NOT RECOMMENDED FOR PUBLICATION
File Name: 22a0158n.06
No. 21-6068
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT FILED
Apr 14, 2022
DEBORAH S. HUNT, Clerk
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, ) ON APPEAL FROM THE UNITED
) STATES DISTRICTCOURT FOR
v. ) THE EASTERN DISTRICT OF
) TENNESSEE
MORRIS ANTHONEY PHILLIPS, )
)
OPINION
Defendant-Appellant. )
)
Before: SUHRHEINRICH, MOORE, and CLAY, Circuit Judges.
KAREN NELSON MOORE, Circuit Judge. After a district court denied his second
motion for compassionate release, Morris Anthoney Phillips moved for reconsideration of the
district court’s decision. Phillips appeals the district court’s denial of his reconsideration motion,
arguing that the court failed adequately to consider the relevant factors supporting a reduction in
sentence under 18 U.S.C. § 3553(a). Because the district court reasonably weighed the § 3553(a)
factors that Phillips properly presented, we AFFIRM the judgment.
I. BACKGROUND
Phillips pleaded guilty in 2015 to crimes involving conspiracies to distribute marijuana and
oxycodone as well as money laundering. R. 170 (Plea Agreement ¶ 1) (Page ID #1370–71).
During Phillips’s subsequent sentencing hearing, the district court considered various § 3553(a)
factors, including the need to avoid unwarranted sentence disparities, the need for the sentence
imposed, the nature and circumstances of the offense, and Phillips’s history and characteristics.
No. 21-6068, United States v. Phillips
R. 370 (Sent’g Hr’g Tr. at 65–82) (Page ID #3886–903). The district court sentenced Phillips to
144 months in prison, which was below the applicable Sentencing Guidelines range of 151 to 188
months. Id. at 66, 84 (Page ID #3887, 3905).
In August 2020, Phillips, proceeding pro se, filed a motion for compassionate release,
arguing that his underlying medical conditions increased his risk of death or contracting serious
illness from COVID-19. R. 409 (Mot. for Compassionate Release at 1–2) (Page ID #5917–18).
The district court granted Phillips’s request for counsel, and Phillips supplemented his motion. R.
425 (Suppl. Mot. for Compassionate Release at 1) (Page ID #5975). Phillips noted that he had
“serious health conditions related to chronic hepatitis B, hypocellularity, hematuria and bullet
fragments in his lungs.” Id. at 2 (Page ID #5976). In light of these conditions, Phillips maintained
that the ongoing COVID-19 pandemic constituted an “extraordinary and compelling reason”
justifying his release under 18 U.S.C. § 3582(c)(1)(A)(i). Id. at 4 (Page ID #5978). Addressing
the § 3553(a) factors that a district court must consider under § 3582(c)(1)(A), Phillips argued only
that “the COVID-19 pandemic and the serious risk it presents” was the “overriding factor” that
“was not present at the time of sentencing.” Id. at 18–19 (Page ID #5992–93).
The district court denied Phillips’s motion. United States v. Phillips, No. 2:14-CR-00104-
3-JRG, 2021 WL 494762, at *1 (E.D. Tenn. Feb. 10, 2021). It first determined that Phillips did
not demonstrate extraordinary and compelling reasons for release because his underlying health
conditions did not present a heightened risk of severe illness from COVID-19 based on Centers
for Disease Control and Prevention guidance. Id. at *5. More relevant to this appeal, the district
court also found that Phillips did not present it with a reason to depart from its original balancing
of the § 3553(a) factors. Id. at *6. Phillips did not show that any of his personal circumstances
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had changed since his sentencing, and the district court determined that the “general threat of
COVID-19” did not justify reweighing the § 3553(a) factors. Id. at *6–7.
Five months later, Phillips filed another pro se compassionate-release motion, arguing that
the failure of Big Spring Correctional Institution to address his underlying medical conditions—
notably, the untreated presence of blood in his urine—and the threat of COVID-19 constitute
extraordinary and compelling reasons for release. R. 438 (Second Compassionate-Release Mot.
at 8) (Page ID #6049). Phillips cited his need for medical care as the relevant § 3553(a) factor that
the court should consider. Id. The district court denied the motion based on its previous balancing
of the § 3553(a) factors and did not address the extraordinary and compelling prong. R. 439
(6/23/21 Dist. Ct. Order at 2) (Page ID #6069).
Phillips then filed a motion for reconsideration, again proceeding pro se, and again citing
his need for medical care as the relevant § 3553(a) factor that the court overlooked. R. 440
(Recons. Mot. at 2–4) (Page ID #6071–73). In a supplemental motion that Phillips submitted
through counsel, he cited his liver-disease diagnosis as a risk factor for serious COVID-19
complications, which in turn constituted an extraordinary and compelling circumstance justifying
release. R. 455 (Suppl. Recons. Mot. at 1) (Page ID #6167). As for the § 3553(a) factors, Phillips
referenced both his need for medical care in light of Big Spring’s failure to treat his ailments for
over a year during the COVID-19 pandemic and his rehabilitation efforts during his incarceration.
Id. at 23 (Page ID #6189). The government opposed the motion, arguing among other things that
the § 3553(a) factors did not support Phillips’s release. R. 457 (Opp’n to Suppl. Recons. Mot. at
10–11) (Page ID #6239–40). Only in reply did Phillips ask the court to consider his likely
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deportation, lack of a violent record, age, and rehabilitation efforts as relevant § 3553(a) factors.
R. 463 (Reply in Supp. of Suppl. Recons. Mot. at 16–20) (Page ID #6285–89).
The district court declined to reconsider its original decision, finding that Phillips had
forfeited his arguments regarding § 3553(a) by failing to raise them in his renewed compassionate-
release motion. United States v. Phillips, No. 2:14-CR-00104-3-JRG, 2021 WL 5070123, at *2
(E.D. Tenn. Nov. 11, 2021). Phillips’s brief analysis of the § 3553(a) factors, moreover, did not
convince the district court that it had incorrectly balanced the factors at Phillips’s original
sentencing. Id. at *3. Phillips timely appealed.
II. ANALYSIS
When considering a compassionate-release motion under § 3582(c)(1)(A), district courts
follow a three-step inquiry: “(1) ‘find[ing]’ extraordinary and compelling reasons merit a sentence
reduction; (2) ‘find[ing]’ that the reduction is consistent with ‘applicable’ Sentencing Commission
policy statements; and (3) ‘considering’ the ‘applicable’ § 3553(a) factors.” United States v. Jones,
980 F.3d 1098, 1106 (6th Cir. 2020) (footnote and citation omitted). The district court may, but
is not required to, grant compassionate release if those conditions are met. United States v. Elias,
984 F.3d 516, 518 (6th Cir. 2021). We have repeatedly held that United States Sentencing
Guideline § 1B1.13 is not an applicable policy statement when a prisoner brings a compassionate-
release motion, and we have removed the second step from this inquiry for prisoner-initiated
motions. United States v. Harvey, 996 F.3d 310, 314 (6th Cir. 2021). Without an applicable policy
statement, the district court need only consider extraordinary and compelling reasons for release
and the applicable § 3553(a) factors in evaluating such motions. Id. On appeal, the parties address
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only the district court’s weighing of the § 3553(a) factors, so our analysis is likewise limited to
that issue.
We review for an abuse of discretion the district court’s denial of a compassionate-release
motion and its denial of a motion for reconsideration. United States v. Ruffin, 978 F.3d 1000, 1005
(6th Cir. 2020); United States v. Brown, 449 F.3d 741, 750 (6th Cir. 2006). Because district courts
are “best situated” to balance the § 3553(a) factors, Ruffin, 978 F.3d at 1005 (citation omitted),
and have “considerable discretion” in denying motions to reconsider, Clark v. United States, 764
F.3d 653, 661 (6th Cir. 2014), this standard of review is deferential. Indeed, the district court does
not abuse its discretion if “the record as a whole satisfies us that [the district court] ‘considered the
parties’ arguments and ha[d] a reasoned basis for exercising [its] own legal decisionmaking
authority.’” Ruffin, 978 F.3d at 1008 (quoting Chavez-Meza v. United States, 138 S. Ct. 1959,
1967 (2018)). On the other hand, a district court abuses its discretion when it engages in a
procedurally or substantively unreasonable analysis of the § 3553(a) factors. See United States v.
Boulding, 960 F.3d 774, 783 (6th Cir. 2020). Phillips argues that the district court’s decision
denying reconsideration was both procedurally and substantively unreasonable.
A. Procedural Unreasonableness
We start with the procedural reasonableness of the district court’s decision. A district court
does not abuse its discretion when “the record makes clear that the sentencing judge considered
the evidence and arguments.” Jones, 980 F.3d at 1113 (quoting Chavez-Meza, 138 S. Ct. at 1964).
When the court fails to give both parties the opportunity to present sentencing arguments or fails
adequately to consider the § 3553(a) factors, however, it engages in a procedurally unreasonable
analysis. See United States v. Johnson, 640 F.3d 195, 202 (6th Cir. 2011).
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In reviewing the reasonableness of the district court’s decision, we look to the record as a
whole, which includes Phillips’s original sentencing hearing as well as records supporting the
original compassionate-release motion, the second compassionate-release motion, and the
reconsideration motion. See Jones, 980 F.3d at 1112. Here, the district court considered the
§ 3553(a) factors that Phillips raised in his counseled supplemental motion for reconsideration1—
his rehabilitation efforts and his need for adequate medical care—and found them insufficient to
warrant reconsideration of its original denial of compassionate release due to Phillips’s below-
guideline sentence. Phillips, 2021 WL 5070123, at *3. And in its first decision denying
compassionate release, the district court referred to its analysis of the § 3553(a) factors at Phillips’s
original sentencing. Phillips, 2021 WL 494762, at *6. Because the whole record demonstrates
that the district court considered the pertinent § 3553(a) factors, the district court followed all the
requisite procedures. Jones, 980 F.3d at 1112.
Phillips argues that the district court gave his § 3553(a) arguments short shrift because it
incorrectly characterized them as cursory. Appellant Br. at 25; Phillips, 2021 WL 5070123, at *3.
Yet the district court did engage with the substance of Phillips’s arguments in his supplemental
motion—even those that were not contained in the four-sentence section specifically addressing
the § 3553(a) factors. See R. 455 (Suppl. Recons. Mot. at 23) (Page ID #6189). Apart from
rehabilitation (which the district court addressed in its reconsideration opinion), the factors Phillips
1
The district court also reprimanded Phillips for failing to raise his additional § 3553(a) arguments in his
renewed compassionate-release motion. Phillips, 2021 WL 5070123, at *2. In general, a litigant must present a good
excuse for raising an argument for the first time in a motion to reconsider. United States v. Huntington Nat. Bank, 574
F.3d 329, 331–32 (6th Cir. 2009). We reiterate, however, that courts should apply liberally the rules of preservation
to pro se litigant filings. Mattox v. Edelman, 851 F.3d 583, 591 n.5 (6th Cir. 2017). Phillips filed his renewed motion
without the assistance of counsel and did reference the § 3553(a) factors (specifically, the need to receive adequate
medical care) in that motion. R. 438 (Second Compassionate-Release Mot. at 8) (Page ID #6049). Therefore, we
review only the district court’s analysis of the merits.
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presented fell into the bucket of § 3553(a)(2)(D), or the need to provide medical care. Id. at 2
(Page ID #6168). In its decision denying reconsideration, the district court explained that the
proper vehicle to address Phillips’s need for medical care was an Eighth Amendment claim, not a
compassionate-release motion. Phillips, 2021 WL 5070123, at *2. The district court therefore
considered all the arguments that Phillips presented in his supplement to his reconsideration
motion.
Phillips also faults the district court for failing to consider the other § 3553(a) factors that
he raised in reply to the government’s response to his reconsideration motion, such as his age,
recidivism risk, and likely deportation. Appellant Br. at 27–28. The district court did not address
these factors in its opinion denying reconsideration, but Phillips did not raise them in his counseled
supplement to his first compassionate-release motion. Nor did he raise them in his counseled
supplement to his motion for reconsideration. Despite ample opportunity to raise these factors,
Phillips did not mention them until his reply to the government’s opposition to the reconsideration
of his second supplemental compassionate-release motion. R. 463 (Reply in Supp. of Suppl.
Recons. Mot. at 17–20) (Page ID #6286–89). Such issues are generally considered forfeited. See
Scottsdale Ins. Co. v. Flowers, 513 F.3d 546, 553 (6th Cir. 2008). We could overlook this last-
minute presentation had Phillips been responding to an issue that the government raised first. See
id. But in denying Phillips compassionate release the second time, the district court relied entirely
on its prior § 3553(a) analysis. R. 439 (6/23/21 Dist. Ct. Order at 2) (Page ID #6069). Phillips
and his counsel were aware of the need to address all the factors to change the district court’s mind.
The district court therefore reasonably focused on the factors that Phillips addressed in his initial
supplement to his reconsideration motion.
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When considering the entire record, moreover, the district court did address many of the
other factors that Phillips raised in his reply brief during other stages of the proceedings. In initially
determining Phillips’s sentence, the district court considered Phillips’s age, immigration status,
and criminal history. R. 370 (Sent’g Hr’g Tr. at 74–75, 86) (Page ID #3895–96, 3907). In
evaluating Phillips’s first compassionate-release motion, the district court referenced Phillips’s
history and characteristics in declining to analyze differently any § 3553(a) factors. Phillips, 2021
WL 494762, at *6. Accordingly, the record as a whole supports the district court’s decision to
adhere to its original sentencing, see Chavez-Meza, 138 S. Ct. at 1967, and the district court’s
analysis was procedurally reasonable.
B. Substantive Reasonableness
That brings us to substantive reasonableness. “[I]n gauging the substantive reasonableness
of a sentence, we ask whether the sentencing court gave reasonable weight to each relevant factor.”
United States v. Boucher, 937 F.3d 702, 707 (6th Cir. 2019). Although district courts “‘may place
great weight’ on one sentencing factor when that weight is warranted,” United States v. Wright,
991 F.3d 717, 719 (6th Cir. 2021) (quoting United States v. Adkins, 729 F.3d 559, 571 (6th Cir.
2013)), district courts engage in substantively unreasonable balancing when they place undue
weight “on some § 3553(a) factors and too little on others.” Boucher, 937 F.3d at 707 (quoting
United States v. Parrish, 915 F.3d 1043, 1047 (6th Cir. 2019)). In the end, however, as long as
the district court’s basis for assigning weights is reasoned, the district court does not abuse its
discretion. Ruffin, 978 F.3d at 1008.
Again, we must incorporate the original sentencing in our review of the district court’s
compassionate-release decision. Jones, 980 F.3d at 1112. There, the district court emphasized the
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seriousness of Phillips’s offenses, which “involved a very, very large quantity of marijuana” and
“very substantial amounts of cash.” R. 370 (Sent’g Hr’g Tr. at 72) (Page ID #3893). Of “special
importance” to the district court was the fact that Phillips barricaded himself in his house with a
twelve-year-old child when authorities caught him. Id. at 73–74 (Page ID #3894–95). Beyond
that factor, the district court remarked upon Phillips’s low criminal-history category and his
difficult upbringing but noted that the nature of the offense and Phillips’s relatively young age
nevertheless present a risk of recidivism, albeit not a “serious” one. Id. at 74–75 (Page ID #3895–
96). The court further considered the need to protect the public from the sale of large quantities
of marijuana, the moderate level of culpability in the context of the overall conspiracy, Phillips’s
false statements to the court during proceedings, and Phillips’s drug and alcohol abuse. Id. at 75–
82 (Page ID #3896–903). In light of the district court’s extensive analysis, we cannot say that it
was unwarranted in emphasizing the seriousness of the offense—which involved the potential
harm of a child—or that it unreasonably incorporated the weight of the other pertinent factors in
its compassionate-release decision.2
Against the backdrop of its original sentencing, the district court reasonably found that the
threat of COVID-19 and Phillips’s rehabilitation efforts were not consequential enough to warrant
a sentence reduction. In its February 2021 compassionate-release decision, the district court found
that the threat of COVID-19 was too general to change its previous assessment of Phillips’s
personal circumstances. Phillips, 2021 WL 494762, at *6–7. And in its November 2021
2
Phillips compares his case to United States v. Estrada-Elias, No. 21-5680, 2021 WL 5505499, at *1 (6th
Cir. Nov. 24, 2021). In that unpublished order, we concluded that the district court placed unreasonable weight on
the seriousness of the offense when it widely overstated a bed-ridden ninety-year-old man’s recidivism risk, all but
ignored his spotless disciplinary record and mischaracterized his criminal history. Id. at *2–3. Here, by contrast, the
district court rationally considered the other applicable § 3553(a) factors.
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reconsideration decision, the district court concluded that Phillips’s rehabilitation efforts did not
warrant a further reduction of his below-guidelines sentence when considered alongside the
evaluation of the § 3553(a) factors at the original sentencing. Phillips, 2021 WL 5070123, at *3.
The district court also reiterated that Phillips’s need for medical care would be better addressed in
an Eighth Amendment-based claim under 42 U.S.C § 1983. Id. at *2. We have affirmed district
courts that employed similar reasoning. Elias, 984 F.3d at 521 (affirming district court, which
concluded that generalized threat of COVID-19 was insufficient to warrant release); Ruffin, 978
F.3d at 1009 (reasonable to conclude that rehabilitation efforts “did not warrant any greater
reduction of [defendant’s] already below-guidelines sentence”).
In short, we must conclude that the district court’s analysis of the § 3553(a) factors—both
during Phillips’s original sentencing and in considering Phillips’s subsequent motions—was not
an abuse of discretion. We do not condone Big Spring’s delay in treating Phillips’s serious health
problems amid a raging pandemic, and we note his lack of a criminal history, his rehabilitation
efforts, and the nonviolent nature of his offense. Under our deferential standard of review,
however, we may not overturn a district court’s reasonable analysis, even if we disagree with its
conclusion. Accordingly, we AFFIRM the judgment of the district court.
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