Filed 4/12/22 P. v. Rhodes CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or
ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Sacramento)
----
THE PEOPLE, C094177
Plaintiff and Respondent, (Super. Ct. No. 11F04725)
v.
DONALD RHODES,
Defendant and Appellant.
Defendant Donald Rhodes appeals the trial court’s denial of the California
Department of Corrections and Rehabilitation’s (the Department) recommendation under
former Penal Code1 section 1170, subdivision (d)(1) (former section 1170(d)(1)) that the
trial court consider recalling defendant’s sentence and resentencing him. His appointed
counsel found no arguable issues and filed a brief under People v. Wende (1979) 25 Cal.3d
436 asking this court to independently review the record to determine whether there were
any arguable issues on appeal. Although properly advised of his right to file a supplemental
brief, defendant did not file one.
While defendant’s appeal was pending, and after defense counsel filed the Wende
brief, Assembly Bill No. 1540 (2021-2022 Reg. Sess.) (Stats. 2021, ch. 719) came into
1 Undesignated section references are to the Penal Code.
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effect on January 1, 2022, and moved the recall and resentencing provisions of former
section 1170(d)(1) to new section 1170.03. Assembly Bill No. 1540 also clarified the
Legislature’s intent regarding procedural requirements and the provision’s application to
“ameliorative laws . . . that reduce sentences or provide for judicial discretion, regardless of
the date of the offense of conviction.” (Stats. 2021, ch. 719, § 1(i).) In addition, where
requests for recall and resentencing are made, Assembly Bill No. 1540 added a presumption
in favor of recall and resentencing. (§ 1170.03, subd. (b)(2).) We requested supplemental
briefing on the effect of the new legislation on this appeal.
Defendant argues that Assembly Bill No. 1540 applies retroactively to his case
pursuant to In re Estrada (1965) 63 Cal.2d 740. The People argue Assembly Bill No. 1540
is not retroactive. The People acknowledge, however, that in the interest of judicial
economy, we may reverse the trial court’s order and remand for new proceedings under
section 1170.03. We conclude that Assembly Bill No. 1540 applies to defendant’s case
because it is a clarification of former section 1170(d)(1), and we will therefore reverse and
remand.
FACTUAL AND PROCEDURAL BACKGROUND
Defendant pled no contest to mayhem and admitted he had a prior serious felony and
a prior strike. In October 2013, the trial court sentenced him to state prison for an aggregate
term of 21 years. The trial court also imposed various fines and fees.
In December 2019, the Department referred defendant’s case to the trial court for
resentencing consideration per former section 1170(d)(1). The trial court held a hearing in
May 2021 and declined to recall defendant’s sentence and resentence him.
Defendant filed a timely appeal.
DISCUSSION
We “cannot disregard” the Legislature’s subsequent expressions of its intent
regarding a prior statute. (Western Security Bank v. Superior Court (1997) 15 Cal.4th 232,
244.) If an amendment “ ‘ “which in effect construes and clarifies a prior statute” ’ ” was
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adopted soon after controversies arose about the proper interpretation of the statute, “ ‘ “it is
logical to regard the amendment as a legislative interpretation of the original act -- a formal
change -- rebutting the presumption of substantial change.” ’ ” (Id. at p. 243.) When a case
involving such a clarifying amendment is on appeal, the appropriate resolution is to reverse
and remand the matter for further proceedings in compliance with the amended legislation.
(Id. at pp. 252-253.)
Under former section 1170(d)(1), a trial court may, at any time upon the
recommendation of the Secretary of the Department, “recall the sentence and commitment
previously ordered and resentence the defendant in the same manner as if they had not
previously been sentenced, provided the new sentence, if any, is no greater than the initial
sentence.” This same language is contained in section 1170.03, which is where Assembly
Bill No. 1540 moved the recall and resentencing provisions of former section 1170(d)(1).
(§ 1170.03, subd. (a)(1).)
Former section 1170(d)(1) (and now section 1170.03) authorizes the Secretary of the
Department to recommend to the superior court that the court recall a previously imposed
sentence and resentence the defendant. (See People v. Loper (2015) 60 Cal.4th 1155, 1165,
citing Dix v. Superior Court (1991) 53 Cal.3d 442, 460.) The Department’s
recommendation furnishes the court with jurisdiction it would not otherwise have to recall
and resentence and is “an invitation to the court to exercise its equitable jurisdiction.”
(People v. Frazier (2020) 55 Cal.App.5th 858, 866.)
In addition to moving the recall and resentencing provisions of former section
1170(d)(1) to section 1170.03, Assembly Bill No. 1540 also clarifies the required
procedures including that, when recalling and resentencing, the court “shall . . . apply any
changes in law that reduce sentences or provide for judicial discretion.” (§ 1170.03,
subd. (a)(2).) Where, as here, the Department recommends recall and resentencing, the
court is also now required to hold a hearing (unless the parties otherwise stipulate), state on
the record its reasons for its decision, provide notice to the defendant, and appoint counsel
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for the defendant. (§ 1170.03, subds. (a)(6)-(8), (b)(1).) Also, where a resentencing request
is made, there is now a presumption in favor of recall and resentencing of the defendant,
“which may only be overcome if a court finds the defendant is an unreasonable risk of
danger to public safety.” (§ 1170.03, subd. (b)(2).)
As we recently explained in People v. McMurray (2022) __ Cal.App.5th __ [2022
Cal. App. LEXIS 265], our review of the legislative history reveals that the Legislature
“repeatedly indicated that Assembly Bill No. 1540 was intended to ‘make clarifying
changes’ to former section 1170(d)(1), including specifying the required procedure and
guidelines when the [Department] recommends recall and resentencing.” Given that the
changes promptly addressed appellate decisions from 2020 that interpreted former section
1170(d)(1), the “appropriate remedy is to reverse and remand the matter, so that the trial
court can consider the [Department]’s recommendation to recall and resentence defendant
under the new and clarified procedure and guidelines of section 1170.03.” Just as in
McMurray, we need not address whether we must also reverse and remand pursuant to In re
Estrada.
DISPOSITION
The order declining to recall and resentence defendant is reversed, and the matter is
remanded for further proceedings consistent with this opinion.
/s/
Robie, Acting P. J.
We concur:
/s/
Mauro, J.
/s/ ,
Duarte, J.
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