IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
December 16, 2008
No. 08-10089 Charles R. Fulbruge III
Clerk
UNITED STATES OF AMERICA
Plaintiff - Appellee
v.
ALEX PEREZ
Defendant - Appellant
Appeal from the United States District Court
for the Northern District of Texas
USDC No. 4:07-CR-131-A
Before REAVLEY, CLEMENT, and PRADO, Circuit Judges.
PER CURIAM:*
Alex Perez was convicted of possession of narcotics with intent to
distribute and possession of a firearm in furtherance of a drug trafficking crime.
He appeals the district court’s denial of his motion to suppress evidence, as well
as two aspects of his sentencing. For the following reasons, we affirm.
I. FACTS AND PROCEEDINGS
On the night of July 18, 2007, Officer T.L. Eddleman—a Fort Worth Police
Department Gang Enforcement officer—was patrolling a Fort Worth
*
Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH CIR.
R. 47.5.4.
No. 08-10089
neighborhood notorious for gang violence. He was accompanied by a U.S.
Immigration and Customs Enforcement (“ICE”) agent who was searching for
individuals wanted by ICE. According to Eddleman’s testimony at the
suppression hearing, the two officers were driving an unmarked vehicle with
deeply tinted windows preventing anyone outside the vehicle from seeing its
occupants. They observed a group of Hispanic males standing in the public
roadway in front of a residence that Eddleman knew was occupied by members
of the Varrio North Side (“VNS”) gang. Eddleman also knew that this house was
a focal point of violence because it was located in an area controlled by VNS’s
rival gang, Varrio Diamond Hill (“VDH”). Eddleman recognized one of the
Hispanic males as a documented VNS member. Perez, who was also standing
in front of the residence, is a documented VNS member as well, but Eddleman
did not recognize him as such before arresting him.
As the unmarked vehicle passed by, Perez flashed a VNS gang hand sign,
broke from the group, and took steps toward the car in a very aggressive
manner. Eddleman testified that such behavior is typical of how gang members
“claim their turf and instigate altercations.” After coordinating an approach of
the residence with other officers, Eddleman arrested Perez for disorderly
conduct.1 The officers requested proof of identification from Perez. According
to Eddleman’s testimony, Perez indicated that he had left his ID in his bedroom
and offered to lead officers into the residence to retrieve it. Eddleman retrieved
Perez’s driver’s license from the pocket of a pair of pants on the floor of the
1
Under the Texas disorderly conduct statute, “[a] person commits an offense if he
intentionally or knowingly . . . makes an offensive gesture or display in a public place, and the
gesture or display tends to incite an immediate breach of the peace.” TEX. PENAL CODE §
42.01(a)(2).
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bedroom, as directed by Perez. The pocket also contained $1,200 in cash. While
in the bedroom, Eddleman observed a clear plastic bag containing a white
powdery residue resembling cocaine in plain view on the floor. After obtaining
a search warrant for the residence, officers found large quantities of marijuana,
cocaine, and cutting agent, as well as significant amounts of cash and firearms.
Perez later waived his Miranda rights and admitted that the currency, cocaine,
and firearms seized from the house belonged to him. He was charged with
various narcotics and firearms offenses.
Perez filed a motion to suppress seeking exclusion of the evidence, arguing,
among other things, that his disorderly conduct arrest violated his First
Amendment rights. At the suppression hearing, Perez testified that, when the
unidentified vehicle drove by, he was able to see that its occupants were police
officers. He denied having made the VNS gang hand sign observed by
Eddleman. He also testified that he did not consent to the officers’ entry into his
residence after his arrest. The district court did not find Perez’s testimony to be
credible. It denied his motion to suppress, finding that Perez was not aware that
the vehicle was a police car, that he made the gang hand sign to provoke a
violent altercation, and that he voluntarily led the officers into the residence.
The district court also held that even if Perez did not violate Texas’s disorderly
conduct statute, a reasonable officer would have believed that such violation
occurred.
Perez entered a conditional plea of guilty the next day, reserving the right
to appeal two issues: whether his arrest was illegal because his conduct was
protected speech under the First Amendment, and whether police entry into the
residence was illegal and not voluntary. The district court sentenced Perez to
a total of 228 months of imprisonment under the Sentencing Guidelines; it
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applied an obstruction of justice enhancement for committing perjury during the
suppression hearing and refused to reduce Perez’s sentence for acceptance of
responsibility. Perez appeals the denial of his motion to suppress—stating First
Amendment grounds only—and the district court’s application of the two
sentencing adjustments.
II. DISCUSSION
A. Suppression of Evidence
Perez contends that his arrest for disorderly conduct under § 42.01(a)(2)
of the Texas Penal Code was illegal because his gang hand sign was protected
speech under the First Amendment. Importantly, Perez does not challenge the
constitutionality of § 42.01(a)(2). As he correctly notes, the Supreme Court has
recognized that the language of the statute was “designed to track the ‘fighting
words’ exception” to the First Amendment set forth in Chaplinsky v. New
Hampshire, 315 U.S. 568 (1942). City of Houston v. Hill, 482 U.S. 451, 462 n.10
(1987) (discussing § 42.01(a)(1), which covers verbal disorderly conduct and uses
the same language as § 42.01(a)(2), the disorderly conduct gesture subsection);
see also Coggin v. State, 123 S.W.3d 82, 87 (Tex. App. 2003) (holding that “the
conduct proscribed under section 42.01(a)(2) falls within the ‘fighting words’
exception” to the First Amendment). Instead, the core of Perez’s argument is
that he did not violate § 42.01(a)(2) because his hand gesture did not amount to
“fighting words.”
Perez’s appeal thus focuses exclusively on the alleged violation of
§ 42.01(a)(2). It ignores the district court’s alternative holding that “whether or
not the conduct that Officer Eddleman described violated Section 42.01 of the
Texas Penal Code”—i.e., whether or not the gang hand sign constituted “fighting
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words”—“a reasonable officer would believe that such a violation did occur.”
This holding applies the so-called “good faith exception” to the exclusionary rule,
under which “evidence is not to be suppressed where it is discovered by officers
in the course of actions that are taken in good faith and in the reasonable,
though mistaken, belief that they are authorized.” United States v. De
Leon-Reyna, 930 F.2d 396, 400 (5th Cir. 1991) (en banc) (internal quotation and
alteration omitted). Perez failed to discuss this application of the good faith
exception in his initial brief to this court;2 he therefore waived any challenge to
it. See, e.g., R.R. Mgmt. Co. v. CFS La. Midstream Co., 428 F.3d 214, 220 n.3
(5th Cir. 2005) (noting that where an appellant challenges only one of the
district court’s alternative holdings, his argument that the alternative holding
was in error is waived). Because Perez waived his challenge to the district
court’s alternative holding, his appeal on the suppression issue necessarily fails.
Accordingly, we affirm the district court’s denial of Perez’s motion to suppress
based on the good faith exception, and need not address the merits of his First
Amendment argument.
B. Application of Sentencing Guidelines
(1) Standard of Review
This court “review[s] the district court’s interpretation or application of the
Sentencing Guidelines de novo and its factual findings for clear error.” United
States v. Trujillo, 502 F.3d 353, 356 (5th Cir. 2007). A finding of obstruction of
2
Perez addressed the good faith exception holding in his reply brief—after it was raised
by the government—and argued that it was not applicable to an arrest in violation of the First
Amendment. However, “[a]rguments raised for the first time in a reply brief are waived” and
will not be considered by this court. Teal Energy USA, Inc. v. GT, Inc., 369 F.3d 873, 879 n.18
(5th Cir. 2004).
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justice under Section 3C1.1 of the Sentencing Guidelines is a factual finding
reviewed for clear error, and therefore will be affirmed if it is “plausible in light
of the record as a whole.” United States v. Juarez-Duarte, 513 F.3d 204, 208 (5th
Cir. 2008). Further, in reviewing a finding of obstruction of justice, this court
“give[s] deference to the credibility determinations of the district court.” Id.
With respect to a district court’s decision not to award a reduction in offense
level for acceptance of responsibility under Section 3E1.1 of the Sentencing
Guidelines, the standard of review is even “more deferential than the clearly
erroneous standard;” reversal is warranted only when the district court’s denial
of the reduction is “without foundation.” Id. at 211 (quotation omitted).
(2) Analysis
(a) Obstruction of Justice
Perez challenges the two-level enhancement of his sentence for obstruction
of justice. Under Section 3C1.1 of the Sentencing Guidelines, the enhancement
is applicable “[i]f (A) the defendant willfully obstructed or impeded, or attempted
to obstruct or impede, the administration of justice with respect to the
investigation, prosecution, or sentencing of the instant offense of conviction, and
(B) the obstructive conduct related to (i) the defendant’s offense of conviction and
any relevant conduct . . . .” The commentary to Section 3C1.1 provides examples
of conduct that justifies the enhancement—including “committing, suborning,
or attempting to suborn perjury.” U.S.SENTENCING GUIDELINES MANUAL § 3C1.1
cmt. n.4(b). To impose the enhancement on the basis of perjury, “the court must
find that the defendant gave ‘false testimony concerning a material matter with
the willful intent to provide false testimony, rather than as a result of confusion,
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No. 08-10089
mistake, or faulty memory.’” United States v. Reed, 26 F.3d 523, 531 (5th Cir.
1994) (quoting United States v. Dunnigan, 507 U.S. 87, 94 (1993)).
The district court found that Perez committed perjury when he testified
at the suppression hearing that he did not “flash any gang signs” during the
evening he was arrested—a statement that directly contradicts Eddleman’s
testimony and the factual findings of the district court. The district court noted
that Perez was under oath when he gave the testimony, and that his false
statement was not a mistake or accident, but was made intentionally. Further,
the district court found that Perez’s false testimony was material and relevant
to the case, because it was intended to influence the court to rule in his favor.
See United States v. Como, 53 F.3d 87, 89 (5th Cir. 1995) (“‘Material,’ as defined
in the commentary to the sentencing guidelines, ‘means evidence, fact,
statement, or information that, if believed, would tend to influence or affect the
issue under determination’” (quoting U.S. SENTENCING GUIDELINES MANUAL §
3C1.1 cmt. n.5)). It is well-established that, under these circumstances, a
defendant’s commission of perjury at a suppression hearing supports the
application of a Section 3C1.1 enhancement. See id. at 91; Reed, 26 F.3d at 531.
Perez does not dispute the falsity or materiality of his testimony at the
suppression hearing, nor does he argue that his false statements were
unintentionally made. Rather, Perez contends that the enhancement was
improper because it resulted from his exercise of his constitutional right to
challenge the evidence against him on First Amendment grounds. In support of
his position, Perez quotes the following commentary to Section 3C1.1:
Limitations on Applicability of Adjustment.—This provision is not
intended to punish a defendant for the exercise of a constitutional
right. A defendant’s denial of guilt (other than a denial of guilt
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under oath that constitutes perjury), refusal to admit guilt or
provide information to a probation officer, or refusal to enter a plea
of guilty is not a basis for application of this provision.
U.S. SENTENCING GUIDELINES MANUAL § 3C1.1 cmt. n.2. Clearly, this language
does not preclude defendants committing perjury from being subject to the
obstruction of justice enhancement—in fact, the commentary expressly excludes
“denial of guilt under oath that constitutes perjury” from its protection. Further,
the Supreme Court has repeatedly held that “a defendant’s right to testify does
not include a right to commit perjury.” Dunnigan, 507 U.S. at 96. The district
court’s application of Section 3C1.1 was not punishing Perez’s attempt to
suppress allegedly unconstitutional evidence or to assert his First Amendment
rights. It was the consequence of Perez’s perjury at the suppression hearing—a
well-recognized justification for imposing the enhancement. Accordingly, the
district court’s imposition of the obstruction of justice enhancement was proper.
(b) Acceptance of Responsibility
Perez argues that, by pleading guilty to the drug charges against him, he
demonstrated acceptance of responsibility for his offense and thus should have
been granted a reduction in his sentence under Section 3E1.1 of the Sentencing
Guidelines. Ordinarily, conduct resulting in an enhancement for obstruction of
justice “indicates that the defendant has not accepted responsibility for his
criminal conduct.” U.S. SENTENCING GUIDELINES MANUAL § 3E1.1 cmt. n.4; see
also Juarez-Duarte, 513 F.3d at 211. Only in “extraordinary cases” will both
adjustments apply. U.S. SENTENCING GUIDELINES MANUAL § 3E1.1 cmt. n.4.
Perez cites commentary to § 3E1.1, which provides that a defendant’s
“constitutional challenge to a statute or a challenge to the applicability of a
statute to his conduct” does not preclude a defendant from consideration for a
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Section 3E1.1 adjustment. Id. § 3E1.1 cmt. n.2. This commentary is intended
to protect defendants who accept responsibility but nevertheless go to trial in
order “to assert and preserve issues that do not relate to factual guilt,” id., not
defendants who commit perjury. Perez has not shown that this case “rise[s] to
the level of being an ‘extraordinary case’” that would warrant reducing his
sentence despite his obstruction of justice. See Juarez-Duarte, 513 F.3d at 211
(quotation omitted). Therefore, there was adequate foundation for the district
court to deny a § 3E1.1 adjustment for acceptance of responsibility. See id.
III. CONCLUSION
For the foregoing reasons, the judgment of the district court is
AFFIRMED.
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