Filed 3/30/22 P. v. Coleman CA1/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or
ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION ONE
THE PEOPLE,
Plaintiff and Respondent,
A161731
v.
WENDELL COLEMAN, JR., (Napa County
Super. Ct. No.
Defendant and Appellant.
CR183654)
Defendant Wendell Coleman, Jr., appeals from a judgment following a
contested probation revocation hearing and imposition of a four-year prison
sentence for corporal injury to a spouse, false imprisonment by violence, and
two /counts of disobeying a domestic relations court order. On appeal,
defendant contends the trial court’s failure to (a) conduct a new competency
hearing prior to the revocation hearing and (b) appoint a public defender at
his sentencing hearing violated his constitutional rights. We affirm.
BACKGROUND1
In the underlying case, the trial court declared defendant incompetent
to stand trial and ordered him placed at a state hospital for treatment. After
competence was restored, criminal proceedings resumed, and a jury convicted
We take judicial notice of the record in case No. A159933. (Evid.
1
Code, §§ 452, 459.)
1
defendant of corporal injury to a spouse (Pen. Code, § 273.5, subd. (a)),2 false
imprisonment by violence (§ 236), and two counts of disobeying a domestic
relations court order (§ 273.6, subd. (a)). The trial court then suspended
imposition of sentence and placed defendant on five years’ probation.
Ten months later, in October 2020, defendant was arrested for felony
stalking (§ 646.9, subd. (b)) and harassing the victim using his social media
account (§ 653.2, subd. (a)), and the district attorney filed petitions3 to revoke
his probation. Defendant represented himself at the probation revocation
hearing and sentencing. The trial court found him in violation and sentenced
him to four years in prison.4
DISCUSSION
Competency
A defendant is incompetent to stand trial, if “as a result of a mental
disorder or developmental disability, the defendant is unable to understand
the nature of the criminal proceedings or to assist counsel in the conduct of a
defense in a rational manner.” (§ 1367, subd. (a).) Trial of an incompetent
defendant violates both state and federal due process guarantees. (People v.
Smith (2003) 110 Cal.App.4th 492, 499; see U.S. Const., 14th Amend.; Cal.
2All further statutory references are to the Penal Code unless
otherwise indicated.
3 The District Attorney also filed a subsequent petition to revoke
defendant’s probation after defendant: twice “[f]ailed to sign a Mental Health
Release of Information/Consent” as directed; and “[s]ubmitted a positive drug
test” for methamphetamine.
4 The sentence consisted of the upper four-year term for the felony
infliction of corporal injury on a spouse/cohabitant count and a three-year
upper term for the felony false imprisonment count, which was stayed
pursuant to section 654. As to counts 3 and 4—disobeying a court order—the
court sentenced defendant to 256 days in jail with 128 days’ custody credit
and 128 days’ conduct credit.
2
Const., art. I, § 15.) Thus, “[a] person shall not be tried or adjudged to
punishment . . . while that person is mentally incompetent.” (§ 1367, subd.
(a).)
Defendant points to the “prior incompetency findings,” his “bizarre
behavior in and out of court,” and the prosecutor’s “repeated, emphatic
requests for the trial court to intervene” as substantial evidence that the
court should have conducted further competency proceedings. (Boldface &
capitalization omitted.)
Prior Incompetency Findings
The section 1372 report—finding defendant restored to competency to
stand trial on the underlying charges—summarized the prior findings: In
May 2018, two psychologists evaluated defendant, one finding him competent
to stand trial, the other finding him incompetent to do so. Three months
later, a third evaluator also found defendant incompetent to stand trial.
In the first report, Dr. John Shields opined defendant was competent to
stand trial and stated defendant presented as “ ‘an angry and indignant man,
intent on impressing upon this evaluator his righteousness and his
innocence.’ ” Defendant was a “cooperative, focused, and passionate man; . . .
who is strong-willed, and wants to be in charge. He did not show signs of
acute mental illness” but did “appear as a bit hypomanic, and narrowly
focused in his ideation.” Dr. Shields wrote defendant was “able to talk in
detail about his case, and he communicated both an understanding of the
purpose for and the nature of the criminal proceedings. He is also able to
assist his legal counsel if, and only if, he chooses to do so.” Finally, Dr.
Shields did not recommend psychotropic or anti-psychotic medication and
stated defendant had the capacity to make decisions regarding his
medication.
3
Dr. Robbin Broadman opined defendant was incompetent to stand trial.
Although defendant appeared to have “educated himself enough to
understand what the process entails,” he did not have the ability to assist
counsel in the conduct of a defense because he “would not be able to make a
logical presentation to an attorney, and definitely cannot represent himself.”
She maintained defendant “expressed increasingly paranoid ideas about
everyone connected to the case,” and was “grandiose with delusional beliefs
about his charges, his relationship with the victim and his own abilities.” His
beliefs led him to dismiss “evidence and witnesses with faulty reasoning.”
While her differential diagnosis included delusional disorder, schizophrenia,
and bipolar disorder, she stated there was “no evidence of a mood component,
making Bipolar Disorder less likely” and defendant was “too high functioning
to have Schizophrenia.” She recommended antipsychotic medication and
opined defendant lacked the capacity to consent to medication.
Dr. Sabrina Correa also opined defendant was incompetent to stand
trial. Although defendant had a “factual understanding of the situation,” he
lacked the “capacity to rationally assist counsel.” Her differential diagnosis
“[r]ule[d] out” personality disorder, delusional disorder, psychosis, and
bipolar disorder, but he had “traits of narcissism and possible delusions.”
She deferred the decision of whether “anti-psychotic medication is medically
appropriate” for defendant to a psychiatrist, but concluded defendant had the
“capacity to make decisions regarding anti-psychotic medication.”
The court found defendant incompetent to stand trial and placed him at
Napa State Hospital, and denied a request for involuntary medication.
Four months later, another evaluation was filed with the court. This
evaluation was based in part on defendant’s response to treatment as
described by his doctors. One doctor noted defendant still lacked “ ‘insight
4
into his illness/delusional belief,’ ” while another opined defendant “was
competent to stand trial.” The latter doctor stated defendant “demonstrated
intact knowledge of criminal proceedings and full understanding of the
charges before him.” She further stated defendant was “capable of working
with counsel but chooses not to work with this specific one,” and that “[a]ny
current grandiosity is not impeding [his] capacity to evaluate his situation.”
Based on the information before her, the evaluator determined
defendant was “not yet competent to stand trial and should be retained for
further treatment” but opined he “will achieve competence in the near
future.” Defendant still lacked “the ability to assist counsel in the conduct of
a defense in a rational manner.” He continued to insist “all of the charges are
based on ‘false allegations,’ ” he would not “acknowledge the alleged evidence
against him,” and “what he presented as evidence in his defense was full of
theoretical information, . . . made up penal codes, and apparently delusional
beliefs.”
Three months later, in March 2019, another report—the section 1372
report—was filed, concluding defendant was now competent to stand trial.
The evaluator opined, “with reasonable medical certainty, that [defendant] is
able to understand the nature of the criminal proceedings,” as evidenced by
the fact that “[t]hroughout [his] assessments by [various doctors], there had
been little to no concern about the adequacy of [his] knowledge about basic
criminal proceedings.” Further, his defense counsel also stated, “a lack of
legal knowledge is not an issue” for defendant, and defendant’s performance
on different assessments indicated he had “sufficient knowledge of essential
courtroom personnel and their respective roles to understand the legal
proceedings and charges against him” and he had “an adequate
5
understanding of his charges and that he appreciated the severity and
possible penalties.”
The evaluator further opined defendant had “the ability to assist his
counsel in the conduct of a defense in a rational manner,” as evidenced by his
interview with defendant which showed defendant has “improved with regard
to considering information that ‘contradicts his beliefs,’ ” and he had a
“realistic understanding of the various strengths of evidence against him.”
Finally, although the evaluator opined that defendant still continued “to have
delusions of jealous and persecutory types,” these “delusions do not
necessarily impede his ability to rationally assist his attorney in his defense.”
Defendant did not “evidence hallucinations, disorganized behavior,
disorientation, or other symptoms,” and he, “[t]herefore . . . would likely be
able to perform adequately in similarly stressful situations, like working with
his attorney or attending trial.” And given his “demonstrated . . . ability to
rationally weigh the pros and cons of incorporating various pleas and plea-
bargaining into his legal strategy,” defendant “will be able to aid his attorney
in coordinating a legal defense strategy in a rational manner.”
The trial court determined defendant had been restored to competency,
and the criminal proceedings resumed.
Defendant’s Behavior
Turning specifically to defendant’s behavior, he maintains that “[o]ver
the course of several hearings,” he made “bizarre statements, motions, and
requests.”
6
First, he identifies a “number of groundless motions” that were not
heard by the judge who presided over the probation revocation hearing
(Judge Wood) but were in the record.5
Next, he identifies a variety of statements he made at the probation
revocation hearing, including that he believed there was a “distinction”
between his name when written “in all caps and [his] name in the traditional
manner,” stating the different writings of his name indicated “there are
separate entities.” He also stated, “I am fully aware that I am under
maritime law. There are no American flags in this courtroom,” which he
concluded made the proceedings “fictitious and illegal.” The court
commented there was “an American flag behind me next to the seal, also, the
flag of the State of California. I don’t think we need to address that any
further.”
Defendant also points to evidence presented by the prosecution, namely
his Facebook postings.6 One post read “discrimination by Allison Haley and
the rest of the racist individuals who are actively participating in the kidnap
attempt of [the victim’s daughter]. ‘Discrimination’ was in all capital letters.
5 Defendant cites to the following: (1) a motion requesting “max out
option as probation is not providing any service that makes any sense,” and
alleging there is “an illegal no contact order” but that probation “wants me to
take parenting classes . . . why?” violation of his civil rights and malicious
prosecution; (2) a motion to “dismiss all restitution request or grant due
process right to examine witness and present evidence,” and alleging “the
‘victim’ stole defendant’s dog . . . , 30K worth [of] construction material, petty
cash, and owes for 25 years of rent”; (3) a request for judicial notice of a “proof
of life, UCC-1 filing”; and (4) a request to take judicial notice of “perjury
committed by [the victim and] . . . of the perjury and fraud committed by the
[deputy district attorney] and . . . by Judge Elia Ortiz.”
6 The prosecutor presented several other posts and videos found on
defendant’s social media, however, we restrict our recitation to those relied
on by defendant in his opening brief.
7
There was also a portion that read, [the victim’s daughter] has no rights and
continues to be held against her will.” In another post, he stated “the sheriff
department doing their part in denying me evidence to suppress the fact—
and fact is in all capital letters—that DA Allison Haley is assisting my ex in
kidnapping our child. . . . It is so obvious and they all know it. [¶] . . . I’m
calling you out Allison Haley and all fraud Napa judges, Kecia, quote, bag ‘o
rocks, end quote, Lind. . . . [¶] And any and all members of law enforcement
who continue to falsely arrest members in this community and have
participated in the kidnapping of [the victim’s daughter]. I am not going to
back down.” Finally, one post stated “Leadership, this is [the child’s] father.
If you continued to deny my child my love I will continue to bust you out and
expose you until your entire system is shattered. Why? Because you have
taken from me, and you will know my name for your trespass. Wendell
Coleman.” Along with the post, there was an attached photo of a document
which stated the victim’s first and last name and stated she had not “shown
up to a hearing in three months. She even waived . . . 9K in restitution just
so she didn’t have to show up. Who does that? Why?”
He also points to several videos he posted in which he spoke of the
victim’s daughter “being illegally kidnapped. He talked about the judges and
the DA knowing about the kidnapping. And then he talked about his ex [(the
victim)] not showing up in court and he looked directly into the camera,
raised his voice, looked angry, and said where the fuck is she? Where is my
child? What tunnel do I have to go down, because you know I’m coming.” He
stated there was “pedophilia activity going on here in Napa and human
trafficking,” in another video. Defendant maintained he loved his child and
there was “no stopping me. I’ll keep coming until I get my child back.”
8
Prosecutor’s Statements
At the revocation hearing, the prosecutor stated, “Your Honor, I have
had concerns for a while now that have also been shared by other judicial
officers other than yourself on the record regarding defendant’s competence
to be able to represent himself pursuant to 1368. Many of the comments that
were made this morning caused me further concern in that regard. . . . I
would invite the Court to declare a doubt at this point. I don’t really have
any logical responses to many of the things that Mr. Coleman is saying right
now. . . . [¶] . . . [¶] I have concerns about his ability, notwithstanding the
mental competency concerns I have of him being able to adequately represent
himself in this matter without any of the discovery. There are several police
reports, recordings taken off of the defendant’s Facebook page and other
documentation, audio recording from the victim in this matter, that I think
that any competent person, attorney or not, would need in order to represent
themselves and proceed with this hearing. [¶] So those are my concerns
regarding going forward on anything. But I have an overall arching concern
regarding the mental competency at this point.”
The court responded, “Understood. And I would probably need to take
a few moments to consult some resources regarding declaring a doubt. Not a
lot of time. . . . [¶] I think also another possibility is to reconsider the Faretta
waiver.”7
After hearing from defendant, the court stated, “So I will say that I’m
not—I’m not leaning toward declaring doubt today. I think it’s possible I
might reconsider the Faretta waiver, but I would probably need to take a few
minutes to review the law on that.” The court paused proceedings, and
7 Faretta v. California (1974) 422 U.S. 806.
9
stated “I have reviewed Faretta and the requirements of Faretta and I am not
inclined to change the previous decision regarding the Faretta waiver.”
Defendant reminded the court he had not signed the Faretta waiver
form and requested “a physical copy so that I can make a record and make
this an official signing.” The court provided him with the form, stating it
would not make “any new findings” unless defendant indicated he “want[ed]
counsel.” Defendant replied, “No. The only reason why I wish to sign this
document is to make it official.”
At that point, the prosecutor stated that after speaking with “one of the
chiefs of the Public Defendant’s Office,” that section 4011.6 could be “another
option if the Court did have any concerns about Mr. Coleman’s ability to
adequately and competently represent himself in this matter without
suspending proceedings.”8 The prosecutor further stated she did not “believe
8 Section 4011.6, subdivision (a) provides, “If it appears . . . to any
judge of a court in the county in which the jail . . . is located, that a person in
custody in that jail . . . may have a mental health disorder, that person or
judge may cause the prisoner to be taken to a facility for 72-hour treatment
and evaluation pursuant to Section 5150 of the Welfare and Institutions Code
and shall inform the facility in writing, which shall be confidential, of the
reasons that the person is being taken to the facility. . . .”
Welfare and Institutions Code section 5150, in turn, provides, “When a
person, as a result of a mental health disorder, is a danger to others, or to
himself or herself, or gravely disabled, a peace officer, professional person in
charge of a facility designated by the county for evaluation and treatment,
member of the attending staff, as defined by regulation, of a facility
designated by the county for evaluation and treatment, designated members
of a mobile crisis team, or professional person designated by the county may,
upon probable cause, take, or cause to be taken, the person into custody for a
period of up to 72 hours for assessment, evaluation, and crisis intervention,
or placement for evaluation and treatment in a facility designated by the
county for evaluation and treatment and approved by the State Department
of Health Care Services. . . .” (Welf. & Inst. Code, § 5150, subd. (a).)
10
Mr. Coleman knows the law well enough to be able to competently represent
himself.”
When the court replied that “not knowing the law is not incompetence,
not mental incompetence,” the prosecutor continued, “I understand that, but
based on what I’ve seen, I don’t believe that he even understands what this
proceeding is for. Mr. Coleman in his mind has an agenda about how he has
been wronged prior to this and he is fixated on that portion of what happened
years ago. I don’t believe that he is of sound mind to be able to comprehend
and grasp the concept of what is now happening, and for those reasons I don’t
think he is in a position to competently represent himself on these violations.
[¶] I know that your Honor has not had a lot of interaction with Mr. Coleman.
This may be your first interaction with Mr. Coleman that I am aware of. But
based on the multitude of court appearances that I have had with him, those
are my concerns. I can’t argue with that. It has to be the Court’s declaration.
I just thought that I would provide a different avenue for the Court to use
should the court not want to suspend proceedings.”
The prosecutor went on to relate that a prior judge (Judge Ortiz) had
“concerns” and “stated those concerns on the record.” Additionally,
defendant’s former public defender had “doubt declared,” and “[t]wo doctors
did find him incompetent. He did spend time in the Napa State Hospital as a
result of that. So that is the reason why I am bringing this up to the Court.
If the Court does not share those concerns or the Court does not feel it’s
appropriate, that is absolutely the Court’s decision.”
The court denied the “request regarding competency” and continued the
revocation hearing to allow defendant more time to prepare for the hearing.
At the continued hearing, defendant attempted to disqualify the trial
judge and then requested a continuance.
11
The prosecutor objected to the continuance and again stated she “still
very much harbor[ed] . . . concerns” of defendant’s competence. She
continued, “And I know that’s not the question the Court’s asking me right
now, but I just want to be clear that it’s not that he doesn’t understand the
court process. I think he understands why he’s here and what’s happening. I
think the Court needs to look at the second prong of that and say is he really
capable of assisting his attorney or assisting himself in this particular case.
So I just want to throw that out there again, and I would encourage the Court
to look at some of the medical reports that were prepared the last time he
was found incompetent. Specifically I was reading this morning a report that
was generated, and this was his 1372 report that was generated when he was
found to have regained competency, and that was dated March 4th of 2019, is
extremely extensive and goes into his diagnosis and some of the reasons why
he was hospitalized in the first place.”
The court denied the continuance and proceeded with the hearing.
Trial Court’s Determination
“ ‘Penal Code section 1368 requires that criminal proceedings be
suspended and competency proceedings be commenced if “a doubt arises in
the mind of the judge” regarding the defendant’s competence (id., subd. (a))
and defense counsel concurs (id., subd. (b)).’ ” (People v. Wycoff (2021)
12 Cal.5th 58, 82 (Wycoff).) “If the defendant is not represented by counsel,
the court shall appoint counsel.” (§ 1368, subd. (a).)
“ ‘A trial court is required to conduct a competence hearing, sua sponte
if necessary, whenever there is substantial evidence of mental incompetence.”
(In re Sims (2021) 67 Cal.App.5th 762, 773 (Sims).) “ ‘This court has
construed that provision, in conformity with the requirements of federal
constitutional law, as meaning that an accused has the right “to a hearing on
12
present sanity if he comes forward with substantial evidence that he is
incapable, because of mental illness, of understanding the nature of the
proceedings against him or of assisting in his defense.” ’ ” (Wycoff, supra,
12 Cal.5th at p. 82.)
However, “the duty to suspend is not triggered by information that
substantially duplicates evidence already considered at an earlier, formal
inquiry into the defendant’s competence, and that when faced with evidence
of relatively minor changes in the defendant’s mental state, the court may
rely on a prior competency finding rather than convening a new hearing to
cover largely the same ground.” (Sims, supra, 67 Cal.App.5th at p. 783.)
“[W]hen a defendant has already been found competent to stand trial, ‘ “a
trial court need not suspend proceedings to conduct a second competency
hearing unless it ‘is presented with a substantial change of circumstances or
with new evidence’ casting a serious doubt on the validity of that finding.” ’ ”
(Ibid.)
Further, “once a defendant has been found to be competent, even
bizarre statements and actions are not enough to require further inquiry.”
(People v. Marks (2003) 31 Cal.4th 197, 220 (Marks).) Nor is an appellate
court in a position “ ‘ “ ‘to appraise a defendant’s conduct in the trial court as
indicating insanity, a calculated attempt to feign insanity and delay the
proceedings, or sheer temper.’ ” ’ ” (Ibid.)
Accordingly, “[r]eviewing courts give great deference to a trial court’s
decision whether to hold a competency hearing.” (Marks, supra, 31 Cal.4th at
p. 220.)
At the close of the revocation hearing, the trial court stated, “I am
prepared to rule in the matter. I’ve been obviously giving it a lot of thought
over the last week. And I—it’s been a challenging case, because—well, it’s
13
always challenging when someone is representing themselves, regardless of
who they are. And I felt—I have felt all along that [Defendant] was capable
of doing it and has done it and has actually in a lot of ways done a very good
job.”
There were times, said the court, “where I’ve had to kind of rein it in,
and I know you’ve [that is, defendant,] disagreed with me. We got all those
disagreements on the record.” Further, it was evident defendant had “an
absolute passion over the issue of wanting to regain custody and visitation of
your daughter. Absolute passion over feeling that you have been
discriminated against, mistreated, treated unfairly by this court, by
governmental systems here in Napa. That is all very clear.”
Defendant analogizes his situation to that of the defendant in Sims,
supra, 67 Cal.App.5th 762. In fact, he claims his case is “exactly like” that of
the defendants in Sims.
In that case, the defendant had “previously . . . been evaluated to
determine her competency in the early stages of the homicide prosecution.”
(Sims, supra, 67 Cal.App.5th at p. 776.) The psychiatrist examiner concluded
Sims “was unable to cooperate with her defense attorney,” but “speculated
that she might be able to cooperate with another attorney.” (Ibid.) The
examiner also “cautioned that he had ‘concerns that [Sims’] condition may
deteriorate now that she is no longer taking her medication in the jail’ and
that ‘[s]hould her condition deteriorate, it is quite likely that she would
become not trial competent.’ ” (Ibid.)
The Court of Appeal recognized that “the duty to suspend is not
triggered by information that substantially duplicates evidence already
considered at an earlier, formal inquiry into the defendant’s competence.”
(Sims, supra, 67 Cal.App.5th at p. 783.) However, “there was more than
14
‘minor changes’ in [Sims’s] mental state.” (Ibid.) The trial court had
knowledge of her “long standing” mental illness and that she “was not taking
medication” and knew that as result her “mental state would deteriorate.”
(Id. at p. 779.) “As predicted,” Sims “continued to deteriorate and dissemble
in front of the entire courtroom.” (Id. at p. 776.) The record was replete with
bizarre statements by Sims, including contending that her husband was alive
“ ‘when the coroner’s photographs were taken,’ ” proposing he had been “
‘beaten and murdered . . . in custody,’ ” and cross-examining the pathologist
about “ ‘his experience with “[s]atanic ritual killings” and torture.’ ” (Id. at
p. 769 & fn. 1.) Additionally, although Sims represented herself in part of the
proceedings, her advisory counsel twice attempted to declare doubt as to her
competency. (Id. at p. 769.)
Here, in contrast, the record does not demonstrate any substantial
change in circumstances. Defendant did not, and does not, maintain that his
condition deteriorated or that he stopped taking any medication. Indeed, he
never took any medication, and most of the doctors who evaluated him
determined he was capable of deciding whether to begin antipsychotic or
psychotropic medication. Defendant declined to do so, and there was never a
court order for involuntary medication.
Moreover, it is clear from the record that the trial court viewed
defendant’s sometimes bizarre statements as frustration over how he viewed
his treatment at the hands of the government, rather than as symptoms of
changed mental circumstances that necessitated further competency
proceedings.
Accordingly, on this record, the trial court did not err in not conducting
further competency proceedings.
15
Appointment of Counsel
Defendant acknowledges he waived counsel during the revocation
proceedings, but claims he “obtained assurances from the trial court that it
would appoint the public defender if [he] decided it was necessary in the
future.” He therefore asserts that the trial court’s “failure to appoint the
public defender when [he] requested counsel at sentencing violated his Sixth
and Fourteenth Amendment rights.” (Boldface & capitalization omitted,
italics added.)
Background
At the beginning of the revocation hearing, defendant asked to
represent himself. Accordingly, the trial court gave the appropriate
advisements and reviewed the waiver form. Toward the end of the
advisements, the following colloquy occurred:
“[The Court]: All right. Do you . . . understand that you have the right
at any time to hire your own attorney, but that the Court won’t delay
your case to allow an attorney to prepare to represent you. Do you
understand that?
“[Defendant Coleman]: Um. Hmm.
“[The Court]: I can put that another way to try and simplify it.
“[Defendant Coleman]: I’m reading this. So would I be able to recant
my decision, based on the—if on whether or not I’m able going to be
released to perform proper investigation?
“[The Court]: What this says is that you have the right to hire an
attorney at any point.
“[Defendant Coleman]: Right. I understand that.
16
“[The Court]: But what this says is that if you do hire your own
attorney, the case isn’t going to get delayed so your attorney can
prepare to represent you at the last minute, so something like that.
“[Defendant Coleman]: Understood. So my question is, can I take back
my decision, because I have not been able to work since June of 2020. I
was put on ankle monitor which my company policy is I cannot work.
So I’ve been without work since June of 2020 because of the probation
department’s recommendation. [¶] So I don’t have the funds, because I
exhausted my funds, because of the probation recommendation,
surviving without work. [¶] So my question is, if I do not have money,
can I still get the public defender in the event I change my mind based
on the decision on whether or not I’m going to be stuck in here on false
allegations?
“[The Court]: Yes.
“[Defendant Coleman]: I can change my mind in the future?
“[The Court]: Yes. But what this is saying is that—
“[Defendant Coleman]: Help from the public defender because I do not
have the funds.
“[The Court]: Do you want me to appoint the public defender now?
“[Defendant Coleman]: No, I want to know if I’m going to—if you’re not
going to allow me the opportunity to bail out or to be ORed, then I’m
going to have to, because I won’t have sufficient capability of getting
information while I’m stuck in here. I would have to see how that
would start to work out, considering the limitation to phone access, and
basic things like that.
“[The Court]: All right. So Mr. Coleman, you want to represent
yourself right now; is that right?
17
“[Defendant Coleman]: Yes. Yes.”
At the start of the sentencing hearing, defendant began by
acknowledging he had received the probation report and sentencing
memorandum but asked for a continuance because he had not been given the
requisite statutory amount of time to review the documents. The prosecutor
conceded he was entitled to five days.
Before addressing the continuance, the court stated, “I want to make
sure that you understand that you are facing up to six years incarceration,
including four in the Department of Corrections. And I want to remind you
that you’re entitled to counsel. [¶] So I would like to address that issue, just
to confirm, because I know you wanted to represent yourself in the
underlying matter. I just want to give you another opportunity, because
obviously the stakes are high.”
Defendant responded, “When it comes to receiving counsel, because at
the initial beginning of these proceedings, Kecia Lind was in the huddle with
no less than five attorneys, one of which was the Chief of the Public
Defender’s Office, which handed her like a nine[-]inch thick book when she
came back in, and was trying to get a mental doubt claim under 4011.6, after
the attempt of a 1368 failed. [¶] So I do not want to—I do not trust—I believe
there’s prejudice from the Public Defender’s Office. I heard—I personally had
a horrible experience with the Public Defender’s Office here in Napa. . . .
[¶] . . . [¶] So if the court is going to appreciate the civil rights protections
provided me by the United States Constitution under the Sixth Amendment
and Fourteenth Amendment, I would like to select an attorney or get one
from out of county, if possible.”
The court replied the “right to counsel does not include the right to
choose your counsel. If you want an attorney, I will appoint what we offer.
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The Public Defender’s Office is the starting point, and they determine if
there’s a conflict. If not, they’re appointed. And you have some options with
that.”
The prosecutor then pointed out if the court was appointing counsel,
the continuance would need to be longer than five days so counsel could get
“up to speed.” However, if defendant was “not requesting that the Public
Defender be appointed, we can set it relatively sooner if he wants to
represent himself. So I think the Court needs to determine what he would
. . . like to do in that regard first.”
Defendant responded, “I think I was clear with my request.” The court
further inquired, “I understand what you asked of me, that you would like me
to appoint counsel of your choosing, or counsel from out of county. And my
response to that is no. So does that mean you do not want me to appoint
counsel?” Defendant then requested a continuance “not only because of the
procedural violations” but also to “check the legality of denying me counsel
based on the fact that I have requested counsel, because of civil rights
violations.”
The court granted the continuance, reiterating that “what I’m hearing
is you are not willing to accept counsel” but that defendant wanted “time to
look into the issue.”
At the continued sentencing hearing, defendant first began by
“requesting relief from the deadline for filing a statement in aggravation and
mitigation,” which the court denied. He then attempted to disqualify the
judge, which the court also denied. At that point, the following colloquy
occurred:
“[Defendant]: I would like an attorney.
“[The Court]: And we talked about this at the last hearing and—
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“[Defendant]: And there was no way for me to reach out to the court
and sit there and explain the situation of a lack of access to the law
library to understand the concurrent sentences versus consecutive
sentences, nor was there the opportunity to revisit, nunc pro tunc, the
initial fraudulent probation report.
“[The Court]: Okay, thank you. [¶] Based—I did give thought to this
being a potential request of yours today. Based on the totality of the
proceedings, including your response at the last hearing when I
inquired about a withdrawal of your Faretta waiver where you
indicated that you just believe that they are all part of a conspiracy
against you, I am going to exercise my discretion to deny your request
for counsel at this time. [¶] . . . [¶] I believe the Faretta wavier was
entered into knowingly and voluntarily and that the request for counsel
at this time is only based on an intent to delay and obstruct these
proceedings, so I’m going to deny the request, exercising my discretion
to do so at this time.”
When defendant inquired how the court was “formulating [its]
conclusions,” the court stated it was based on the “manner of [defendant’s]
behavior throughout and [his] communications regarding appointment of the
counsel at the last hearing.” 9
Trial Court’s Ruling
Defendant first asserts that “[b]ecause [he] conditioned his waiver of
counsel upon his ability to have counsel reappointed, the trial court was
9 Thus, as the Attorney General observes, at no point during these two
hearings did defendant raise the ground he is now asserting on appeal—that
he had “conditioned” his waiver of counsel on the trial court’s supposed
agreement, and subsequent obligation, to reappoint counsel if, and when, he
so chose.
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obligated to grant his request at the sentencing hearing.” (Capitalization
omitted.) He maintains his “waiver . . . was obtained only after the trial
court repeatedly assured him that he could have the public defender
reappointed if he decided it was necessary.”
However, as our recitation of the facts demonstrates, defendant’s
characterization of his waiver is not accurate. He did not make a
“conditional” waiver. Rather, he repeatedly asked if he could “change” his
mind. The court correctly assured him he could, but also warned him that
doing so at the last minute would not also get him a continuance. “[T]he case
isn’t going to get delayed so your attorney can prepare to represent you at the
last minute.”
A criminal defendant has the constitutional right to be either self-
represented or represented by counsel. (Faretta, supra, 422 U.S. 806, 819.)
But once a defendant knowingly and voluntarily waives the right to counsel—
as defendant did here—the right is no longer absolute. (People v. Gallego
(1990) 52 Cal.3d 115, 163–164 (Gallego).)
Defendant cites to Robinson v. Ignacio (9th Cir. 2004) 360 F.3d 1044, as
“instructive” on the correct standard of review. The federal court held a
defendant who has waived his right to counsel may reassert that right at a
sentencing proceeding, and the Sixth Amendment requires counsel to be
reappointed absent a showing a bad faith. (Robinson, at pp. 1058–1059.) In
so holding, the circuit court relied on Menefield v. Borg (9th Cir. 1989)
881 F.2d 696 (Menefield), which concerned the reassertion of the right to
counsel during a motion for new trial, and wherein the court stated, “ ‘in the
absence of extraordinary circumstances,’ a defendant’s post-trial revocation of
his waiver should be allowed unless the government can show that the
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request is made ‘for a bad faith purpose.’ ” (Robinson, at p. 1058, italics
omitted, citing Menefield, at p. 696.)
However, California courts “are not bound by the decision of the lower
federal courts even on federal questions.” (People v. Bradley (1969) 1 Cal.3d
80, 86.) And, as defendant acknowledges, in People v. Ngaue (1991)
229 Cal.App.3d 1115 (Nague), Division Two of this court declined to follow
the “bad faith” rule enunciated in Menefield “because in a related context our
state Supreme Court has allowed trial courts greater discretion than have
the federal courts.” (Id., at p. 1124.) The Ngaue court observed that while
“no California case has addressed the specific question of withdrawal of a
Faretta waiver after trial, such withdrawal during trial” had been addressed
as one of trial court discretion. (Ibid.) In that regard, once a defendant has
proceeded to trial “on a basis of his constitutional right of self-representation,
it is thereafter within the sound discretion of the trial court to determine
whether such defendant may give up his right of self-representation and have
counsel appointed for him.” (People v. Elliott (1977) 70 Cal.App.3d 984, 993
(Elliott).)
In exercising its discretion, a trial court should consider such relevant
factors as: “(1) defendant’s prior history in the substitution of counsel and in
the desire to change from self-representation to counsel-representation, (2)
the reasons set forth for the request, (3) the length and stage of the trial
proceedings, (4) disruption or delay which reasonably might be expected to
ensue from the granting of such motion, and (5) the likelihood of defendant’s
effectiveness in defending against the charges if required to continue to act as
his own attorney.” (Elliott, supra, 70 Cal.App.3d at pp. 993–994.)
None of these, however, are absolutes. “ ‘[I]n the final analysis it is the
totality of the facts and circumstances which the trial court must consider in
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exercising its discretion as to whether or not to permit a defendant to again
change his mind regarding representation midtrial.’ ” (Gallego, supra,
52 Cal.3d at p. 164.)
The Ngaue decision remains the controlling California view, and we
agree with its approach.
Further, even under the stricter, “bad faith” federal standard, the trial
court did not err in denying defendant’s request to withdraw his waiver and
reappoint counsel. (Ngaue, supra, 229 Cal.App.3d at p. 1126.) “[E]ven under
Menefield, the trial court retains discretion to deny a request for posttrial
assistance of counsel where the request is made for a bad faith purpose, and
factors such as the defendant’s history in substitution of attorneys or purpose
to delay further proceedings may bear on the determination whether such a
bad faith purpose exists.” (Ibid.)
Here, defendant could have asked for counsel at any point during the
proceedings, including when he was granted a continuance of the sentencing
hearing to review the probation report and sentencing memorandum.
Instead, he insisted—incorrectly—that he was entitled to appointment of
counsel outside the public defender’s office. When the trial court explained
he had no such entitlement, he did not pursue the matter. Under the
circumstances, the court did not abuse its discretion in viewing defendant’s
eleventh-hour request for counsel as “only based on an intent to delay and
obstruct these proceedings.”
In any event, any error in failing to appoint counsel for the continued
sentencing hearing was harmless. (Ngaue, supra, 229 Cal.App.3d at
pp. 1126–1127 [erroneous denial of request to retract Faretta waiver not an
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error of constitutional dimension10].) Although defendant maintains “there
was much for counsel to do at this hearing,” he does not challenge the
probation report which stated there were no factors in mitigation. Nor does
he identify any factors in mitigation. (See Cal. Rules of Court, rule 4.423.)
He also does not take issue with the trial court’s finding of four factors in
aggravation.11 Finally, although he claims he “expressed confusion as to the
custody credits,” the trial court discussed the credits at length with defendant
and the prosecutor, and he does not posit how the custody credits would have
been different had defense counsel been appointed.
DISPOSITION
The judgment is affirmed.
10Ngaue also rejected Menefield’s ruling that “automatic reversal” was
required where court erred in refusing to allow the withdrawal of self-
representation. (Nague, supra, 229 Cal.App.3d at p. 1126.)
11 These were: (1) “the crime involved serious violent acts disclosing a
high degree of cruelty in that the victim sustained serious injuries to her face
and bruising to her arms and frightened her to the point of urinating herself”
(Cal. Rules of Court, rule 4.421(a)(1)); (2) “the victim was particularly
vulnerable in that she was a new mom caring for her baby and been harassed
by defendant over time regarding suspicions and threats” (id.,
rule 4.421(a)(3); (3) “the defendant threatened witnesses and unlawfully
dissuaded witnesses through unfounded legal actions and police reports and
filing a baseless report for his delusional theories” (id., rule 4.421(a)(6); and
(4) “the defendant took advantage of a position of trust in that he was the
victim’s live-in partner and father of their young child” (id., rule 4.421(a)(11)).
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_________________________
Banke, J.
We concur:
_________________________
Humes, P.J.
_________________________
Margulies, J.
A161731, People v. Coleman
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