FILED
United States Court of Appeals
Tenth Circuit
February 22, 2012
PUBLISH Elisabeth A. Shumaker
Clerk of Court
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 11-3068
JONATHAN M. McGEHEE,
Defendant-Appellant.
Appeal from the United States District Court
for the District of Kansas
(D.C. No. 2:09-CR-20014-JWL-1)
Dionne M. Scherff, Erickson Scherff, LLC, Overland Park, Kansas, for
Defendant-Appellant.
Terra D. Morehead, Assistant United States Attorney (Barry R. Grissom, United
States Attorney, with her on the brief), Kansas City, Kansas, for Plaintiff-
Appellee.
Before HARTZ and HOLMES, Circuit Judges, and EAGAN, District Judge. *
HOLMES, Circuit Judge.
Defendant-Appellant Jonathan McGehee was found guilty, after a jury trial,
*
The Honorable Claire V. Eagan, United States District Judge for the
Northern District of Oklahoma, sitting by designation.
of possessing with the intent to distribute a quantity of cocaine base in violation
of 21 U.S.C. § 841(a)(1); possessing a firearm in furtherance of a drug-trafficking
crime in violation of 18 U.S.C. § 924(c)(1)(A); and being a felon in possession of
a firearm in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2). He now appeals
his conviction and sentence, arguing that: (1) the district court erred in denying
his motion to suppress on the grounds that his Fourth Amendment rights were
violated during a traffic stop where police discovered narcotics and a firearm; (2)
the evidence at trial was insufficient as a matter of law to establish that he
possessed the firearm in furtherance of a drug-trafficking offense; and (3) the
district court erred by denying him a two-level reduction for acceptance of
responsibility under § 3E1.1(a) of the U.S. Sentencing Guidelines (“U.S.S.G.”).
Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
I. FACTUAL AND PROCEDURAL BACKGROUND
On July 12, 2008, Kansas City Patrol Officer Brandon Holloway observed a
brown Lexus that appeared to be parked improperly on a residential street. The
car was parked “just north of the intersection in front of” a house, R., Vol. 2, at
111 (Test. of Officer Brandon Holloway at Trial, held Oct. 12, 2010), that Officer
Holloway knew from prior experience to be linked to drug-trafficking, see id. at
162 (noting testimony of Officer Holloway that he had “[r]eceived complaints of
narcotics trafficking going on in that establishment” and that he “ha[d] made
several arrests from parties coming from that house with narcotics”). The Lexus
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was parked facing the northbound direction of traffic on a street where the
“proper parking” would have been facing southbound traffic. Id. at 15 (Test. of
Officer Brandon Holloway at Mot. Suppress Hr’g, held July 29, 2010). This was
a traffic infraction. Officer Holloway circled back around to conduct a traffic
stop. However, while he was doing so, the vehicle began turning around, and
proceeded to park correctly. At that point, Officer Holloway turned on his
emergency equipment, and parked front-bumper to front-bumper with the vehicle.
Officer Holloway got out of his patrol car and approached the vehicle on
foot. Mr. McGehee was a passenger in the vehicle. Officer Holloway made
contact with the driver—later identified as Calvin Cofield—and asked for his
driver’s license. As soon as Officer Holloway made contact with the driver, he
smelled a strong odor of Phencyclidine (“PCP”)—a controlled substance. He
“could not distinguish if [the odor] was [coming] from [the driver’s] person or the
car.” Id. at 20. Mr. Cofield said that he did not have his driver’s license with
him, but gave his name. Officer Holloway then approached the passenger’s side
of the vehicle and asked for Mr. McGehee’s driver’s license. Mr. McGehee did
not have any identification, but, like Mr. Cofield, also provided his name. 1
Officer Holloway asked central dispatch to conduct warrant checks on both
Mr. Cofield and Mr. McGehee. While he awaited the results, Officer Holloway
1
Mr. McGehee apparently identified himself as “James” McGehee.
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noticed inside the vehicle in a compartment around the driver’s-side door “a clear,
plastic [b]aggie, and inside of it [was] a vanilla extract bottle, which commonly is
what PCP is stored in.” Id. at 22.
Other officers arrived to assist Officer Holloway. The back-up officers
removed Mr. Cofield from the vehicle in order to arrest him, and simultaneously,
Officer Holloway “observed in plain view [Mr. McGehee] kicking a gray handgun
underneath the seat with [the] right heel of his foot.” Id. at 25. Officer Holloway
then had Mr. McGehee step out of the vehicle, and placed him in handcuffs. Mr.
McGehee was searched incident to his arrest, and officers discovered “a clear
plastic baggie containing individual[ly] wrapped baggies of a white rocky
substance [subsequently determined to be cocaine base, i.e., “crack”] as well as
$149.00 cash.” Aplt. Opening Br. at 3.
Mr. McGehee was charged in a three-count indictment. Specifically, he
was charged with possessing with the intent to distribute a quantity of cocaine
base in violation of 21 U.S.C. § 841(a)(1) (Count One); using and carrying a
firearm during and in relation to a drug-trafficking crime, and possessing a
firearm in furtherance of a drug-trafficking crime, in violation of 18 U.S.C. §
924(c)(1)(A) (Count Two); and being a felon in possession of a firearm in
violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2) (Count Three).
Mr. McGehee filed a motion to suppress evidence obtained as a result of
the July 12 stop. He argued that the stop was not justified at its inception and
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that the detention was not reasonably related in scope to the circumstances that
gave rise to the stop. After a hearing, the district court denied the motion. Mr.
McGehee then went to trial on all three counts but made “evidentiary stipulations
related to the laboratory testing of the narcotics, [his] prior felony conviction, . . .
and the firearm interstate nexus.” Aplt. Opening Br. at 4.
At trial, the government introduced several “jail calls” recorded on July 14,
2008, involving Mr. McGehee. Detective Patrick Greeno testified to the content
of these calls and noted that, during the calls, Mr. McGehee made references to
trafficking in cocaine. See id. (noting that the testimony established that, during
these calls, Mr. McGehee was “referring to ‘work’ as business or cocaine for
sale” (citing R., Vol. 2, at 228 (Test. of Officer Patrick Greeno at Trial, held Oct.
13, 2010))). At the close of the evidence, the district court denied in part and
granted in part Mr. McGehee’s motion for judgment of acquittal. Specifically,
the court denied the motion in full as to Counts One and Three, but granted it in
part as to Count Two. As to that count, the court found sufficient evidence to
support the possession-in-furtherance component, but did not permit the
government to go forward on the use-or-carry component. The jury returned a
verdict of guilty on all three counts.
The Probation Office prepared a Presentence Investigation Report
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(“PSR”). 2 As relevant here, the PSR did not recommend a downward adjustment
for acceptance of responsibility under U.S.S.G. § 3E1.1(a). The Probation Office
disclosed the PSR to the parties and expressly indicated in an addendum to the
PSR that the parties did not object to the PSR’s recommendations (including the
recommendation concerning denial of the acceptance-of-responsibility reduction).
However, before sentencing, Mr. McGehee filed a sentencing memorandum
requesting, inter alia, a two-level reduction in his offense level for acceptance of
responsibility, primarily on the basis that “the overarching tenor of his conduct
and his trial strategy was to NOT put the government to its burden in regards to
Counts [One] and [Three].” R., Vol. 1, at 127 (Def.’s Sentencing Mem., filed
Feb. 25, 2011).
At the sentencing hearing, the district court sought to clarify the parties’
positions. It confirmed that neither Mr. McGehee nor the government objected to
the PSR’s recommendations (which included the recommendation to deny the
adjustment for acceptance of responsibility). Apparently based on Mr.
McGehee’s confirmation that he did not object to the PSR’s recommendations, the
district court construed Mr. McGehee’s argument based upon his alleged
acceptance of responsibility as not seeking relief under the Guidelines per se (i.e.,
2
The Probation Office and the district court used the version of the
Guidelines that went into effect November 1, 2010, in computing the advisory
sentence. The parties do not question the applicability of this version of the
Guidelines and, therefore, we look to it in resolving this appeal.
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as not seeking to reverse the PSR’s recommendation and to secure a downward
adjustment under U.S.S.G. § 3E1.1), but rather as seeking a lesser sentence
through a different route—viz., a downward variance. The district court expressly
declined to grant him a variance. The court then sentenced him to a total term of
147 months’ imprisonment: eighty-seven months on Counts One and Three, to run
concurrently; and sixty months on Count Two, to run consecutive to Counts One
and Three. 3 Mr. McGehee now appeals.
II. DISCUSSION
Mr. McGehee raises three issues on appeal. He challenges the district
court’s denial of his motion to suppress. He also argues that there was
insufficient evidence for the jury to convict him of possessing a firearm in
furtherance of a drug-trafficking crime. Finally, he contends that the district
court erred in rejecting his request for a two-level reduction for acceptance of
responsibility under § 3E1.1 of the Guidelines. We address each argument in
turn.
A. Motion to Suppress
Mr. McGehee filed a motion to suppress, arguing that the traffic stop that
3
The court also ran his sentence “consecutive to any undischarged
term of imprisonment remaining in . . . sentences previously imposed” in state
court, and “concurrent to [a sentence imposed in] U.S. District Court for the
Western District of Missouri Docket No. 10CR00006-01-CR-W-ODS.” R., Vol.
1, at 131 (J. in Crim. Case, filed Mar. 2, 2011).
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Officer Holloway conducted was improper, and that his detention violated the
Fourth Amendment. The district court rejected his arguments, finding that there
was a reasonable basis for the initial stop and the subsequent detention, and
probable cause for Mr. McGehee’s arrest. We agree with the district court.
1. Standard of Review
We recently have summarized succinctly the elements of the governing
standard of review:
When we review a district court’s denial of a motion to suppress,
we review de novo the district court’s ultimate determination of
reasonableness under the Fourth Amendment, but we accept the
district court’s factual findings unless they are clearly erroneous
and we view the evidence in the light most favorable to the
prevailing party.
United States v. Ruiz, 664 F.3d 833, 838 (10th Cir. 2012); see United States v.
Kitchell, 653 F.3d 1206, 1216 (10th Cir. 2011) (noting that “this court must ‘view
the evidence presented at the suppression hearing in the light most favorable to
the Government’” (quoting United States v. White, 584 F.3d 935, 941 (10th Cir.
2009))); United States v. Thompson, 524 F.3d 1126, 1132 (10th Cir. 2008) (noting
that “we review de novo the ultimate determination of reasonableness under the
Fourth Amendment”); United States v. Worthon, 520 F.3d 1173, 1178 (10th Cir.
2008) (noting that “we review the [district] court’s factual findings for clear
error”). “We are permitted to consider evidence introduced at the suppression
hearing, as well as any evidence properly presented at trial . . . .” United States v.
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Harris, 313 F.3d 1228, 1233 (10th Cir. 2002); accord United States v. Rios, 611
F.2d 1335, 1344 n.14 (10th Cir. 1979) (“We are not limited to considering only
the evidence introduced at the suppression hearing. This court may also consider
any evidence properly presented at trial, even though that evidence might not
have been introduced at the pretrial hearing.”).
2. Reasonableness of the Search and Arrest
The Fourth Amendment protects the public from “unreasonable searches
and seizures,” U.S. Const. amend. IV, including unreasonable “investigatory
stop[s]” or detentions, United States v. Simpson, 609 F.3d 1140, 1146 (10th Cir.
2010). “Because a routine traffic stop is ‘more analogous to an investigative
detention than a custodial arrest,’ the principles set forth in Terry v. Ohio, 392
U.S. 1 (1968), guide this Court’s determination as to the reasonableness of a
traffic stop.” Kitchell, 653 F.3d at 1216 (quoting United States v. Hunnicutt, 135
F.3d 1345, 1348 (10th Cir. 1998)); see also United States v. Callarman, 273 F.3d
1284, 1286 (10th Cir. 2001) (“A traffic stop, however brief, constitutes a seizure
within the meaning of the Fourth Amendment . . . .”). Under the Fourth
Amendment, the determination of whether an investigatory detention is
constitutional entails a two-step analysis: the detention “is reasonable if it is (1)
‘justified at its inception’ and (2) ‘reasonably related in scope to the
circumstances which justified the interference in the first place.’” United States
v. DeJear, 552 F.3d 1196, 1200 (10th Cir. 2009) (quoting United States v.
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Johnson, 364 F.3d 1185, 1189 (10th Cir. 2004)).
A traffic stop “is [justified at its inception] . . . if the stop is based on an
observed traffic violation or if the police officer has reasonable articulable
suspicion that a traffic or equipment violation has occurred or is occurring.”
United States v. Botero-Ospina, 71 F.3d 783, 787 (10th Cir. 1995) (en banc).
“[A] traffic stop may be expanded beyond its original purpose if during the initial
stop the detaining officer acquires reasonable suspicion of criminal activity, that
is to say the officer must acquire a particularized and objective basis for
suspecting the particular person stopped of criminal activity,” Kitchell, 653 F.3d
at 1217–18 (quoting White, 584 F.3d at 949) (internal quotation marks omitted),
or, on the other hand, “if the initial detention has become a consensual
encounter,” Hunnicutt, 135 F.3d at 1349.
In determining whether reasonable suspicion exists, we must look to the
“totality of the circumstances,” rather than assessing each factor or piece of
evidence in isolation, United States v. Salazar, 609 F.3d 1059, 1068 (10th Cir.
2010); “[n]o one factor is determinative,” United States v. Holt, 264 F.3d 1215,
1220 (10th Cir. 2001) (en banc), abrogated on other grounds as stated in United
States v. Stewart, 473 F.3d 1265, 1268–69 (10th Cir. 2007). When making our
assessment, “deference is to be accorded a law enforcement officer’s ability to
distinguish between innocent and suspicious actions,” United States v. Wood, 106
F.3d 942, 946 (10th Cir. 1997), and we “need not rule out the possibility of
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innocent conduct,” United States v. Albert, 579 F.3d 1188, 1197 (10th Cir. 2009)
(quoting United States v. Arvizu, 534 U.S. 266, 277 (2002)) (internal quotation
marks omitted). “[W]e consider the reasonableness of an officer’s actions using
an ‘objective standard.’” United States v. Winder, 557 F.3d 1129, 1134 (10th Cir.
2009) (quoting United States v. Sanchez, 519 F.3d 1208, 1213 (10th Cir. 2008)).
Under this objective standard, we ask “whether ‘the facts available’ to the
detaining officer, at the time, warranted an officer of ‘reasonable caution’ in
believing ‘the action taken was appropriate.’” Id. (quoting Terry, 392 U.S. at
21–22).
Because an investigatory detention must be justified at its inception,
DeJear, 552 F.3d at 1200, we must first pinpoint the moment when Mr. McGehee
was seized. The parties agree that the traffic stop constituted the initial “seizure,”
and commenced at the point when Officer Holloway turned on his emergency
equipment and walked up to the vehicle to interact with the driver. We are
content to proceed in our analysis on the basis of the parties’ agreement on this
matter. Although Mr. McGehee does not dispute that at one point the vehicle was
parked illegally, he nevertheless contends that “there was no legal basis to
conduct a traffic stop on conduct which had already been corrected.” Aplt.
Opening Br. at 13. Because the Lexus was no longer parked illegally by the time
Officer Holloway arrived at the driver’s-side window, Mr. McGehee reasons that
there was no further basis for the stop. This argument lacks merit.
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It is well-settled that “[a]n initial traffic stop is valid under the Fourth
Amendment . . . if based on an observed traffic violation.” Hunnicutt, 135 F.3d at
1348. Moreover, it is also permissible where an officer “has a reasonable
articulable suspicion that a traffic or equipment violation has occurred or is
occurring.” Id. (emphasis added). Mr. McGehee points to no cases lending direct
support to his argument that subsequent corrective conduct alters or negates the
ability of law enforcement to issue citations for offenses that already have been
committed. He relies only upon cases where we have held that police may not
detain an individual based upon a suspicion that the person has committed a
traffic offense, when actually the purported offense is not a state-law
violation—i.e., where the officer has committed a mistake of law. See, e.g.,
United States v. Gregory, 79 F.3d 973, 978 (10th Cir. 1996) (concluding that
there was no basis to support a traffic stop where one instance of crossing into an
emergency lane was not a violation of Utah law). Here, Officer Holloway made
no mistake of law—the Lexus in which Mr. McGehee was sitting was illegally
parked, and the officer was entitled to conduct a traffic stop in order to issue a
citation. Accordingly, the initial stop was valid.
Mr. McGehee also suggests that “[t]he officers expanded the stop beyond
its original purpose without the prerequisite suspicion of additional criminal
activity.” Aplt. Opening Br. at 14. He reasons that, after Officer Holloway
obtained his identification information, and discovered that there were no active
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warrants outstanding, he should have issued a traffic citation and “allowed the
parties to proceed.” Id. As noted, however, a longer detention is permissible
where, inter alia, “the detaining officer acquires reasonable suspicion of [further]
criminal activity.” Kitchell, 653 F.3d at 1217–18 (quoting White, 584 F.3d at
949) (internal quotation marks omitted).
To begin, we note that Officer Holloway encountered the vehicle in which
Mr. McGehee was an occupant in front of a residence known to be associated
with drug-trafficking. Officer Holloway was not obliged to ignore this fact in
interacting with the vehicle’s occupants regarding the traffic violation and, in
combination with other suspicious factors, this fact objectively supported
Officer’s Holloway’s belief that the occupants were engaged in criminal conduct.
See Illinois v. Wardlow, 528 U.S. 119, 124 (2000) (“An individual’s presence in
an area of expected criminal activity, standing alone, is not enough to support a
reasonable, particularized suspicion that the person is committing a crime. But
officers are not required to ignore the relevant characteristics of a location in
determining whether the circumstances are sufficiently suspicious to warrant
further investigation.” (citation omitted)); accord United States v. Dennison, 410
F.3d 1203, 1208 (10th Cir. 2005).
As for other suspicious factors, notably, Mr. McGehee pays little attention
to the fact that Officer Holloway immediately smelled PCP upon arriving at the
driver’s-side window of the vehicle. PCP emits “[a] very distinct odor.” R., Vol.
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2, at 11. Based on Officer Holloway’s on-the-job experience and
training—including having made “roughly ten to [fifteen] actual arrests” in
crimes involving PCP, id. —he knew immediately upon making contact with the
driver that PCP was probably inside the vehicle. At that point, considering the
totality of the circumstances, it is beyond peradventure that Officer Holloway had
reasonable, articulable suspicion that further criminal conduct was occurring.
See United States v. Hill, 199 F.3d 1143, 1148 (10th Cir. 1999) (“Deputy Justice
had[] . . . reasonable suspicion that criminal activity was occurring based upon
the PCP smell emanating from [the defendant’s] bag.”); see also United States v.
Foster, 376 F.3d 577, 586 (6th Cir. 2004) (noting that “detection of the odor of
PCP emanating from [the defendant’s] person gave the officers the authority to
detain [him] temporarily to determine his identity”).
Indeed, Officer Holloway may well have had probable cause to believe that
a narcotics offense was being committed. See, e.g., United States v. West, 219
F.3d 1171, 1178 (10th Cir. 2000) (“An officer’s detection of the smell of drugs,
such as methamphetamine, in a car is entitled to substantial weight in the
probable cause analysis and can be an independently sufficient basis for probable
cause.”) (collecting cases); United States v. Morin, 949 F.2d 297, 300 (10th Cir.
1991) (noting that, much more than reasonable suspicion, the smell of marijuana
“alone can satisfy the probable cause requirement to search a vehicle or
baggage”). However, we need not definitively decide that point. What is clear is
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that Officer Holloway was justified in expanding the scope of the initial
encounter to ascertain whether the vehicle’s occupants were engaging in criminal
conduct relating to narcotics.
Shortly after smelling the PCP, Officer Holloway noticed in plain view a
vanilla-extract bottle lodged in the driver’s-side door. R., Vol. 2, at 22. Based on
his experience, he recognized this as a container in which PCP is commonly
stored. At that juncture, even if it was not present before, there was probable
cause to search the vehicle for controlled substances. See United States v. Sparks,
291 F.3d 683, 690 (10th Cir. 2002) (“[I]f an officer has lawfully observed an
object of incriminating character in plain view in a vehicle, that observation,
either alone or in combination with additional facts, has been held sufficient to
allow the officer to conduct a probable cause search of the vehicle.”); see also
United States v. Oliver, 363 F.3d 1061, 1068 (10th Cir. 2004) (collecting cases);
cf. United States v. Corral, 970 F.2d 719, 725–26 (10th Cir. 1992) (concluding
that there was probable cause to seize and search a package believed to contain
cocaine “although the package was opaque and its contents not readily visible”
because the “incriminating character of the package was immediately apparent” to
the “veteran police officer”). Moreover, at least when coupled with his plain-
view observation shortly thereafter of Mr. McGehee “kicking a . . . handgun
underneath the seat with [the] right heel of his foot,” R., Vol. 2, at 25, the factual
circumstances provided sufficient probable cause for Officer Holloway to arrest
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Mr. McGehee. That is, this information provided Officer Holloway with “facts
and circumstances . . . that would lead a reasonable person to believe that an
offense ha[d] been or [was] being committed by [Mr. McGehee].” United States
v. Brooks, 438 F.3d 1231, 1241 (10th Cir. 2006) (quoting United States v. Dozal,
173 F.3d 787, 792 (1999)) (internal quotation marks omitted).
In many instances, as here, an officer may reasonably conclude, in light of
the totality of the circumstances, that illegal drugs discovered in a vehicle in close
proximity to a defendant in the vehicle are jointly or constructively possessed by
that defendant and the other vehicle occupants. See Maryland v. Pringle, 540
U.S. 366, 372 (2003) (concluding that there was probable cause to arrest a
defendant where, notably, there were “[f]ive plastic glassine baggies of cocaine . .
. behind the back-seat armrest . . . accessible to all three men” riding in the
vehicle and “[u]pon questioning, the three men failed to offer any information
with respect to the ownership of the cocaine”); United States v. McKissick, 204
F.3d 1282, 1292 (10th Cir. 2000) (concluding that the government established
“the necessary nexus” between the driver of the jointly occupied vehicle and the
narcotics and, more specifically, noting that “[t]he observance of drugs in plain
view is a compelling circumstance from which knowledge may be inferred”); cf.
United States v. Bowen, 437 F.3d 1009, 1016 (10th Cir. 2006) (noting that
defendant’s “proximity to the drugs would be insufficient evidence [of
possession], when considered in isolation, . . . [b]ut when considered with the rest
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of the evidence presented, his close proximity to the drugs is probative”
(emphases added)).
Mr. McGehee’s furtive efforts to conceal the firearm could meaningfully
contribute to an officer’s reasonable conclusion that there was probable cause to
believe that Mr. McGehee was engaged in criminal conduct. See Sibron v. New
York, 392 U.S. 40, 66–67 (1968) (“[D]eliberately furtive actions and flight at the
approach of strangers or law officers are strong indicia of mens rea, and when
coupled with specific knowledge on the part of the officer relating the suspect to
the evidence of crime, they are proper factors to be considered in the decision to
make an arrest.”); United States v. McCarty, 862 F.2d 143, 147 (7th Cir. 1988)
(concluding that there was “probable cause to believe that [defendant] was a
convicted felon who possessed a firearm” and observing that “his furtive gesture
when he was stopped, reinforced the reasonableness of the officers’ belief that
[he] had committed or was committing a crime”); United States v. Sanders, 631
F.2d 1309, 1312 (8th Cir. 1980) (holding that there was probable cause to arrest
defendant and that defendant’s “furtive movement” and “his contemporaneous
facial expression” provided support for that result); see also 2 Wayne R. LaFave,
Search and Seizure § 3.6(d), at 351 (2004) (“Observation of what reasonably
appear to be furtive gestures is a factor which may properly be taken into account
in determining whether probable cause exists.”).
More specifically, on these facts, Mr. McGehee’s furtive conduct involving
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firearms would have meaningfully contributed to probable cause to believe that
Mr. McGehee was committing a narcotics-related offense. Officer Holloway
already had a legally sound basis for believing that there were narcotics in the
vehicle. And, we have long recognized the close association between firearms
and drug-trafficking. See, e.g., Winder, 557 F.3d at 1138 (suggesting that
firearms “are commonly regarded as tools of the drug trade” (citing United States
v. Burkley, 513 F.3d 1183, 1189 (10th Cir. 2008))); see also United States v.
Vanover, 630 F.3d 1108, 1118 (8th Cir. 2011) (noting that “drug dealers
commonly use firearms for intimidation and protection”).
Finally, the evidence found on Mr. McGehee’s person was obtained
properly pursuant to a search incident to a lawful arrest. See Arizona v. Gant, 556
U.S. 332, 338–39 (2009). In sum, at no point from the initial stop through the
time of Mr. McGehee’s arrest was the Fourth Amendment violated. For that
reason, the district court properly denied Mr. McGehee’s motion to suppress.
B. Sufficiency of the Evidence
Mr. McGehee also contends that there was insufficient evidence for the jury
to convict him of possessing a firearm in furtherance of a drug-trafficking
crime—that is, of the crime charged in Count Two of the indictment. “In
reviewing the sufficiency of the evidence and denial of a motion for judgment of
acquittal, this court reviews the record de novo to determine whether, viewing the
evidence in the light most favorable to the government, any rational trier of fact
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could have found the defendant guilty of the crime beyond a reasonable doubt.”
United States v. Irvin, 656 F.3d 1151, 1162 (10th Cir. 2011). In conducting this
inquiry, the court may “not ‘weigh conflicting evidence.’” Id. (quoting United
States v. Evans, 318 F.3d 1011, 1018 (10th Cir. 2003)). Moreover, in making its
determination, the “court considers the entire record, including both direct and
circumstantial evidence, together with the reasonable inferences to be drawn from
it.” United States v. Mendez, 514 F.3d 1035, 1041 (10th Cir. 2008).
“A conviction under [18 U.S.C.] § 924(c)(1)(A) requires more than just
possession of a firearm; it also requires that such possession be ‘in furtherance’ of
. . . a drug trafficking crime.” United States v. King, 632 F.3d 646, 655 (10th Cir.
2011). As a preliminary matter, Mr. McGehee does not appear to argue that the
evidence was insufficient to establish that he possessed—or constructively
possessed—the firearm in question. He argues only that the evidence could not
satisfy the “in furtherance” element of § 924(c)(1)(A).
“We have previously held that ‘possession in furtherance[] requires the
government to show that the weapon furthered, promoted or advanced a drug
trafficking crime.’” United States v. Luke-Sanchez, 483 F.3d 703, 706 (10th Cir.
2007) (quoting United States v. Robinson, 435 F.3d 1244, 1251 (10th Cir. 2006)).
In that sense, “the government [must] establish some nexus between the firearms
and the underlying drug trafficking crime.” Id. “The intent to possess the
weapon to further [a] drug trafficking crime is generally proven through
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circumstantial evidence,” King, 632 F.3d at 655 (quoting United States v. Rogers,
556 F.3d 1130, 1140 (10th Cir. 2009)) (internal quotation marks omitted), and in
that respect, “[w]e have identified a nonexclusive list of factors that are relevant
when assessing whether the government has established the requisite nexus
between the firearm and the drug-trafficking offense,” id. These factors include:
“the type of drug activity being conducted, the accessibility of the firearm, the
type of firearm, the legal status of the firearm, whether the firearm is loaded, the
proximity of the firearm to drugs or drug profits, and the time and circumstances
under which the firearm is found.” United States v. Trotter, 483 F.3d 694, 701
(10th Cir. 2007) (quoting United States v. Basham, 268 F.3d 1199, 1208 (10th
Cir. 2001)) (internal quotation marks omitted), judgment vacated on other
grounds by 552 U.S. 1090 (2008), and 552 U.S. 1091 (2008).
Applying the Trotter factors, we easily conclude that the evidence was
sufficient to sustain the conviction. First, as for the type of drug activity, Mr.
McGehee’s underlying conviction in Count One involved distribution of cocaine
base (i.e., “crack”). Specifically, when Mr. McGehee was arrested, Officer
Holloway found on his person “individually packaged” “crack” cocaine, which
was consistent with intended distribution. Aplee. Br. at 16. Moreover, in the
“jail calls” introduced at trial, Mr. McGehee referenced his “work”; in the context
of his conversations, as Detective Patrick Greeno testified, this suggested that Mr.
McGehee was distributing “cocaine for sale . . . [or] business” when he was
-20-
caught. R., Vol. 2, at 232–33.
As for the type of firearm, the gun was a Ruger pistol, that is, a “large
caliber semi-automatic which could [be] easily concealed.” Aplee. Br. at 16; see
R., Vol. 2, at 127 (“It was a Ruger .40 caliber handgun . . . .”). In fact, as noted,
the evidence showed that Mr. McGehee almost successfully concealed it while the
driver, Mr. Cofield, was being arrested. Our cases suggest that such handguns are
frequently used in similar drug-trafficking crimes, where the offender needs
protection because of the high-stakes, dangerous nature of the offense. See, e.g.,
Rogers, 556 F.3d at 1140 (finding sufficient evidence “to prove [that] firearms
were possessed in furtherance” of a conspiracy “to distribute narcotics” where the
firearms—“a loaded .40 caliber Glock semi-automatic pistol and a .22 caliber
revolver”—were seemingly possessed for protection). More generally, as we
have stated on numerous occasions, “[i]n the context of drug-trafficking crimes,
firearms are frequently ‘tools of the trade.’” King, 632 F.3d at 655 (quoting
United States v. Hall, 473 F.3d 1295, 1304 (10th Cir. 2007)). Detective Greeno
offered testimony concerning the nexus between firearms and the drug trade,
which the jury could permissibly credit. See R., Vol. 2, at 216 (“We have a lot of
people getting injured over this stuff, and it is very common to see people that
traffic drugs with firearms.”).
The remaining Trotter factors, moreover, collectively suggest that there
was more than enough evidence to sustain the conviction. First, the firearm was
-21-
fully loaded with a round in the chamber and clearly accessible to Mr. McGehee.
A loaded firearm is obviously “better suited” to serve as protection for illegal
drugs that a defendant intends to distribute. King, 632 F.3d at 656. Second,
while the firearm was not “stolen,” it was nonetheless illegally possessed: Mr.
McGehee was a convicted felon and had no right to possess it. Moreover, the gun
was found in close proximity to the narcotics discovered on Mr. McGehee’s
person. See R., Vol. 1, at 131; cf. King, 632 F.3d at 656 (“The firearm was
located in the trunk right next to the marijuana, meaning that it was immediately
reachable when the drugs were being accessed.”). While “[t]he mere possession
of a firearm in proximity to drugs or drug proceeds would not require a finding
that [the] weapon was possessed in furtherance of drug trafficking, [it] could be
considered by the jury along with other evidence in arriving at a decision as to
intent.” Basham, 268 F.3d at 1208 (emphasis added).
On balance, considering the evidence in the light most favorable to the
government, “any rational trier of fact could have found the defendant guilty of
the crime beyond a reasonable doubt.” Irvin, 656 F.3d at 1162. Thus, Mr.
McGehee’s arguments must be rejected. 4
4
Mr. McGehee also suggests that the jury was confused on the law
because it sent written questions to the court asking for clarification on the “in
furtherance” element, as detailed in the instructions. Insofar as Mr. McGehee
purports to challenge the instructions given at trial, he has not adequately briefed
this argument, and we will not formulate it for him. See, e.g., United States v.
(continued...)
-22-
C. Acceptance of Responsibility
Mr. McGehee contends that the district court should have granted him a
two-level reduction in his offense level for acceptance of responsibility under
U.S.S.G § 3E1.1(a). At the outset, we note that Mr. McGehee has waived this
argument.
“We typically find waiver [as opposed to forfeiture] in cases where a party
has invited the error that it now seeks to challenge, or where a party attempts to
reassert an argument that it previously raised and abandoned below.” United
States v. Zubia-Torres, 550 F.3d 1202, 1205 (10th Cir. 2008) (emphasis added).
“[W]aiver is accomplished by intent, [but] forfeiture comes about through
neglect.” Id. (second alteration in original) (quoting United States v.
Carrasco-Salazar, 494 F.3d 1270, 1272 (10th Cir. 2007)) (internal quotation
marks omitted). Waiver, unlike forfeiture, requires a showing that a known right
4
(...continued)
Kunzman, 54 F.3d 1522, 1534 (10th Cir. 1995) (“It is insufficient merely to state
in one’s brief that one is appealing an adverse ruling below without advancing
reasoned argument as to the grounds for the appeal.” (quoting Am. Airlines v.
Christensen, 967 F.2d 410, 415 n.8 (10th Cir. 1992)) (internal quotation marks
omitted)). Perhaps Mr. McGehee is suggesting that evidence of a jury’s
confusion regarding instructions pertaining to an element of an offense should
itself be viewed as an indication that the jury perceived significant (if not critical)
deficiencies in the government’s proof on that element. See Aplt. Opening Br. at
10 (noting that “[t]he jury clearly had an issue with whether the government met
its burden in regards to Count [Two].”). But Mr. McGehee provides no authority
to support that proposition and it is not readily apparent to us that he could
support it. So, we summarily reject this possible argument by Mr. McGehee.
-23-
has been intentionally “relinquish[ed] or abandon[ed].” United States v. Olano,
507 U.S. 725, 733 (1993) (quoting Johnson v. Zerbst, 304 U.S. 458, 464 (1938))
(internal quotation marks omitted).
“[A] party that has waived a right is not entitled to appellate relief.”
United States v. Teague, 443 F.3d 1310, 1314 (10th Cir. 2006). “Unlike waived
theories, we will entertain forfeited theories on appeal, but we will reverse a
district court’s judgment on the basis of a forfeited theory only if failing to do so
would entrench a plainly erroneous result.” Richison v. Ernest Grp., Inc., 634
F.3d 1123, 1128 (10th Cir. 2011). In other words, where a defendant has
forfeited an issue in the district court, in order to prevail in an appellate challenge
regarding that issue, a defendant must make a sufficient showing of error under
the plain-error standard. See, e.g., United States v. Vasquez-Alcarez, 647 F.3d
973, 976 (10th Cir. 2011) (“If he has forfeited the stale conviction argument, we
review the substantive reasonableness of his sentence only for plain error.”). 5
5
The issue of whether Mr. McGehee failed to preserve for appellate
review his acceptance-of-responsibility argument came up for the first time
during oral argument. In its brief, the government did not argue that Mr.
McGehee failed to preserve this argument. Consequently, a colorable argument
could be advanced that we should overlook Mr. McGehee’s apparent failure to
preserve his acceptance-of-responsibility argument because the government
forfeited the right to object to it. See United States v. Heckenliable, 446 F.3d
1048, 1049 n.3 (10th Cir. 2006) (“Defendant concedes he did not challenge the
validity of his plea before the district court. The Government, however, does not
argue Defendant waived his present challenge, and accordingly, has waived the
waiver.”); United States v. Reider, 103 F.3d 99, 103 n.1 (10th Cir. 1996) (holding
(continued...)
-24-
Before sentencing, Mr. McGehee expressly indicated that he had no
objections to the PSR. And the PSR recommended that he not be given an
adjustment under the Guidelines for acceptance of responsibility. Subsequently,
Mr. McGehee nevertheless argued in his sentencing memorandum—referencing §
3E1.1—that he should receive a two-level reduction in his Guidelines offense
level for his conduct during trial:
[T]he defendant stipulated to evidence relating to Counts [One]
5
(...continued)
that “we do not consider the [waiver] issue” where “the government has not
contended that these actions [of defendant, bespeaking waiver] preclude
defendant from challenging” the relevant district court rulings). However,
importantly, Mr. McGehee has never made such a government-forfeiture
argument. Furthermore, although we do not accord the fact great weight in our
analysis, we note that the government did contend at oral argument that Mr.
McGehee failed to preserve the acceptance-of-responsibility argument—albeit on
grounds that he purportedly forfeited it, rather than waived it. We arguably may
accord some small benefit to the government for that step. Cf. United States v.
Leichtnam, 948 F.2d 370, 375 (7th Cir. 1991) (holding that where the government
“does not argue in its brief, and did not contend at oral argument” that the
defendant waived certain issues “by not objecting to them at trial” then the
government “waived waiver as a defense”) (emphasis added)). The government
indicated that it failed to raise the matter of lack of preservation in its brief
through inadvertence.
In any event, we are not obliged to apply forfeiture principles to the
government’s briefing omission; such decisions are discretionary. Cf. Singleton
v. Wulff, 428 U.S. 106, 121 (1976) (“The matter of what questions may be taken
up and resolved for the first time on appeal is one left primarily to the discretion
of the courts of appeals, to be exercised on the facts of individual cases.”); United
States v. Montgomery, 550 F.3d 1229, 1231 n.1 (10th Cir. 2008) (concluding that
“we exercise our discretion to ignore the waiver”); Daigle v. Shell Oil Co., 972
F.2d 1527, 1539 (10th Cir. 1992) (noting that “we may depart from the general
waiver rule in our discretion”).
-25-
and [Three]. For example, Mr. McGehee stipulated to the
laboratory report regarding the cocaine base. The stipulation
alleviated the government from calling a forensic chemist to
testify at trial in regards to Count [One]. Mr. McGehee also
stipulated to his prior felony and the interstate nexus of the
firearm elements in Count [Three]. His stipulation again
streamlined the trial and alleviated the government from
producing a firearms expert. Finally, the defense announced in
opening statement and then reiterated in closing argument that
the contested issue in the case involved Count [Two]. . . . The
stipulations and trial strategy support an acceptance of
responsibility as contemplated by U.S.S.G. § 3E.1.1 (a) [sic]
....
R., Vol. 1, at 127.
Even though he referenced § 3E1.1 in his sentencing memorandum,
however, Mr. McGehee packaged his argument to the district court differently
than he does before us. Here, Mr. McGehee’s argument is crafted as a claim of
procedural error—viz., that the district court erred in declining to give him a
downward adjustment for acceptance of responsibility under the Guidelines. See
Aplt. Opening Br. at 5 (noting that “[t]he district court erred by denying [him] a
two level reduction for acceptance of responsibility as allowed by . . . § 3E1.1.”).
See generally United States v. Lente, 647 F.3d 1021, 1030 (10th Cir. 2011) (“In
general, a procedural challenge relates to the method by which the sentence is
calculated.” (quoting United States v. Wittig, 528 F.3d 1280, 1284 (10th Cir.
2008)) (internal quotation marks omitted)); United States v. Tom, 494 F.3d 1277,
1280 (10th Cir. 2007) (“To impose a procedurally reasonable sentence, a district
court must calculate the proper advisory Guidelines range . . . .” (quoting United
-26-
States v. Hildreth, 485 F.3d 1120, 1127 (10th Cir. 2007)) (internal quotation
marks omitted)).
At sentencing, however, Mr. McGehee acknowledged that he had no
objections to the PSR’s recommendations, which included a recommendation to
deny the downward adjustment for acceptance of responsibility. In other words,
Mr. McGehee did not contend that the advisory Guidelines range was improperly
computed. Consequently, the district court was free to adopt it—including its
recommended denial of the downward adjustment for acceptance of
responsibility. See Fed. R. Crim. P. 32(i)(3)(A) (noting that at sentencing the
court “may accept any undisputed portion of the presentence report as a finding of
fact”); accord United States v. Robertson, 568 F.3d 1203, 1214 (10th Cir. 2009).
In this regard, Mr. McGehee’s counsel agreed with the district court that “[n]o
objections were filed by either party” to the PSR’s recommendations regarding
the application of the Guidelines. R., Vol. 2, at 306 (Tr. of Sentencing Hr’g, held
Feb. 28, 2011). Apparently based on Mr. McGehee’s confirmation that he did not
object to the PSR’s recommendations, the district court reasonably interpreted
Mr. McGehee’s argument based upon his alleged acceptance of responsibility as
not seeking relief under the Guidelines per se (that is, as not seeking to reverse
the PSR’s recommendation and to secure a downward adjustment under U.S.S.G.
§ 3E1.1), but rather as seeking a lesser sentence through a different vehicle—viz.,
a downward variance.
-27-
In particular, with the focus on a possible downward variance at sentencing,
the court naturally viewed Mr. McGehee’s acceptance-of-responsibility argument
as related to the possible length of his sentence—that is, as presenting a
substantive-reasonableness argument. See generally Lente, 647 F.3d at 1030 (“A
substantive challenge concerns the reasonableness of the sentence’s length and
focuses on the district court’s consideration of the § 3553(a) factors and the
sufficiency of the justifications used to support the sentence.”); United States v.
Sayad, 589 F.3d 1110, 1116 (10th Cir. 2009) (“Substantive reasonableness, on the
other hand, involves whether the length of the sentence is reasonable given all the
circumstances of the case in light of the factors set forth in [§ 3553(a)].”
(alteration in original) (quoting United States v. Conlan, 500 F.3d 1167, 1169
(10th Cir. 2007)) (internal quotation marks omitted)). Specifically, the court
reasonably interpreted Mr. McGehee’s acceptance-of-responsibility argument as
seeking favorable sentencing credit, in the computation of the length of his
sentence under 18 U.S.C. § 3553(a), for his stipulations and conduct at trial. See
R., Vol. 2, at 306 (“Mr. McGehee filed a sentencing memorandum making [an]
argument about various ways in which . . . a variance from the sentencing
guidelines should be ordered . . . .”). Mr. McGehee’s counsel agreed with the
court’s understanding of his position and the applicable decisional framework.
See id. (responding, “Yes, your Honor,” when asked, “Am I correct in that
understanding of where we are at this point[?]”).
-28-
In sum, Mr. McGehee was clearly aware that his claimed acceptance of
responsibility was a sentencing consideration before the district court; in fact, he
made an acceptance-of-responsibility argument to the court, citing U.S.S.G. §
3E1.1. However, Mr. McGehee explicitly declined to press his acceptance-of-
responsibility argument in the context of a procedural Guidelines challenge to the
PSR’s recommendation that a downward adjustment for acceptance of
responsibility be denied. Rather, he elected to seek credit for his purported
acceptance of responsibility in the context of a substantive argument for a
downward variance. Accordingly, we are disinclined to permit Mr. McGehee to
resurrect on appeal the procedural acceptance-of-responsibility argument that he
expressly declined to pursue before the district court.
In this regard, our decision in Carrasco-Salazar is instructive. In
Carrasco-Salazar, the defendant filed a written objection to the PSR’s
recommendation of a sixteen-level enhancement under the Guidelines based upon
a prior conviction, arguing that the conviction was “not categorically a crime of
violence.” 494 F.3d at 1271–72. In response to the objection, the Probation
Office filed an addendum to the report supporting its reasoning for application of
the enhancement. See id. at 1271. The defendant failed to respond. See id. at
1272. At sentencing, when asked by the district court, defense counsel
affirmatively agreed that the objections to the PSR had been resolved. Id.
Nonetheless, the defendant lodged the same challenge to the enhancement on
-29-
appeal. However, we concluded that the issue had been waived because “[t]here
can be no clearer ‘intentional relinquishment or abandonment of a known right[]’
than when the court brings the defendant’s prior objection to his attention, asks
whether it has been resolved, and the defendant affirmatively indicates that it
has.” Id. at 1273 (citation omitted) (quoting Olano, 507 U.S. at 733).
Like the defendant in Carrasco-Salazar, Mr. McGehee’s counsel “had
deliberately considered the unraised issue” of whether he was entitled to a
procedural reduction under the Guidelines for acceptance of responsibility, but
“made an intentional decision to forego it.” Zubia-Torres, 550 F.3d at 1206. Mr.
McGehee’s sentencing memorandum clearly suggests that counsel understood the
procedural application of § 3E1.1, but despite the district court’s inquiry as to
whether there were any objections to the PSR, counsel affirmatively agreed that
there were no such objections. Morever, Mr. McGehee’s counsel expressly
acceded to the district court’s understanding that (as relevant here) the
“sentencing memorandum ma[de] argument[s] about various ways in which . . . a
variance from the sentencing guidelines should be ordered.” R., Vol. 2, at 306.
That is, the district court treated the argument—with Mr. McGehee’s
endorsement—as a substantive argument for a downward variance, not as an
objection to the procedural application of § 3E1.1. For these reasons, the
Guidelines acceptance-of-responsibility argument is waived and, therefore, should
not be entertained here.
-30-
Even if we were to conclude that Mr. McGehee only forfeited the
acceptance-of-responsibility issue—rather than waived it—he could not prevail
unless he could successfully run the gauntlet created by our rigorous plain-error
standard of review. See, e.g., United States v. Fishman, 645 F.3d 1175, 1188
(10th Cir. 2011) (reviewing an argument for plain error because the defendant did
not raise it below). Mr. McGehee cannot prevail under plain-error review. Under
this demanding standard, he “must demonstrate: ‘(1) an error, (2) that is plain,
which means clear or obvious under current law, and (3) that affects substantial
rights. If he satisfies these criteria, this Court may exercise discretion to correct
the error if [4] it seriously affects the fairness, integrity, or public reputation of
judicial proceedings.’” United States v. Cooper, 654 F.3d 1104, 1117 (10th Cir.
2011) (alteration in original) (quoting United States v. Goode, 483 F.3d 676, 681
(10th Cir. 2007)).
Mr. McGehee’s argument on appeal is essentially twofold. See Aplt.
Opening Br. at 8. First, he contends that the district court’s denial of his request
for a reduction for acceptance of responsibility was clearly erroneous because it
was made without an adequate factual foundation and, more specifically,
neglected to properly take into account his conduct in conceding many aspects of
Counts One and Three. Second, he claims that the district court inappropriately
suggested that it ordinarily would have given him some credit for his truthfulness
in reaching its decision about the acceptance-of-responsibility adjustment, but it
-31-
did not do so because Mr. McGehee was allegedly receiving a windfall in light of
the fact that his sentence in the instant case would run concurrently with another
sentence that he had previously received in the United States District Court for
the Western District of Missouri, by order of that sentencing court. See R., Vol.
3, at 15 (PSR, dated Dec. 7, 2010, and revised Feb. 2, 2011) (noting that the
Missouri federal court ordered “[t]he sentence imposed in th[at] case” to run
concurrently with the sentence “yet to be imposed” in the instant case (internal
quotation marks omitted)). However, Mr. McGehee cannot prevail under plain-
error review on either argument because the district court did not commit error,
much less clear or obvious error. In other words, he cannot satisfy the first prong
of the plain-error test.
Generally, we review a district court’s decision to refuse application of the
two-level reduction for acceptance of responsibility under the deferential clearly
erroneous standard. See United States v. Dazey, 403 F.3d 1147, 1172 (10th Cir.
2005) (“Whether the facts of a particular case warrant a reduction for acceptance
of responsibility is a question of fact that we review under the clearly erroneous
standard.”); accord United States v. Hamilton, 413 F.3d 1138, 1145 (10th Cir.
2005); cf. Anderson v. City of Bessemer City, 470 U.S. 564, 574 (1985) (“Where
there are two permissible views of the evidence, the factfinder’s choice between
them cannot be clearly erroneous.”). Because “[t]he sentencing judge is in a
unique position to evaluate a defendant’s acceptance of responsibility[,] . . . [his]
-32-
determination . . . is entitled to great deference on review.” United States v.
Wooten, 377 F.3d 1134, 1145 (10th Cir. 2004) (quoting U.S.S.G. § 3E1.1 cmt.
n.5) (internal quotation marks omitted); accord United States v. Day, 223 F.3d
1225, 1231 (10th Cir. 2000); cf. United States v. McComb, 519 F.3d 1049, 1053
(10th Cir. 2007) (discussing the deferential abuse-of-discretion standard and
stating that “there are perhaps few arenas where the range of rationally
permissible choices is as large as it is in sentencing”). Some appropriate
considerations in making this determination include: (1) whether the defendant
truthfully admitted the conduct underlying his offense; (2) whether he fully
terminated his criminal conduct; and (3) the timeliness of his admissions, if any.
See U.S.S.G. § 3E1.1 cmt. n.1. The acceptance-of-responsibility adjustment “is
not intended to apply to a defendant who puts the government to its burden of
proof at trial by denying the essential factual elements of guilt[] [and] is
convicted.” Id. § 3E1.1 cmt. n.2 (emphasis added).
In support of his argument, Mr. McGehee relies heavily on our decision in
United States v. Gauvin, 173 F.3d 798, 806 (10th Cir. 1999), where we upheld the
district court’s decision to apply the two-level acceptance-of-responsibility
reduction because, despite deciding to go to trial, the defendant had essentially
admitted to all of the conduct with which he was charged. Gauvin, however, is
readily distinguishable.
As a threshold matter, in Gauvin, we merely accorded the district court the
-33-
requisite deference in upholding its decision to grant the two-level reduction. Id.
We did not indicate that other sentencing courts would be obliged to reach the
same conclusion on similar facts. In other words, giving other sentencing courts
the same degree of deference, we might well uphold their decisions on similar
facts to deny the acceptance-of-responsibility adjustment. See id.; see also Day,
223 F.3d at 1231 (noting that Gauvin was a product of our decision to “give
deference to the district court’s determination . . . absent any compelling evidence
to the contrary”). Indeed, we emphasized in Gauvin that we ourselves “might not
have reached the same decision” as the district court. Gauvin, 173 F.3d at 806.
Furthermore, in Gauvin, we emphasized that the defendant had “admitted to
all the conduct with which he was charged.” Id. (emphasis added). Relying on
note 2 in the commentary of § 3E1.1, we stated that his argument was essentially
a challenge to the applicability of the statute in question to his conduct. See id.;
see also U.S.S.G. § 3E1.1 cmt. n.2 (noting that a defendant may demonstrate
acceptance of responsibility when he goes to trial “to assert and preserve issues
that do not relate to factual guilt” (emphasis added)).
Unlike the defendant in Gauvin, Mr. McGehee clearly did not admit to all
of the conduct in the indictment, and he did not seek only to “preserve issues that
do not relate to factual guilt.” U.S.S.G. § 3E1.1 cmt. n.2. Indeed, Mr. McGehee
declined in significant measure to relieve the government of its burden of
establishing his factual guilt of the charged offenses. While presumably creating
-34-
a somewhat easier path for the government in terms of evidence presentation by
his several stipulations, Mr. McGehee made it quite clear that the burden
remained on the government to establish his factual guilt as to every count. He
did not admit that he was factually guilty of Counts One and Three, and merely
challenge the government’s proof on Count Two. See R., Vol. 2, at 93 (Def.’s
Opening Statements) (“[Mr. McGehee is] charged with possession with intent to
distribute crack cocaine; he’s charged with possession of a firearm in furtherance
or in relation to drug trafficking; and he’s charged with being a felon in
possession. He is exercising his constitutional right to have you decide, ladies
and gentlemen, whether he is guilty of those three charges.” (emphasis added)). 6
In fact, far from conceding his factual guilt regarding those two counts (i.e.,
Counts One and Three), Mr. McGehee’s counsel moved for complete acquittal
when she made her Rule 29 motion at the close of the government’s evidence.
See R., Vol. 2, at 261 (“Your Honor, with regards to the indictment and the
evidence presented, we would make a motion—pursuant to Rule 29 . . . as to all
three counts . . . .” (emphasis added)). Accordingly, Gauvin is readily
6
Even if Mr. McGehee had fully admitted his guilt as to Counts One
and Three at trial, “[w]e have held that ‘[w]hen a defendant is convicted at trial, a
sentencing court’s determination that he has accepted responsibility is based
primarily on pre-trial statements and conduct.’” United States v. Hutchinson, 573
F.3d 1011, 1032 (10th Cir. 2009) (second alteration in original) (quoting United
States v. Eaton, 260 F.3d 1232, 1237 (10th Cir. 2001)). Simply put, “an
admission of guilt at trial does not suffice” to mandate an award of the
acceptance-of-responsibility reduction. Id.
-35-
distinguishable.
In sum, on these facts, where Mr. McGehee went to trial, did not stipulate
to all of the factual elements of any count of conviction, and indeed held the
government to its ultimate burden on each count, according appropriate deference
to the district court, we conclude with no difficulty that the court did not err in
denying Mr. McGehee an offense-level reduction for acceptance of responsibility.
Because we do not discern any district-court error concerning his first argument,
it ineluctably follows that, as to that argument, Mr. McGehee cannot satisfy the
first prong of the plain-error test.
We reach a similar conclusion regarding Mr. McGehee’s second contention
of error. The district court did suggest that it was considering the benefit that Mr.
McGehee would receive from the fact that his instant sentence would be running
concurrently with his previous federal sentence from the Missouri federal court in
determining what credit to give Mr. McGehee for his acceptance of responsibility.
See R., Vol. 2, at 323–24 (noting that, “because of the significant windfall he
receives by virtue of the Western District of Missouri case, I am simply not
prepared to [give him credit]” for “not vigorously contest[ing] Counts [One] and
[Three] at trial”). Mr. McGehee suggests that it was improper for the district
court to consider this factor in denying him an acceptance-of-responsibility
adjustment because it is not a factor contemplated by U.S.S.G. § 3E1.1.
However, even assuming, arguendo, that consideration of such a concurrent-
-36-
sentence benefit in applying U.S.S.G. § 3E1.1 would have been improper, we
easily conclude that the district court committed no error—much less clear or
obvious error—because it did not in fact consider this benefit in applying § 3E1.1.
Put succinctly, Mr. McGehee’s argument is predicated on a false premise:
that the district court considered his concurrent-sentence benefit in its decision-
making when denying the acceptance-of-responsibility adjustment. It is patent
from a review of the record that this is not so. Rather, the district court
considered this factor in determining whether to grant Mr. McGehee a variance
and, relatedly, in calibrating the appropriate sentence under 18 U.S.C. § 3553(a).
The following is the court’s full statement:
I reject the request to vary. I understand the argument that Mr.
McGehee did not vigorously contest Counts [One] and [Three] at
trial. On the other hand, he did not plead guilty to those counts.
The jury could have theoretically engaged in nullification and
come back with a not-guilty verdict—this, I suspect, he would
have been willing to accept—and they did not, so that’s how it is.
Nonetheless, I ordinarily would be inclined when defendants
responsibly deal with the trial and attempt to have their
difference resolved by a jury to give them some bit of credit for
doing it in a more responsible way, but here, because of the
significant windfall he receives by virtue of the Western District
of Missouri case, I am simply not prepared to do that, and I think
the 87-month sentence [as to Counts One and Three] at the high
end of the guidelines is entirely in keeping with the sentencing
factors.
R., Vol. 2, at 323–24 (emphases added). Thus, it is palpable that Mr. McGehee’s
concurrent-sentence benefit was a consideration of the district court in deciding
whether to vary from the Guidelines range and, relatedly, in determining the
-37-
appropriate sentence for Mr. McGehee under § 3553(a). Whether some
conceivable argument could be made that consideration of a concurrent-sentence
benefit in the § 3553(a) context was error is a matter that need not concern us
here because that is not the argument that Mr. McGehee has made. Mr.
McGehee’s argument relates to the district court’s decision-making in denying the
acceptance-of-responsibility adjustment. And, because it is clear that the court
did not consider Mr. McGehee’s concurrent-sentence benefit in that context, there
is no foundation upon which Mr. McGehee may rest a claim of error.
Accordingly, Mr. McGehee’s second argument also falters fatally on the first
prong of the plain-error test.
For the foregoing reasons, even if we were to conclude that Mr. McGehee
only forfeited the acceptance-of-responsibility issue—rather than waived it—he
could not prevail before us. In sum, the district court did not commit error, much
less clear or obvious error.
III. CONCLUSION
For the foregoing reasons, Mr. McGehee’s conviction and sentence are
AFFIRMED.
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