NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 10-1521
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UNITED STATES OF AMERICA
v.
ULYSSES GONZALEZ,
Appellant
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Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. Criminal No. 2-09-cr-00162-001)
District Judge: Honorable C. Darnell Jones, II
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Submitted Under Third Circuit LAR 34.1(a)
March 23, 2012
Before: RENDELL, FISHER and CHAGARES, Circuit Judges
(Opinion Filed: March 30, 2012)
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OPINION OF THE COURT
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RENDELL, Circuit Judge.
Ulysses Gonzalez pled guilty to two counts of bank robbery in violation of 18
U.S.C. § 2113 and was sentenced to 120 months’ imprisonment. After filing a notice of
appeal, defense counsel moved to withdraw, filing a brief under Anders v. California, 386
U.S. 738 (1967), indicating that no non-frivolous issues exist. Because we agree that
Gonzalez does not present a colorable claim on appeal, we will affirm the District Court’s
Judgment of Conviction and Sentence. 1
I.
On January 9, 2009, a Wachovia Bank branch on West Erie Avenue in
Philadelphia was robbed. A man wearing a black Adidas jacket with stripes on it passed
a note to a teller demanding money and threatening to shoot someone if his demands
were not met. The teller handed money to the robber, who fled and left the demand note
behind.
A fingerprint on the demand note was matched to Gonzalez. The teller from the
January 9, 2009 robbery identified Gonzalez in a photo array. The FBI recognized that a
similar robbery took place in Philadelphia on January 6, 2009. The teller from that
robbery was shown a photo array and identified Gonzalez as one of two people who
could possibly have been the robber.
The FBI arrested Gonzalez in his home, pursuant to an arrest warrant. They asked
for permission to search his home, which he granted. They recovered a striped Adidas
jacket as well as a white sweatshirt with a gold embossed design on it that matched the
clothing worn by the robber in the January 6, 2009 robbery. They also spoke to
Gonzalez, who admitted committing the two robberies and identified himself in
surveillance photographs.
1
The District Court had jurisdiction pursuant to 18 U.S.C. § 3231. We exercise
jurisdiction under 28 U.S.C. § 1291.
2
Gonzalez was charged with two counts of bank robbery in violation of 18 U.S.C. §
2113. He pled guilty and was sentenced to 120 months’ imprisonment. His counsel filed
a timely notice of appeal. Defense counsel subsequently moved to withdraw as counsel,
filing an Anders brief indicating that no non-frivolous issues exist for appeal.
II.
When presented with an Anders brief, our inquiry is two-fold: (1) whether
counsel’s Anders brief is adequate on its face; and (2) whether our independent review of
the record reveals any issues that are not frivolous. United States v. Youla, 241 F.3d 296,
300 (3d Cir. 2001) (citing United States v. Marvin, 211 F.3d 778, 780 (3d Cir. 2000)).
An Anders brief will be deemed adequate if the Court is satisfied that counsel has
“thoroughly examined the record in search of appealable issues” and explained why the
issues are frivolous. Id. Counsel, however, need not address every conceivable claim.
Id. Where counsel’s Anders brief is adequate, we will confine our inquiry to issues raised
by counsel and by the defendant in his pro se brief. Id. at 301 (citing United States v.
Wagner, 103 F.3d 551, 552-53 (7th Cir. 1996)).
Defense counsel addressed three issues:
A. Did the District Court have jurisdiction to accept the defendant’s guilty plea?
B. Is the defendant’s guilty plea valid in light of controlling constitutional and
statutory standards?
C. Did the District Court impose a legal sentence?
Defense counsel concluded that these are frivolous issues on appeal. Gonzalez filed a
brief, taking issue with the treatment he received from law enforcement officers and his
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lawyers, and suggesting that his speedy trial rights were violated. We agree with defense
counsel that there are no non-frivolous issues on appeal and will affirm.
There is no question that the District Court had jurisdiction pursuant to 18 U.S.C.
§ 3231 to accept Gonzalez’s plea to a violation of the federal bank robbery statute.
The validity of a guilty plea is governed by standards set out in Boykin v.
Alabama, 395 U.S. 238 (1969) and Federal Rule of Criminal Procedure 11. To pass
constitutional muster, a guilty plea must be knowing and voluntary. Boykin, 395 U.S. at
243 n.5. The Court in Boykin expressly noted that, for a defendant’s guilty plea to be
knowing and voluntary, the defendant must be made aware of his privilege against
compulsory self-incrimination, his right to trial by jury, and his right to confront accusers.
Id. The District Court informed Gonzalez of these rights in a colloquy on the record, and
instructed him that by pleading guilty, he was giving up those rights. (A.30-33.) The
District Court’s colloquy also satisfied the requirements of Federal Rule of Criminal
Procedure 11. (A.20-41.) Thus, we see no non-frivolous issues concerning the validity
of Gonzalez’s guilty plea.
The District Court imposed a legal sentence of 120 months’ imprisonment, which
is not only less than the 40 year maximum for the two counts of bank robbery, 18 U.S.C.
§ 2113(a), but also below the applicable Sentencing Guidelines’ range of 151 to 188
months.
We therefore agree with defense counsel that the issues he raises are frivolous, and
will now turn to the claims Gonzalez makes in his pro se brief. Gonzalez’s brief suggests
that law enforcement officers coerced him to give permission to search his home and to
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waive his Miranda rights by threatening to take his children away from him. It also
suggests that his grant of permission to search his home was not voluntary because he
was high on crack-cocaine. These claims were waived by Gonzalez’s unconditional plea
of guilty. Menna v. New York, 423 U.S. 61, 62 n.2 (1975) (“A guilty plea . . . simply
renders irrelevant those constitutional violations not logically inconsistent with the valid
establishment of factual guilt and which do not stand in the way of conviction if factual
guilt is validly established.”); Washington v. Sobina, 475 F.3d 162, 165 (3d Cir. 2007)
(“It is well established that a criminal defendant’s unconditional, knowing and voluntary
plea of guilty waives all non-jurisdictional issues.” (citations omitted)); see also Fed. R.
Crim P. 12(b)(3)(C); United States v. Rose, 538 F.3d 175, 182 (3d Cir. 2008) (“[U]nder
Rule 12 a suppression argument raised for the first time on appeal is waived (i.e.,
completely barred) absent good cause.”). Therefore any effort to pursue such a claim on
appeal would be frivolous.
Gonzalez’s brief also insinuates that his speedy trial rights were violated. A
speedy trial argument would necessarily be frivolous because Gonzalez’s guilty plea
waived both statutory and constitutional speedy trial claims. 18 U.S.C. § 3162(a)(2)
(“Failure of the defendant to move for dismissal prior to trial or entry of a plea of guilty
or nolo contendere shall constitute a waiver of the right to dismissal under this section.”);
Washington, 475 F.3d at 166.
Gonzalez’s brief also takes issue with the effectiveness of his lawyers. We have
frequently noted that Sixth Amendment claims of ineffective assistance of counsel should
ordinarily be raised in a collateral proceeding pursuant to 28 U.S.C. § 2255 rather than on
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direct appeal. See, e.g., United States v. Wise, 515 F.3d 207, 215 (3d Cir. 2008); United
States v. Thornton, 327 F.3d 268, 271 (3d Cir. 2003); United States v. Jake, 281 F.3d
123, 132 n.7 (3d Cir. 2002); United States v. Titchell, 261 F.3d 348, 352 (3d Cir. 2001).
While there is an exception when the existing record is sufficient to determine the
ineffectiveness question, that is not the case here. See United States v. Headley, 923 F.2d
1079, 1083-84 (3d Cir. 1991). Accordingly, we will follow our long-standing practice
and deny Gonzalez’s claim of ineffective assistance of counsel without prejudice to his
right to raise this claim on a collateral attack brought pursuant to 28 U.S.C. § 2255.
Thornton, 327 F.3d at 272.
In sum, we conclude that Gonzalez fails to raise a non-frivolous argument on
appeal and will therefore affirm the District Court’s Judgment of Conviction and
Sentence. We conclude that counsel’s Anders brief is adequate and will grant his motion
to withdraw.
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