Case: 10-11301 Document: 00511763831 Page: 1 Date Filed: 02/22/2012
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
February 22, 2012
No. 10-11301 Lyle W. Cayce
Clerk
UNITED STATES OF AMERICA
Plaintiff-Appellee
v.
DAVID L. GOLUBA
Defendant-Appellant
Appeal from the United States District Court
for the Northern District of Texas
Before JONES, Chief Judge, and DAVIS and DEMOSS, Circuit Judges.
EDITH H. JONES, Chief Judge:
This is an appeal from the sentencing decision of the district court
following the defendant-appellant David Goluba’s conviction. Goluba was
indicted and pleaded guilty, without a written plea agreement, to receipt of child
pornography in violation of 18 U.S.C. § 2252(a)(2). Before his sentencing,
Goluba filed objections to the district court’s calculation of his range under the
Federal Sentencing Guidelines of 151 to 188 months. He argued that he was
entitled to a two-level reduction under U.S.S.G. § 2G2.2(b)(1). The district court
overruled Goluba’s objection and sentenced him to 151 months followed by
10 years of supervised release. Goluba appeals. Because the district court did
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not err by declining to apply the two-level reduction provided under U.S.S.G.
§ 2G2.2(b)(1), we AFFIRM.
I. BACKGROUND
In November of 2009, a woman in Minnesota contacted local law
enforcement after she discovered sexually explicit internet chat conversations
between her ten-year-old daughter and several users of the social networking
site Tagged.com. The young daughter’s Tagged.com account revealed that a user
with the screen name “Dave G” sent several of the sexually explicit messages.
Dave G’s user profile stated that he was a forty-three-year-old male from
Arlington, Texas. His user profile photograph showed him sitting in a chair with
the tip of his erect penis visible. In one of his messages, Dave G directed the ten-
year-old girl to look at his picture, writing, “hey look at my profile pic at the
bottom ya see it?”
Minnesota law enforcement established that the Dave G account belonged
to the defendant-appellant, David Goluba. The Minnesota authorities
transmitted that information to the Arlington Police Department in Texas,
which initiated an investigation. On March 1, 2010, two Arlington police officers
interviewed Goluba at his workplace. During the interview, Goluba admitted
that he was a member of Tagged.com and that he sent sexually explicit messages
to the ten-year-old in Minnesota. Goluba additionally admitted that he
(1) possessed child pornography on his home computers, (2) had used his
computer to solicit a minor, (3) collected female children’s underwear, and (4) he
had tutored a man, via email, on how to have sex with the man’s twelve-year-old
daughter. After subsequently searching Goluba’s home, authorities found over
30,000 images and at least 987 videos containing child pornography. Shortly
thereafter, Goluba apparently fled the area. On April 14, 2010, Goluba was
charged with one count of receipt of child pornography, under 18 U.S.C.
§ 2252(a)(2), in the Northern District of Texas. He was arrested in Minnesota
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on April 19, 2010. Goluba pleaded guilty to the one-count indictment on August
11, 2010.
The presentence report (“PSR”) concluded that Goluba’s total offense level
was 32 and that his criminal history category was III, resulting in a guideline
range of 151 to 188 months. Goluba objected to this calculation of his guideline
range, arguing that he was entitled to a two-level reduction under U.S.S.G.
§ 2G2.2(b)(1). This provision applies when a “defendant’s conduct was limited
to the receipt or solicitation of material involving the sexual exploitation of a
minor” and the defendant “did not intend to traffic in, or distribute, such
material.” The Government responded to Goluba’s objection by arguing that he
did not qualify for the reduction because, inter alia, Goluba sent a sexually
graphic image to the minor in Minnesota. Thus, his conduct was not limited
merely to the receipt or solicitation of child pornography, but rather it included
other acts related to sexual exploitation of children that the court ought to
consider during sentencing. The PSR agreed with the Government’s reasoning.
At sentencing, the court adopted the factual findings of the PSR, overruled
Goluba’s objection, and found that the guideline range recommended by the PSR
was proper. The court sentenced Goluba to 151 months of imprisonment, a
sentence at the bottom of the 151-to-188-month range suggested by the
Sentencing Guidelines. Goluba here appeals that decision.
II. STANDARD OF REVIEW
When a defendant properly preserves an objection to a sentencing
guideline adjustment, as Goluba did here, this court will determine on appeal
whether the district court committed “significant procedural error.” United
States v. Delgado-Martinez, 564 F.3d 750, 753 (5th Cir. 2009). The court reviews
the district court’s application and interpretation of the Federal Sentencing
Guidelines de novo and its findings of fact for clear error. United States v.
Mudekunye, 646 F.3d 281, 286 (5th Cir. 2011).
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III. DISCUSSION
Section 2G2.2 of the Federal Sentencing Guidelines applies to the child
pornography offenses set forth in 18 U.S.C. §§ 1466A, 2252, 2252(A)(a)-(b), and
2260(b). It states in relevant part:
(a) Base Offense Level
(1) 18, if the defendant is convicted of 18 U.S.C. § 1466A(b),
§ 2252(a)(4), § 2252(a)(5), or § 2252(a)(7).
(2) 22, otherwise.
(b) Specific Offense Characteristics
(1) If (A) subsection (a)(2) applies; (B) the defendant’s conduct
was limited to the receipt or solicitation of material involving
the sexual exploitation of a minor; and (C) the defendant did
not intend to traffic in, or distribute, such material, decrease
by 2 levels.
U.S.S.G. § 2G2.2(a), (b)(1) (2009).
The first and third elements of subsection (b)(1) are not at issue here. The
district court properly assigned Goluba a base offense level of 22 under
§ 2G2.2(a)(2) and the Government does not argue that Goluba intended to traffic
in, or distribute, child pornography. The Government conceded that the forensic
analysis of Goluba’s computers “revealed that [Goluba] did not distribute his
collection of child pornography.” The key issue is whether Goluba’s conduct was
limited to the receipt or solicitation of child pornography within the meaning of
§ 2G2.2(b)(1)’s second element.
Goluba argues that, since he distributed no material involving the sexual
exploitation of a minor, he should be eligible for the two-level reduction. He
contends that the reduction applies to defendants who are charged solely with
receipt of child pornography, unless the defendant distributed or intended to
distribute the pornography. A plain reading of the guideline, Goluba argues,
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suggests that a minor must be visually depicted in the material referred to in
§ 2G2.2(b)(1). The image Goluba sent to the minor in Minnesota, while exposing
himself, did not visually depict a child. Thus, the image was not itself child
pornography and its transmission cannot disqualify him from the two-level
reduction provided for by § 2G2.2(b)(1).
Goluba’s argument, however, erroneously emphasizes the word “material”
instead of the word “conduct” in the applicable guideline. Moreover, this
argument disregards the totality of the defendant’s conduct.
Subsection (b)(1) offers a two-level decrease in sentencing only when the
defendant’s conduct was limited to the receipt or solicitation of material
involving the sexual exploitation of a minor that the defendant did not intend to
distribute. Nothing in its language suggests that the conduct must be limited
to the conduct expressly constituting the charged offense. Rather, “the
guidelines provide that in calculating the offense level the district court may
consider acts in addition to the acts underlying the offense of conviction so long
as those other acts constitute ‘relevant conduct’ as defined in the guidelines.”
United States v. Fowler, 216 F.3d 459, 461 (5th Cir. 2000). Neither do the
Sentencing Guidelines require that any surrounding conduct considered by the
district court necessarily is limited to “material involving the sexual exploitation
of a minor.”
The unindicted conduct discussed in Goluba’s PSR is replete with
instances that support the district court’s decision to deny Goluba the two-level
reduction at issue. Goluba sent a sexual photograph of himself to the child.
During subsequent internet chats with the child, he instructed her to look at the
bottom of the photograph, where his penis was visible. This conduct alone
demonstrates that Goluba acted beyond the mere viewing or collection of child
pornography. Rather than limiting his conduct to the receipt or solicitation of
such images, the defendant here sought to entice minors to engage in sexually
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explicit conversations and sexual acts, and discussed his interest in sexually
exploiting children with others. Goluba’s conduct was not limited to that of a
mere viewer of child pornography, nor was his conduct casual or isolated. The
(b)(1) reduction did not apply for his benefit.
IV. CONCLUSION
For the reasons discussed above, we AFFIRM the district court’s sentence.
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Harold R. DeMoss, Jr., Circuit Judge, dissenting:
The sole issue in this appeal is whether Goluba’s “conduct was limited to
the receipt or solicitation of material involving the sexual exploitation of a
minor” within the meaning of the second element of U.S.S.G. § 2G2.2(b)(1). To
answer that question, the court must first determine the type and scope of “other
conduct” that the Sentencing Commission intended would prevent a defendant
from qualifying for the reduction. While that issue has not yet been addressed
by this circuit, or apparently any other, the majority’s opinion clearly misses the
mark.
The majority seems to suggest that any relevant, sexually deviant conduct
by a defendant—not just conduct involving child pornography—will preclude
application of § 2G2.2(b)(1)’s two-level reduction. It reasons as follows: (1) courts
consider relevant conduct, as defined by the Guidelines, when determining
whether a defendant qualifies for a reduction; (2) the reduction under
§ 2G2.2(b)(1) applies only when a defendant’s conduct was limited to the receipt
or solicitation of child pornography; and (3) § 2G2.2(b)(1) does not explicitly state
that only conduct involving child pornography should be considered when
determining whether that requirement is satisfied. Applying that standard, the
majority notes that Goluba sent a sexual photograph of himself to a minor in
November of 2009, and that he engaged in the online solicitation of a minor and
discussed his interest in sexually exploiting children with others. The majority
concludes that, in light of those acts, Goluba’s conduct was not limited to “that
of a mere viewer of child pornography” and he does not qualify for the reduction.
There are several problems with the majority’s reasoning. First, and most
glaring, the conduct that the majority contends precludes the reduction is not
relevant conduct as defined by the Sentencing Guidelines. As the majority itself
notes, when calculating a defendant’s offense level, “the district court may
consider acts in addition to the acts underlying the offense of conviction so long
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as those other acts constitute ‘relevant conduct’ as defined by the guidelines.”
United States v. Fowler, 216 F.3d 459, 461 (5th Cir. 2000) (emphasis added); see
also U.S.S.G. § 1B1.3(a). The Guidelines define relevant conduct as “all acts and
omissions committed, aided, abetted, counseled, commanded, induced, procured,
or willfully caused by the defendant . . . that occurred during the commission of
the offense of conviction, in preparation for that offense, or in the course of
attempting to avoid detection or responsibility for that offense.” § 1B1.3(a).
Goluba pleaded guilty to a one count indictment that charged him with
receiving child pornography between February 1, 2010, and March 1, 2010, in
violation of 18 U.S.C. § 2252(a)(2). The indictment lists the file names of two
pornographic images that Goluba received. The files are dated February 25, and
27, 2010, and Goluba admitted in the factual resume accompanying his plea that
he downloaded those images from the Internet. The factual resume does not
discuss the photo that Goluba sent to the minor, or any of the other conduct that
the majority asserts precludes the two-level reduction.
Goluba sent the picture to the minor in November of 2009, months before
the time period set forth in the indictment. That conduct, therefore, could not
have occurred “during the commission of the offense of conviction.” § 1B1.3(a).
Nor is there any indication that Goluba sent the picture in preparation to
download the images he was charged for receiving, or in the course of attempting
to avoid detection or responsibility for that offense. The majority also points to
the fact that Goluba admitted, during his interview with Arlington police
officers, that he had engaged in the online solicitation of a minor and that he had
e-mail discussions about having sex with children. The PSR, however, provides
no information as to when that conduct occurred. Rather, it suggests that Goluba
simply admitted to having done those things at some point in the past.
Consequently, there is no basis to conclude that that conduct occurred “during
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the commission of the offense of conviction, in preparation for that offense, or in
the course of attempting to avoid detection or responsibility for that offense.” Id.
The majority also fails to provide any meaningful direction as to the type
of conduct a district court should consider when determining whether a
defendant’s conduct was limited to the receipt or solicitation of child
pornography within the meaning of § 2G2.2(b)(1). The only support the majority
provides for its conclusion that the conduct considered need not involve child
pornography is that § 2G2.2(b)(1) does not explicitly state otherwise. Again,
§ 2G2.2(b)(1) provides that, to qualify for the reduction, “the defendant’s conduct
[must have been] limited to the receipt or solicitation of material involving the
sexual exploitation of minor.” Obviously, § 2G2.2(b)(1)’s language does not
explicitly exclude any type of conduct from being considered when determining
whether that requirement is satisfied. Thus, under the majority’s reasoning, the
conduct need not involve the sexual exploitation of a child, or even be sexual in
nature. Indeed, by that reasoning the district court can consider any conduct
whatsoever when deciding whether a defendant’s conduct was “limited” to the
receipt or solicitation of child pornography. That standard, however, is no
standard at all, and lends itself to arbitrary application of the reduction and
raises serious due process concerns. See United States v. Bacon, 646 F.3d 218,
221–22 (5th Cir. 2011) (“A guideline violates due process only if it has no
rational basis or is subject to arbitrary application.”).
Finally, the majority’s opinion ignores the guidance provided in the
Guidelines as to the intended purpose and proper application of § 2G2.2(b)(1).
The commentary accompanying Guidelines Amendment 664, which added
§ 2G2.2(b)(1), provides as follows:
The amendment also provides a two-level decrease at § 2G2.2(b)(1)
for a defendant whose base offense level is 22, whose conduct was
limited to the receipt or solicitation of material involving the sexual
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exploitation of a minor, and whose conduct did not involve an intent
to traffic in or distribute the material. Thus, individuals convicted
of receipt of child pornography with no intent to traffic or distribute
the material essentially will have an adjusted based offense level of
20, as opposed to an offense level of 22, for receipt with intent to
traffic, prior to application of any other specific offense
characteristics. The Commission’s review of these cases indicated
the conduct involved in such “simple receipt” cases in most instances
was indistinguishable from “simple possession” cases. The statutory
penalties for “simple receipt” cases, however, are the same as the
statutory penalties for trafficking cases. Reconciling these
competing concerns, the Commission determined that a two-level
reduction from the base offense level of level 22 is warranted, if the
defendant establishes that there was no intent to distribute the
material.
U.S.S.G. app. C, amend. 664 (2004).
The commentary makes clear that § 2G2.2(b)(1) was intended to establish
an adjusted base offense level for defendant’s charged with “simple receipt” of
child pornography to counteract the disparity in mandatory sentences between
simple receipt and simple possession offenses. Against this backdrop, and in
light of the statutory framework for the offenses covered by § 2G2.2, subsection
(b)(1)’s “conduct limited to” language makes perfect sense.
As the majority notes, § 2G2.2 covers the child pornography offenses set
forth in 18 U.S.C. §§ 1466A, 2252, 2252A(a)–(b), and 2260(b). Sections 1466A,
2252, and 2252A group receipt of child pornography with other child
pornography offenses in establishing the applicable minimum and maximum
sentences, while providing separate, less severe minimum and maximum
sentences for simple possession offenses. For example, under § 1466A(a) a
conviction for production, distribution, receipt, or possession with intent to
distribute child pornography requires a sentence no less than five years and no
more than twenty, while a conviction for simple possession requires no minimum
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sentence and a maximum sentence of ten years.1 See § 1466A(a)–(b). Similarly,
under § 2252 a conviction for the transportation, shipment, receipt, distribution,
sale, or possession with intent to sell child pornography requires a minimum
sentence of five years, and a maximum of twenty of years, while a conviction for
simple possession requires no minimum sentence and a maximum sentence of
ten years. § 2252(a)–(b). Section 2252A provides a similar framework.
Considering that § 2G2.2(b)(1) was intended to counteract the sentencing
disparity between simple receipt and possession offenses, and that the statutes
covered by § 2G2.2 group receipt with other child pornography offenses for the
purpose of establishing mandatory sentences, it seems clear that § 2G2.2(b)(1)’s
“conduct limited to” language was intended to distinguish simple receipt offenses
from the offenses with which receipt is grouped for the purpose of sentencing. In
other words, a defendant’s conduct is limited to the receipt of child pornography
within the meaning of § 2G2.2(b)(1) if his indicted and relevant conduct does not
include any of the offenses that are grouped with receipt for the purpose of
sentencing. Because Goluba satisfies that standard, he was entitled to the two-
level reduction.
I respectfully dissent.
1
The sentences become more severe for all of the offenses listed in § 1466A if the
defendant has certain previous convictions. The same is true under §§ 2252 and 2252A.
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