J-A03026-22
2022 PA Super 106
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
JEFFREY COOPER :
:
Appellant : No. 1189 EDA 2021
Appeal from the Order Entered May 11, 2021
In the Court of Common Pleas of Montgomery County Criminal Division
at No(s): CP-46-CR-0004008-2019
BEFORE: STABILE, J., DUBOW, J., and McCAFFERY, J.
OPINION BY DUBOW, J.: FILED JUNE 8, 2022
Appellant, Jeffrey Cooper, appeals from the order that finds that he
violated parole and anticipatorily violated probation. After careful review, we
affirm the trial court’s finding that Appellant violated parole, but reverse its
finding that Appellant anticipatorily violated probation.
The following background is relevant to this appeal. On December 5,
2019, Appellant pled guilty to Retail Theft in the Montgomery County Court of
Common Pleas, and the court sentenced him to a term of 9 to 23 months’
incarceration and a consecutive term of 2 years’ probation. On January 3,
2020, the court granted Appellant’s Application for Parole. Appellant’s
sentence for incarceration/parole would have expired on November 4, 2021.
Appellant’s probationary sentence would have expired on November 4, 2023.
On November 3, 2020, and January 24, 2021, while on parole and
before Appellant’s probationary sentence began, Appellant engaged in
criminal conduct that resulted in his arrest in Allegheny County. He was
J-A03026-22
convicted of the summary charge of Harassment and the Commonwealth
dismissed other charges.
On May 11, 2021, the trial court in Montgomery County held a
consolidated violation hearing regarding his conviction of the summary charge
of Harassment in accordance with Gagnon II1 (“Gagnon II Hearing”). At the
hearing, Appellant stipulated that his new criminal conviction for Harassment
was a violation of both parole and probation. N.T. Gagnon II Hearing,
5/11/21, at 6.
Appellant’s counsel colloquied Appellant on the record about the
stipulation and Appellant acknowledged that he had reviewed the written
stipulation colloquy with counsel, that he had answered the questions
truthfully, and that if counsel asked the questions again on the record, his
answers would be the same. Id. The court admitted the written stipulation
colloquy into evidence as Defense Exhibit 1.
At the conclusion of the oral colloquy, the court found that Appellant
knowingly, intelligently, and voluntarily stipulated that the Harassment
offense was a violation of the conditions of his parole and probation and the
trial court revoked both. The court then imposed a sentence of incarceration
of 16 months, 12 days, the time remaining on his original sentence of
incarceration, followed by two years’ probation. See Order, 5/11/2021, at 1-
2.
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1 Gagnon v. Scarpelli, 411 U.S. 778 (1973).
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On June 10, 2021, Appellant filed a Notice of Appeal. He filed a court-
ordered Pa.R.A.P. 1925(b) Statement and the court filed a responsive Rule
1925(a) Opinion.2
Appellant presents the following questions for our review:3
1. Was the lower court’s anticipatory revocation of defendant’s
probation an illegal sentence since defendant was still on parole
at the time of his alleged violation and had not yet begun
serving his probationary term?
2. Was the sentence imposed by the Court on May 11, 2021 an
illegal sentence since the Commonwealth failed to present
evidence of the actual terms and conditions of defendant’s
probation and parole as required by Com v. Koger, [255 A.3d
1285 (Pa. Super. 2021), appeal granted 270 WAL 2021 (Pa.
filed Apr. 5, 2022)]; failed to establish a violation of a specific
condition of probation as required by Koger; and failed to
establish a new criminal conviction for defendant?
3. Was the evidence at the May 11, 2021 Gagnon II hearing
insufficient to establish a Gagnon violation since the
Commonwealth failed to present evidence of the actual terms
and conditions of defendant’s probation and parole as required
by Com v. Koger, [255 A.3d 1285]; failed to establish a
violation of a specific condition of probation as required by
Koger; and failed to establish a new criminal conviction for
defendant?
Appellant’s Br. at 3; Supplemental Br. at 3.
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2Appellant filed his court-ordered Pa.R.A.P. 1925(b) statement late; however,
because the trial court addressed the statement, we need not find waiver and
may address the merits of the preserved issues. Commonwealth v. Brown,
145 A.3d 184, 186 (Pa. Super. 2016).
3 After Appellant filed his initial brief, this Court decided Commonwealth v.
Simmons, 262 A.3d 512 (Pa. Super. 2021) (en banc). We, thereafter,
granted Appellant’s request to file a supplemental brief to raise the issue of
anticipatory revocation of probation. We have renumbered each of Appellant’s
issues for ease of disposition.
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Legal Analysis
Our review of Appellant’s new sentence imposed after the Gagnon II
hearing is “limited to determining the validity of the . . . revocation
proceedings and the authority of the sentencing court to consider the same
sentencing alternatives that it had at the time of the initial proceeding.”
Commonwealth v. Giliam, 233 A.3d 863, 866 (Pa. Super 2020) (citation
omitted). We may only vacate a sentence for an error of law or an abuse of
discretion. Id. at 866-67.
Generally, “[i]n order to support a revocation of parole, the
Commonwealth need only show, by a preponderance of the evidence, that a
parolee violated his parole.” Commonwealth v. Mitchell, 632 A.2d 934, 936
(Pa. Super. 1993). A court may find a defendant in violation “only if the
defendant has violated one of the specific conditions of probation or parole
included in the probation order or has committed a new crime.” Koger,
255 A.3d at 1290 (quoting Commonwealth v. Foster, 214 A.3d 1240, 1253
(Pa. 2019), brackets omitted, emphasis added).
An order revoking parole “does not impose a new sentence; it requires
appellant, rather, to serve the balance of a valid sentence previously imposed.
Moreover, such a recommittal is just that – a recommittal and not a sentence.”
Commonwealth v. Simmons, 262 A.3d 512, 528 (Pa. Super. 2021) (en
banc) (quoting Mitchell, 632 A.2d at 936). See also Commonwealth v.
Holmes, 933 A.2d 57, 66 (Pa. 2007) (reiterating the “longstanding precedent”
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that parole violators can only be sentenced to the remainder of their original
term).
Anticipatory Revocation of Probation
Appellant argues that in light of the recent Superior Court decision in
Simmons, the trial court imposed an illegal sentence for the probation
violation because at the time Appellant engaged in the criminal conduct that
resulted in his summary Harassment conviction, Appellant was not serving his
probationary sentence and the trial court lacked the authority to find that
Appellant anticipatorily violated probation. Appellant’s Supplemental Br. at 9-
10. We agree.
A claim of anticipatory revocation of probation and the imposition of a
new sentence raises a non-waivable challenge to the legality of the sentence.
Simmons, 262 A.3d at 515. Thus, our standard of review is de novo and our
scope is plenary. Commonwealth v. Cardwell, 105 A.3d 748, 750 (Pa.
Super. 2014).
In Simmons, this Court overruled the long-standing precedent that
allowed courts to anticipatorily revoke probation based on crimes committed
while a defendant was on parole. The Court in Simmons held that where a
court has imposed a sentence of probation to be served consecutive to a term
of incarceration and a defendant commits a crime while on parole, the trial
court may only find a violation of parole. 262 A.3d at 523-27. The court cannot
find an anticipatory violation of probation. Id.
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In this case, the Superior Court had not issued its decision in Simmons
when the trial court found that Appellant had violated both his parole and
probation and thus, the trial court applied the law as it existed at the time.
See Order, 5/11/21, at 1-2. Since the law has changed, however, we must
apply the precedent set forth in Simmons. Since the sentencing court
imposed the sentence of probation consecutive to the sentence of
incarceration and Appellant was on parole when he engaged in the conduct
that led to his Harassment conviction, the trial court was without the authority
to find that Appellant anticipatorily violated probation. Therefore, we reverse
the portion of the Order that finds Appellant in violation of probation.
Sufficiency of the Evidence
Appellant argues in these issues that the evidence supporting the
violation finding was insufficient because the Commonwealth “failed to present
any evidence as to the terms and conditions of [Appellant’s] probation and
parole.” Appellant’s Br. at 16. Appellant contends that, despite his stipulation
to the violation, “the proceedings were invalid since the Commonwealth failed
to establish the specific conditions of probation [that he violated] – a
precondition to any violation under Foster and Koger[.]” Appellant’s Br. at
18-19.4
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4 Having established above that the court’s revocation of probation was
improper, we address Appellant’s argument only to the extent that he
challenges the sufficiency of the evidence to support the trial court’s
revocation of his parole.
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Appellant entered a stipulation in open court admitting that he violated
his parole by committing the criminal offense of Harassment. In doing so,
Appellant specifically acknowledged that the Commonwealth was relieved of
its evidentiary burden. See N.T. Gagnon II Hearing at 6. Appellant also
acknowledged that, as a result of the stipulation, his appellate rights were
limited to challenging (1) his stipulation as not voluntary, knowing, or
intelligent; (2) the legality of the sentence of imprisonment as exceeding the
statutory maximum; and (3) the stewardship of his counsel. See N.T.
Gagnon II Hearing at Exhibit D1, p. 4. Appellant’s challenge here does not
fall within one of those categories.
Accordingly, by virtue of entering the stipulation, Appellant waived his
right to challenge the finding that he violated the terms of his parole by
committing a new crime. Even if Appellant had not waived his sufficiency
challenge, in light of his stipulation that he violated parole, the trial court’s
disposition is supported by sufficient evidence. See Commonwealth v.
Kalichak, 943 A.2d 285, 292-93 (Pa. Super. 2008) (explaining that where a
defendant enters a negotiated stipulation admitting that he violated the terms
of his supervision, including the commission of a new crime, the stipulation
provides sufficient grounds for the trial court to revoke parole.).5
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5 Foster and Koger provide no support for Appellant’s argument because the
defendants in those cases did not stipulate that they violated their supervisory
conditions and, thus, the Commonwealth was required to meet its evidentiary
burden to establish that the defendant violated his parole. Here, however,
Appellant stipulated that, as a result of his commission of a crime while he
was on parole, he violated the terms of his parole.
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Parole Revocation Sentence
Appellant also asserts that the trial court erred in recommitting him to
serve his back time because his summary Harassment conviction cannot be
the basis for a parole revocation. Appellant’s Br. at 14-15 (citing Hufmen v.
Bd. of Prob. & Parole, 58 A.3d 860, 865 (Pa. Cmwlth. 2012)).6 Appellant
did not raise this issue in his Pa.R.A.P. 1925(b) Statement. It, is, thus waived.
Commonwealth v. Bonnett, 239 A.3d 1096, 1106 (Pa. Super. 2020);
Pa.R.A.P. 302(a).7
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6 In Hufmen, the Pennsylvania Board of Probation and Parole recommitted
the parolee to prison after he was convicted of a summary offense. The
Commonwealth Court reversed, holding that a summary offense cannot
support a parole revocation. Hufmen, 58 A.3d at 865 (citing 61 Pa.C.S.
6138(a)(1)). However, seven years later, the legislature amended the
relevant statute to provide that, where a parolee who is under the jurisdiction
of the Pennsylvania Board of Probation and Parole commits a summary
Harassment offense, he “may at the discretion of the board be recommitted
as a parole violator[.]” 61 Pa.C.S. § 6138(a)(1.1)(ii). The holding in Hufmen
has, thus, been abrogated by statute. In any event, Appellant is supervised
by the Montgomery County Board of Probation and Parole so neither Hufmen
nor the new legislation is relevant here.
7 Even if not waived, we would conclude the issue warrants no relief. It is
well-settled that in cases not under the control of the State Board of Parole,
the power of the court after a finding of violation of parole is “to recommit to
jail....” Commonwealth v. Fair, 497 A.2d 643, 645 (Pa. Super. 1985);
Holmes, 933 A.2d at 66. “Following parole revocation and recommitment, the
proper issue on appeal is whether the revocation court erred, as a matter of
law, in deciding to revoke parole and, therefore, to recommit the defendant
to confinement.” Kalichak, 943 A.2d at 291. Here, following parole
revocation, the trial court properly directed Appellant to serve the time
remaining on his incarceration sentence. Accordingly, even if Appellant had
not waived this issue, we would conclude it has no merit.
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Conclusion
We find that the trial court lacked the authority to anticipatorily revoke
Appellant’s sentence of probation because Appellant engaged in criminal
conduct while on parole, and not probation. We, therefore, vacate the portion
of the order revoking Appellant’s probation. We otherwise affirm the remaining
portions of the Order.
Probation violation and revocation vacated. Parole revocation and
recommittal affirmed.
Judge McCaffrey joins the opinion.
Judge Stabile files a Concurring Opinion.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 6/08/2022
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