Case: 17-30499 Document: 00516272921 Page: 1 Date Filed: 04/08/2022
REVISED April 8, 2022
United States Court of Appeals
for the Fifth Circuit United States Court of Appeals
Fifth Circuit
FILED
April 7, 2022
No. 17-30499
Lyle W. Cayce
Clerk
Precious Seguin,
Plaintiff—Appellee,
versus
Remington Arms Company, L.L.C.,
Defendant—Appellant.
Appeal from the United States District Court
for the Eastern District of Louisiana
USDC No. 2:14-CV-2442
Before Owen, Chief Judge, and Dennis and Southwick, Circuit
Judges.
Leslie H. Southwick, Circuit Judge:
The plaintiff seeks to impose liability on a firearm manufacturer for
injuries said to result from a design defect. Our interpretive task is to decide
whether a Louisiana statute permits that category of claim. We conclude that
it does not. We REVERSE and RENDER for the defendant.
FACTUAL AND PROCEDURAL BACKGROUND
In October 2013, Precious Seguin was injured while she, her father, a
brother, and a friend were tracking a wounded deer at night in the woods near
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Loranger, Louisiana. Her father’s Remington Model 710 bolt-action rifle
accidentally discharged and injured her. A year later, Precious Seguin and
other family members filed suit in the United States District Court for the
Eastern District of Louisiana. Those plaintiffs claimed the court had
diversity jurisdiction over the defendant manufacturer, Remington Arms
Co., L.L.C. In our earlier opinion in this appeal, we concluded that the initial
assertions regarding Remington’s citizenship were insufficient to sustain
diversity jurisdiction. See Seguin v. Remington Arms Co., L.L.C., 22 F.4th
492, 494–96 (5th Cir. 2022). The parties, though, cured this defect on appeal
through the submission of a joint letter and Seguin’s filing of an amended
complaint. Id. at 496.
Early in the litigation, the district court dismissed all parties and
claims other than Precious Seguin and her claims under the Louisiana
Products Liability Act (“LPLA”). LA. STAT. ANN. §§ 9:2800.51–60.
Before trial, the remaining parties stipulated to uncontested facts and filed
cross-motions for summary judgment. In the statement of facts, the parties
stipulated that the LPLA exclusively governs Seguin’s claims; Remington is
a “Firearm Manufacturer” under Section 60; Seguin is a “Claimant” under
Section 53(4); and Seguin’s only products liability claim was for a design
defect under Section 56. The district court relied on these stipulations to
conclude that the only question was whether Section 60(B) permitted Seguin
to recover for a Section 56 design-defect claim against Remington. The
district court held that Section 60(B) did permit the claim.
The court’s reasoning started with a determination that Section 60(B)
was ambiguous in one respect, though not in a manner directly relevant to
whether a design-defect claim was permissible. The court also determined
that whatever choice was made in resolving the ambiguity would lead to an
absurd result. Ambiguity in the statutory text allowed the district court to
consider the legislative intent and history of Section 60(B). The court
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concluded that there was no statutory purpose to preclude design-defect
claims. That analysis inexorably led to a summary judgment for Seguin on
that claim. The court dismissed the remaining claims with prejudice and
entered final judgment for Seguin in the amount of $500,000.
Remington timely appealed. Since the appeal was filed, there have
been two notifications of Remington’s bankruptcy. Each of those subjected
the appeal to an automatic stay. See 11 U.S.C. § 362. The first notice was
filed in March 2018, informing this court that Remington had filed a
voluntary petition in Delaware bankruptcy court. After those proceedings
were completed and the stay was lifted, notice was given to the court in July
2020 that Remington had filed a voluntary petition in bankruptcy court for
the Northern District of Alabama. In March 2021, the Alabama court
entered an order that certain tort claimants would have the right to pursue
their litigation against Remington. Seguin, through counsel, filed a notice
with the bankruptcy court that she elected to exercise her right to resume her
litigation. As a result, the stay of the case before us was lifted on May 7, 2021.
By a joint letter, counsel for each party agreed that no further briefing was
needed, and the case was ripe for resolution.
DISCUSSION
We review summary judgment determinations de novo. See Martin v.
Alamo Cmty. Coll. Dist., 353 F.3d 409, 412 (5th Cir. 2003). A movant is
entitled to summary judgment “if the movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” FED. R. CIV. P. 56(a). This case presents no factual
disputes. It turns purely on a question of Louisiana statutory interpretation
that neither the Louisiana Supreme Court nor any lower Louisiana court has
answered. When faced with uncertainty about state law, one option is for the
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court to certify the relevant questions to that state’s highest court. 1 We
earlier chose that option and certified to the Louisiana Supreme Court a
question about the meaning of the statute that controls the outcome of this
case. See Seguin, 22 F.4th at 497–98. The Louisiana Supreme Court declined
our invitation by a 4-3 vote of the justices. Seguin v. Remington Arms Co.,
L.L.C., 2022-CQ-00037 (La. 3/22/22), --- So. 3d ---.
Thus, we perforce follow the other option of interpreting the statute
ourselves, applying the state’s statutory interpretation methods to conclude
as we believe the Louisiana Supreme Court would if it were deciding this
case. See In re Katrina Canal Breaches Litig., 495 F.3d 191, 206 (5th Cir.
2007). The remainder of this opinion explains our interpretation.
I. The Louisiana Products Liability Act
Our only issue is whether the district court erred when it held that
Section 60 of the LPLA, which specifically applies to injuries resulting from
discharge of a firearm, did not bar Seguin from bringing a claim under
Section 56 of the LPLA, which is a general section applicable to design-defect
claims. The LPLA “establishes the exclusive theories of liability for
manufacturers for damage caused by their products.” LA. STAT. ANN.
§ 9:2800.52.
Generally, a claimant may recover from a manufacturer if:
(1) The product is unreasonably dangerous in construction or
composition as provided in R.S. 9:2800.55;
1
Louisiana Supreme Court Rule XII, § 1 permits a federal circuit court of appeals
to certify a state law question that is determinative of an issue, when “no clear controlling
precedents” from that court exist. The potential that the state court will not answer is
recognized in the Rule: the Court “may, in its discretion, decline to answer the questions
certified to it.” Id. Other courts have occasionally declined to answer our questions. See,
e.g., Sears, Roebuck & Co. v. Learmonth, 95 So. 3d 633, 639 (Miss. 2012).
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(2) The product is unreasonably dangerous in design as
provided in R.S. 9:2800.56;
(3) The product is unreasonably dangerous because an
adequate warning about the product has not been provided as
provided in R.S. 9:2800.57; or
(4) The product is unreasonably dangerous because it does not
conform to an express warranty of the manufacturer about the
product as provided in R.S. 9:2800.58.
Id. § 9:2800.54.
In 1999, the Louisiana Legislature amended the LPLA to limit
products liability actions against firearms manufacturers, codifying that
amendment as Section 60 of the LPLA. 1999 La. Sess. Law Serv. 1299
(codified at § 9:2800.60). The appeal here focuses on Section 60(B):
No firearm manufacturer or seller shall be liable for any injury,
damage, or death resulting from any shooting injury by any
other person unless the claimant proves and shows that such
injury, damage, or death was proximately caused by the
unreasonably dangerous construction or composition of the
product as provided in R.S. 9:2800.55.
Id. § 9:2800.60(B).
When interpreting statutes, Louisiana courts start with the text. They
apply “the well-established rules of statutory construction . . . to ascertain
and enforce the intent of the statute.” See Boudreaux v. La. Dep’t of Pub.
Safety & Corr., 2012-0239, p.4 (La. 10/16/12); 101 So. 3d 22, 26. If the text
“is clear and unambiguous and its application does not lead to absurd
consequences, the law shall be applied as written and no further
interpretation may be made in search of the intent of the legislature.” LA.
CIV. CODE art. 9. Conversely, if “the language of the law is susceptible of
different meanings, it must be interpreted as having the meaning that best
conforms to the purpose of the law.” LA. CIV. CODE art. 10.
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We add to this analysis the need to look at the entire statute; at times
the Louisiana Supreme Court has emphasized a need to interpret one
provision in a manner that reconciles it to the rest of an enactment:
A statute’s meaning and intent is determined after
consideration of the entire statute and all other statutes on the
same subject matter, and a construction should be placed on
the provision in question which is consistent with the express
terms of the statute and with the obvious intent of the
Legislature in its enactment of the statute. Where it is possible,
the courts have a duty in the interpretation of a statute to adopt
a construction which harmonizes and reconciles it with other
provisions.
ABL Mgmt. v. Bd. of Supervisors of S. Univ., 2000-0798, p.6 (La. 11/28/00);
773 So. 2d 131, 135.
With this guidance, we start down the interpretive path.
II. Section 60(B)’s plain meaning
In an unambiguous manner, the text of Section 60(B) provides that a
manufacturer of a firearm like Remington has liability for harm only when
“the claimant proves and shows that such injury, damage, or death was
proximately caused by the unreasonably dangerous construction or
composition of the product.” La. Stat. Ann. § 9:2800.60(B). The
parties agree to label that liability as being for a manufacturing defect. We
left out some arguably ambiguous words that were of concern to the district
court and which we discuss next, but what we have quoted makes clear that
this subsection of the LPLA is limited to dangerous construction or
composition of the firearm.
The district court identified ambiguity in Section 60(B) based on the
language that liability may exist “for any injury, damage, or death resulting
from any shooting injury by any other person.” Id. In the context of Section
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60(B), the phrase “any other person” could mean any person other than
(1) the firearm manufacturer or seller; (2) the claimant; or (3) both of the
preceding categories. Here, the person who caused the shooting injury —
Seguin’s father — did not manufacture or sell the firearm and he is not the
claimant, so he fits all the offered interpretations of “any other person.”
No one argues that the alleged ambiguity makes application of the
statute difficult in this case. With respect for the district court, under our
understanding of Louisiana interpretive principles, we do not search for
meaning outside of the statutory text if the only ambiguity in the statute is
irrelevant to the litigation. Remington is a firearm manufacturer, the harm to
Seguin resulted from a shooting injury “by any other person,” and Seguin
brings only a Section 56 design-defect claim.
Our conclusion is that Section 60(B) unambiguously bars design-
defect claims. Two more considerations remain. First, does the rest of that
enactment create ambiguity in how to read the relevant section? Second, is
there anything absurd about the interpretation in the preceding paragraph?
III. Consideration of the entire statute
Seguin argues that other subsections of the 1999 firearm amendment
to the LPLA will become superfluous if we limit Section 60(B) to
manufacturing claims. Louisiana courts presume that words, sentences, and
provisions in a law are not superfluous. See Guillory v. Pelican Real Est., Inc.,
2014-1539, p.3 (La. 3/17/15); 165 So. 3d 875, 877. We “are bound, if possible,
to give effect to all parts of a statute and to construe no sentence, clause or
word as meaningless and surplusage if a construction giving force to, and
preserving, all words can legitimately be found.” Id. We discuss the
subsections said to surplusage under our reading of Section 60(B).
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A. Section 60(C)
Seguin argues that because Section 60(C) precludes claims against
manufacturers for improper use of firearms, that part of the statute is
superfluous if Section 60(B) had already precluded all non-Section 55
manufacturing-defect claims against manufacturers.
As we must, we start with the text:
Notwithstanding any other provision of law to the contrary, no
manufacturer or seller of a firearm who has transferred that
firearm in compliance with federal and state law shall incur any
liability for any action of any person who uses a firearm in a
manner which is unlawful, negligent, or otherwise inconsistent
with the purposes for which it was intended.
La. Stat. Ann. § 9:2800.60(C).
Seguin’s solution — reading Section 60(B) to allow a Section 56
design-defect claim — does not solve Seguin’s superfluity problem. Were
we to interpret Section 60(B) to allow Section 56 design-defect claims and
Section 55 manufacturing-defect claims, Section 60(C)’s preclusion of
claims against manufacturers for others’ improper use of firearms would be
superfluous to both kinds of claims, and unnecessary for both.
It is evident that Section 60(B) is narrower than Section 60(C).
Section 60(B) has an actor limitation: “No firearm manufacturer or seller
shall be liable for any injury, damage, or death resulting from any shooting
injury by any other person” except for a Section 55 manufacturing-defect
claim. Id. § 9:2800.60(B) (emphasis added). Section 60(C)’s comparable
actor limitation is broader: “no manufacturer or seller of a firearm . . . shall
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incur any liability for any action of any person who uses a firearm” improperly.
Id. § 9:2800.60(C) (emphasis added).
Thus, Section 60(C) precludes claims based on conduct by a broader
category of actors than Section 60(B). Whatever the meaning, we cannot see
that any need to read Sections 60(B) and 60(C) together aids Seguin.
B. Section 60(D)
Seguin argues that Remington’s interpretation would render Section
60(D), which prevents a manufacturer from being liable if its firearms do not
include some sort of safety device that is not actually required by statute,
superfluous because it essentially is a preclusion of a specific kind of Section
56 design-defect claim. This is the language:
The failure of a manufacturer or seller to insure that a firearm
has a device which would: make the firearm useable only by the
lawful owner or authorized user of the firearm; indicate to
users that a cartridge is in the chamber of the firearm; or
prevent the firearm from firing if the ammunition magazine is
removed, shall not make the firearm unreasonably dangerous,
unless such device is required by federal or state statute or
regulation.
Id. § 9:2800.60(D).
We see no unavoidable surplusage. A way to interpret this subsection
in a manner to avoid that problem is that it constitutes a prohibition of a
category of manufacturing-defect claims. For example, a plaintiff might
argue that because of some manufacturing defect of a firearm, the
manufacturer has failed to “insure that a firearm has” the specific safety
devices. Though Section 60(B) would not prohibit such a claim, Section
60(D) would, meaning Section 60(D) is not superfluous.
Finally, Section 60(D) does not have an actor limitation. Thus,
because Section 60(D) precludes claims arising from harm other than that
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resulting from a shooting injury caused by the subset of actors referenced in
Section 60(B), Section 60(D) is not superfluous.
C. Section 60(E)
Seguin argues that Remington’s interpretation would render Section
60(E) superfluous because it precludes a specific kind of design-defect claim
already precluded by Section 60(B). This is what the section provides:
(1) For the purposes of this Chapter, the potential of a firearm
to cause serious injury, damage, or death as a result of normal
function does not constitute a firearm malfunction due to
defect in design or manufacture.
(2) A firearm may not be deemed defective in design or
manufacture on the basis of its potential to cause serious bodily
injury, property damage, or death when discharged legally or
illegally.
Id. § 9:2800.60(E).
Like Section 60(D), Section 60(E) does not have an actor limitation,
thereby precluding claims where the actor limitation of Section 60(B) does
not apply, such as when the harm resulted from a shooting injury caused by
someone outside the Section 60(B) actor subset.
D. Section 60(F)
Section 60(F) protects manufacturers from certain kinds of claims of
a failure to warn:
Notwithstanding any provision of law to the contrary, no
manufacturer or seller of a firearm shall incur any liability for
failing to warn users of the risk that:
(1) A firearm has the potential to cause serious bodily injury,
property damage, or death when discharged legally or illegally.
(2) An unauthorized person could gain access to the firearm.
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(3) A cartridge may be in the chamber of the firearm.
(4) The firearm is capable of being fired even with the
ammunition magazine removed.
Id. § 9:2800.60(F).
Yet again, we rely on the fact that this section includes no actor
limitation. Thus, Section 60(B) does not block all failure-to-warn claims but
only those based on harm resulting from a shooting injury by a specific actor
subset.
We conclude that none of the other subsections of Section 9:2800.60
are superfluous under our reading that Section 60(B) forecloses design-
defect claims. Even though the meaning of some of the other sections
required analytical effort, we at least conclude that any duplication of
meaning is not reduced by adding design-defect claims to the coverage of
Section 60(B). In other words, Seguin’s reading of Section 60(B) would not
resolve the superfluity that her argument would have us identify.
We conclude with considering whether this limited meaning is absurd.
IV. Possible absurdity
In Louisiana, “a court must give effect to the literal application of the
language of a statute . . . except in the rare case where such application will
produce absurd or unreasonable results.” Pumphrey, 2005-0979, p.14; 925
So. 2d at 1211. We see no evidence from that state’s caselaw that a search is
to be made for an actual explanation from the legislature. Instead, we are “to
interpret the laws so as to give them the meaning which the lawmakers
obviously intended them to have and not to construe them so as to give them
absurd or ridiculous meanings.” Savoie v. Rubin, 2001-3275, p.4 (La.
6/21/02); 820 So. 2d 486, 488.
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Remington suggests that the legislature might have been fearful of
“regulation through litigation.” That is, allowing design-defect claims to
proceed under the circumstances set forth in Section 60(B) poses a risk that
judges and juries could deem certain designs defective, resulting in a virtual
prohibition of those designs in all cases and for all manufacturers. By
contrast, manufacturing-defect claims do not present the same risk of
regulation through litigation because they do not affect entire product lines
or industry-wide designs.
It is evident that the legislature sought to restrain liability. The first
section of the 1999 amendment addressing firearms stated “that the
Louisiana Products Liability Act was not designed to impose liability on a
manufacturer or seller for the improper use of a properly designed and
manufactured product,” and further, “that the manufacture and sale of
firearms” by those who are properly licensed “is lawful activity and is not
unreasonably dangerous.” 1999 La. Sess. Law Serv. 1299 (codified at §
9:2800.60). We consider this legislative statement of purpose in our analysis
of the possibility of absurdity in the manner in which we have interpreted
Section 60(B). Of course, this introductory section as well as Section 60(E)
both refer to design defects. We conclude that such references neither
suggest absurdity nor create ambiguity. A somewhat broader hortatory
statement of purpose than is realized in actual statutory language is not
absurd, and, possibly, not even unusual.
The plain text leads to preventing a meaningful category of potential
claims against the manufacturers of firearms. In light of the overall focus of
this legislation on providing a variety of protections to firearm
manufacturers, we see no absurdity in giving these words the meaning they
obviously have.
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We REVERSE and RENDER judgment for Remington.
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James L. Dennis, Circuit Judge, dissenting:
The Louisiana Supreme Court having denied the application for a
certified question, the majority now reverses the district court and renders
judgment for Remington. Because I continue to agree with the district
court’s rationale and result in plaintiff’s favor, I continue to respectfully
dissent for the same reasons I previously assigned. My colleagues’ majority
opinion erroneously applies §60(B) mechanistically and robotically,
disregarding the context of Louisiana and American products liability law,
and reaching absurd consequences. Seguin v. Remington Arms Co., L.L.C., 22
F.4th 492, 499 (5th Cir. 2022) (Dennis, J., dissenting).
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