2022 WI 53
SUPREME COURT OF WISCONSIN
CASE NO.: 2019AP2065-CR
COMPLETE TITLE: State of Wisconsin,
Plaintiff-Respondent-Petitioner,
v.
Richard Michael Arrington,
Defendant-Appellant.
REVIEW OF DECISION OF THE COURT OF APPEALS
Reported at 398 Wis. 2d 198, 960 N.W.2d459
PDC No:2021 WI App 32 - Published
OPINION FILED: July 1, 2022
SUBMITTED ON BRIEFS:
ORAL ARGUMENT: March 10, 2022
SOURCE OF APPEAL:
COURT: Circuit
COUNTY: Brown
JUDGE: Timothy A. Hinkfuss
JUSTICES:
ROGGENSACK, J., delivered the majority opinion of the Court, in
which ZIEGLER, C.J., REBECCA GRASSL BRADLEY, and HAGEDORN, JJ.,
joined. DALLET, J., filed a concurring opinion, in which ANN
WALSH BRADLEY and KAROFSKY, JJ., joined.
NOT PARTICIPATING:
ATTORNEYS:
For the plaintiff-respondent-petitioner, there were briefs
filed by Sara Lynn Shaeffer, assistant attorney general, with
whom on the briefs was Joshua L. Kaul, attorney general. There
was an oral argument by Sara Lynn Shaeffer.
For the defendant-appellant, there was a brief by Suzanne
L. Hagopian, assistant state public defender. There was an oral
argument by Suzanne L. Hagopian.
2022 WI 53
NOTICE
This opinion is subject to further
editing and modification. The final
version will appear in the bound
volume of the official reports.
No. 2019AP2065-CR
(L.C. No. 2016CF516)
STATE OF WISCONSIN : IN SUPREME COURT
State of Wisconsin,
Plaintiff-Respondent-Petitioner, FILED
v. JUL 1, 2022
Richard Michael Arrington, Sheila T. Reiff
Clerk of Supreme Court
Defendant-Appellant.
ROGGENSACK, J., delivered the majority opinion of the Court, in
which ZIEGLER, C.J., REBECCA GRASSL BRADLEY, and HAGEDORN, JJ.,
joined. DALLET, J., filed a concurring opinion, in which ANN
WALSH BRADLEY and KAROFSKY, JJ., joined.
REVIEW of a decision of the Court of Appeals. Reversed.
¶1 PATIENCE DRAKE ROGGENSACK, J. We review the court of
appeals'1 decision reversing the circuit court's judgment of
conviction of Richard Michael Arrington on the charge of first-
degree intentional homicide with use of a dangerous weapon
pursuant to Wis. Stat. § 940.01 (2019-20),2 as well as being a
1State v. Arrington, 2021 WI App 32, 398 Wis. 2d 198, 960
N.W.2d 459.
2 All subsequent references to the Wisconsin Statutes are to
No. 2019AP2065-CR
felon in possession of a firearm under Wis. Stat. § 941.29.3 On
appeal, the State asks us to reverse the court of appeals,
arguing that it did not violate Arrington's Sixth Amendment
right to counsel when a jail inmate secretly recorded
conversations with Arrington. The State further argues that
defense counsel's failure to object to the admission of the
recordings as evidence against Arrington was not deficient
performance and did not prejudice him, so as to warrant a new
trial for ineffective assistance of counsel.
¶2 We conclude that Arrington's Sixth Amendment right to
counsel was not violated because the jail inmate, Jason Miller,
was not acting as a State agent when he recorded his
conversations with Arrington. Further, a new trial is not
warranted because Arrington's counsel's performance was not
deficient and Arrington was not prejudiced by his counsel's
failure to object to the State's use of the recordings.
Accordingly, we reverse the decision of the court of appeals and
affirm the circuit court's judgment of the convictions.
I. BACKGROUND
¶3 Arrington's convictions stem from a shooting that
occurred on April 2, 2016, and resulted in the death of Ricardo
Gomez. The shooting itself was described as the culmination of
the 2019-20 version unless otherwise noted.
3The Honorable Timothy A. Hinkfuss of Brown County Circuit
Court presided.
2
No. 2019AP2065-CR
a weeks-long feud between Arrington and a third individual,
Rafeal Santana-Hermida, also known as "Shorty."
¶4 The feud began a few weeks before the shooting when a
"drug deal [went] bad" and Arrington robbed Shorty at gunpoint,
stealing Shorty's machine gun. Shorty responded by attacking
Arrington through a car window with a knife, cutting his lip.
At trial, witnesses testified that, following Shorty's attack,
Arrington threatened to "[expletive] Shorty up" and stated that
he was going to "handle his business." Another witness
testified that Arrington was "highly upset" and had been seen
carrying a machine gun.
¶5 On the day of the shooting, Shorty and his girlfriend
were at Craig Taylor's house. Taylor testified that he had seen
Arrington in a car near his house and was worried that he wanted
to kill Shorty. Arrington was circling the block in his car and
looked "like he was hunting." Taylor further testified that
Arrington "had that look in his eye like he wanted to kill
something." A separate witness, Lawrence Hawkins, came and left
Taylor's house prior to the shooting. Hawkins testified that
when he left Taylor's house, he saw Arrington parked across the
street. Arrington asked him if Shorty was inside and Hawkins
responded that he did not know. When he walked away, Hawkins
called Taylor and told him that Arrington was outside asking
about Shorty.
¶6 In the moments immediately preceding the shooting,
Ricardo Gomez arrived at Taylor's house. Gomez walked up to the
front door and told Shorty, who was standing in the open
3
No. 2019AP2065-CR
doorway, that someone was "outside looking for him." According
to Taylor, Arrington began shooting into the doorway as soon as
he saw Shorty. Taylor testified that he "was right there when
the bullets hit [Gomez]" and that he saw Gomez fall onto Shorty
after being hit. Taylor further asserted that he did not see
Shorty with a gun and Shorty "never reached for [anything]."
¶7 Two other witnesses, AVT4 and David Landrum, were in
the car with Arrington on the day of the shooting. AVT, who was
seated in the front passenger seat of the car, stated that
Arrington rolled down her window and exchanged words with
Shorty. Then Arrington started "shooting a gun right by [her]
face." AVT testified that a "shell hit me in my head, and
[Arrington] told me to shut up." She also never saw Shorty
shooting at the car and explained that if Shorty had returned
fire, she likely would have been hit in the process because she
"was sitting right there." She asserted that "[t]here was no
gun [that] came out [of] that house . . . ." This assertion was
confirmed by a thorough police search of Taylor's house, the
people in Taylor's house, and the neighborhood that revealed no
firearms.
¶8 Following the shooting, AVT said she told Arrington
that she wanted to get out of the car, and he responded, "you on
a murder case with me now, you ain't going nowhere." She
testified that Arrington threatened to kill her and her family
4Pursuant to Wis. Stat. § (Rule) 809.81(8), we use a
pseudonym when referring to the juvenile witnesses.
4
No. 2019AP2065-CR
if she spoke to the police. He also told her to burn her
clothes and clean the car that they used the day of the
shooting. AVT stated that Arrington later approached her in a
different car and ordered her to get in. He had a gun in his
lap and was wearing a mask and latex gloves. He threw her phone
out the window of the car and drove her around for the night
while threatening to "ice her" if she left. She woke up alone
in the car the next morning and ran.
¶9 Eugene and Erica Herrod testified that the night of
the shooting, Arrington came to their home and used bleach to
clean his hands, face, and hair. He told them that he had
"popped" someone and asked Eugene for a ride to Milwaukee.
Arrington told Eugene that he had "fanned Shorty down."
However, upon later learning that he had killed the wrong
person, Arrington told Eugene that he would come back and "get
that [expletive] Shorty and finish my job." Arrington testified
that after the shooting, he changed his hair and appearance to
try to hide from law enforcement.
¶10 After Arrington turned himself in, he was charged and
brought to Brown County jail. While he was in custody, and had
already made his initial appearance with counsel, Arrington
began having conversations with another inmate, Jason Miller.
Miller used a recording device given to him by law enforcement,
to record his conversations with Arrington. In these
recordings, Arrington made incriminatory statements regarding
his on-going feud with Shorty and his role in the shooting of
Gomez.
5
No. 2019AP2065-CR
¶11 Finally, almost a year after the shooting, Arrington
requested an interview with Detective Brad Linzmeier. In this
interview, Arrington suggested, for the first time, that his
shooting was in self-defense. Regarding his earlier feud with
Shorty, Arrington claimed to have nothing to do with the machine
gun robbery and explained that he was seeking to give Shorty
money as repayment for the robbery when Shorty stabbed him
through the car window. On the day of the shooting, Arrington
claimed that the only reason he began to shoot was because he
saw Shorty reaching into his waistband. Even then, Arrington
claimed to have fired only at the porch. Arrington said that
Shorty, after ducking out of the way of Arrington's bullets,
fired a single shot in response to Arrington and hit Gomez.
Linzmeier testified that this was the first time that he heard
about Shorty having a handgun and shooting Gomez.
¶12 The case proceeded to a jury trial, which lasted six
days and saw a total of forty-two witnesses testify. At trial,
the State introduced the recorded evidence that it received from
Miller in addition to the statements of witnesses relayed above.
Defense counsel acknowledged to the court that he had the
recordings "for quite some time" and had reviewed them "long
before trial." He told the court he had "no objection" to their
admission. He did, however, object to providing a transcript to
the jury, which objection was sustained.
¶13 Miller testified that, before he and Arrington began
speaking, he had been helping law enforcement with an unrelated
homicide investigation. Specifically Miller had been gathering
6
No. 2019AP2065-CR
information on a defendant named Antwon Powell. Miller
explained that Arrington was the one who began their
conversations by asking him to read the criminal complaint
against him and asking whether "there was enough there."
¶14 Miller testified that, following their initial
conversation about the complaint, he and Arrington spoke about
the events of the shooting at Taylor's house. Arrington told
Miller that, upon seeing Shorty, all he could think about was
Shorty stabbing him, and then he "just got to shooting."
However, Arrington confessed that "when he got to shooting,
Shorty jumped back, and when he jumped back, it hit [Gomez]."
Miller also testified that, over the course of their
conversations, Arrington never mentioned that he saw Shorty with
a gun in his hand or that he saw Shorty shoot Gomez.
¶15 Later, Miller asked Arrington if Shorty was "acting
like a beast?" And Arrington replied, "Yeah, that's what added
fuel to the fire," and that Shorty was "acting like a gorilla."
Miller told Arrington that his aim "ain't shit" because when he
shot at Shorty, Arrington "hit the other [expletive]."
Arrington replied that he "just dumped the crib down" because he
did not know if Shorty would come back and retaliate.
¶16 Later in the trial, Arrington took the stand and
denied feuding with Shorty. Arrington testified that he forgave
Shorty following the stabbing and, contrary to other witness
testimony, was not upset at Shorty. Similarly, Arrington
explained that he was at Taylor's house the day of the shooting
only because Landrum wanted to get some marijuana. When Shorty
7
No. 2019AP2065-CR
saw Arrington, Shorty started "going crazy." Arrington
testified that he thought he saw Shorty reach for a gun, but
that he actually didn't see a gun. In response to this,
Arrington fired three shots at the house. As he drove away,
Arrington explained that, what he saw was "Shorty come around
the door with the gun in his hand at the same time that
[Gomez] . . . was coming into the house, and what it looked like
to me was that Gomez had been shot by [Shorty]."
¶17 Following the shooting, Arrington denied doing
anything that would incriminate him in Gomez's shooting, and he
dismissed significant testimony to the contrary. For example,
Arrington denied speaking with Erica Herrod and asking for
bleach after "popping" someone. He denied having any contact
with AVT following the shooting, let alone kidnapping her. He
described AVT's testimony as "all lies." When asked why Eugene
Herrod testified that Arrington told him that he "got the wrong
guy but I'm going to come back and finish the job and get
Shorty," Arrington replied, "I don't know why Eugene told you
guys that." Arrington also agreed when the State asked him
whether it "sound[ed] like a lot of people are making stuff up."
¶18 The jury convicted Arrington on both the first-degree
intentional homicide and being a felon in possession of a
firearm. After obtaining new counsel, Arrington moved for
postconviction relief. He asserted that the State violated his
Sixth Amendment right to counsel when it used Miller to obtain
recorded conversations after he had been charged and was
represented by counsel. Arrington argued that the introduction
8
No. 2019AP2065-CR
of those statements was plain error, entitling him to a new
trial. Alternatively, he sought a new trial, asserting that his
attorney's failure to object to Miller's recordings at trial
constituted ineffective assistance of counsel.
¶19 The circuit court held a Machner5 hearing during which
Arrington, his trial counsel, Michael Hughes, and Detectives
Michael J. Wanta and Linzmeier testified. Hughes re-affirmed
that he had the recordings for "quite some time" before trial
and did not consider moving to suppress the recordings. The
circuit court also heard testimony from the detectives regarding
the origin of Miller's involvement in Arrington's case.
¶20 Wanta testified that Miller was assisting him on the
Powell homicide case. Wanta testified that, in an April 6, 2016
meeting, Miller had expressed an interest in "recording
conversations that he was having with the parties that we
identified [in regards to the Powell case]. Wanta told Miller
that the detectives would help "facilitate that. And the
information he [gathered] would . . . be used as part of his
consideration." This conversation occurred before Arrington had
turned himself in on April 8, 2016. Accordingly, it had zero
relationship to any investigation into Arrington because no
investigation into Arrington existed at that time. Indeed,
Wanta explained that he was not "aware of any possibility of
See State
5 v. Machner, 92 Wis. 2d 797, 285 N.W.2d 905
(Ct. App. 1979).
9
No. 2019AP2065-CR
Mr. Miller's speaking to Mr. Arrington during [the] April 6
meeting[.]"
¶21 Following Arrington's custody, Miller approached Wanta
about recording Arrington. Wanta became aware of Miller's
request to speak with law enforcement about Arrington when
Miller's attorney contacted the District Attorney's office. The
District Attorney's office passed the request onto Wanta, who
met with Miller at the jail. Miller told Wanta that Arrington
"was talking with him and he believed that Mr. Arrington would
tell him things about the case and he asked if he should record
it. I said he could record conversations with Mr. Arrington."
The detectives also testified that they told Miller, "if you
want to record the conversation you can." Miller was never
instructed that he should record Arrington.
¶22 Wanta was aware that Miller was seeking consideration
for gathering information on Arrington, but testified that he
made it "very clear from the start" that he would "not get
involved in specifics regarding consideration" because that
"comes from the District Attorney." There was never an offer of
consideration from law enforcement to Miller for information
gathered on Arrington.6 Wanta also explained that he did not
6Any indication or inference that the April 6 discussion of
consideration for information gathered in the Powell case was
tantamount to an offer of consideration for information gathered
on Arrington's case is factually incorrect and purposefully
misleading. The police did not assure Miller that information
he gathered on Arrington "would . . . be used as part of his
consideration." Linzmeier and Wanta, as instructed by their
standard practice and training, were straightforward and "very
clear from the start" that they would not speak to Miller about
10
No. 2019AP2065-CR
give any direction to Miller regarding the types of information
he should record or what type of questions he should ask
Arrington.
¶23 Wanta testified that law enforcement provided Miller
with the recording device and that there was no way "to monitor
it or listen to this particular device. It is a matter of
basically flipping a switch on the side of it on and off." They
could not listen "in live-time," and only Miller had the ability
to turn the recorder on and off. Miller made the recording that
was played at trial on April 13. There is no support in the
record for any agreement between Wanta and Miller that Miller
acted as the State's agent when he made that recording.
¶24 The postconviction court concluded that Miller was not
acting as an agent for the State when he recorded his
conversations with Arrington. Therefore, Arrington's Sixth
Amendment right to counsel was not violated. In the course of
its decision, the court made numerous findings of fact. First,
the court found that the "State did not put Mr. Miller and
Mr. Arrington together in Fox Pod. It was a coincidence." It
also found that "[t]he police never approached Mr. Miller about
consideration or make promises of consideration to Miller for
any information Miller provided on Arrington. No conversation
regarding consideration for Miller's work on the Arrington case
occurred. In the postconviction motion hearing, Wanta was asked
whether "Mr. Miller ask[ed him] specifically for consideration
in this case?" Wanta replied, "Not any specific consideration."
Later Linzmeier was also asked if "[he] ever [spoke] to
Mr. Miller about any consideration?" Linzmeier replied, "No,
not specifics of anything."
11
No. 2019AP2065-CR
recording Mr. Arrington." Rather, it was Miller's attorney that
spoke to the District Attorney's office "about him voluntarily
contributing information to the police" and that this was what
prompted the police to "have a discussion with him" in the
Arrington investigation.
¶25 Furthermore, "before making any recordings, Mr. Miller
voluntarily asked the police if he should record any information
from Mr. Arrington, and the detective informed him that he could
record such conversations." And although the police were aware
that Miller was seeking consideration for gathering information
on Arrington from the District Attorney's office, "they made no
promises to Mr. Miller that the fact that he was giving
information would lead to a reduced sentence."
¶26 It was Miller who was "wearing a wire that he could
turn on and off on his own initiative." Arrington began talking
to Miller about his case "without Mr. Miller prompting the
conversation" and law enforcement "could not listen in on any
conversation, and had not told what questions Mr. Miller should
ask Mr. Arrington." Law enforcement personnel have "no
affirmative duty to keep Mr. Miller away from Mr. Arrington when
they knew Mr. Miller was assisting with another case" and it is
not their responsibility "to protect defendants from their own
'loose talk.'" The postconviction court closed by explaining
that, although each of the facts on its own is likely
insufficient to disprove agency, "all the points together
certainly show that Mr. Miller was not an agent."
12
No. 2019AP2065-CR
¶27 The postconviction court also concluded that there was
no ineffective assistance of counsel based on its decision about
the Sixth Amendment. It further found that the conversation
between Arrington and Miller was not prejudicial or ineffective
but "consistent with the defendant's version of events. The
statements bolster[ed] defendant's self-defense claim."
¶28 The court of appeals reversed the circuit court and
granted Arrington a new trial. The court concluded that the
conduct of the detectives in equipping Miller with a recording
device was prohibited by the United States Supreme Court and
Wisconsin case law and that the State "violated Arrington's
Sixth Amendment right to counsel when Miller made the recordings
of conversations with Arrington while acting as an agent of the
State." State v. Arrington, 2021 WI App 32, ¶2, 398 Wis. 2d 198,
960 N.W.2d 459.
¶29 To support this conclusion, the court of appeals noted
that the detectives' decision to equip Miller with a recording
device and expressly authorize him to surreptitiously record his
conversations with Arrington clearly showed an agency
relationship. Id., ¶36. Further, the detectives' actions
"violated the Sixth Amendment because they created a situation
likely to induce Arrington to make incriminating statements
without his counsel's assistance." Id. (citing United States v.
Henry, 447 U.S. 264, 274 (1980)).
¶30 After concluding that the detectives violated
Arrington's Sixth Amendment right to counsel, the court of
appeals also concluded that Arrington's trial counsel was
13
No. 2019AP2065-CR
ineffective. It concluded that trial counsel's "failure to seek
suppression of the recording, or to object to Miller's testimony
at trial, for no strategic reason, fell far below an objective
standard of reasonableness." Arrington, 398 Wis. 2d 198, ¶44.
It also concluded that, had the tapes not been admitted into
evidence, "there would have been sufficient questions regarding
whether Arrington was acting in self-defense so as to raise a
reasonable doubt about Arrington's guilt on the homicide
charge." Id., ¶48.
¶31 Accordingly, the court of appeals reversed and
remanded the matter for a new trial on the homicide charge
without the use of the recordings and Miller's testimony about
his jailhouse conversations with Arrington.7 We granted the
State's petition for review, and now reverse the court of
appeals.
II. DISCUSSION
A. Standard of Review
¶32 Arrington asks us to review the State's admission of
Miller's recordings at trial under the plain error doctrine or,
alternatively, for a determination that he received ineffective
assistance of counsel. Under the doctrine of plain error, an
appellate court may review error that was otherwise waived by a
party's failure to object properly or preserve the error for
7 Arrington conceded that, regardless of the violation of
his Sixth Amendment rights or his counsel's deficient
performance, reversal of his felon in possession of a firearm
charge was not warranted. Arrington, 398 Wis. 2d 198, ¶48.
14
No. 2019AP2065-CR
review as a matter of right. State v. Mayo, 2007 WI 78, ¶29,
301 Wis. 2d 642, 734 N.W.2d 115. We do not remedy errors under
the plain error doctrine unless they are "obvious and
substantial[,]" and "so fundamental that a new trial or other
relief must be granted even though the action was not objected
to at the time." State v. Bell, 2018 WI 28, ¶8, 380 Wis. 2d
616, 909 N.W.2d 750 (quoting State v. Jorgensen, 2008 WI 60,
¶21, 310 Wis. 2d 138, 754 N.W.2d 77).
¶33 The "plain error" that Arrington asserts is a
violation of his Sixth Amendment right to counsel, which
"involves the application of constitutional principles to
historical facts." State v. Forbush, 2011 WI 25, ¶10, 332
Wis. 2d 620, 796 N.W.2d 741 (quoting State v. Hoppe, 2003 WI 43,
¶34, 261 Wis. 2d 294, 661 N.W.2d 407). We have adopted a two-
part standard of review for questions of constitutional fact.
Forbush, 332 Wis. 2d 620, ¶10. We uphold the circuit court's
findings of historical or evidentiary fact unless they are
clearly erroneous. State v. Arias, 2008 WI 84, ¶12, 311 Wis. 2d
358, 752 N.W.2d 748. We then independently review the
application of constitutional principles to the facts found.
State v. Ward, 2009 WI 60, ¶17, 318 Wis. 2d 301, 767 N.W.2d 236.
In addition, we independently review as a question of law
whether the undisputed facts establish an agency relationship.
Lang v. Lions Club of Cudahy Wis., Inc., 2020 WI 25, ¶20, 390
Wis. 2d 627, 939 N.W.2d 582.
¶34 Furthermore, a claim of ineffective assistance of
counsel presents a mixed question of law and fact. State v.
15
No. 2019AP2065-CR
Carter, 2010 WI 40, ¶19, 324 Wis. 2d 640, 782 N.W.2d 695. We
will uphold the circuit court's findings of fact unless they are
clearly erroneous. Id. Findings of fact include the
circumstances of the case and counsel's conduct and strategy.
Id. (citing State v. Thiel, 2003 WI 111, ¶21, 264 Wis. 2d 571,
665 N.W.2d 305). Whether counsel's performance satisfies the
constitutional standard for effective assistance of counsel is a
question of law, which we independently review. Carter, 324
Wis. 2d 640, ¶19.
B. Sixth Amendment
¶35 The Sixth Amendment of the United States Constitution
guarantees that "the accused shall enjoy . . . the Assistance of
Counsel for his defense."8 Article I, Section 7 of the Wisconsin
Constitution similarly guarantees that "[i]n all criminal
8 In full, the Sixth Amendment of the United States
Constitution reads:
In all criminal prosecutions, the accused shall enjoy
the right to a speedy and public trial, by an
impartial jury of the State and district wherein the
crime shall have been committed, which district shall
have been previously ascertained by law, and to be
informed of the nature and cause of the accusation; to
be confronted with the witnesses against him; to have
compulsory process for obtaining witnesses in his
favor, and to have the Assistance of Counsel for his
defence.
U.S. Const. amend. VI.
The Supreme Court applied the Sixth Amendment right to
counsel to the states through incorporation by the Due Process
Clause of the Fourteenth Amendment in Gideon v. Wainwright, 372
U.S. 335 (1963).
16
No. 2019AP2065-CR
prosecutions the accused shall enjoy the right to be heard by
himself and counsel."9 Generally, "the right to counsel under
the Sixth Amendment [of the United States Constitution] and
Article I, Section 7 [of the Wisconsin Constitution] 'attaches
only at or after the time that adversary judicial proceedings
have been initiated against [a defendant].'" Forbush, 332
Wis. 2d 620, ¶15 (quoting United States v. Gouveia, 467 U.S.
180, 187 (1984)); see also State v. Sanchez, 201 Wis. 2d 219,
226, 548 N.W.2d 69 (1996) (concluding that the Article I,
Section 7 of the Wisconsin Constitution right to counsel does
not create a right different from the Sixth Amendment right to
counsel).
1. Historical facts
¶36 In concluding that Miller was not acting as a
government agent at the time of the recordings, the
postconviction court made several relevant findings of fact.
In
9 full, Article I, Section 7 of the Wisconsin
Constitution, "Rights of accused," reads:
In all criminal prosecutions the accused shall enjoy
the right to be heard by himself and counsel; to
demand the nature and cause of the accusation against
him; to meet the witnesses face to face; to have
compulsory process to compel the attendance of
witnesses in his behalf; and in prosecutions by
indictment, or information, to a speedy public trial
by an impartial jury of the county or district wherein
the offense shall have been committed; which county or
district shall have been previously ascertained by
law.
Wis. Const. art. I, § 7.
17
No. 2019AP2065-CR
Initially, it found that Arrington was not the target of law
enforcement's initial investigation and that it was a
coincidence that Miller and Arrington ended up being in the same
facility. It also found that Arrington was the person who
prompted the initial conversation between him and Miller. It
was after that initial conversation that Miller, through his
attorney, approached law enforcement about voluntarily
contributing information by recording Arrington. This offer was
what prompted law enforcement to consider using Miller in
Arrington's investigation.
¶37 Furthermore, the court found that Miller was under no
obligation to record the conversations. The detectives told
Miller that "he could record such conversations." The
detectives did not tell Miller what questions to ask Arrington
and the detectives could not listen in on any conversations.
Miller wore a recording device "that he could turn on and off on
his own initiative."
¶38 And although the detectives were aware that Miller was
seeking consideration for gathering information on Arrington
from the District Attorney's office, "they made no promises to
Mr. Miller that the fact that he was giving information would
lead to a reduced sentence." The circuit court found that
"Miller was acting with the hope that the prosecutors in his
case would give him a more lenient sentence[.]"
¶39 The postconviction court held a hearing during which
it heard testimony from the detectives and Arrington regarding
both parties' dealings and interactions with Miller. Upon
18
No. 2019AP2065-CR
review of the record, we conclude that the factual findings of
the postconviction court are supported by the record and are,
therefore, not clearly erroneous.
2. Constitutional principles
¶40 Once the right to counsel has attached and been
asserted, the State must honor it. Maine v. Moulton, 474 U.S.
159, 170 (1985). In a seminal Sixth Amendment case, Massiah v.
United States, the United States Supreme Court established that
the Sixth Amendment prohibits the government from deliberately
eliciting incriminating statements from a defendant, in the
absence of counsel, after the defendant has been indicted.
Massiah v. United States, 377 U.S. 201, 206 (1964).
¶41 In United States v. Henry, the FBI sought information
on a suspected bank robber, Henry, and reached an agreement with
Henry's cellmate, Nichols, to be a paid informant. Henry, 447
U.S. at 266. The FBI told Nichols to "be alert to any
statements" made by Henry, but not to initiate any conversation
with or question Henry regarding the bank robbery. Id. The
arrangement between Nichols and the FBI was on a "contingent-fee
basis; Nichols was to be paid only if he produced useful
information." Id. at 270. Nichols was later released from
prison and was paid for the information he provided. Id. at
266.
¶42 In determining whether Nichols "deliberately elicited"
incriminating statements, the United States Supreme Court
concluded that three factors were important. Id. at 270.
First, "Nichols was acting under instructions as a paid
19
No. 2019AP2065-CR
informant for the Government; second, Nichols was ostensibly no
more than a fellow inmate of Henry; and third, Henry was in
custody and under indictment at the time he was engaged in
conversation by Nichols." Id. These factors, when combined,
"intentionally creat[ed] a situation likely to induce Henry to
make incriminating statements without the assistance of counsel,
[and therefore,] violated Henry's Sixth Amendment right to
counsel." Id. at 274.
¶43 In Moulton, the United States Supreme Court concluded
that law enforcement violated the defendant's rights when it
arranged to record conversations between the defendant and its
informant, Colson. Moulton, 474 U.S. at 176. As part of his
arrangement with police, Colson agreed that, in exchange for "no
further charges [being] brought against him[,]" he would
"testify against Moulton and otherwise cooperate in the
prosecution of Moulton on the pending charges." Id. at 163.
¶44 The police had Colson record his phone conversations
with the defendant, and then after learning from these phone
recordings that Colson planned to meet with the defendant in-
person, told Colson to wear a recording device to the meeting.
Id. at 164-66. At the meeting, Colson actively questioned the
defendant about facts and dates of the crime, in response to
which the defendant made incriminating statements. Id. at 165-
66. These statements then were used at the defendant's trial
that resulted in a conviction. Id. at 177. The Court held that
the State had deliberately elicited the statements by "knowingly
circumventing the accused's right to have counsel present in a
20
No. 2019AP2065-CR
confrontation between the accused and a state agent." Id. at
176.
¶45 In Kuhlmann v. Wilson, 477 U.S. 436, 439 (1986),
detectives reached an agreement with the defendant's cellmate to
be an informant. The detectives told the cellmate not to ask
questions, but rather to simply "keep his ears open" to what the
defendant said. Id. The defendant made incriminating
statements which the informant reported to police. Id. The
United States Supreme Court held that the Sixth Amendment does
not forbid "admission in evidence of an accused's statements to
a jailhouse informant who was 'placed in close proximity but
[made] no effort to stimulate conversations about the crime
charged.'" Id. at 456 (quoting Henry, 447 U.S. at 271 n.9).
The Court concluded that the defendant in Kuhlmann did not
"demonstrate that the police and their informant took some
action, beyond merely listening, that was designed deliberately
to elicit incriminating remarks." Kuhlmann, 477 U.S. at 459.
¶46 From these cases, courts have determined that in order
to find a Sixth Amendment violation, "the statements in question
must have been (1) deliberately elicited (2) by a government
agent." United States v. Li, 55 F.3d 325, 328 (7th Cir. 1995).
Here, there is no dispute that Miller deliberately elicited
information from Arrington.10 Therefore, we turn next to the
second prong of the Sixth Amendment analysis, whether Miller was
Miller had conversations with Arrington about his case,
10
recorded those conversations, and gave the recordings to law
enforcement for use in Arrington's trial.
21
No. 2019AP2065-CR
acting as a government agent when he recorded his conversations
with Arrington. We conclude that he was not.
¶47 Initially, a brief review of general agency principles
will be helpful to our discussion.11 We note that "a person or
business acting on behalf of another, and subject to control of
another, is an agent and the person or business they are acting
on behalf of, a principal." Lang, 390 Wis. 2d 627, ¶25.
¶48 An agency relationship is based on an agreement
between the principal and agent that expresses three
elements: "(1) the conduct of the principal showing that the
agent is to act for him or her; (2) the conduct of the agent
showing that he or she accepts the undertaking; and (3) the
understanding of the parties that the principal is to control
the undertaking." City of Milwaukee v. NL Indus., 2008 WI App
181, 315 Wis. 2d 443, 485, 762 N.W.2d 757 (quoting Wis JI——Civil
4000). At times, the existence of an agency relationship "is a
question of fact because the determination turns on 'the
understanding between the alleged principal and agent.'" Lang,
390 Wis. 2d 627, ¶20 (citing Soczka v. Rechner, 73 Wis. 2d 157,
163, 242 N.W.2d 910 (1976)).
¶49 "The agent's duty is to act solely for the benefit of
the principal in all matters connected with the agency, even at
the expense of the agent's own interests." Losee v. Marine
11 Although we acknowledge that, in prior Sixth Amendment
"state agent" precedents, the United States Supreme Court has
used a more specific, nuanced analysis to determine agency
status, we include this discussion of common law agency
principles for a fuller understanding of the concept as a whole.
22
No. 2019AP2065-CR
Bank, 2005 WI App 184, ¶16, 286 Wis. 2d 438, 703 N.W.2d 751.
Generally, an agent has the duty to obey all reasonable
directions as to its manner of performing the service it has
agreed to perform. See Restatement (Second) of Agency § 385
(1958). "What matters in forming an agency relationship is that
the principal has the right to control that conduct." Lang, 390
Wis. 2d 627, ¶30.
¶50 In the specific context of examining the work of a
government informant for purposes of an alleged Sixth Amendment
violation, federal courts have determined that "there is no
[Sixth Amendment] infringement unless the informant was a
government agent, and there is no agency absent the government's
agreement to reward the informant for his services." United
States v. York, 933 F.2d 1343, 1357 (7th Cir. 1991), overruled
on other grounds by Wilson v. Williams, 182 F.3d 562 (7th Cir.
1999); see also Henry, 447 U.S. 26 at 270. In York, an inmate,
Beaman, reported to FBI that his cellmate, York, had confessed
to murdering his wife. York, 933 F.2d at 1355. Beaman had been
acting as a prison informant for the FBI for years prior, but
the FBI did not purposefully place him in the same cell as York
to gather information. Id. at 1356. The FBI learned of York
only when Beaman came to them with York's confessions. Id.
¶51 After Beaman reported the confessions, the FBI told
him that they wanted him to gather more information on specific
crimes: murder, official corruption, and drug offenses. Id.
The FBI also conceded that there was an agreement with Beaman to
assist his parole application by detailing the extent of his
23
No. 2019AP2065-CR
cooperation with the government on York's case. Id. at 1358.
The Court concluded that, as a matter of law, Beaman had acted
as an agent on behalf of the government. Id. It concluded that
the relevant question was whether the FBI "told Beaman to
collect information" and specifically noted that FBI agent Stoll
"told Beaman the type of information he was interested in
receiving; that statement was tantamount to an invitation to
Beaman to go out and look for that type of information." Id.
¶52 The Court further explained that, in deciphering
whether an agreement between law enforcement and an inmate is
formed, "[w]e must not confuse speculation about [an
informant's] motives for assisting the police for evidence that
the police promised [the informant] consideration for his help
or, otherwise, bargained for his active assistance." Id. at
1357 (quoting Lightbourne v. Dugger, 829 F.2d 1012, 1021 (11th
Cir. 1987), cert. denied, 488 U.S. 934, 109 S. Ct. 329 (1988)).
Undoubtedly, "most inmates who provide information to law
enforcement officials harbor the hope that their service will
not go unrewarded[;]" however, just because "inmates realize
there is a market for information about crime does not make each
inmate who enters the market a government agent." Id. "[T]here
is no agency absent the government's agreement to reward the
informant for his services." Id.
¶53 Furthermore, federal courts have also concluded that
agency status is particularized to specific defendants. "[A]n
informant becomes a government agent for purposes of [Massiah]
only when the informant has been instructed by the police to get
24
No. 2019AP2065-CR
information about the particular defendant." Moore v. United
States, 178 F.3d 994, 999 (8th Cir. 1999) (quoting United States
v. Birbal, 113 F.3d 342, 346 (2d Cir. 1997)). In Moore, the
defendant, Moore, had been arrested for bank robbery and placed
in jail awaiting trial. Moore, 178 F.3d at 997. At trial,
Hartwig, a prisoner housed in the same cellblock with Moore,
testified for the government as to conversations he overheard
while in jail, in which Moore admitted his crimes. Id.
¶54 Importantly, during the same timeframe that Moore was
admitting to his crimes in jail, Hartwig had received and signed
a letter from the United States Attorney Office agreeing to
"provide an informal proffer of information concerning his
knowledge of drug-related criminal activity." Id. at 999. "The
stated purpose of the meeting was to assist the government 'in
determining what, if any, consideration should be afforded
[Hartwig] in exchange for [his] agreement to provide information
or other cooperation[.]'" Id. Hartwig revealed his information
regarding Moore's admissions in his next statement to law
enforcement, as required under the proffer agreement.12 Moore
argued that Hartwig was a government agent and, therefore, his
12 "A proffer agreement is an agreement between a defendant
and the government in a criminal case that sets forth the terms
under which the defendant will provide information to the
government during an interview, commonly referred to as a
'proffer session.'" Robert I. Smith, III, Fair Play and
Criminal Justice: Drafting Proffer Agreements in Light of Total
Waiver of Rule 410, 66 S.C. L. Rev. 809, 812 (2015) (quoting
1 Stephen E. Arthur & Robert S. Hunter, Federal Trial
Handbook: Criminal § 31:3 (4th ed. 2014)).
25
No. 2019AP2065-CR
testimony regarding the jailhouse admissions ran afoul of his
Sixth Amendment rights.
¶55 The Court disagreed and reaffirmed that an informant
becomes a government agent only when law enforcement instructs
the informant to gather information on a particular defendant.
Id. "To the extent there was agreement between Hartwig and the
government, there is no evidence to suggest it had anything to
do with Moore." Id. Rather, the proffer served as evidence
that Hartwig was willing to disclose pertinent criminal activity
in hopes of receiving a more favorable plea agreement. Id. In
rejecting Moore's Sixth Amendment claim, the court concluded
that "the link between Hartwig's relationship with the
government and his conduct at issue" was insufficient to be
considered a Massiah violation against Moore. Id. at 999–1000.
¶56 The Eighth Circuit doubled down on this particularized
agency analysis in United States v. Johnson, 338 F.3d 918, 921
(8th Cir. 2003) ("There is nothing obscure about this language.
. . . we said that an informant becomes a government agent for
Massiah purposes only when the informant has been instructed by
the police to get information about a particular defendant.")
(emphasis in original). The district court in Johnson concluded
that agency was established, even in the "absence of express
instructions from the government to get information about a
particular defendant[,] 'by proof of an implicit agreement
arising from a longstanding informant's . . . "symbiotic
relationship"' with the government." Id. at 922.
26
No. 2019AP2065-CR
¶57 The Eighth Circuit rejected this analysis and,
instead, described Moore as a "bright-line rule[:] If an
informant has not been instructed by the police to get
information about the particular defendant, that informant is
not a government agent for Massiah purposes." Id. The Court
concluded that Moore's language could not be "explained away."
Id.
¶58 Likewise, the Wisconsin Court of Appeals concluded
that both (1) proof of an agreement between law enforcement and
the informant and (2) law enforcement control over the
investigation are necessary to a conclusion that the informant
was a state agent. State v. Lewis, 2010 WI App 52, ¶¶21-25, 324
Wis. 2d 536, 781 N.W.2d 730. In Lewis, an inmate, Gray,
approached police with information on his cellmate, Lewis, who
was awaiting trial on robbery charges. Id., ¶4. Law
enforcement had not placed Gray in the cell with Lewis and had
no knowledge of Gray until he approached them with information.
Id., ¶8. Gray testified that Lewis volunteered the information
without prompting, id., ¶10, and "admitted that no law
enforcement agency or officer ever promised anything to him in
exchange for him providing information." Id., ¶9. He said he
came forward "in the hope that the government would take his
willingness to inform into account." Id. The circuit court
found that it was a "unilateral decision by Gray to volunteer
this information." Id., ¶15.
¶59 After being convicted, Lewis filed a postconviction
motion arguing that Gray's testimony violated his Sixth
27
No. 2019AP2065-CR
Amendment right to counsel. Id., ¶7. Regarding Gray's status
as a government agent, Lewis argued that if the government
creates circumstances "whereby a person predisposed toward
giving information in the hope of a possible reward is in a
jailhouse setting, . . . that predisposed person is an agent
when information is retrieved, agreement or no agreement,
control or no control." Id., ¶21. The court of appeals
disagreed and concluded that there was no agreement between law
enforcement and Gray. Id., ¶23. The court explained that "the
key issue is the extent of government involvement. When the
government pays the informant, it is evidence (although not
conclusive) that a prior agreement between the government and
the informant existed, whether that agreement was explicit or
implicit." Id., ¶22 (quoting United States v. Surridge, 687
F.2d 250, 254 (8th Cir. 1982)). "The fact that the government
might know an informant 'hopes' to receive a benefit as a result
of providing information does not translate into an implicit
agreement[.]" Lewis, 324 Wis. 2d 536, ¶23.
¶60 The court refused to "extend the rule of Massiah and
Henry to situations where an individual, acting on his [or her]
own initiative, deliberately elicits incriminating information."
Id. (quoting United States v. Malik, 680 F.2d 1162, 1165 (7th
Cir. 1982)). It held that "[a]s long as the police do nothing
to direct or control or involve themselves in the questioning of
a person in custody by a private citizen, such questioning does
not violate the . . . [S]ixth Amendment[]." Lewis, 324 Wis. 2d
536, ¶25 (quoting Surridge, 687 F.2d at 255).
28
No. 2019AP2065-CR
¶61 Here, the circuit court found that Miller voluntarily
came to law enforcement and asked whether he could record his
conversations with Arrington. Rather than directing Miller to
speak with Arrington, the detectives simply told Miller, "if you
want to record the conversation you can." Like the informant in
Lewis, Miller made a unilateral decision to volunteer his
information to law enforcement. Miller acted on his own
initiative.
¶62 Additionally, Miller was not paid or promised payment
by the detectives for gathering information on Arrington.
Although not conclusive, payment is evidence of an agreement
between law enforcement and an informant. In Henry, one of the
Supreme Court's factors for determining that an inmate was a
government agent was that he was a paid informant. See Henry,
447 U.S. at 270 ("First, Nichols was acting under instructions
as a paid informant for the Government[.]"). See also Moulton,
474 U.S. at 163 (describing Colson's agreement to testify
against defendant and cooperate in police investigation in
exchange for no further charges); York, 933 F.2d at 1359
(describing agreement with FBI to assist Beaman's parole
application by detailing his cooperation in York case).
Conversely, in Lewis, the court of appeals concluded that an
informant's "hope" that his services would be rewarded was not
enough to form the basis of an implicit agency agreement.
Something more is needed.
¶63 Here, the detectives were very clear to make no
promises to Miller regarding consideration for gathering
29
No. 2019AP2065-CR
information on Arrington. They told Miller that any payment or
consideration would come from the District Attorney's office.
On this basis, the circuit court found that "Miller was acting
with the hope that the prosecutors in his case would give him a
more lenient sentence[.]" As with the court's conclusion in
Lewis, we similarly refuse to extend the application of Sixth
Amendment to instances where an individual is acting on his own
initiative to deliberately elicit information in the hope of
receiving consideration. Miller's decision to entrepreneurially
enter the information marketplace did not transform him into a
government agent. For Miller to be a government agent, there
must have been a prior agreement with the government. Whether
there was a promise of consideration is strong evidence of
whether there was a prior agreement. No consideration was ever
promised to Miller for gathering information on Arrington.
¶64 Moreover, to the extent that Miller had an agreement
regarding consideration for information he gathered on the
Powell case, there is no evidence to suggest that it had
anything to do with Arrington. Moore, 178 F.3d at 999 (setting
out particularized agency determination); Johnson, 338 F.3d at
922 (describing Moore's particularized agency analysis as a
"bright-line rule"). The alleged agreement and the statement
that the information he gathered "would . . . be used as part of
his consideration" was particularized and concerned only the
Powell case. Furthermore, the statement occurred before
Arrington was in police custody; and therefore, it occurred
before Miller had the opportunity to talk with Arrington.
30
No. 2019AP2065-CR
¶65 As the court in Moore explained, even the close
timeframe is not enough to impute an agreement regarding
information gathered on one case as an agreement regarding
information gathered on a separate case. See Moore, 178 F.3d at
999 (explaining that Moore was arrested and taken to jail on
February 20, 1998, and Hartwig had signed his proffer agreement
with law enforcement "[s]ometime between February 17 and
February 25, 1998"). Miller's readiness to gather information
on Powell in exchange for consideration showed nothing more than
his willingness to enter the informational market. Accordingly,
we conclude that there was no agency agreement between Miller
and the State for gathering information on Arrington.
¶66 The Lewis court similarly concluded that an element of
the agency analysis is whether law enforcement have control of
the questioning. It is a bedrock principle of agency law in
Wisconsin that "the principal has the right to control [the
agent's] conduct." Lang, 390 Wis. 2d 627, ¶30. Applying this
principle in a Sixth Amendment context, the court in Lewis held
that "[a]s long as the police do nothing to direct or control or
involve themselves in the questioning of a person in custody by
a private citizen, such questioning does not violate
the . . . [S]ixth Amendment[]." Lewis, 324 Wis. 2d 536, ¶25
(quoting Surridge, 687 F.2d at 255). Law enforcement personnel
have no duty to protect defendants from their own "loose talk."
Lewis, 324 Wis. 2d 536, ¶24 (citing Malik, 680 F.2d at 1165).
¶67 Likewise, the United States Supreme Court has
concluded that the level of government involvement and control
31
No. 2019AP2065-CR
of questioning are relevant to whether an agency relationship
exists. Compare Moulton, 474 U.S. at 176-77 (finding Sixth
Amendment violation when a wired informant actively questioned
defendant on details of a crime at request of police) with
Kuhlmann, 477 U.S. at 439 (finding no Sixth Amendment violation
when informant was told by police to just "keep his ears open"
to what the defendant said).
¶68 Here, the detectives did not direct or control
Miller's questioning of Arrington. Unlike the FBI agent in
York, who told Beaman which crimes to question York on, the
detectives never gave Miller any direction to speak with
Arrington, question Arrington, or ask Arrington follow-up
questions. The circuit court found that they did not tell
Miller which questions to ask Arrington or what information to
gather. Miller was under "no obligation" to record his
conversations with Arrington. Furthermore, when Miller did
choose to record, he was in control of what was recorded.
Miller wore a recording device "that he could turn on and off on
his own initiative." The detectives could not listen into the
conversations in real-time. They did not control Miller's
recording or questioning.
¶69 The detectives also had no affirmative duty to protect
Arrington from Miller. If a defendant prompts conversations
with another inmate, he puts himself at risk. Law enforcement
has no duty to protect him from his own decisions regarding with
whom he chooses to converse. Similarly, the mere act of
providing Miller with a recording device is not enough to
32
No. 2019AP2065-CR
constitute control of his questioning. The recording device in
this case was nothing more than an avenue for the police to
place a "listening ear" into Arrington's cell. See Kuhlmann,
477 U.S. at 461 (Burger, C.J., concurring). By itself, this act
did not elicit information from Arrington and did not violate
his Sixth Amendment rights.
¶70 Accordingly, because the detectives did not have an
agreement with Miller or control his questioning, we conclude
that there was no agency relationship between Miller and law
enforcement and no violation of Arrington's Sixth Amendment
right to counsel. Consequently, having determined that there
was no Sixth Amendment violation, Arrington has not identified
an error to which we may apply the plain error doctrine. This
necessarily means that we need not consider whether, if the
recordings had been improper, the impropriety "would have been
so obvious, substantial, and fundamental that it would
necessitate a new trial[.]" Bell, 380 Wis. 2d 616, ¶59.
C. Ineffective Assistance of Counsel
¶71 "Under the Sixth and Fourteenth Amendments to the
United States Constitution, a criminal defendant is guaranteed
the right to effective assistance of counsel." State v.
Lemberger, 2017 WI 39, ¶16, 374 Wis. 2d 617, 893 N.W.2d 232
(quoting State v. Balliette, 2011 WI 79, ¶21, 336 Wis. 2d 358,
805 N.W.2d 334). The right to effective assistance of counsel
also is provided under Article I, Section 7 of the Wisconsin
Constitution. Lemberger, 374 Wis. 2d 617, ¶16. That counsel's
assistance was ineffective, may be demonstrated by establishing
33
No. 2019AP2065-CR
that counsel's performance was deficient and that the deficient
performance was prejudicial. State v. Breitzman, 2017 WI 100,
¶37, 378 Wis. 2d 431, 904 N.W.2d 93 (citing Strickland v.
Washington, 466 U.S. 668, 687 (1984)). Courts need not address
both deficient performance and prejudice if the ineffective
assistance of counsel claim can be resolved either way. See id.
at 697.
¶72 To establish that an attorney's performance was
deficient, the defendant must prove that "counsel's performance
fell below an objective standard of reasonableness." State v.
Maday, 2017 WI 28, ¶54, 374 Wis. 2d 164, 892 N.W.2d 611. Courts
"must indulge a strong presumption that counsel's conduct falls
within the wide range of reasonable professional assistance."
Strickland, 466 U.S. at 689. See also State v. Maloney, 2005 WI
74, ¶25, 281 Wis. 2d 595, 698 N.W.2d 583 ("Judicial scrutiny of
an attorney's performance is highly deferential."). "A fair
assessment of attorney performance requires that every effort be
made to eliminate the distorting effects of hindsight, to
reconstruct the circumstances of counsel's challenged conduct,
and to evaluate the conduct from counsel's perspective at the
time." Strickland, 466 U.S. at 689.
¶73 Because we conclude that there was no Sixth Amendment
violation, it is necessarily true that Arrington's counsel was
not deficient in failing to object to the admission of the
recordings. See State v. Johnson, 2004 WI 94, ¶24, 273 Wis. 2d
626, 681 N.W.2d 901. Moreover, even if the law on this area
were unsettled, which it is not, "ineffective assistance of
34
No. 2019AP2065-CR
counsel cases [are] limited to situations where the law or duty
is clear such that reasonable counsel should know enough to
raise the issue." Maloney, 281 Wis. 2d 595, ¶29 (quoting State
v. McMahon, 186 Wis. 2d 68, 85, 519 N.W.2d 621 (Ct. App. 1994)).
"[I]t is axiomatic that '[c]ounsel is not required to object and
argue a point of law that is unsettled.'" Maday, 374 Wis. 2d
164, ¶55. Consequently, we conclude that counsel's performance
was not deficient and, therefore, Arrington was not denied
effective assistance of counsel.
¶74 Although we need not address prejudice to conclude
that Arrington was not denied effective assistance of counsel,
see Strickland, 466 U.S. at 689, we choose to do so in this
case. To establish prejudice, "[t]he defendant must show that
there is a reasonable probability that, but for counsel's
unprofessional errors, the result of the proceeding would have
been different. A reasonable probability is a probability
sufficient to undermine confidence in the outcome." State v.
Domke, 2011 WI 95, ¶54, 337 Wis. 2d 268, 805 N.W.2d 364 (citing
Strickland, 466 U.S. at 694). "When a defendant challenges a
conviction, the question is whether there is a reasonable
probability that, absent the errors, the factfinder would have
had a reasonable doubt respecting guilt." Domke, 337 Wis. 2d
268, ¶54. "It is not sufficient for the defendant to show that
his counsel's errors 'had some conceivable effect on the outcome
of the proceeding.'" Id. (quoting Carter, 324 Wis. 2d 640,
¶37). We examine the totality of the circumstances to determine
whether counsel's errors, in the context of the entire case,
35
No. 2019AP2065-CR
deprived the defendant a fair trial. Domke, 337 Wis. 2d 268,
¶54 (citing Thiel, 264 Wis. 2d 571, ¶¶62-63).
¶75 Arrington argues that he was prejudiced by the
recordings because they "eviscerated" his claim of self-
defense.13 In the tapes, Arrington did not discuss Shorty having
a gun or that it was actually Shorty who shot Gomez, both of
which were crucial to his theory of the case. Conversely, the
State argues that Miller's recordings were cumulative evidence
piled on top of an already substantial amount of evidence of
guilt. The State presented numerous witnesses who testified to
Arrington's actions before, during, and after the shooting.
Each of these witnesses undermined Arrington's own testimony
regarding the shooting. Based on our review of the totality of
the evidence, we agree with the State and conclude that there is
not a reasonable probability that, but for the introduction of
the recordings, the result of the proceeding would have been
different.
¶76 A total of forty-two witnesses testified at trial.
The jury heard testimony concerning the existing, violent feud
between Shorty and Arrington, as well as Arrington's pledge to
"[expletive] Shorty up" and "handle his business" prior to the
shooting. This testimony supported the State's case against
Arrington, specifically supplying a motive for why Arrington
would shoot at Shorty. The jury also heard testimony that
Arrington had the opportunity to commit this shooting, notably
13 Def. Appellant's Br. at 35.
36
No. 2019AP2065-CR
that Arrington was seen circling the block the day of the
shooting and "had that look in his eye like he wanted to kill
something." Additional witnesses testified that Arrington
opened fire on Taylor's house and that Shorty did not return
fire or have a gun. This testimony was further corroborated by
the results of the police search that found no firearms at the
scene or in Taylor's house.
¶77 Finally, there was also testimony that Arrington tried
to silence witnesses and evade capture in the aftermath of the
shooting. AVT, who was in the car with Arrington during the
shooting, testified that Arrington found her at a gas station in
Milwaukee, threatened her with a gun, kidnapped her, and then
stranded her in a car the next morning. Erica Herrod testified
that, after the shooting, Arrington asked her for bleach to
clean his gun and his body after "popp[ing] someone." Eugene
Herrod testified that Arrington admitted that he "fanned Shorty
down" and vowed to "finish the job and get Shorty" after
learning that he had shot the wrong person. The defendant
himself admitted to changing his hair and appearance following
the shooting to hide from law enforcement.
¶78 Arrington's evidence in response to this testimony is
comparatively weak. Regarding his on-going feud with Shorty,
Arrington testified that he had forgiven Shorty for stabbing him
and that he had not been the one to rob Shorty. Arrington
explained that he was only at Taylor's house to get drugs and
that he shot at Shorty only when he saw Shorty reaching for
something. In addition, Arrington said he aimed only at the
37
No. 2019AP2065-CR
bottom of the porch, rather than shooting to injure or kill.
Linzmeier testified that Arrington had not raised self-defense
until almost a year after the shooting of Gomez. Linzmeier had
heard nothing about Shorty having a gun until Arrington's
interview with him in the jail.
¶79 Arrington further denied all testimony that implied
that he tried to cover up evidence. For example, Arrington
described AVT's testimony as "all lies." When questioned about
Eugene Herrod's testimony, that Arrington told him he would
"finish the job and get Shorty," Arrington replied, "I don't
know why Eugene told you guys that."
¶80 As both parties acknowledge, the scientific evidence
in this case did not definitively confirm or refute either
side's theory.14 Instead, this case turned on the credibility of
each side's witnesses. The State had detailed testimony from
numerous witnesses who testified to Arrington's actions before,
during, and after the shooting. Arrington countered that the
State's witnesses were spreading lies and making things up.
Even without Miller's recordings, Arrington's testimony was
sufficiently discredited by the multiple witnesses who all
corroborated the State's theory of the case. The recordings
merely provided additional discrediting support. Upon our
examination of the totality of the evidence, we conclude that
Arrington, 398 Wis. 2d 198, ¶47 ("The prosecutor conceded
14
in the State's closing argument that '[s]cience in this case
hasn't been able to prove anything really for sure.'"); Def.
Appellant Br. at 40-43.
38
No. 2019AP2065-CR
the result of the trial would not have been different without
the introduction of Miller's recordings. Accordingly, we
further conclude that the admission of Miller's recordings at
trial did not prejudice Arrington. Therefore, a new trial is
not warranted.
III. CONCLUSION
¶81 We conclude that Arrington's Sixth Amendment right to
counsel was not violated because Miller was not acting as a
State agent when he recorded his conversations with Arrington.
Further, a new trial is not warranted because Arrington's
counsel's performance was not deficient and Arrington was not
prejudiced by his counsel's failure to object to the State's use
of the recordings. Accordingly, we reverse the decision of the
court of appeals and affirm the circuit court's judgment of
conviction.
By the Court.—The decision of the court of appeals is
reversed.
39
No. 2019AP2065-CR.rfd
¶82 REBECCA FRANK DALLET, J. (concurring). This case
involves a textbook example of a Sixth Amendment violation. In
a series of cases culminating nearly 40 years ago, the U.S.
Supreme Court held that the police violate a defendant's Sixth
Amendment right to counsel when they use a jailhouse informant
to secretly gather incriminating statements from the defendant.
The majority misapplies that law, concluding that Arrington's
right to counsel was somehow not violated when a jailhouse
informant, using a recording device provided by the police,
interrogated Arrington and recorded him making incriminating
statements. That said, there is no reasonable probability the
jury would have reached a different outcome if Arrington's
recorded statements or the informant's testimony had been
suppressed, because neither was inconsistent with Arrington's
defense theory. And so, although Arrington's trial counsel's
performance was deficient for failing to move to suppress those
statements, it did not prejudice Arrington's defense. I
therefore agree with the majority opinion's conclusion reversing
the court of appeals' decision.
I
¶83 While he was incarcerated in the Brown County Jail,
Jason Miller "agree[d] to cooperate with law enforcement and
wear a . . . recording device" in exchange for "consideration"
in his case. Initially, Miller was gathering information
regarding an unrelated homicide case (the "Powell case") that
Green Bay Detectives Wanta and Linzmeier were investigating.
1
No. 2019AP2065-CR.rfd
The detectives had provided Miller with a digital recording
device to "help facilitate" his information-gathering
activities, and they instructed him on how to use it. Wanta
would pick up the recordings each day and provide Miller with a
"fresh" recording device. Wanta assured Miller that "the
information [Miller] would gather would . . . be used as part of
his consideration" in his case. He explained that, although the
final consideration decisions are made by the district attorney,
generally the more information an informant produces, the more
he gets in return.
¶84 Several days after Miller began working with the
detectives, Arrington was arrested and placed in Miller's cell
block and started speaking to Miller about his case. Miller
then asked the detectives if he should record his conversations
with Arrington in addition to those related to the Powell case.
Linzmeier, who was investigating Arrington's case (Wanta was
not), told Miller that he should. Miller's first recording in
both cases occurred on April 11. Wanta collected the recording
device each day, and reviewed the recordings and passed along to
Detective Linzmeier any information related to Arrington's case.
Linzmeier then prepared reports detailing the information he
received from Miller.
¶85 Miller initiated conversations with Arrington between
April 11 and 13 and he recorded each one. On April 11, Miller
went to Arrington's cell and asked him if he wanted to read a
magazine. Arrington testified at the post-conviction hearing
that, although he wasn't sure, he believed that Miller asked to
see Arrington's criminal complaint. The next day, Miller called
2
No. 2019AP2065-CR.rfd
Arrington over to Miller's cell so they could talk. The third
day, April 13, is the when the conversation occurred that was
played at Arrington's trial.
¶86 During that conversation, Miller interrogated
Arrington about his case, including asking him how he "handled"
what Miller thought was problematic evidence against him. For
instance, regarding possible gunshot-residue evidence, Miller
asked Arrington if he "g[o]t rid of it"; if he "wipe[d]
everything down." Miller testified that, at the time, neither
he nor Arrington knew whether the police had, in fact, collected
or tested any gunshot-residue evidence. Miller also questioned
Arrington about his version of the shooting. Arrington told him
that he was sitting in his car with a woman when he saw two
people, Gomez and Santana-Hermida (also known as "Shorty"),
talking to each other outside of Taylor's house. Santana-
Hermida and Arrington had a violent history: three days before
the shooting, Santana-Hermida had stabbed Arrington. Arrington
told Miller that seeing Santana-Hermida in the driveway gave him
a "flashback" to Santana-Hermida stabbing him, which Arrington
claimed caused him to "just [start] shooting." Miller asked
Arrington if he "hit the wrong person." Arrington responded
that he "hit Ricky [Gomez]" because "[Santana-Hermida] jumped
out of the way." After Arrington told Miller that Santana-
Hermida was unlikely to testify at trial, Miller commented that
the woman who was in the car with him was the only witness
Arrington had to "worry about," as she was the only other
3
No. 2019AP2065-CR.rfd
eyewitness.1 Miller then suggested that Arrington should arrange
for the woman's friends to convince the woman not to come to
court.
¶87 At trial, Arrington took the stand and testified that
he had started shooting in self-defense. He testified that
Santana-Hermida had previously "made an attempt [on his] life"
and that, before he started shooting, he saw Santana-Hermida
"reach for what [he] thought was a gun." Arrington described
firing three shots toward the bottom of the porch to "create a
diversion" allowing him to drive away. He asserted that he
"purposely" shot at the porch and not any person because he
"didn't want to hit anybody." According to Arrington's
testimony, as he started to drive away, he saw Santana-Hermida
"come around the door with the gun in his hand at the same
time . . . Gomez was coming into the house," at which point
Santana-Hermida fired and Gomez fell. Arrington claimed that
Gomez had "tried to move out of the way, but he was too late."
The jury ultimately rejected Arrington's self-defense theory,
convicting him of first-degree intentional homicide.
¶88 Arrington sought post-conviction relief on the grounds
that his trial counsel was ineffective for failing to move to
suppress Miller's testimony and jailhouse recording. At his
post-conviction hearing, Arrington explained that he did not
know that Miller was a police informant or that Miller was
wearing a recording device when they talked in jail, and that he
Taylor, whose house the shooting occurred at, also
1
testified, but he said he did not see the shooting. Santana-
Hermida was on the State's pre-trial witness list, but he did
not testify at trial.
4
No. 2019AP2065-CR.rfd
would not have talked to Miller had he known Miller was
recording their conversations. Arrington's trial counsel,
Hughes, testified that he knew the prosecution had recordings of
Arrington's conversations with Miller and that he had received
those recordings "quite some time" before trial. Based on those
recordings and police reports the State turned over before
trial, Hughes said that he was "aware that Jason Miller [was]
working as a confidential informant" while he was in the Brown
County jail. He also knew that Miller recorded his
conversations with Arrington after Arrington had obtained
counsel. Yet Hughes said that he did not consider whether
Miller's recordings violated Arrington's right to counsel——
indeed, he had never even researched the issue. Finally, Hughes
admitted that if he hadn't "missed" the issue, he "likely would
have" filed a pretrial motion to suppress Miller's testimony and
jailhouse recording.
II
¶89 Once a defendant's Sixth Amendment right to counsel
attaches, the State has an "affirmative obligation not to act in
a manner that circumvents the protections accorded the accused
by invoking th[at] right." Maine v. Moulton, 474 U.S. 159, 176
(1985). That obligation bars the police not only from directly
questioning the defendant without his counsel present but also
from using an informant to "deliberately elicit[]" incriminating
information from the defendant. See Massiah v. United States,
377 U.S. 201, 206 (1964). The Sixth Amendment's protections
extend to information deliberately obtained by the State through
5
No. 2019AP2065-CR.rfd
an agent, such as a jailhouse informant, preventing the police
from circumventing a defendant's right to counsel via an
indirect source:
An accused speaking to a known Government agent is
typically aware that his statements may be used
against him. The adversary positions at that stage
are well established; the parties are then "arms'
length" adversaries.
When the accused is in the company of a fellow inmate
who is acting by prearrangement as a Government agent,
the same cannot be said. Conversation stimulated in
such circumstances may elicit information that an
accused would not intentionally reveal to persons
known to be Government agents. Indeed, the Massiah
Court noted that if the Sixth Amendment "is to have
any efficacy it must apply to indirect and
surreptitious interrogations as well as those
conducted in the jailhouse." The Court pointedly
observed that Massiah was more seriously imposed upon
because he did not know that his codefendant was a
Government agent.
United States v. Henry, 447 U.S. 264, 273 (1980). The U.S.
Supreme Court has explained that even when the police do not
purposely place an informant in jail with the defendant, their
"knowing exploitation" of such "an opportunity to confront the
accused without counsel being present is as much a [Sixth
Amendment violation] as is the intentional creation of such an
opportunity." Moulton, 474 U.S. at 176. Determining whether
the police's use of an informant violates a defendant's Sixth
Amendment right to counsel turns on three factors: (1) the
informant is an agent of the police; (2) the informant is
"ostensibly no more than a fellow inmate" of the defendant's;
and (3) the informant takes "some action" to
"deliberately . . . elicit" incriminating information after the
defendant has been indicted and placed in custody. See Henry,
6
No. 2019AP2065-CR.rfd
447 U.S. at 270; Kuhlmann v. Wilson, 477 U.S. 436, 459–60
(1986). There is no dispute that the second factor is present
here. The issues before the court are whether Miller was an
agent of the police and whether he took some action to
deliberately elicit incriminating information from Arrington.
A
¶90 Regarding whether an informant is an agent of the
police, the majority wrongly looks to state law agency
principles. That novel approach has no support in either
Wisconsin or federal case law——unsurprising, given that no state
law can deprive a person of a federal constitutional right.
See, e.g., Kansas v. Garcia, 140 S. Ct. 791, 801 (2020).
Accordingly, the correct place to look for how to analyze
whether someone is an agent of the police for Sixth Amendment
purposes is the U.S. Supreme Court's Sixth Amendment
jurisprudence.
¶91 The Court's jurisprudence reveals that an agent is a
certain kind of informant; not every person who reports
information to the police is an agent of the police. Rather, a
person is an agent if she obtains information from the defendant
pursuant to an agreement with the police. See Henry, 447 U.S.
at 270. Evidence of such an agreement includes a promise by the
police to compensate the informant for information, either with
money or by reducing the informant's sentence or the charges
against him. See id. at 270 & n.7. Such agreements don't have
to be formal or written; all that is needed is some "evidence
that the parties behaved as though there were an agreement
7
No. 2019AP2065-CR.rfd
between them." See United States v. York, 933 F.2d 1343, 1357
(7th Cir. 1991), overruled on other grounds by Wilson v.
Williams, 182 F.3d 562 (7th Cir. 1999). And the agreement
doesn't have to specify exactly what consideration the informant
will receive, so long as there is some evidence that the reason
the informant gave the police information is because the
government "assured [him] that his good deeds would not go
unrewarded." See id. at 1358. Fundamentally, the question
turns on whether there was some "prearrangement" between the
informant and the police to collect information on the
defendant, as opposed to the informant acting on his own
initiative prior to any contact with the police. See Henry, 447
U.S. at 270–71; United States v. Malik, 680 F.2d 1162, 1165 (7th
Cir. 1982).
¶92 Just because an informant is an agent of the police,
however, does not mean that everything the agent does amounts to
a violation of a defendant's right to counsel. The Sixth
Amendment is not violated when the State obtains incriminating
information by "luck or happenstance," Moulton, 474 U.S. at 176,
because the State is not obligated to protect defendants from
their own "loose talk," see Malik, 680 F.2d at 1165. Thus,
there is no Sixth Amendment violation when an agent who "only
listen[s]" to a defendant's "spontaneous and unsolicited
statements" and "at no time ask[s] any questions" reports those
statements to the police. Kuhlmann, 477 U.S. at 460. For an
agent of the police to violate the Sixth Amendment, the agent
must take "some action, beyond merely listening, that was
8
No. 2019AP2065-CR.rfd
designed deliberately to elicit incriminating remarks." Id. at
459.
B
¶93 Here, the record clearly demonstrates that Miller was
an agent of the police and that his actions violated Arrington's
right to counsel.
1
¶94 Regarding Miller being an agent of the police, Miller
approached police about recording his conversations with
Arrington "while he was still working as an informant" in the
Powell case. The police had already given Miller a recording
device and assured him that information he gathered in the
Powell case "would . . . be used as part of his consideration."
Detective Linzmeier then gave Miller the go-ahead to record his
conversations with Arrington. Armed with both the understanding
that he would receive consideration in exchange for information
and a police-issued recording device, Miller questioned
Arrington about his case and recorded those exchanges.
According to Wanta, the "first day that [Miller] made a
recording for . . . [the Powell case] was on the 11th"——the same
day that Miller made his first recording of Arrington. Miller
questioned and recorded Arrington for two more days, with Wanta
collecting the recording device and replacing it with a "fresh"
one each day. Under these circumstances, Miller was an agent of
the police when he questioned and recorded Arrington. See
Henry, 447 U.S. at 273 (explaining that a jailhouse informant is
an agent of the police when he is "acting by prearrangement"
9
No. 2019AP2065-CR.rfd
with the police to "stimulate[]" conversation with the
defendant).
¶95 The majority floats two explanations for why Miller
wasn't an agent of the police, neither of which is supported by
case law or the record. First, it claims that Miller's
consideration agreement was only for the unrelated homicide case
and that without the police instructing him to target Arrington
specifically, he was not acting as an agent of the police when
he questioned Arrington. That approach, however has been
rejected by many other courts, both federal and state and it has
never been adopted by the U.S. Supreme Court. See, e.g., Henry,
447 U.S. at 271; Ayers v. Hudson, 623 F.3d 301, 311 (6th Cir.
2010) (explaining that "direct" instructions to target the
defendant "would be sufficient to demonstrate agency," but they
were not necessary (emphasis added)); York, 933 F.2d at 1357
("Whether the principal exercises its control strictly, by
targeting specific individuals, or casually, by loosing an
informant on the prison population at large, is irrelevant.");
State v. Marshall, 882 N.W.2d 68, 94 (Iowa 2016) ("The invasion
of an incarcerated prisoner's Sixth Amendment rights is not
affected by whether the informant is operating at large or with
a specific target."). There are good reasons why not: the
majority's simplistic, bright-line approach "would allow the
State to accomplish 'with a wink a nod' what it cannot do
overtly." See Ayers, 623 F.3d at 312. That is why determining
whether an informant is an agent of the police turns on "the
facts and circumstances of a particular case," id. at 311, which
10
No. 2019AP2065-CR.rfd
here demonstrate that Miller was such an agent when he
questioned Arrington.
¶96 Second, the majority asserts that Miller was not an
agent because the police made him no specific promise about the
consideration he would receive for gathering information on
Arrington. That may be true, but it doesn't mean Miller wasn't
a government agent. As both Wanta and Linzmeier testified, they
do not promise specific consideration in advance. Instead, the
district attorney negotiates the specifics after the fact, based
on the usefulness of the information the informant gathers.
Thus, if the majority were right that the absence of a specific
promise in Arrington's case meant that Miller wasn't an agent of
the police, then it's unclear how anyone could ever be.
¶97 But that is not the law. What matters for determining
whether someone is a government agent isn't whether they have a
promise of specific consideration in hand before gathering
information, but whether there was a "prearrangement" with the
police to gather the information, Henry 447 U.S. at 270-71, and
whether the police and the informant "behaved as though" there
was an agreement between them, York, 933 F.2d at 1357-58. Both
of these conditions are met here. There is no question that the
police told Miller that the information he gathered
"would . . . be used as part of his consideration." To be sure,
they made that arrangement with Miller regarding the Powell case
and before Arrington arrived at the jail. But it was mere days
later that Miller approached the police about also recording his
conversations with Arrington. And the police never told Miller
that the information-for-consideration deal applied only to the
11
No. 2019AP2065-CR.rfd
Powell case. In fact, they gave Miller the green light to
record Arrington. Thus, when Miller questioned and recorded
Arrington——using the same police-issued device, on the same day
he recorded Powell, and after "prearrang[ing]" with the police
to do so, see Henry, 447 U.S. at 273——both Miller and the police
were "behav[ing] as though" the general consideration
arrangement in the Powell case applied equally to Arrington's
case.2 See York, 933 F.2d at 1357–58 (holding that the police
promising some reward for information and evidence the parties
behaved consistent with that understanding is sufficient to
establish an agreement between the informant and the police);
Massiah, 377 U.S. at 206. Accordingly, Miller was an agent of
the police.
2
¶98 Miller also took "some action" to deliberately elicit
information from Arrington, and therefore violated Arrington's
Sixth Amendment right to counsel. See Kuhlmann, 477 U.S. at
459. In fact, Miller acted exactly as the police agents did in
Moulton and Henry. Miller wore a recording device given to him
by the police and engaged Arrington in "prolonged discussion of
the pending charges," asking Arrington "what actually had
occurred." See Moulton, 474 U.S. at 165; Henry, 447 U.S. at
271, 274. He asked Arrington "what the State's evidence would
The district attorney's eventual offer of specific
2
consideration confirms that understanding, as it states that the
"offer contemplates consideration" for Miller's information and
testimony regarding both "Powell and Arrington" (emphasis
added).
12
No. 2019AP2065-CR.rfd
show," including possible gunshot residue. See Moulton, 474
U.S. at 165; Henry, 447 U.S. at 271, 274. And he suggested
"what [Arrington] should do to obtain a verdict of acquittal"——
namely, that Arrington should convince the woman who was with
him in the car at the shooting not to testify. See Moulton, 474
U.S. at 165. Miller was no "passive listener"; he actively
conversed with Arrington, and Arrington's "incriminating
statements were the product of [those] conversations." See
Henry, 447 U.S. at 271; cf. United States v. Moore, 178 F.3d
994, 999 (8th Cir. 1999). Also as in Henry, Miller was already
working as a police informant at the time he arranged to record
Arrington's statements. See Henry, 447 U.S. at 270–71. As far
as Arrington knew, however, Miller was "no more than a fellow
inmate," giving Arrington a false sense that he was not talking
to the police. See id. at 270, 272–73. Thus, Arrington's Sixth
Amendment to counsel was violated.
¶99 The majority's opposite conclusion rests on its
misunderstanding of both the U.S. Supreme Court's Sixth
Amendment precedents and the Wisconsin court of appeals decision
in State v. Lewis, 2010 WI App 52, 324 Wis. 2d 536, 781
N.W.2d 730. In claiming that Miller is like the informant in
Kuhlmann, the majority ignores the fact that the Kuhlmann Court
limited its holding to an informant who "merely listen[s]" but
does not engage with the defendant. See 477 U.S. at 459. As
explained above, however, Miller "took some action . . . that
was designed deliberately to elicit incriminating remarks" from
Arrington. See id. Indeed, he took far more than some action——
he sought out Arrington for a lengthy conversation about the
13
No. 2019AP2065-CR.rfd
charges against him, the State's case, and strategized with
Arrington about how to obtain an acquittal, including suggesting
that Arrington encourage the only other eyewitness not to
testify. See Moulton, 474 U.S. at 165; Henry, 447 U.S. at 267.
Simply put, this case is not Kuhlmann. The majority likewise
errs in its reliance on Lewis. There, the informant had
gathered information on the defendant prior to any discussion
with the police about the defendant. See Lewis, 324
Wis. 2d 536, ¶¶4–6. Here, however, Miller gathered information
on Arrington only after he told the police that he could get
Arrington to talk and the police outfitted him with a recording
device and told him to record Arrington's statements.
¶100 The majority also focuses on the wrong facts. It
doesn't matter that the police did not tell Miller what
questions to ask or what to record. See majority op., ¶¶66–68.
The Henry Court rejected that distinction 42 years ago,
concluding that what matters is that the police knew that Miller
"had access to [Arrington] and would be able to engage him in
conversations without arousing [Arrington's] suspicions" and
without Arrington's counsel present. See 477 U.S. at 270–71 &
n.8. Likewise, it doesn't matter that it was Miller's idea to
record Arrington. See majority op., ¶¶61–65. As the Moulton
Court put it, that position "fundamentally misunderstands the
nature of the right [to counsel]." 474 U.S. at 174–76. The
Court clarified that "the identity of the party who instigated
the meeting at which the Government obtained incriminating
statements [is] not decisive or even important." Id. at 174
(adding that the Court in Beatty v. United States, 389 U.S. 45
14
No. 2019AP2065-CR.rfd
(1967) (per curiam), had summarily reversed a conviction even
though the defendant requested a meeting with an undercover
informant and led the conversation). It then explained that the
Sixth Amendment is violated when the police "knowing[ly]
exploit[] . . . an opportunity to confront the accused without
counsel being present," regardless of who initiates the
confrontation. Id. at 176. Here Miller presented the police
with an opportunity to confront Arrington about his case without
his counsel present and the police knowingly exploited that
opportunity, thus improperly "circumventing" Arrington's Sixth
Amendment right to counsel. See id.
¶101 The U.S. Supreme Court's cases therefore make clear
that Arrington's Sixth Amendment right to counsel was violated
when Miller, acting as an agent of the police, asked Arrington
questions about his case and used the police-provided recording
device to secretly record those conversations.
III
¶102 Because the law is clear that Arrington's Sixth
Amendment right to counsel was violated, his trial counsel's
performance was deficient for failing to raise a Sixth Amendment
challenge. For different reasons than the majority, however, I
conclude that counsel's error did not prejudice Arrington.
¶103 An ineffective-assistance-of-counsel claim requires
the defendant to show both prongs of the Strickland test: "that
counsel's performance was deficient" and "that the deficient
performance prejudiced the defense." Strickland v. Washington,
466 U.S. 668, 687 (1984); State v. Savage, 2020 WI 93, ¶27, 395
15
No. 2019AP2065-CR.rfd
Wis. 2d 1, 951 N.W.2d 838. Deficient performance is performance
that falls "below an objective standard of reasonableness."
State v. Jenkins, 2014 WI 59, ¶36, 355 Wis. 2d 180, 848
N.W.2d 786. Generally, the court is "highly deferential to the
reasonableness of counsel's performance," provided there is some
strategic reason for counsel's decisions. Id. But because
there is almost never a strategic reason for "fail[ing] to raise
an issue of settled law," such a failure generally meets
Strickland's first prong. See, e.g., Savage, 395 Wis. 2d 1,
¶37; State v. Breitzman, 2017 WI 100, ¶49, 378 Wis. 2d 431, 904
N.W.2d 93. Prejudice to the defense is established when "there
is a reasonable probability that, but for counsel's professional
errors, the result of the proceeding would have been different."
Id., ¶32 (quoting Strickland, 466 U.S. at 694).
¶104 Here, Arrington's counsel's performance was deficient
because Arrington's Sixth Amendment right to counsel was
violated when the police provided Miller with a recording device
and Miller then interrogated Arrington and recorded him making
incriminating statements. Arrington's counsel therefore had a
clear duty to raise the issue and he did not. Cf. Breitzman,
378 Wis. 2d 431, ¶49. Indeed, counsel testified that he had not
even researched the issue. Such performance is objectively
unreasonable and, therefore, deficient under the first prong of
Strickland. See Jenkins, 355 Wis. 2d 180, ¶47 (concluding that
counsel's performance was deficient because it was not the
result of "any reasonable trial strategy").
¶105 The second prong of Strickland's test is not met,
however, because even with counsel's error, there is no
16
No. 2019AP2065-CR.rfd
reasonable probability that the jury would have reached a
different verdict. The question is not whether the jury would
have acquitted Arrington of all charges absent counsel's error,
but rather whether there is a reasonable probability the jury
would have either acquitted Arrington or convicted him of one of
the lesser-included charges. See Strickland, 466 U.S. at 695–
96. The jury was instructed on the lesser-included charges of
second-degree intentional homicide and first- and second-degree
reckless homicide.
¶106 Miller's testimony and jailhouse recording likely had
no effect on the jury's contemplation of first- versus second-
degree homicide. To convict Arrington of second-degree
intentional homicide, the jury would have had to find that
Arrington believed he had to kill Santana-Hermida to save his
own life but that Arrington's belief was unreasonable. Neither
Miller's testimony nor his jailhouse recording, however,
contains evidence related to self-defense. Although Miller
testified that Arrington told him that when Santana-Hermida saw
Arrington at Taylor's house, Santana-Hermida was acting "overly
aggressive" and made a "challenging" gesture to Arrington,
Miller also testified that Arrington did not say anything about
Santana-Hermida having a gun or otherwise threatening him.
Thus, nothing in Miller's testimony or jailhouse recording
speaks to the factual predicates for self-defense——whether
Arrington believed he was in imminent danger of death or great
bodily harm and that he needed to fire three shots to repel that
threat. The evidence the jury had on Arrington's self-defense
17
No. 2019AP2065-CR.rfd
claim is therefore the same with or without Miller's testimony
and jailhouse recording.
¶107 Similarly, nothing in Miller's testimony or jailhouse
recording was antithetical to a jury finding Arrington guilty of
the lesser-included offense of reckless homicide. To convict
Arrington of first- or second-degree reckless homicide, the jury
would need to find that Arrington shot Gomez and that he was
aware that shooting at Taylor's house created an unreasonable
and substantial risk of great bodily harm or death. See Wis.
Stat. §§ 940.02 (first-degree reckless homicide also requires a
finding that the circumstances show an "utter disregard for
human life"); 940.06. Arrington told Miller that he "just
started shooting" after he had a "flashback" to Santana-Hermida
stabbing him and that he hit Gomez when he was shooting at the
house. Those statements are consistent with what Arrington said
on the stand when he claimed that he shot at the house to create
a distraction so he could drive away. Miller's testimony and
jailhouse recording are also consistent with the only other
eyewitness's testimony——the woman in the car with Arrington.
She told the jury that Arrington "just started shooting," but
did not specify who or what Arrington was shooting at.3
Therefore, the substance of Miller's testimony and jailhouse
recording did not prevent the jury from concluding that
Arrington did not intend to shoot Santana-Hermida or Gomez or
3The woman's testimony also supports a finding that
Arrington intended to kill Santana-Hermida and instead killed
Gomez. Nothing in her testimony forecloses a finding that
Arrington acted recklessly, however.
18
No. 2019AP2065-CR.rfd
that he knowingly created an unreasonable and substantial risk
of their death by firing at the house.
¶108 Ultimately, Miller's testimony and jailhouse recording
neither supported nor foreclosed the possibility that the jury
could convict Arrington of reckless homicide. Accordingly,
there is no reason to suspect that it had an impact on the jury
rejecting the reckless-homicide charge and convicting Arrington
of first-degree intentional homicide. As a result, although
Arrington's counsel's performance was deficient in failing to
challenge Miller's testimony and jailhouse recording on Sixth
Amendment grounds, there is no reasonable probability that,
absent that deficient performance, the jury would have reached a
different conclusion.
IV
¶109 I agree with the majority that the court of appeals'
decision should be reversed, but for different reasons. The
majority wrongly interprets the U.S. Supreme Court's precedents,
which clearly establish that Arrington's Sixth Amendment right
to counsel was violated. Arrington's counsel's failure to raise
that obvious violation was objectively unreasonable, but, given
the substance of the statements made by Arrington to Miller,
counsel's error did not prejudice Arrington's defense.
Accordingly, I respectfully concur.
¶110 I am authorized to state that Justices ANN WALSH
BRADLEY and JILL J. KAROFSKY join this opinion.
19
No. 2019AP2065-CR.rfd
1