintiffs-Appellees, ) ON APPEAL FROM THE UNITED
) STATES DISTRICT COURT FOR
v. ) THE WESTERN DISTRICT OF
) MICHIGAN
MICHAEL OLTERSDORF, )
Leelanau County Sheriff, et al., ) OPINION
)
Defendants-Appellants. )
)
Before: BOGGS and STRANCH, Circuit Judges; and THAPAR, District Judge.*
AMUL R. THAPAR, District Judge.
The plaintiffs in this case allege, among other things, a First Amendment retaliation
claim under § 1983 against the Sheriff and Undersheriff of Leelanau County, Michigan. The
Sheriff and Undersheriff now appeal the district court’s summary-judgment order denying
their request for qualified immunity. We affirm.
I.
Many law enforcement organizations, including the Leelanau County Sheriff’s Office,
automatically record telephone calls. The phones in the Leelanau Sheriff’s Office, however,
had a button marked “Private Out.” This label was a misnomer. The phone company, not
the Sheriff’s Office, placed the “Private Out” label on the phones, and the button had no
function. Thus, the telephone system recorded calls made on the “Private Out” line. R. 182-
1 at 6.
*
The Honorable Amul R. Thapar, United States District Judge for the Eastern District of Kentucky,
sitting by designation.
No. 10-2602
Kiessel v. Leelenau County
In January 2008, two of the plaintiffs, Sergeant James Kiessel and Sergeant Michael
Lamb, reported to the FBI and the Michigan State Police that Sheriff Mike Oltersdorf and
Undersheriff Scott Wooters were illegally eavesdropping on employees’ phone
conversations. See R. 181-1 at 7. Kiessel and Lamb alleged that the Sheriff and Undersheriff
violated their privacy by listening to their phone calls made on the “Private Out” line.
In response, the Sheriff and Undersheriff cited the office’s Information Technology
policy, which stated that employees have “no ‘Expectation of Privacy’” in the use of office
technology equipment, including the telephone. R. 182-4 ¶ 2. They further noted that the
Employee Code of Conduct exempted “[a]gency recorded telephone lines” from the Code’s
prohibition on eavesdropping. Code of Conduct, R. 182-3 § IV(A)(21). In April 2008, the
Michigan Attorney General advised the Sheriff and Undersheriff that they had not broken the
law, and Sheriff Oltersdorf informed his office’s employees of the opinion.
A public debate ensued. First, the Traverse City Record-Eagle published an article in
June 2008 that quoted Sheriff Oltersdorf defending the recording policy. Plaintiffs Kiessel
and Bankey responded with a letter to the editor of the paper. They claimed the Sheriff had
committed “misconduct” and “unlawful actions” and that he had authorized Undersheriff
Wooters to listen in on “official business conversations having to do with union functions
that are federally protected under labor law.” Id. Six months later, Oltersdorf suspended
Kiessel and Bankey for forty hours without pay for conduct unbecoming an officer because
they had made “false public accusations of unlawful conduct by the Leelanau County
Sheriff.” R. 183-4. A year later, the Sheriff’s Office discharged Plaintiffs Kiessel, Lamb,
and Wright.
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Kiessel v. Leelenau County
The plaintiffs, all sheriff’s deputies who belong to a labor union, alleged nine claims
against Oltersdorf and Wooters, including retaliation in violation of their First Amendment
rights. See R. 89. In addition to the letter to the newspaper, the plaintiffs claimed that the
First Amendment protected their initial report to the Michigan State Police and the FBI, a
letter they wrote to the Leelanau County Board of Commissioners in April 2008, and their
union activities. R. 89 ¶ 100. At oral argument, the defendants stated they are only pursuing
the claim that the First Amendment does not protect the plaintiffs’ letter and their union
activities.
II.
Jurisdiction. As an initial matter, the plaintiffs argue that this court lacks jurisdiction
to hear this appeal because of its interlocutory nature. They are incorrect. Interlocutory
appeal is available when qualified immunity claims turn on issues of law rather than fact.
Berryman v. Rieger, 150 F.3d 561, 563 (6th Cir. 1998). Here, the defendants claim that the
plaintiffs’ actions—their letter to the editor and union activities—are not matters of public
concern. Whether speech relates to a matter of public concern, and thus qualifies for First
Amendment protection, is a legal question. See Connick v. Myers, 461 U.S. 138, 148 n.7
(1983) (“The inquiry into the protected status of speech is one of law, not fact.”). This court,
therefore, has jurisdiction and will review the district court’s denial of summary judgment on
qualified-immunity grounds de novo. Hayden v. Green, 640 F.3d 150, 153 (6th Cir. 2011).
III.
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Kiessel v. Leelenau County
Law enforcement officials would be unable to carry out their duties if litigation
threatened them at every turn. Qualified immunity provides a shield from liability, but only
insofar as government officials’ “conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known.” Harlow v.
Fitzgerald, 457 U.S. 800, 818 (1982). Courts apply a two-prong test to determine if a
defendant can receive qualified immunity: first, whether the defendant violated the
plaintiff’s constitutional rights, when the allegations are considered in the light most
favorable to the plaintiff, and second, whether those rights were clearly established. Pearson
v. Callahan, 555 U.S. 223, 232, 236 (2009). Even on interlocutory appeal, the plaintiff bears
the burden of showing that the defendant is not entitled to qualified immunity. Garretson v.
City of Madison Heights, 407 F.3d 789, 798 (6th Cir. 2005).
The First Amendment protects public employees from retaliation based on their
speech, but only under certain conditions. To establish a First Amendment retaliation claim,
a public employee must show (1) that he engaged in constitutionally protected speech; (2)
that his employer’s disciplinary action would have chilled an ordinary person from exercising
their First Amendment rights; and (3) that the protected speech was a “substantial or
motivating” factor in his employer’s disciplinary decision. Westmoreland v. Sutherland, 662
F.3d 714, 718 (6th Cir. 2011).
A. Protected Speech
“[T]he First Amendment protects a public employee’s right, in certain circumstances,
to speak as a citizen addressing matters of public concern.” Id. (quoting Garcetti v. Ceballos,
547 U.S. 410, 417 (2006)). A “matter of public concern” is one that involves “issues about
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Kiessel v. Leelenau County
which information is needed or appropriate to enable the members of society to make
informed decisions about the operation of their government.” Brandenburg v. Housing Auth.
of Irvine, 253 F.3d 891, 898 (6th Cir. 2001) (quoting McKinley v. City of Eloy, 705 F.2d
1110, 1114 (9th Cir. 1983)). For example, a letter reporting a local water treatment plant’s
violation of environmental regulations to a state agency addresses a matter of public concern.
See Charvat v. E. Ohio Reg’l Wastewater Auth., 246 F.3d 607, 617-18 (6th Cir. 2001). But
speech addressing “matters only of personal interest” is generally not of public concern.
Connick, 461 U.S. at 147. The motive for the speech is relevant but not dispositive of this
inquiry. Westmoreland, 662 F.3d at 719.
The Newspaper Letter. In their letter, the plaintiffs claimed that the defendants
violated the law. Indeed, the letter emphasized that the defendants engaged in “unlawful”
and “illegal” conduct. And, when public employees allege that government officials break
the law, their speech addresses a matter of public concern. See v. City of Elyria, 502 F.3d
484, 493 (6th Cir. 2007) (“Statements exposing possible corruption in a police department
are exactly the type of statements that demand strong First Amendment protection.”); Lucas
v. Monroe County, 203 F.3d 964, 974 n.5 (6th Cir. 2000) (“Certainly speech which questions
the credibility of the Sheriff’s Department . . . is a matter of political concern”); Marohnic v.
Walker, 800 F.2d 613, 616 (6th Cir. 1986) (“Public interest is near its zenith when ensuring
that public organizations are being operated in accordance with the law.”).
In response, the defendants claim that the plaintiffs’ reference to illegal conduct was
“passing” or “fleeting” and “incidental to the message conveyed.” Appellants’ Reply Br.
at 7. Cf. Farhat v. Jopke, 370 F.3d 580, 592-93 (6th Cir. 2004) (holding a public employee’s
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No. 10-2602
Kiessel v. Leelenau County
speech was not protected when the speech contained only “fleeting” references of public
corruption because the main “focus” or “point” of the speech was the employee’s personal
situation). To be sure, the plaintiffs’ letter did not elaborate on why the sheriffs’ actions were
unlawful or what laws they broke. But accusations of corruption in a police department are
“exactly the type of statements that demand strong First Amendment protections.” Elyria,
502 F.3d at 493. In Connick, for instance, only one of fourteen questions on a questionnaire
dealt with corruption, but that question alone sufficed for the questionnaire to relate to a
public concern. 461 U.S. at 149. By contrast, here the entire thrust of the plaintiffs’ letter is
the sheriffs’ “illegal” eavesdropping on “private” conversations. The Sheriff recognized it as
such, telling the plaintiffs that they did not “have the right to make false public accusations of
unlawful conduct” by the Sheriff. R. 183-4. There is simply nothing “fleeting” or
“incidental” about it. Moreover, the letter was expressly responding to a newspaper article
about the sheriffs’ phone recordings, further demonstrating the issue to be one of public
concern. Lucas, 203 F.3d at 974 & n.5.
A public employer may nonetheless restrict constitutionally protected speech if the
employer’s legitimate interests in “promoting the efficiency” of public services outweigh the
employee’s First Amendments interests. Pickering v. Bd. of Educ. of Twp. High Sch. Dist.
205, 391 U.S. 563, 568 (1968). The defendants did not make this argument, and no
extraordinary reason exists for this court to do it for them. See, e.g., Chappel v. Montgomery
Cnty. Fire Prot. Dist. No. 1, 131 F.3d 564, 579 (6th Cir. 1997) (declining to consider
government defendant’s efficiency argument for first time on appeal).
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No. 10-2602
Kiessel v. Leelenau County
Union Activities. The defendants also argue that the First Amendment does not
protect the plaintiffs’ union activities. See Boals v. Gray, 775 F.2d 686, 693 (6th Cir. 1985).
But this is not an independent claim. Rather, the complaint includes one count of First
Amendment retaliation, encompassing the letter, the union activities, and the plaintiffs’
report to law enforcement, among other things. See Third Am. Compl., R. 89 at 23. Because
the newspaper letter was protected speech, we do not need to decide whether the plaintiffs’
union activities were also protected.
B. Plaintiffs’ Protected Speech as Motivating Factor for Adverse Action
The defendants do not dispute that the plaintiffs have suffered adverse action.
Therefore, all that remains is for the plaintiffs to show that their protected speech motivated
the defendants’ adverse action against them. Again, the plaintiffs easily meet this evidentiary
threshold. When Sheriff Oltersdorf suspended Plaintiffs Bankey and Kiessel, he told them
that they did not “have the right to make false public accusations of unlawful conduct by the
Leelanau County Sheriff.” R. 184-3. This statement is sufficient to establish a nexus
between the plaintiffs’ protected speech and the adverse action.
C. Clearly Established Right of the Plaintiffs
The second prong of the qualified immunity analysis requires courts to ask whether
the plaintiff’s constitutional right was clearly established. Pearson, 555 U.S. at 243-44. In
the Sixth Circuit, a public employee’s First Amendment right against retaliation for protected
speech has been clearly established for nearly two decades. See Williams v. Kentucky, 24
F.3d 1526, 1537 (6th Cir. 1994). The defendants are therefore entitled to qualified immunity
only if a reasonable official could have believed the plaintiffs knowingly or recklessly made
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No. 10-2602
Kiessel v. Leelenau County
false statements in their protected speech. See Pickering, 391 U.S. at 574; Grossman v.
Allen, 950 F.2d 338, 342 (6th Cir. 1991).
The defendants argue that a reasonable official could have believed that the plaintiffs
knowingly or recklessly made false statements in their newspaper letter, because the
Michigan Attorney General stated that defendants’ eavesdropping was permissible.
Appellants’ Br. at 24-25. A state attorney general’s opinion, however, is not sufficient to
make a conclusive determination of the legality of a public officer’s acts. See Danse Corp. v.
City of Madison Heights, 466 Mich. 175, 182 n.6 (2002) (“[O]pinions of the Attorney
General are not binding on courts as precedent.”). Even if it were, this information alone
could not have led a reasonable official to conclude the plaintiffs acted with reckless
indifference to the truth. The sheriffs knew the plaintiffs had reported the eavesdropping to
the FBI as well as to the Michigan State Police, suggesting the plaintiffs believed that the
Sheriff’s Office broke both federal and state laws. The Attorney General’s opinion dealt only
with the legality of the eavesdropping under state law, see R. 182-5, so a reasonable official
could not have relied on the opinion to conclude that the plaintiffs falsely accused the sheriffs
of violating federal law. The defendants therefore are not entitled to qualified immunity
under the second prong of the qualified immunity analysis.
For the foregoing reasons, we AFFIRM the judgment of the district court.
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