FILED
NOT FOR PUBLICATION MAR 07 2012
MOLLY C. DWYER, CLERK
UNITED STATES COURT OF APPEALS U .S. C O U R T OF APPE ALS
FOR THE NINTH CIRCUIT
DARRYL HUBBARD,
Plaintiff-Appellant, No. 10-17217
v. D.C. No. 2:09-cv-939-JAM-GGH
C.D. HOUGHLAND and D.K. MBRIDE, MEMORANDUM *
Defendants-Appellees.
Appeal from the United States District Court
for the Eastern District of California
John A. Mendez, District Judge, Presiding
Argued and Submitted February 16, 2011
San Francisco, California
Before: TASHIMA and SILVERMAN, Circuit Judges, and ADELMAN, District
Judge.**
Darryl Hubbard filed this lawsuit under 42 U.S.C. § 1983 against two
correctional officers at High Desert State Prison, alleging that they used excessive
force against him. A magistrate judge recommended that the defendants’ motion to
*
This disposition is not appropriate for publication and is not precedent
except as provided by 9th Cir. R. 36-3.
**
The Honorable Lynn S. Adelman, District Judge for the United States
District Court for the Eastern District of Wisconsin, sitting by designation.
dismiss for failure to exhaust administrative remedies be granted, see 42 U.S.C. §
1997e(a); Woodford v. Ngo, 548 U.S. 81, 93 (2006), and the district judge adopted the
magistrate’s recommendation. Hubbard appeals, arguing that the district court erred
by granting the defendants’ motion to dismiss without holding an evidentiary hearing.
We reverse. Hubbard filed a declaration stating that he submitted an
administrative grievance relating to the incident that gave rise to his suit on July 13,
2008. If this statement is true, Hubbard cannot be deemed to have failed to exhaust
the administrative remedies that were available to him. However, the district court,
without holding an evidentiary hearing, determined that Hubbard’s statement was not
credible. In making this credibility determination without holding an evidentiary
hearing, the district court abused its discretion. See United Commercial Ins. Serv.,
Inc. v. Paymaster Corp., 962 F.2d 853, 858 (9th Cir. 1992) (stating that although Fed.
R. Civ. P. 43 gives district court wide discretion in deciding whether to take oral
testimony, “[w]here factual questions not readily ascertainable from the declarations
of witnesses or questions of credibility predominate, the district court should hear oral
testimony”); United States v. Ridgway, 300 F.3d 1153, 1155–57 (9th Cir. 2002)
(holding that "a district court errs when it does not conduct a de novo evidentiary
hearing if it rejects the credibility finding of a magistrate judge who recommends the
granting of a motion to suppress"); 8 James Wm. Moore, Moore’s Federal Practice
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– Civil § 43.05[2] (3d ed. 2012) (“A district court has considerable discretion to
decide Rule 43(c) motions solely on the basis of affidavits or to take oral testimony
at a hearing, but when questions of fact or credibility predominate, the district court
should hear oral testimony; a failure to do so is likely to be considered an abuse of
discretion.”). The district court concluded that an evidentiary hearing would not have
been useful because it would have involved nothing more than the parties’ reiterating
the positions that they had already stated in their briefs. However, one of the purposes
of an evidentiary hearing is to “enable[] the finder of fact to see the witness's physical
reactions to questions, to assess the witness's demeanor, and to hear the tone of the
witness's voice.” United States v. Mejia, 69 F.3d 309, 315 (9th Cir. 1995). All of this
assists the finder of fact in evaluating the witness’s credibility. Id.
In rare instances—instances in which it is possible to “conclusively” decide
credibility based on documentary testimony and evidence in the record—credibility
may be determined without an evidentiary hearing. Earp v. Ornoski, 431 F.3d 1158,
1169–17 (9th Cir. 2005). However, the record in the present case did not conclusively
show that Hubbard’s statement that he filed a grievance on July 13, 2008, was not
credible. The district court offered two reasons for finding Hubbard incredible: (1)
Hubbard had copies of other grievances that were processed by the prison, but not the
one he claims he filed on July 13, 2008; and (2) Hubbard did not mention the fact that
he had filed prior grievances relating to the incident when he filed another (untimely)
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grievance relating to that incident in August 2009. Neither of these facts is
conclusive. As to the first, it is plausible that Hubbard only had copies of the
grievances that the prison actually logged and processed because Hubbard did not
make copies of his grievances before he filed them. In fact, Hubbard alleges that
prison policy prohibited inmates from retaining copies of grievances, except those that
had been file-stamped as received by prison authorities. The copies that Hubbard had
were file-stamped copies that he received from the prison after the authorities had
processed the grievances. If, as Hubbard alleges, the prison did not log or process the
grievances relating to the incident, we would not expect him to have copies of those
grievances. Thus, the absence of copies is consistent with Hubbard’s version of
events. As to the second reason, the grievance form does not ask an inmate to identify
any prior grievances that he may have filed on the same matter. Although it is
reasonable to think that Hubbard might have volunteered this information, it is equally
reasonable to think that Hubbard simply saw no reason to do so. Thus, the failure to
mention any earlier grievance in the August 2009 grievance is not conclusive.
The defendants argue that Hubbard waived or forfeited his right to an
evidentiary hearing by not requesting one in the district court. However, the
defendants had the burden to prove the facts that supported their failure-to-exhaust
defense. See Jones v. Block, 549 U.S. 199, 216 (2007); Wyatt v. Terhune, 315 F.3d
1108, 1112 (9th Cir. 2003). Hubbard stated in his declaration that he filed a timely
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grievance, and if the defendants thought that he was lying, they should have requested
an evidentiary hearing for the purpose of subjecting his statement to cross-
examination. Hubbard was not required to request an evidentiary hearing for the
purpose of repeating what he had already said under penalty of perjury in his
declaration. When the district court decided that it would not accept the statements
made in Hubbard’s declaration as true, it should have held an evidentiary hearing even
though no party had requested one.
Accordingly, we REVERSE the judgment of the district court and REMAND
for an evidentiary hearing on exhaustion and such further proceedings as may be
necessary on the merits of Hubbard’s claims.
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