United States v. Jermaine Michael Julian

USCA11 Case: 21-11903 Date Filed: 06/01/2022 Page: 1 of 12 [DO NOT PUBLISH] In the United States Court of Appeals For the Eleventh Circuit ____________________ No. 21-11903 Non-Argument Calendar ____________________ UNITED STATES OF AMERICA, Plaintiff-Appellee, versus JERMAINE MICHAEL JULIAN, a.k.a. Kid, Defendant-Appellant. ____________________ Appeal from the United States District Court for the Middle District of Florida D.C. Docket No. 8:07-cr-00009-JDW-TGW-1 ____________________ USCA11 Case: 21-11903 Date Filed: 06/01/2022 Page: 2 of 12 2 Opinion of the Court 21-11903 Before JILL PRYOR, BRANCH, and ANDERSON, Circuit Judges. PER CURIAM: Jermaine Michael Julian, a federal prisoner proceeding pro se, appeals the district court’s denial of his motion for compassion- ate release, after finding that he had failed to show either that he had exhausted his administrative remedies or that extraordinary and compelling circumstances or the 18 U.S.C. § 3553(a) sentencing factors supported his compassionate release. He argues that the district court abused its discretion in denying compassionate re- lease without acknowledging that it could find that “other reasons” established extraordinary and compelling circumstances, and that it failed to consider two sworn declarations, including his own and that of Dr. Marc Stern, as evidence of his medical conditions and exhaustion of administrative remedies. He also contends that the court did not consider certain § 3553(a) factors, and its order deny- ing compassionate release was insufficient to enable meaningful appellate review. Last, he argues that the court erred in declining to appoint counsel for him and, for the first time on appeal, that it should have considered his post-sentencing rehabilitation or pro- vided funding for an expert witness. The government responds by moving for summary affir- mance of the district court’s order and for a stay of the briefing schedule. It argues that Julian has forfeited any argument that the § 3553(a) factors, and specifically his post-sentencing rehabilitation, supported compassionate release. Further, it asserts that our USCA11 Case: 21-11903 Date Filed: 06/01/2022 Page: 3 of 12 21-11903 Opinion of the Court 3 precedent limited the district court’s consideration to the extraor- dinary and compelling circumstances in U.S.S.G. § 1B1.13, the court adequately explained the grounds for its decisions, and Jul- ian’s remaining challenges lack merit, due to which the appoint- ment of counsel was not warranted. Summary disposition is appropriate where, among other things, “the position of one of the parties is clearly right as a matter of law so that there can be no substantial question as to the out- come of the case, or where, as is more frequently the case, the ap- peal is frivolous.” Groendyke Transp., Inc. v. Davis, 406 F.2d 1158, 1162 (5th Cir. 1969). When appropriate, we will review a district court’s denial of a prisoner’s motion for modification of sentence under 18 U.S.C. § 3582(c)(1)(A) for an abuse of discretion. United States v. Harris, 989 F.3d 908, 911 (11th Cir. 2021). A district court’s denial of mo- tions for an expert witness and appointment of counsel are, when adequately preserved, also reviewed for an abuse of discretion. Bass v. Perrin, 170 F.3d 1312, 1319 (11th Cir. 1999). An abuse of discretion occurs when a district court applies an incorrect legal standard, applies the law in an incorrect or unreasonable fashion, fails to follow proper procedures in making a determination, or makes clearly erroneous factual findings. United States v. McLean, 802 F.3d 1228, 1233 (11th Cir. 2015). We may affirm on any ground supported by the record, United States v. Gibbs, 917 F.3d 1289, 1293 n.1 (11th Cir. 2019), and will not reverse on the basis of harm- less error. See United States v. Barton, 909 F.3d 1323, 1337 (11th USCA11 Case: 21-11903 Date Filed: 06/01/2022 Page: 4 of 12 4 Opinion of the Court 21-11903 Cir. 2018). Moreover, although pro se filings are construed liber- ally, all litigants must comply with the applicable procedural rules. See United States v. Padgett, 917 F.3d 1312, 1316 n.3, 1317 (11th Cir. 2019). Nevertheless, in a criminal case, we will still review argu- ments brought for the first time on appeal for plain error. See United States v. Anderson, 1 F.4th 1244, 1268 (11th Cir. 2021). “Plain error occurs when (1) there was an error, (2) the error was plain or obvious, (3) the error affected the defendant’s substantial rights, and (4) the error seriously affected the fairness, integrity, or public reputation of the judicial proceedings.” Id. at 1268–69. To satisfy the plain error rule, an asserted error must be clear from the plain meaning of a statute or constitutional provision, or from a holding of the Supreme Court or this Court. United States v. Mo- rales, 987 F.3d 966, 976 (11th Cir. 2021), cert. denied, No. 21-5815 (U.S. Nov. 15, 2021). District courts lack the inherent authority to modify a term of imprisonment but may do so to the extent that a statute ex- pressly permits. 18 U.S.C. § 3582(c)(1)(B). In 2018, Congress en- acted the First Step Act, which, in part, amended 18 U.S.C. § 3582(c)(1)(A) to increase the use and transparency of compassion- ate release of federal prisoners. See Pub. L. No. 115-391, 132 Stat. 5194, 5239 (Dec. 21, 2018) (“First Step Act”). The statute provides that a “court may not modify a term of imprisonment once it has been imposed” except under certain circumstances. 18 U.S.C. § 3582(c). USCA11 Case: 21-11903 Date Filed: 06/01/2022 Page: 5 of 12 21-11903 Opinion of the Court 5 In the context of compassionate release, the statute requires exhaustion of remedies and otherwise provides that: [T]he court, upon motion of the Director of the [BOP], or upon motion of the defendant after the de- fendant has fully exhausted all administrative rights to appeal a failure of the [BOP] to bring a motion on the defendant’s behalf or the lapse of 30 days from the receipt of such a request by the warden of the defend- ant’s facility, whichever is earlier, may reduce the term of imprisonment . . . after considering the fac- tors set forth in [18 U.S.C.] section 3553(a) to the ex- tent that they are applicable, if it finds that—extraor- dinary and compelling reasons warrant such a reduc- tion. Id. § 3582(c)(1)(A)(i) (emphasis added). Thus, we have held that a district court may reduce a term of imprisonment, under § 3582(c)(1)(A), “if (1) the § 3553(a) sentencing factors favor doing so, (2) there are extraordinary and compelling reasons for doing so, and . . . (3) doing so wouldn’t endanger any person or the commu- nity within the meaning of § 1B1.13’s policy statement.” United States v. Tinker, 14 F.4th 1234, 1237 (11th Cir. 2021) (quotation marks omitted) (citing 18 U.S.C. § 3582(c)(1)(A) and U.S.S.G. § 1B1.13). The district court may consider these factors in any or- der, and the absence of any of the three forecloses a sentence re- duction. See id. at 1237–38. Further, we have held that the exhaus- tion requirement of § 3582(c)(1)(A) is not jurisdictional, but is USCA11 Case: 21-11903 Date Filed: 06/01/2022 Page: 6 of 12 6 Opinion of the Court 21-11903 instead a claims-processing rule the government may forfeit by fail- ing to raise it. Harris, 989 F.3d at 911; see also United States v. Campbell, No. 16-10128, manuscript op. at 19 (11th Cir. Feb. 16, 2022) (en banc) (Noting that “forfeiture is the failure to make the timely assertion of a right”). Importantly, it is the defendant’s burden to show that his circumstances warranted a reduction. 18 U.S.C. § 3582(c)(1)(A)(i). We have not yet decided whether a movant’s sworn declaration is evidence sufficient to meet his burden of showing extraordinary and compelling circumstances, particularly with regard to his med- ical conditions. But see Fed. R. Evid. 701 (providing that lay opin- ion testimony must be, among other things, “not based on scien- tific, technical, or other specialized knowledge” (emphasis added)). The policy statements applicable to § 3582(c)(1)(A) are found in § 1B1.13. U.S.S.G. § 1B1.13. The commentary to § 1B1.13 states that extraordinary and compelling reasons exist under any of the circumstances listed, provided that the court determines that the defendant is not a danger to the safety of any other person or to the community, as provided in 18 U.S.C. § 3142(g), and that the reduction is consistent with the policy statement. See id. § 1B1.13 & cmt. n.1. For example, commentary to § 1B1.13 lists a defend- ant’s medical condition—to the extent it reflects a terminal illness or a serious condition substantially diminishing his ability to pro- vide self-care within the environment of a correctional facility and from which he is not expected to recover—age, and family circum- stances as possible “extraordinary and compelling reasons” USCA11 Case: 21-11903 Date Filed: 06/01/2022 Page: 7 of 12 21-11903 Opinion of the Court 7 warranting a sentence reduction. Id. § 1B1.13 cmt. n.1(A)–(C). The commentary also contains a catch-all provision for “other rea- sons,” which provides that a prisoner may be eligible for a sentence reduction if “[a]s determined by the Director of the [BOP], there exists in the defendant’s case an extraordinary and compelling rea- son other than, or in combination with,” the other specific exam- ples listed. Id. § 1B1.13 cmt. n.1(D). We have held that, following the enactment of the First Step Act, § 1B1.13 continued to constrain a district court’s ability to evaluate whether extraordinary and compelling reasons were present, and that “Application Note 1(D) [did] not grant discretion to courts to develop ‘other reasons’ that might justify a reduction in a defendant’s sentence.” United States v. Bryant, 996 F.3d 1243, 1248 (11th Cir.), cert. denied, 142 S. Ct. 583 (2021). We have also held that a district court does not abuse its dis- cretion by denying compassionate release to an inmate with medi- cal conditions that may increase the risk of death or severe medical complications from COVID-19 where the inmate’s conditions do not fall within the policy statement’s stated medical conditions. See United States v. Giron, 15 F.4th 1343, 1346 (11th Cir. 2021) (holding there was no abuse of discretion where the district court, after adopting the government’s response in full, found no extraor- dinary and compelling reasons because the inmate’s “high choles- terol, high blood pressure, and coronary artery disease were man- ageable in prison, despite the existence of the COVID-19 pan- demic”). USCA11 Case: 21-11903 Date Filed: 06/01/2022 Page: 8 of 12 8 Opinion of the Court 21-11903 The § 3553(a) factors include, among other things, the na- ture and circumstances of the defendant’s offense, his history and characteristics, the need to protect the public from further crimes of the defendant, and the need to reflect the seriousness of the of- fense, promote respect for the law, and afford adequate deterrence to criminal conduct. 18 U.S.C. § 3553(a). While a district court need not “exhaustively analyze” each § 3553(a) factor or articulate its findings in great detail, it must provide sufficient analysis of all applicable § 3553(a) factors for meaningful appellate review. Tinker, 14 F.4th at 1240–41. The court need not address each fac- tor or all of the mitigating evidence, and we may affirm a sentence if the district court considered “a number of” the factors, such as the nature and circumstances of the offense and the defendant’s history of recidivism. Id. at 1241 (quotation marks omitted). Section 3582(c)(1)(A) also requires that any reduction be consistent with applicable policy statements issued by the Sentenc- ing Commission. 18 U.S.C. § 3582(c)(1)(A). Section 1B1.13 of the Sentencing Guidelines provides the applicable policy statement for § 3582(c)(1)(A). U.S.S.G. § 1B1.13. Section 1B1.13 states that the district court, in addition to determining that extraordinary and compelling circumstances support compassionate release, must also determine that the defendant is not a danger to the safety of others or to the community, as provided in 18 U.S.C. § 3142(g), and that the reduction is consistent with the policy statement. Id. We have held that there is no constitutional or statutory right to counsel in postconviction proceedings. See United States USCA11 Case: 21-11903 Date Filed: 06/01/2022 Page: 9 of 12 21-11903 Opinion of the Court 9 v. Webb, 565 F.3d 789, 794–95 (11th Cir. 2009) (concluding that there is no constitutional or statutory right to counsel in an 18 U.S.C. § 3582(c)(2) proceeding). In the context of a civil case, ap- pointment of counsel is “a privilege justified only by exceptional circumstances, such as the presence of facts and legal issues which are so novel or complex as to require the assistance of a trained practitioner.” Kilgo v. Ricks, 983 F.2d 189, 193 (11th Cir. 1993) (quotations and alteration omitted). “The key is whether the pro se litigant needs help in presenting the essential merits of his or her position to the court.” Id. We have indicated that the following factors should be considered when determining whether “excep- tional circumstances” exist: (1) the type and complexity of the case; (2) whether the indigent is capable of adequately presenting his case; (3) whether the indigent is in a position to adequately investi- gate the case; and (4) whether the evidence will consist in large part of conflicting testimony so as to require skill in the presentation of evidence and in cross examination. Fowler v. Jones, 899 F.2d 1088, 1096 (11th Cir. 1990) (adopting Ulmer v. Chancellor, 691 F.2d 209, 213 (5th Cir. 1982)). In certain contexts, due process may also require appoint- ment of expert services. See Moore v. Kemp, 809 F.2d 702, 711–12 (11th Cir. 1987) (en banc) (declining to decide whether due process mandates the appointment of non-psychiatric experts under Ake v. Oklahoma, 470 U.S. 68, 83 (1985)). In Moore, we stated that due process requires appointment of an expert when there is “a reason- able probability both than an expert would be of assistance to the USCA11 Case: 21-11903 Date Filed: 06/01/2022 Page: 10 of 12 10 Opinion of the Court 21-11903 defense and that denial of expert assistance would result in a fun- damentally unfair trial.” Moore, 809 F.2d at 712 (emphasis added and footnote omitted). As initial procedural matters, we will assume, arguendo, that Julian has properly preserved an argument concerning the dis- trict court’s analysis of the § 3553(a) factors. With argument and citations to authority in support, he identifies his history and char- acteristics, and the need to provide adequate medical care and cor- rectional treatment, as two § 3553(a) factors the court allegedly failed to consider, and he has thus preserved that challenge. Fur- ther, while he did not raise his arguments concerning post-sentenc- ing rehabilitation or the funding of an expert witness (as opposed to the appointment of counsel for the purpose of hiring an expert) below, they are still reviewable for plain error. See Anderson, 1 F.4th at 1268. 1 Nevertheless, we conclude that summary affirmance is ap- propriate on the substantive grounds identified by the district court. We need not resolve whether Julian’s sworn declaration, without more, was sufficient to meet his burden of showing 1 The government appears to have forfeited the issue of exhaustion by failing to raise it below. See Harris, 989 F.3d at 911. Nevertheless, despite Julian’s arguments that the district court erred in finding that he had not exhausted his administrative remedies, any error the district court, arguendo, may have committed in this respect was harmless because it properly found, in the alter- native, that compassionate release was substantively inappropriate. See Gibbs, 917 F.3d at 1293 n.1; Barton, 909 F.3d at 1337. USCA11 Case: 21-11903 Date Filed: 06/01/2022 Page: 11 of 12 21-11903 Opinion of the Court 11 extraordinary and compelling circumstances, because it only iden- tified the medical condition of heart disease, which he did not state he was unable to manage while incarcerated. 2 Instead, he stated that he was awaiting consultation with a cardiologist but was una- ble to protect himself from the spread of COVID-19, which is in- sufficient to show extraordinary and compelling circumstances. See Giron, 15 F.4th at 1346. Further, his argument that the district court should have considered the “anti-stacking” provision or any “other reasons” outside of § 1B1.13 is foreclosed by our precedent. See Bryant, 996 F.3d at 1248. Thus, the district court did not abuse its discretion in finding that he failed to demonstrate extraordinary and compelling circumstances, and summary affirmance—as to the substantive showing required for compassionate release—is proper on that basis alone. 3 See Tinker, 14 F.4th at 1237–38. Moreover, Julian’s argument that the district court should have appointed counsel lacks merit because there was no right to counsel in the instant § 3582 proceeding, see Webb, 565 F.3d at 794–95, and his compassionate release motion did not involve com- plex legal or factual issues, see Kilgo, 983 F.2d at 193. Finally, 2 Additionally, Dr. Stern’s declaration did not address Julian’s health condi- tions, and appears to have been prepared in an entirely different case, making it irrelevant to whether Julian could show extraordinary and compelling cir- cumstances. 3 Because the district court properly found that Julian failed to demonstrate extraordinary and compelling circumstances, we need not address his argu- ments concerning the § 3553(a) factors. See Tinker, 14 F.4th at 1237–38. USCA11 Case: 21-11903 Date Filed: 06/01/2022 Page: 12 of 12 12 Opinion of the Court 21-11903 Julian’s argument that the court should have provided funds for him to retain an expert fails on plain error review because of the lack of precedent holding that a defendant is entitled to expert tes- timony in the context of compassionate release. See Morales, 987 F.3d at 976. Thus, the government’s position is clearly correct as a mat- ter of law, no substantial question remains as to the outcome of the case, and summary affirmance is appropriate. See Groendyke Transp., Inc., 406 F.2d at 1162. Therefore, we GRANT the govern- ment’s motion for summary affirmance and DENY as moot its mo- tion to stay the briefing schedule.