Filed 6/1/22 P. v. Whittaker CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
THE PEOPLE,
F083067
Plaintiff and Respondent,
(Super. Ct. No. MF43433)
v.
MARCUS DION WHITTAKER, OPINION
Defendant and Appellant.
THE COURT*
APPEAL from an order of the Superior Court of Merced County. David W.
Moranda, Judge.
Sandra Gillies, under appointment by the Court of Appeal, for Defendant and
Appellant.
Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney
General, Michael P. Farrell, Assistant Attorney General, Eric L. Christoffersen and
Robert C. Nash, Deputy Attorneys General, for Plaintiff and Respondent.
-ooOoo-
*Before Peña, Acting P. J., Meehan, J. and De Santos, J.
INTRODUCTION
Defendant Marcus Dion Whittaker was convicted of first degree murder and
robbery in 2008. The jury also found true a felony-murder special-circumstance allegation
the murder was committed during the commission or attempted commission of a robbery
pursuant to Penal Code section 190.2, subdivision (a)(17)(A). (Undesignated statutory
references are to the Penal Code.) Defendant petitioned for resentencing under Senate Bill
No. 1437 (2017–2018 Reg. Sess.) (Senate Bill 1437) in 2021. The court denied
defendant’s petition based upon the true finding on the special circumstance allegation. On
appeal, defendant contends the court erred in denying his petition on this basis.
We conclude the record establishes defendant is ineligible for resentencing as a
matter of law. Accordingly, we affirm the trial court’s order.
FACTUAL AND PROCEDURAL HISTORY
In 2008, a jury convicted defendant of first degree murder (§ 187; count 1), with a
special circumstance that the murder was committed during the commission or attempted
commission of a robbery (§ 190.2, subd. (a)(17)(A)). The jury found “not true” the
charged enhancement alleging defendant intentionally and personally discharged a
firearm and proximately caused great bodily injury as defined in section 12022.7, or
death to any person other than an accomplice in the commission of the murder, in
violation of section 12022.53, subdivision (d). The jury also found “not true” an
allegation defendant personally used a firearm in the commission of the crime, in
violation of section 12022.5. The jury also convicted defendant of two charges of
attempted robbery against two different victims (§§ 664, 211; counts 2 & 4) and robbery
against another victim (§ 211; count 3), but found the related firearm enhancements to
those charges “not true.” The jury also convicted defendant of possession of a firearm by
a felon (former § 12021, subd. (a)(1); count 5).
In 2021, defendant filed a petition for resentencing pursuant to section 1170.95.
After discussing the facts of the case, he asserted “it is clear that the prosecution
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proceeded against [him] under a theory of felony murder.” He argued there was no
evidence he intended for his codefendants to kill anyone. He asserted, though his
accomplice testified at trial that defendant was the shooter, “it is clear that the jury did
not believe his testimony” because it found to be not true the allegations defendant
personally used and personally and intentionally discharged a firearm during the murder
and attempted robbery. He argued he made a prima facie showing he was tried and
ultimately convicted pursuant to the felony-murder doctrine. But he was not the actual
killer and did not have an intent to kill. He asserted he satisfied the requirements under
section 1170.95 to have his murder conviction vacated. He averred a charging document
had been filed against him allowing the prosecution to proceed under a felony-murder
theory; at trial, he was convicted of first degree murder pursuant to the felony-murder
rule; and he could not now be convicted of murder in light of changes made to sections
188 and 189, effective January 1, 2019 (pursuant to Senate Bill 1437). He also stated he
was not the actual killer; he did not, with the intent to kill, aid, abet, counsel, command,
induce, solicit, request, or assist the actual killer in the commission of murder; and he was
not a major participant in the felony and/or did not act with reckless indifference to
human life. He also averred the victim of the murder was not a peace officer in the
performance of his or her duties.
Before the People filed a response or additional briefing was submitted, the court
summarily denied the petition, reasoning:
“The jury specifically found [defendant] was a major participant who acted
with reckless indifference to human life by making a true finding on a
special circumstance as described in subdivision (d) of section 190.2.
[Defendant] has failed to make a prima facie case for relief.”
DISCUSSION
Defendant now challenges the denial of his petition. We affirm the court’s order.
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I. Senate Bill 1437 and Senate Bill 775
On September 30, 2018, the Governor signed Senate Bill 1437, which became
effective on January 1, 2019. Senate Bill 1437 “amend[s] the felony murder rule and the
natural and probable consequences doctrine, as it relates to murder, to ensure that murder
liability is not imposed on a person who is not the actual killer, did not act with the intent
to kill, or was not a major participant in the underlying felony who acted with reckless
indifference to human life.” (Stats. 2018, ch. 1015, § 1, subd. (f).) It amends section
188, which defines malice, and section 189, which defines the degrees of murder to
address felony-murder liability. (Stats. 2018, ch. 1015, §§ 2–3.)
Accordingly, section 188 now provides that, “[e]xcept as stated in subdivision (e)
of Section 189, in order to be convicted of murder, a principal in a crime shall act with
malice aforethought. Malice shall not be imputed to a person based solely on his or her
participation in a crime.” (§ 188, subd. (a)(3), italics added.) The change reflects the
Legislature’s intent that “[a] person’s culpability for murder must be premised upon that
person’s own actions and subjective mens rea.” (Stats. 2018, ch. 1015, § 1, subd. (g).)
Additionally, section 189 previously stated, “All murder … which is committed in
the perpetration of, or attempt to perpetrate, arson, rape, carjacking, robbery, burglary,
mayhem, kidnapping, train wrecking, or any act punishable under Section 206, 286, 288,
288a, or 289, or any murder which is perpetrated by means of discharging a firearm from
a motor vehicle, intentionally at another person outside of the vehicle with the intent to
inflict death, is murder of the first degree.” Senate Bill 1437 amended section 189, in
part, by adding subdivision (e), which provides:
“A participant in the perpetration or attempted perpetration of a felony
listed in subdivision (a) in which a death occurs is liable for murder only if
one of the following is proven: [¶] (1) The person was the actual killer.
[¶] (2) The person was not the actual killer, but, with the intent to kill,
aided, abetted, counseled, commanded, induced, solicited, requested, or
assisted the actual killer in the commission of murder in the first degree.
[¶] (3) The person was a major participant in the underlying felony and
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acted with reckless indifference to human life, as described in subdivision
(d) of Section 190.2.”
The legislation also added section 1170.95, providing a procedure by which
defendants whose cases are final can seek retroactive relief if the changes in the law
would affect their previously sustained convictions. (Stats. 2018, ch. 1015, § 4.)
Initially, section 1170.95 permitted those “convicted of felony murder or murder under a
natural and probable consequences theory [to] file a petition with the court that sentenced
the petitioner to have the petitioner’s murder conviction vacated and to be resentenced on
any remaining counts ….” (Stars. 2018, ch. 1015, § 4, subd. (a).)
In Senate Bill No. 775 (2021–2022 Reg. Sess.) (Senate Bill 775), effective
January 1, 2022, the Legislature amended the language of section 1170.95 to expand the
scope of the petitioning procedure, in part, by expressly permitting persons convicted of
attempted murder under the natural and probable consequences doctrine to petition for
relief. (Stats. 2021, ch. 551, § 2.) Under the amended statute, an offender may file a
petition under section 1170.95 where all three of the following conditions are met:
“(1) A complaint, information, or indictment was filed against the
petitioner that allowed the prosecution to proceed under a theory of felony
murder, murder under the natural and probable consequences doctrine, or
other theory under which malice is imputed to a person based solely on that
person’s participation in a crime, or attempted murder under the natural and
probable consequences doctrine[;] [¶]
“(2) The petitioner was convicted of murder, attempted murder, or
manslaughter following a trial or accepted a plea offer in lieu of a trial at
which the petitioner could have been convicted of murder or attempted
murder[; and] [¶]
“(3) The petitioner could not presently be convicted of murder or
attempted murder because of changes to Section 188 or 189 made effective
January 1, 2019.” (§ 1170.95, subd. (a)(1)–(3).)
Upon receiving a petition, if the petitioner has requested counsel, the court must
appoint counsel to represent the petitioner. (§ 1170.95, subd. (b)(3).) “After the parties
have had an opportunity to submit briefings, the court shall hold a hearing to determine
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whether the petitioner has made a prima facie case for relief.” (§ 1170.95, subd. (c).) If
the petitioner has made such a showing that the petitioner is entitled to relief, the court
“shall issue an order to show cause.” (Ibid.) “If the court declines to make an order to
show cause, it shall provide a statement fully setting forth its reasons for doing so.”
(Ibid.) Within 60 days after the order to show cause has issued, the trial court must then
hold a hearing “to determine whether to vacate the murder, attempted murder, or
manslaughter conviction and to recall the sentence and resentence the petitioner on any
remaining counts in the same manner as if the petitioner had not previously been
sentenced, provided that the new sentence, if any, is not greater than the initial sentence.”
(§ 1170.95, subd. (d)(1).)
II. Analysis
Defendant contends he had a due process right to full consideration of his briefing
before his petition was denied. He acknowledges our court has held a special
circumstance finding bars a defendant from relief, but he argues the cases holding
otherwise are better reasoned. He contends the California Supreme Court reexamined the
concepts of major participant and reckless indifference to human life in People v. Banks
(2015) 61 Cal.4th 788 and People v. Clark (2016) 63 Cal.4th 522, and such guidance was
not available to his jury. The People assert the jury’s special circumstance finding
rendered defendant categorically ineligible for relief, and any error by the trial court in
failing to require further briefing or to hold a hearing was harmless. On reply, defendant
contends “[f]raming the issue as whether Banks created new law does not answer the
question of the proper forum for reviewing the evidentiary sufficiency of a pre-Banks
finding. Section 1170.95 provides a vehicle for such a review.” He also contends the
alleged error by the trial court in failing to wait for full briefing before denying his
petition cannot be deemed harmless “[w]ithout a full explanation of the trial court’s
ruling.” We agree with the People; because the jury’s true finding on the felony-murder
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special-circumstance enhancement rendered defendant ineligible for relief as a matter of
law, we affirm the court’s order denying defendant’s petition. and we cannot conclude
defendant was prejudiced by the alleged procedural errors.
In People v. Lewis (2021) 11 Cal.5th 952 (Lewis), the California Supreme Court
condoned the trial court’s use of the record of conviction in deciding whether a defendant
has made a prima facie showing of eligibility for relief. (Id. at p. 971 [“The record of
conviction will necessarily inform the trial court’s prima facie inquiry under section
1170.95, allowing the court to distinguish petitions with potential merit from those that
are clearly meritless”].) The Lewis court cautioned that the prima facie inquiry under
section 1170.95, subdivision (c) is “limited” and a “‘court should not reject the
petitioner’s factual allegations on credibility grounds without first conducting an
evidentiary hearing.’” (Lewis, at p. 971.) “‘However, if the record, including the court’s
own documents, “contain[s] facts refuting the allegations made in the petition,” then “the
court is justified in making a credibility determination adverse to the petitioner.”’”
(Ibid.)
And here, the record of conviction, specifically the true finding on the special
circumstance allegation, refutes the facts stated in defendant’s petition for resentencing,
namely, his claim that he was not a major participant in the underlying felony and did not
act with reckless indifference to human life in the commission of the crime. Put
differently, section 189, as amended by Senate Bill 1437, now permits a felony-murder
conviction only when specified facts relating to the defendant’s individual culpability
have been proved. Among such circumstances, a felony-murder conviction is
permissible if the defendant “was the actual killer”; he, “with the intent to kill, aided,
abetted, counseled, commanded, induced, solicited, requested, or assisted the actual killer
in the commission of murder in the first degree”; or he “was a major participant in the
underlying felony and acted with reckless indifference to human life.” (§ 189, subd. (e);
see § 190.2, subds. (c), (d); see also People v. Gutierrez-Salazar (2019) 38 Cal.App.5th
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411, 419.) In other words, “[t]he language of the special circumstance tracks the
language of Senate Bill 1437 and the new felony-murder statutes.” (Gutierrez-Salazar, at
p. 419.) Thus, by finding the special circumstance allegation true, the jury made the
requisite findings necessary to sustain defendant’s felony-murder conviction under the
amended law.
It is true after defendant was convicted, “Banks and Clark ‘clarified “what it
means for an aiding and abetting defendant to be a ‘major participant’ in a crime who
acted with a ‘reckless indifference to human life.’”’ [Citation.] Banks identified certain
factors to consider in determining whether a defendant was a major participant; Clark
identified factors to guide the determination of whether the defendant acted with reckless
indifference to human life.” (People v. Gomez (2020) 52 Cal.App.5th 1, 13, fn. 5, review
granted Oct. 14, 2020, S264033.) And the Courts of Appeal are split on the question of
whether a special circumstance finding entered prior to Banks and Clark renders a
petitioner ineligible for section 1170.95 resentencing relief as a matter of law. (See
People v. Jones (2020) 56 Cal.App.5th 474, 478–479 [collecting cases], review granted
Jan. 27, 2021, S265854.) Our Supreme Court has granted review to decide the issue.
(People v. Strong (Dec. 18, 2020, C091162) [nonpub. opn.], review granted Mar. 10,
2021, S266606 [2020 Cal.App.Unpub. Lexis 8505; 2020 WL 7417057].)
Courts holding that a pre-Banks and Clark felony-murder special circumstance
finding bars section 1170.95 resentencing relief have reasoned that Banks and Clark
merely clarified the law as it always was. (See, e.g., People v. Jones, supra, 56
Cal.App.5th at pp. 482, 484, review granted; accord, People v. Nunez (2020) 57
Cal.App.5th 78, 92, review granted Jan. 13, 2021, S265918; People v. Allison (2020) 55
Cal.App.5th 449, 458.) These courts further note that our Supreme Court does not
require juries to be instructed on the Banks and Clark clarifications. “Rather, while
CALCRIM No. 703 now includes optional language drawn from Banks and Clark
regarding the factors a jury may consider, ‘[t]he bench notes to the instruction state that
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Banks “stopped short of holding that the court has a sua sponte duty to instruct on those
factors,” and Clark “did not hold that the court has a sua sponte duty to instruct on those
factors.”’” (Nunez, at pp. 92–93; accord, Jones, at p. 486; Allison, at pp. 458–459.)
Thus, these courts found “no basis to conclude as a general matter that a pre-Banks and
Clark jury was instructed differently than a post-Banks and Clark jury, or resolved
different factual issues, answered different questions, or applied different standards.”
(Nunez, at p. 94.)
These courts have also held that an attack on a special circumstance finding in a
section 1170.95 proceeding effectively constitutes a collateral attack on the judgment.
(See People v. Galvan (2020) 52 Cal.App.5th 1134, 1142, review granted Oct. 14, 2020,
S264284; People v. Gomez, supra, 52 Cal.App.5th at p. 16, review granted.) According
to these courts, a petitioner who wishes to argue the special circumstance finding is
invalid under current law must first seek to invalidate that finding through a petition for
writ of habeas corpus before seeking resentencing pursuant to section 1170.95. (Galvan,
at p. 1142; Gomez, at p. 17; People v. Jones, supra, 56 Cal.App.5th at p. 485, review
granted.) These courts reason that a contrary interpretation “would read into section
1170.95 a new procedure allowing petitioners to ignore a special circumstance finding—
no matter how well supported in the record—as well as the recognized method of
challenging it. Such petitioners would be allowed to relitigate a prior jury finding at an
evidentiary hearing where the prosecution bears the burden of proving the truth of the
finding, beyond a reasonable doubt, a second time.” (Jones, at p. 485.)
On the other hand, courts that have found a special circumstance finding
insufficient to render a petitioner ineligible for relief have reasoned that Banks and Clark
“construed section 190.2, subdivision (d) in a significantly different, and narrower
manner than courts had previously construed the statute.” (People v. Torres (2020) 46
Cal.App.5th 1168, 1179, review granted June 24, 2020, S262011, abrogated on other
grounds in Lewis, supra, 11 Cal.5th at p. 963; accord, People v. Harris (2021) 60
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Cal.App.5th 939, 957–958, review granted Apr. 28, 2021, S267802.) Thus, these courts
surmised that a petitioner with a pre-Banks and Clark special circumstance finding may
have been convicted based on “conduct that is not prohibited by section 190.2 as
currently understood.” (Torres, at p. 1180; accord, Harris, at pp. 957–958; People v.
York (2020) 54 Cal.App.5th 250, 258, review granted Nov. 18, 2020, S264954; People v.
Smith (2020) 49 Cal.App.5th 85, 93, review granted July 22, 2020, S262835.) They hold,
to the extent the jury’s factual findings underlying a felony-murder special-circumstance
finding are legally insufficient under Banks and Clark, the findings cannot refute a prima
facie showing of entitlement to resentencing relief. (People v. Secrease (2021) 63
Cal.App.5th 231, 256, review granted June 30, 2021, S268862.) Accordingly, in
considering whether a petitioner is entitled to relief pursuant to section 1170.95, the trial
court must first determine whether “the evidence presented at trial was sufficient to
support the felony-murder special-circumstance finding under Banks and Clark.”
(Secrease, at p. 264.)
As defendant acknowledges, our court has previously held we find more
persuasive those cases holding that a special circumstance finding precludes relief as a
matter of law. (People v. Simmons (2021) 65 Cal.App.5th 739, 749, review granted
Sept. 1, 2021, S270048; accord, People v. Jones, supra, 56 Cal.App.5th at pp. 482, 484,
review granted; People v. Nunez, supra, 57 Cal.App.5th at p. 92, review granted; People
v. Allison, supra, 55 Cal.App.5th at p. 458.) And defendant does not persuade us to
depart from our previous reasoning.
Banks and Clark did not state a new rule of law. (People v. Simmons, supra, 65
Cal.App.5th at p. 749, review granted.) Rather, they relied on the United States Supreme
Court’s decisions in Enmund v. Florida (1982) 458 U.S. 782 and Tison v. Arizona (1987)
481 U.S. 137 to clarify principles that had long been in existence at the time those
defendants were convicted. (Ibid.; accord, People v. Allison, supra, 55 Cal.App.5th at p.
458; People v. Gomez, supra, 52 Cal.App.5th at p. 13, fn. 5, review granted.) Enmund
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prohibited felony-murder liability for a defendant who “did not commit the homicide,
was not present when the killing took place, and did not participate in a plot or scheme to
murder,” and explained that, to be liable for felony murder, the aider and abettor must
himself “kill, attempt to kill, or intend that a killing take place or that lethal force will be
employed.” (Enmund, supra, at pp. 795, 797.) Tison held that “major participation in the
felony committed, combined with reckless indifference to human life, is sufficient to
satisfy the Enmund culpability requirement.” (Tison, supra, at p. 158.) As Banks noted,
this language from Tison was later codified by the California electorate in section 190.2,
subdivision (d). (Banks, supra, 61 Cal.4th at p. 800.) To the extent Banks and Clark
illuminated factors a factfinder might consider in determining whether a defendant was a
major contributor who acted with reckless indifference to human life, they drew those
factors from Enmund and Tison. (See Banks, supra, at pp. 801–803; Clark, supra, 63
Cal.4th at pp. 615, 618–623.) These principles existed when defendant was convicted
and, absent a determination on direct appeal or in a habeas corpus proceeding that the
evidence was insufficient to support the jury’s finding, there is no basis to conclude
defendant’s jury applied different standards than those described in Banks and Clark.
Furthermore, because defendant is categorically ineligible for relief, we cannot
conclude he was prejudiced by the failure to permit further briefing on his petition. (See
People v. Watson (1956) 46 Cal.2d 818, 836.) That is, it is not reasonably probable he
would have obtained a more favorable result had additional briefing been permitted.
(Ibid.)
Accordingly, we reject defendant’s contentions.
DISPOSITION
The court’s order denying defendant’s petition for resentencing is affirmed.
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