NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 11-1185
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UNITED STATES OF AMERICA
v.
JAMES HILL,
Appellant
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On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. No. 2-08-cr-00347-002)
District Judge: Honorable Michael M. Baylson
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Submitted Pursuant to Third Circuit LAR 34.1(a)
March 20, 2012
Before: RENDELL, FISHER and CHAGARES, Circuit Judges.
(Filed: March 29, 2012)
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OPINION OF THE COURT
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FISHER, Circuit Judge.
James Hill appeals from a judgment of conviction and sentence in the U.S. District
Court for the Eastern District of Pennsylvania. His counsel has filed a motion to
withdraw pursuant to Anders v. California, 386 U.S. 738 (1967). For the reasons stated
below, we will grant counsel’s motion to withdraw and affirm the judgment of conviction
and sentence.
I.
We write principally for the parties, who are familiar with the factual context and
legal history of this case. Therefore, we will set forth only those facts necessary to our
analysis.
On June 4, 2008, James Hill (“Hill”) and his brother, John Hill, were arrested for
the June 26, 2007 armed robbery of Ten Styles for Men Shop in Philadelphia,
Pennsylvania. On June 12, 2008, a grand jury returned a multi-count indictment,
charging the Hill brothers with conspiracy to interfere with interstate commerce by
robbery, in violation of 18 U.S.C. § 1951(a) (Count One); interference with interstate
commerce by robbery, and aiding and abetting, in violation of 18 U.S.C. §§ 1951(a) and
2 (Count 2); and using and carrying a firearm during a crime of violence, and aiding and
abetting, in violation of 18 U.S.C §§ 924(c)(1) and 2 (Count Three).
On December 14, 2009, James Hill entered a plea of guilty to all charges pursuant
to a plea agreement. His plea agreement waived his right “to appeal or collaterally attack
[his] conviction, sentence or any other matter relating to [the] prosecution,” subject to the
following four exceptions: (1) Hill could file a direct appeal from his sentence if the
government appealed from the sentence; (2) Hill could assert a claim that the “sentence
on any count of conviction exceeds the statutory maximum for that count”; (3) Hill could
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assert a claim that “the sentencing judge erroneously departed upwards under the U.S.
Sentencing Guidelines”; or (4) Hill could assert a claim that the sentencing judge
“imposed an unreasonable sentence above the final Sentencing Guidelines range.”
During the plea colloquy, the District Court reviewed these provisions with Hill, who
indicated that he understood them. Hill also signed a form acknowledging his waiver of
these rights.
The District Court determined that Hill’s base offense level for a violation of 18
U.S.C. § 1951(a) under U.S.S.G. § 2B3.1 was 20. The District Court decreased the
offense level by three for early acceptance of responsibility, under U.S.S.G. § 3E1.1(a) &
(b), and increased the offense level by two for physically restraining the victims, under
U.S.S.G. § 2B3.1(b)(4)(B), yielding an adjusted offense level of 19. Based on a prior
guilty plea and a prior conviction, and because he had committed the robbery while on
probation, the Court calculated his criminal history category as IV.
Hill’s advisory Guidelines range for Counts One and Two (grouped together under
U.S.S.G. §§ 3D1.2 & 3D1.3) was 46-57 months, which, with a mandatory consecutive
sentence of 84 months pursuant to 18 U.S.C. § 924(c), resulted in an effective sentencing
range of 130-141 months. A one-level downward departure for cooperation, pursuant to
§ 5K1.1, lowered the Guidelines range for Counts One and Two to 41-51 months, and the
effective guidelines range to 125-135 months. The District Court imposed a within-
Guidelines sentence of 46 months on Counts One and Two, and a mandatory consecutive
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sentence of 84 months on Count Three, for a total term of 130 months. The District
Court also sentenced Hill to a five-year term of supervised release, and imposed a fine of
$2,500, restitution of $2,225, and a special assessment of $300.
We granted Hill permission to file a notice of appeal out of time because he was in
custody and unable to communicate with counsel during the prescribed filing period.
After notice was filed, his counsel filed a motion to withdraw and an Anders brief in
support. Hill declined to file a pro se brief.
II.
The District Court had jurisdiction pursuant to 18 U.S.C. § 3231. We have
jurisdiction pursuant to 28 U.S.C. § 1291.
Counsel may file a motion to withdraw representation under Anders v. California,
386 U.S. 738 (1967), if, after reviewing the district court’s record, he or she is “persuaded
that the appeal presents no issue of even arguable merit.” 3d Cir. L.A.R. 109.2(a); United
States v. Youla, 241 F.3d 296, 300 (3d Cir. 2001) (quoting 3d Cir. L.A.R. 109.2(a)). In
evaluating counsel’s Anders brief, we must be satisfied that counsel “has thoroughly
scoured the record in search of appealable issues and . . . explain[ed] why the issues are
frivolous.” United States v. Coleman, 575 F.3d 316, 319 (3d Cir. 2009) (internal
quotation marks and citation omitted). Our Anders inquiry is thus twofold: “(1) whether
counsel adequately fulfilled the . . . requirements [of 3d Cir. L.A.R. 109.2(a)]; and
(2) whether an independent review of the record presents any non-frivolous issues.”
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Youla, 241 F.3d at 300 (citation omitted). If “the Anders brief initially appears adequate
on its face,” the second step of our inquiry is “guided . . . by the Anders brief itself.” Id.
at 301 (quotation marks and citation omitted).
We review the validity of appellate waivers de novo. United States v. Khattak,
273 F.3d 557, 560 (3d Cir. 2001). Although a valid waiver of appeal does not deprive us
of subject matter jurisdiction over the defendant’s claims, we will decline to exercise our
jurisdiction if we find that the waiver was knowing and voluntary. See United States v.
Jackson, 523 F.3d 234, 242 (3d Cir. 2008).
Additionally, we exercise plenary review over the District Court’s interpretation of
the Sentencing Guidelines, and review factual findings for clear error. United States v.
Grier, 475 F.3d 556, 570 (3d Cir. 2007). We review sentences for both procedural and
substantive reasonableness, applying an abuse of discretion standard. United States v.
Tomko, 562 F.3d 558, 567 (3d Cir. 2009) (en banc).
III.
Counsel’s Anders brief satisfies us that he has “scoured” the record for appealable
issues, and we agree that there are no non-frivolous issues presented. First, Hill’s appeal
is limited by the appellate waiver provision in his plea agreement. Second, no exceptions
to the waiver provision are implicated by the record.
A criminal defendant’s waiver of the right to appeal is valid, so long as it is
knowing and voluntary. Khattak, 273 F.3d at 558. In such a case, we will decline to
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review the merits of an appeal unless the waiver exempts the claims presented on appeal,
or if “the result would work a miscarriage of justice.” United States v. Gwinnett, 483
F.3d 200, 203 (3d Cir. 2007).
Hill’s waiver was indisputably knowing and voluntary, and the sentencing judge
fully complied with Rule 11 of the Federal Rules of Criminal Procedure. See Khattak,
273 F.3d at 563. Prior to accepting Hill’s plea, the District Court held a colloquy to
discuss the provisions of the plea agreement. See Fed. R. Crim. P. 11(b). During this
hearing, the District Court verified that Hill had in fact signed the plea agreement, that he
had read and understood the provisions of the agreement, that he had conferred with his
attorney about the agreement, and that his plea was free and voluntary. The Court
reviewed in detail the rights that Hill was relinquishing by pleading guilty and confirmed
that he understood these rights, including the waiver of the right to appeal. Hill was, by
his own admission, aware of the appellate waiver. The record thus reveals that Hill’s
plea was knowing and voluntary.
Though a valid waiver will not preclude a defendant from appealing based on an
exception to the waiver, see Jackson, 523 F.3d at 242, 244, none of the four exceptions to
Hill’s waiver have any meritorious basis for appeal. First, the government has not
appealed from the sentence. Second, no sentence on any count exceeds the statutory
maximum: Hill’s sentence for Counts One and Two was 46 months, to be served
concurrently, which did not exceed the statutory maximum of 20 years for either count
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under 18 U.S.C. §§ 1951(a) and 2; and Hill’s sentence for Count Three was 84 months, to
be served consecutively, which did not exceed the statutory maximum of life under 18
U.S.C. § 924(c). Third, the District Court did not erroneously depart upwards. Rather,
the District Court expressly indicated that it did not impose any upward departures in
light of Hill’s cooperation, for which it granted a one-level downward departure under
U.S.S.G. § 5K1.1. And fourth, Hill did not receive “an unreasonable sentence above the
final Sentencing Guidelines range.” The District Court imposed a 130 month sentence,
well within the advisory Guidelines range of 124-135 months. We can detect no
procedural error in the District Court’s calculations of Hill’s offense level or criminal
history category, and there is no suggestion or evidence that the District Court failed to
consider the sentencing factors delineated under 18 U.S.C. § 3553(a), relied on erroneous
facts, or failed to explain the sentence it chose. See Tomko, 562 F.3d at 567-68.
Furthermore, we cannot say that “no reasonable sentencing court would have imposed the
same sentence . . . for the reasons the district court provided.” Id. at 568.
Last, “we must . . . determine whether enforcing the waiver would work a
miscarriage of justice.” Jackson, 523 F.3d at 244. In Khattak, we adopted the First
Circuit’s approach in United States v. Teeter, 257 F.3d 14 (1st Cir. 2001), delineating
factors to consider when determining whether to vacate an otherwise valid appellate
waiver: “[T]he clarity of the [alleged] error, its gravity, its character (e.g., whether it
concerns a fact issue, a sentencing guideline, or a statutory maximum), the impact of the
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error on the defendant, the impact of correcting the error on the government, and the
extent to which the defendant acquiesced in the result.” Khattak, 273 F.3d at 563
(quoting Teeter, 257 F.3d at 25-26). However, the miscarriage of justice exception is
“applied sparingly and without undue generosity,” United States v. Wilson, 429 F.3d 455,
458 (3d Cir. 2005) (quoting Teeter, 257 F.3d at 26), and does not apply to a run-of-the-
mill sentencing appeal. See Jackson, 523 F.3d at 244. Hill cannot demonstrate a
miscarriage of justice: his sentence of 130 months was within the Guidelines range
calculated by the District Court, and we find no errors in the District Court’s calculations.
Therefore, we do not find it appropriate to vacate his waiver.
Hill’s appeal lacks any basis in law or fact. Accordingly, we decline to exercise
our jurisdiction over the appeal, and we agree with counsel that the record presents no
issues of even arguable merit.
IV.
For the foregoing reasons, we will affirm the judgment of conviction and sentence
and grant counsel’s motion to withdraw.
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