Rosenthal v. Chisum

By Court,

Bbistol, J.:

This is an action of assumpsit, brought here by appeal from a judgment in favor of William Bosenthal, the plaintiff below and appellee here, for the sum of two thousand three hundred and seventy dollars and sixty-eight cents, rendered by the district court of the second judicial district, held in and for the county of Bernalillo. All the errors assigned by the appellant relate to what is claimed as improper evidence introduced on the trial of the cause, and the insufficiency of all the evidence to support the verdict on which judgment was rendered.

On appeals to this court the statute requires, among other things, that “a perfect transcript of the record and proceedings in the case, shall be filed here by the appellant.” “ That this court in such appeals * * * shall examine the record on the facts therein alone, and shall award a new trial, reverse or affirm the judgment, or give such other judgment as to them shall seem agreeable to law:” Comp. Law New Mexico, sec. 6, p. 106. The statute also provides that “no exception shall be taken in an appeal to any proceeding in the district court except such as shall have been expressly decided in that court:” Id., sec. 5, p. 106.

The first question that presents itself is as to what is the record, and the proceedings appearing thereon to which exceptions were taken, and a ruling had thereon in the court below, and on which error has been assigned in this court. Nothing is better settled in the law and practice governing proceedings in an appellate court than that the evidence, whether oral or documentary and on file, introduced or offered on the trial of a cause in the court below, is no part of the record, and can only be made so by incorporating it in and making it a part of a bill of exceptions: Newman et al. v. Ravenscroft, 67 Ill. 496; Earll v. The People, 73 Id. 329; Bedee v. The People, Id. 320; Garrity v. Lozano et. al., 83 Id. 597; Russell v. Ely et al., 2 Black U. S. Sup. C. 580; Insurance Co. v. Lasier, 5 Otto, 171; Amelia Cromie et al. v. John Van Nortwick et al., 56 Ill. 354. These are a few of the almost numberless uniform decisions to the same effect.

The objections raised to the proceedings on the trial of this cause in the court below relating, as they do, exclusively to the competency and sufficiency of the evidence, we must look to the bills of exceptions alone for the evidence from Avhieh we are to determine the question whether the record discloses any error. There are what purport to be two bills of exceptions appearing in the transcript. The first is as follows (after entitling the cause): “ Be it remembered, that on the trial of the above-entitled cause, the said plaintiff, by his counsel, offered to read in evidence in said cause the following depositions of Thomas Lanigan and J. M. Collins (see pages 59, 60, 61, 62, and 63 of this transcript), to the reading of which the said defendant, by his counsel, objected, but the court overruled the objection, and permitted said depositions to be read in evidence, to which ruling of the court the said defendant, by his counsel, did then and there except, and prays that this his bill of exceptions be signed, sealed, and made a part of the record in said cause, which is done accordingly.

“Samuel B. McLiN, [seal]
“Associate Justice.”

There are two reasons why no assignment of errors on this bill of exceptions can be considered by this court: 1. The only objection raised is to the competency of the depositions to be read as evidence. Before we can rule upon any objection of that laud, the depositions must be made a part of the record. They must be embraced in the bill of exceptions. In no other way can they be considered by the court as of record. The bill of exceptions refers to them as “ the depositions,” but no depositions follow. True, there is a direction between brackets to see certain pages of the transcript. We turn to these pages and find written there, over the certificate of the clerk, the answers to certain interrogatories, according to their respective numbers. What the interrogatories are, does not appear upon these pages. What is written there relates to a proceeding that took place the day before impaneling the jury and the commencement of this trial. There is no such identification of any depositions as will make them a part of this bill of exceptions.

The idea that the judge in signing and sealing this bill of exceptions, authenticated even this reference to certain pages of a transcript, that was doubtless written by the clerk long afterwards, is quite unreasonable. There was no doubt prepared for the appellant, what is called a skeleton bill of exceptions, for the judge to authenticate by his hand and seal, leaving certain blanks to be filled by the clerk. This doubtless was drafted by counsel and signed by the judge, with the view of having the clerk insert a full and complete ti’anscript of the depositions in the bill of exceptions after the words “ following depositions.” This was never done so far as the bill of exceptions is concerned. Whatever may be said of the propriety of skeleton bills of exceptions being authenticated by a district judge, with blanks for the insertion by the clerk of certain documents, such as the pleadings in a cause, we desire here to express our disapproval of that mode of authenticating the evidence taken on the trial of a cause.

The other reason why we can not consider any Assignment of error on this bill of exceptions, is, there is only a general objection to the reading of depositions claimed to have been offered on the trial by the appellee, without specifying any specific grounds for such objection. This would be a fatal defect in the bill of exceptions, even if the depositions had been incorporated therein.

The appellant in his assignment of errors in this court, based upon this bill of exceptions, has set out specific grounds of objection. Rut can not it be truthfully said that the court below overruled, or in any way decided the particular points now attempted to be raised, and if not, with what propriety can this court be asked to entertain and render a decision thereon under the statute? The practice is well settled, that general objections of this sort to entire depositions will not be entertained. This point was decided by the United States supreme court in the case of Camden v. Doremus, 3 How. 537. In that case the court say: “A naked statement on the record, that the reading of a deposition or a copy of a record was objected to, and the objection overruled without disclosing the nature or ground of the objection, is nugatory and wholly ineffectual before an appellate court.” One reason is obvious, a general objection to an entire deposition, often comprehending hundreds of folios of reading matter, if allowed in practice, would impose on the court the task of looking through the entire deposition, to discover rvhether there is in fact any irregularity or incompetency in the evidence. Appellate courts are not required to perform such an unreasonable task, and do not entertain questions founded on objections of that kind.

The other bill of exceptions appearing in the transcript is as follows: “ Be it further remembered, that on the trial of said cause, Thomas B. Catron rvas called as a witness for said plaintiff and testified that he had seen the said defendant, John S. Chisum, write, and had also had correspondence with him, by which means he had become acquainted with his handwriting, and that from the best of his knowledge and judgment, he believed the name of John ¡3. Chisum, signed to the paper filed in said cause marked ‘agreement,’ was the genuine signature of the said defendant, John S. Chisum. The said depositions and the testimony of Thomas B. Catron, as above stated, was all .the testimony given in said cause, except the promissory note upon which said suit was founded, and the articles of co-partnership signed by Jolin C. Wilbur, John S. Chisum, and W. H. Clark. The said plaintiff, by his counsel, then offered to read in evidence to the jury, the promissory note upon which said suit was founded, to the reading of which, the said defendant, by his counsel, objected, but the court overruled said objection, and permitted said note to be read to the jury as evidence. To which ruling of the court, the said defendant by his counsel, did then and there except, and pray that this, his bill of exceptions, be signed, sealed, and made a part of the record in said cause, which is done accordingly.

“ Sam;’l B. MoLin, [seal]
“ Associate Justice.”

In this bill of exceptions but one question is presented, and that is in regard to the reading of a promissory note as evidence on- the trial of the cause, and the ruling of the court below, on a general objection to its being read as evidence to the jury. There are two reasons why no assignment of errors founded on this bill of exceptions can be considered by this court. They are the same that we have already given in regard to the bill of exceptions first above mentioned. Before we can pass upon the competency of the note as evidence, it must be found in the record. It is not incorporated in any bill of exceptions, and therefore is not before us. In the case of Garrity v. Lozano et al., 83 Ill. 597, already referred to, the court said: “Copies of instruments sued on, copies of accounts, and affidavits filed in an action at law, are not parts of the record, unless so made by being embodied in a bill of exceptions.” We concur in this part of the opinion of the court given in that case, because in a few words it expresses with precision what we understand the law and practice to be. Numerous decisions of the supreme court of the United States are to the same effect.

One of the assignments of error on behalf of the appellant is in effect that all the evidence before the jury on the trial of the cause is wholly insufficient to sustain the verdict. There are several reasons why we can not sustain this assignment of error. One is that the record does not show that the objection was ruled upon by the court below. There are two modes by which a decision may be obtained upon a point of this kind. One is to interpose a motion upon the conclusion of the testimony for the plaintiff, for judgment for the defendant, on the ground that there is no evidence sufficient to warrant a verdict for the plaintiff. The other is a motion for a new trial on the same ground. The record does not disclose the fact that this point was decided by the court below, in either of these or any other proceeding. It is true that the clerk certifies, in his transcript, that a motion for a new trial was made on certain grounds, was overruled, and an exception taken. This does not bring the proceeding upon the record for the purpose of review by this court. It must be by bill of exceptions duly authenticated by the signature and seal of the presiding judge: Insurance Co. v. Lasier, 5 Otto, 171.

Even if this had been done, no ruling upon the merits could be made by this court, because the evidence is not before us. It is clear that where error is assigned on tbe verdict of a jury, on the ground of insufficient evidence, the evidence itself, and all the evidence received on the trial, must be embodied in a bill of exceptions and duly authenticated by the seal of the presiding judge: Simpson v. Norton, 45 Me. 281; Russell v. Ely et al., 2 Black, 280; Schmidt, Adm'x, v. Chicago and Northwestern R. R. Co. et al., 83 Ill. 405; Hilliard on New Trials, sec. 10, p. 28.

In this case there is no pretense, by counsel for the appellant, that two of the most important items of evidence, the note sued on, and tLe articles of copartnership, anywhere appear of record by bill of exceptions. We can not but express our regret that such of the proceedings in the court below were not placed upon the record as would have enabled us to dispose of the case upon the merits. Not being upon the record before us, they are presumed to be regular, and can not be disturbed. We feel obliged, therefore, though with great reluctance, to affirm the judgment.

The judgment is affirmed.