July 1, 2022
Supreme Court
No. 2020-150-Appeal.
No. 2020-224-Appeal.
(PC 11-3983)
(Concurrence begins on
Page 62)
Johnston Equities Associates, LP, et al. :
v. :
Town of Johnston et al. :
NOTICE: This opinion is subject to formal revision
before publication in the Rhode Island Reporter. Readers
are requested to notify the Opinion Analyst, Supreme
Court of Rhode Island, 250 Benefit Street, Providence,
Rhode Island 02903, at Telephone (401) 222-3258 or
Email opinionanalyst@courts.ri.gov, of any typographical
or other formal errors in order that corrections may be
made before the opinion is published.
Supreme Court
No. 2020-150-Appeal.
No. 2020-224-Appeal.
(PC 11-3983)
(Concurrence begins on
Page 62)
Johnston Equities Associates, LP, et al. :
v. :
Town of Johnston et al. :
Present: Suttell, C.J., Goldberg, Robinson, JJ.
OPINION
Chief Justice Suttell, for the Court. These appeals concern a sewer line
serving a federally subsidized affordable-housing apartment complex known as the
“Park Plaza Apartments” in Johnston, Rhode Island. In Superior Court, the
plaintiffs, Johnston Equities Associates, LP (JEA) and Stay Away From The Cans,
LLC (SAC) (collectively plaintiffs),1 obtained a $1.2 million jury verdict in their
favor for a trespass claim against the defendants, the Town of Johnston; Joseph
Chiodo, in his capacity as Finance Director of the Town of Johnston; and Robert
1
In November 2017, SAC purchased the Park Plaza Apartments, which are located
at 20 Park Street in Johnston, Rhode Island, from JEA; JEA thereafter added SAC
as a party plaintiff in its second-amended complaint filed on March 23, 2018.
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Parker,2 in his capacity as the Director of Public Works for the Town of Johnston
(collectively the town or defendants), for allowing sewage from the town’s sewer
pipelines to be discharged into JEA’s private sewer pipeline. Following the jury
verdict, the trial justice ruled that the $100,000 statutory cap under G.L. 1956
§ 9-31-3 was applicable because the plaintiffs’ claim focused on the design of the
town sewer system and thus constituted a governmental function. Before this Court
are both an appeal by the plaintiffs and a cross-appeal by the town from the resulting
judgment.
The crux of plaintiffs’ argument on appeal is that the trial justice erred when
he determined that the town was engaged in a governmental function, rather than a
proprietary function. The plaintiffs therefore submit that the trial justice erred in (1)
applying the statutory cap on liability to the jury’s verdict; (2) determining that
plaintiffs are precluded from collecting prejudgment interest; and (3) sua sponte
finding that, even if plaintiffs were entitled to collect prejudgment interest, the
interest should be calculated from the date of the jury’s verdict.
On cross-appeal, the town submits that the trial justice erred in denying its
requests for judgment as a matter of law. The town additionally contends that it is
immunized from liability under the public duty doctrine. Further, the town argues
2
Pursuant to Rule 25(d)(1) of the Superior Court Rules of Civil Procedure, Robert
Parker was automatically substituted for his predecessor after becoming the Director
of Public Works for the Town of Johnston.
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that the trial justice erred in denying the town’s motion for a new trial, because, the
town maintains, the jury did not follow instructions in awarding damages;
alternatively, the town asserts that the request for a remittitur should have been
granted.
Subsequent to oral argument, we determined that these appeals should be
consolidated for opinion. After thoroughly reviewing the record and considering the
parties’ written and oral arguments, we affirm in part and vacate in part the judgment
of the Superior Court.
In particular, we uphold the trial justice’s denial of the town’s motions for
judgment as a matter of law. We further hold that the trial justice did not err in not
applying the public duty doctrine; however, we also hold that the trial justice erred
in applying the statutory cap on damages and in denying prejudgment interest.
Finally, we uphold the trial justice’s denial of the town’s motion for a new trial
and/or remittitur.
I
Facts and Travel
JEA filed its initial complaint in Providence County Superior Court on July
13, 2011, alleging that the town allowed the connection of an illegal sewer line to
JEA’s private sewer line; according to JEA, this resulted in a continuing trespass of
sewage discharging into JEA’s private sewer system. As noted supra, JEA filed a
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second-amended complaint on March 23, 2018, which added SAC as a party
plaintiff. A five-day jury trial was held in Superior Court in February 2019. After
dismissing three counts of plaintiffs’ second-amended complaint, only plaintiffs’
claims for continuing trespass (count three), negligence (count five), and unjust
enrichment (count six) remained.
The plaintiffs’ first witness was H. Charles Tapalian, who was a general
partner of JEA as well as a civil engineer with a special focus on soils and structures.
Tapalian testified that, with respect to the construction of the Park Plaza Apartments
at 20 Park Street in Johnston, Rhode Island, he “was brought in to be the guy that
put the project together[.]” According to Tapalian, construction was completed at
the end of 1973 or in early 1974. He testified that the sixty-two-unit building was a
low-income apartment housing complex and that the mortgage was guaranteed by
the United States Department of Housing and Urban Development (HUD).
According to Tapalian, JEA owned a pneumatic pump station near the Park
Plaza Apartments (the Park Plaza pump station), which pumped sewage up a private
line on Park Street (the Park Street line) to the public sewer system on Atwood
Avenue. He testified that problems with the Park Plaza pump station started in the
1980s. According to Tapalian, the pneumatic pump started breaking down, requiring
excessive maintenance and having motor burnouts; such issues, he indicated, were
occurring “once or twice a week.” He testified that between twelve and fifteen
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motors were replaced for the pneumatic pump. Tapalian stated that JEA switched
to a grinder pump for the Park Plaza pump station, which initially helped but
ultimately began experiencing the same problems as the pneumatic pump.
Tapalian testified that JEA eventually discovered that nearby town pump
stations from across the Pocasset River were pumping sewage into the Park Street
line; he also noted that the River Drive area—where those nearby town pump
stations were located—had expanded development in the 1980s. He indicated that
the town’s sewer line from the River Drive area was tied into the Park Street line
sometime in the early 1980s; however, the town never paid JEA for use of the Park
Street line.
Tapalian also testified that he was aware of the town’s claim that it owned the
Park Street line based on a contract executed on May 10, 1973, between the town
and Donatelli Building Co., Inc. (Donatelli Building), the general contractor for all
work on the Park Plaza Apartments (the agreement). The agreement was entered as
a full exhibit at trial. According to the agreement, which was signed by “Robert
Donatelli” on behalf of Donatelli Building, the town sewer district was to take over
all sewer lines at the Park Plaza Apartments. However, Tapalian testified, Donatelli
Building had no authority to transfer JEA property to the town because Donatelli
Building was only a 1 percent limited partner, and only general partners were
authorized to transfer any of JEA’s property. He further testified that the general
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partners did not agree to transfer the Park Street line to the town, nor did they tell
the town that Donatelli Building had the authority to transfer the line. Tapalian
additionally indicated that the town did not maintain or repair the Park Street line
and that the town never ordered JEA to stop working on the line when the town
became aware of the problems prior to the lawsuit filed by JEA.
According to Tapalian, JEA incurred damages in maintaining and replacing
equipment for the Park Plaza pump station and the Park Street line (collectively the
Park Plaza sewer system) because the system was burdened by the additional sewage
from the River Drive area. To that end, he identified invoices for work done on the
Park Plaza sewer system and a summary of those invoices, dating from 1993 to 2017.
Tapalian testified that JEA was claiming damages of 80 percent of the excess work
JEA had performed on the Park Plaza sewer system; he stated that 80 percent of the
invoices from University Industries for excess sewer work amounted to
approximately $170,000.3 Tapalian further testified that 40 percent of David
Iascone’s work was on the sewer system, and he estimated that Iascone was paid an
average of $25,000 per year for the excess sewer work over a period of
approximately twenty-three years.
3
Tapalian testified that he owns University Industries and that it does “the billing
for all the maintenance work, maintenance contracts, [and] any extraordinary repair
work” for Park Plaza.
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The plaintiffs then called Iascone, whose business, DICON Corporation
(DICON), performed sewer maintenance and repair work. Iascone indicated that he
worked on the pneumatic pump at Park Plaza in the early 1990s and that it “always”
had problems because the system failed to work; such failure caused “severe
backups” and, at times, flooding with respect to eight or nine apartments. He
testified that, when JEA switched from the pneumatic pump to the grinder pump in
the early 1990s, he and his company performed the work for the changeover and
replaced the check valves for the Park Plaza pump station; while he did not have
records for his work dating back to 1990, he remembered performing the work.
Iascone recalled that he billed JEA between $40,000 and $45,000 for his work, and
he estimated that 40 to 45 percent of that was for sewer work.
Iascone further testified that the grinder pump did not solve the problems with
the Park Plaza sewer system; major backups continued to occur, and apartments
were flooded with sewage. According to Iascone, DICON and JEA finally
discovered the problem with the system in 2010 when DICON shut down the system
and drained it of fluid. Iascone testified that, once the system was shut down,
workers heard running water, which, according to Iascone, should have been
impossible with a closed private system; nevertheless, water rushed into the tank.
According to Iascone, he began knocking on doors until he talked to one
neighbor who “mentioned that there was another lift station across the Pocasset
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River on * * * River Drive.” Iascone testified that he then drove to the town’s River
Drive pump station and tried to contact the emergency number provided—“the
Town of Johnston’s DPW number”—to no avail. He stated that he then shut off the
River Drive pump station, which resulted in stopping the water flow into the Park
Plaza pump station tank; he indicated that this was a “surefire thing that told [him]
that the Town of Johnston had their line tied into [JEA’s] private sewer force main.”
Iascone stated that he performed the same exercise with the town-owned LaFazia
Drive pump station and determined that it was also “contributing to [the] problem.”
Iascone testified that he contacted Lorri Caruso, the engineer for the Town of
Johnston, who, after being informed of the problem, met Iascone at the River Drive
pump station. Iascone stated that, after Caruso indicated that it would be
“impossible” for the Town of Johnston to be tied to a private line, he sent her over
to Park Street and he demonstrated what he had previously discovered, “so she could
see firsthand[.]” Iascone testified that Caruso said she was “baffled” and that the
sewage “was supposed to go up River Drive hill and tie into Plainfield Street.”
Iascone then testified as to the ownership of the Park Plaza pump station. He
testified that JEA owned the Park Street line from about 1973 until the property was
sold in 2017. He testified that he was only paid by JEA, and further that the town
did not maintain or repair the Park Plaza pump station or the Park Street line, nor
-8-
was he contacted by or paid by the town to perform maintenance or repair work on
either.
The plaintiffs called their third witness, Dennis D’Ambra, who worked on the
Park Plaza pump station through his company D’Ambra Construction, assisting the
full-time maintenance superintendent at the Park Plaza Apartments as needed.
D’Ambra testified that there were many breakdowns and backups in the Park Plaza
sewer system in the 1980s. He stated that major functional issues arose with the
pneumatic pump seven or eight times per year and that small issues occurred about
every six weeks. He further confirmed Iascone’s testimony that the grinder pump
installed later had experienced the same problems as the pneumatic pump. D’Ambra
additionally verified Iascone’s testimony that the origin of the problems with the
Park Plaza pump station was determined in 2010, when the town’s connection to the
sewer system was discovered.
D’Ambra testified that approximately 35 to 40 percent of the payments he
received from Park Plaza were for his work on the sewer system. He observed
“grease”—a heavy, thick consistency in a sewer system that includes cooking oils,
shampoos, hair oils, and other substances—in the Park Street line when he worked
on it several times. D’Ambra further stated that he power-washed the Park Street
line about every ten to twelve months. He noted that the power-washing helped the
line until it clogged again and that there was too much sewage flowing through the
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four-inch line. He additionally indicated that he installed the wrong check valves on
an emergency basis until the correct ones came in because he needed to keep the
system running for a few days; he testified that he “had no choice” and that “it was
either [install the wrong check valves] or shut the building down and vacate it.”
D’Ambra testified that JEA owned the Park Plaza pump station and the Park
Street line. He further stated that the mayor of Johnston and a Johnston Town
Council member showed up to observe repairs to the Park Street line on one
occasion; however, the town did not assist in the repair work on any occasion.
The plaintiffs then called Stephen Macchioni, who testified that he served as
an advisor to former Johnston Mayor William Macera before he was elected to serve
as a member of the Johnston Town Council from 2000 to 2004. Macchioni indicated
that he was also friendly with Tapalian. He testified that he first became familiar
with the Park Plaza Apartments in the spring of 1999, when Mayor Macera asked
him to meet at the site because a number of people were “raising concerns about the
condition of the sewers” there. Macchioni stated that, when he arrived at the site,
there was a large hole that extended into the street. He confirmed that
Councilwoman Mary Cerra, who was also onsite, told Mayor Macera that Tapalian
needed to fix the sewer problem, and that Mayor Macera responded that Tapalian
and his men were doing their best to fix the problem. He further confirmed that
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neither Mayor Macera nor Councilwoman Cerra indicated that the sewer was the
town’s issue or that the town would fix the sewer.
Next, Joseph Federico testified as an expert witness on behalf of plaintiffs,
having been qualified as an expert in the field of civil engineering, specializing in
wastewater. Federico testified that he was asked to determine whether the town’s
sewer line was a significant contributing factor to the failures and problems of the
Park Plaza pump station. He stated that he inspected both the Park Plaza pump
station and the town’s River Drive and LaFazia Drive pump stations. He indicated
that, in preparing his opinion, he reviewed and relied upon an engineering report by
Joe Casali Engineering, Inc. (the Casali report), which included an Inland Waters
report, as well as reports from Pare Engineering. Federico indicated that an Existing
Conditions Plan, attached to a September 9, 2011 Pare Wastewater Facility Update
report, did not depict a sewer line tie-in from the River Drive pump station to the
Park Street line. He indicated that, as of September 13, 2011, the town thought the
sewage from the River Drive area was going away from Park Street and toward
Plainfield Street.
Federico testified that he also reviewed the Community Development Block
Grant application by the town to obtain grant money to relocate the River Drive
pump station and the LaFazia Drive pump station out of a 100-year flood plain area
and into a 500-year flood plain (the grant). He indicated that those pump stations
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were relocated, and that the line connected to the Park Street line was
decommissioned in July 2017.
The plaintiffs’ counsel then questioned Federico as to whether there was any
correspondence in the grant study documents between the town engineer and the
town council regarding the grant studies, to which defense counsel objected. At
sidebar, defense counsel argued that Federico had not referenced such
correspondence in answers to interrogatories or in his opinion; plaintiffs’ counsel
countered that Federico reviewed the correspondence in forming his opinion. The
trial justice overruled defense counsel’s objection.
A letter dated June 8, 2012, from town engineer Lorri Caruso to the town
council was then admitted as a full exhibit, plaintiffs’ Exhibit 26, without objection.
The letter outlined proposed design alternatives for removing the pump stations from
the River Drive area. A letter from Mayor Joseph Polisena discussing the grant was
also admitted as a full exhibit, plaintiffs’ Exhibit 27, without objection. In that letter,
Mayor Polisena indicated that the relocation of the River Drive and LaFazia Drive
pump stations “ha[d] the potential to improve operation of a privately-owned pump
station on Park Street east of the Pocasset River.”
Federico further testified that the Casali report contained information that the
sewage from the town’s River Drive pump station was pumped into the Park Street
line. To determine the amount of sewage flowing into the Park Street line, Federico
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used the rule that one bedroom produces 100 gallons of sewage per day. Federico
estimated that 9,300 gallons of sewage were produced by Park Plaza based on its
ninety-three bedrooms. He testified that, based on the Casali report, 21,300 gallons
of sewage flowed from the River Drive pump station to the Park Street line. Taking
into account wastewater that would infiltrate into the system from leaks, Federico
testified that the River Drive pump station would send an additional 3,190 gallons
of sewage to the Park Street line, for a total of 24,490 gallons. He also testified that
groundwater infiltrated the pipes from the Pocasset River flood plain, which
increased the flow of sewage to 46,820 gallons per day from the River Drive area to
the Park Street line. Federico testified that 83 percent of the sewage flow into the
Park Street line was from the River Drive pump station, and 17 percent of the sewage
was from the Park Plaza pump station.
Federico further testified that, in addition to the amount of sewage flowing
from the River Drive pump station, the grease buildup in the Park Street line
contributed to the problems with the Park Plaza sewer system. He indicated that the
Inland Waters report accompanying the Casali report described heavy grease in all
the River Drive area lines that would flow into the Park Street line from the River
Drive pump station. He opined that grease was also collecting in the Park Street
line, noting that Iascone had reported grease in the Park Street line. He further
opined that the grease deposits and heavy flow of sewage from the River Drive pump
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station caused the Park Plaza pump station to work harder to push sewage through
the Park Street four-inch line and to ultimately wear out. He also testified that, when
the Park Plaza pump was not working, the grease solids continued to build up in the
Park Street line; in that case, the grease solids coming from the River Drive pump
station would also flow down toward the Park Plaza pump station. He testified that
grease solids could build up at the check valve and hold the check valve open.
On cross-examination, Federico testified that the Park Street line is a four-inch
line. He stated that he was not able to personally see inside the Park Street line to
check it for rags and debris. He agreed that there would be no buildup of debris if
the Park Street line was jet-power-washed every ten months. He further testified
that, if the line was being power-washed every ten months, it must have been
accumulating sludge very rapidly.
On redirect examination, Federico identified another letter from Mayor
Polisena, which Federico indicated was in the grant package that he had reviewed.
The plaintiffs’ counsel moved to have the letter admitted as a full exhibit, to which
defense counsel objected based on relevance; the trial justice overruled that
objection and the letter was admitted and marked as plaintiffs’ Exhibit 29. Federico
then identified an environmental assessment from the same package, which was
prepared by Johnston’s town planner and certified by Mayor Polisena. The
plaintiffs’ counsel moved to admit the environmental assessment as a full exhibit, to
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which defense counsel objected on the basis of relevance. The trial justice
“overruled the relevance and the 403 exception” and admitted the environmental
assessment as a full exhibit, marked as plaintiffs’ Exhibit 30.
At the conclusion of Federico’s testimony, plaintiffs rested their case. The
town thereafter moved for judgment as a matter of law pursuant to Rule 50 of the
Superior Court Rules of Civil Procedure, noting that only plaintiffs’ claims for
continuing trespass (count three), negligence (count five), and unjust enrichment
(count six) remained.
On the claim for continuing trespass, the town argued that there could be no
continuing trespass after January or February 2017, when the town disconnected the
line connecting the River Drive area to the Park Street line. The town also argued
that Donatelli Building had actual and apparent authority to enter into an agreement
conveying the Park Street line from JEA to the town, and that Donatelli Building did
so in the agreement; accordingly, the town submitted that the town was in fact the
owner of the Park Street line. The town alternatively asserted that it owned the Park
Street line through a prescriptive easement. And, the town further contended that
plaintiffs had failed to demonstrate any damages from the alleged trespass.
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The trial justice ultimately denied the town’s motion for judgment as a matter
of law on plaintiffs’ claims for trespass and unjust enrichment.4 He noted that there
was evidence produced at trial that wastewater had flowed from a town line into the
Park Street line. He also indicated that there was a jury question as to who owned
the Park Street line and whether sewage from a town line trespassed into the Park
Street line and the Park Plaza pump station. He therefore determined that there was
competing evidence for the jury to decide on the issue of ownership of the Park
Street line.
The defendants then called James Geremia, a civil engineer specializing in
wastewater, wastewater treatment, and “anything mechanical to do with the
wastewater industry[,]” who testified as an expert witness. Geremia testified that he
examined both the River Drive pump station and the Park Plaza pump station. He
indicated that there were two pumps in each pump station that would do alternate
work, and that if both pumps came on at the same time there might be a problem in
the system. Geremia indicated that the Casali report was not clear on the size of the
Park Street line, with one section saying it was a four-inch line and another saying
it was a six-inch line; however, he testified that a plumbing report provided by
plaintiffs stated that there was a six-inch flange, which confirmed for him that the
4
The trial justice granted judgment as a matter of law on plaintiffs’ claim of
negligence on the basis that the cause of action did not relate back to the original
complaint and was thus barred by the statute of limitations.
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Park Street line was a six-inch line. Geremia acknowledged that several times the
Casali report stated that the Park Street line was a four-inch line and a DiPrete
Engineering report also stated it was a four-inch line.
Geremia noted that the DiPrete report stated that the River Drive pump station
caused the Park Plaza pump station to run longer. However, according to Geremia’s
calculations, the Park Plaza pump station would run only an additional nine hours in
a given year as a result of the connection to the River Drive pump station, and he
testified that this amount of extra running time could not have caused a pump station
to burn out. He also opined that rags or grease from the River Drive pump station
did not contribute to the buildup of rags in the Park Street line. He indicated that the
River Drive pump station would have had problems if this was occurring and the
line connecting with the Park Street line would have been plugged up. Geremia also
testified that he saw no evidence of a check-valve failure causing sewage to flow
back into the Park Plaza pump station. According to Geremia, the size of the Park
Street line could have caused the Park Plaza pump station to work too hard. He also
testified that replacing three pumps in forty-five years was not unreasonable.
After the conclusion of Geremia’s testimony, the town rested its case. The
town then renewed its motion for judgment as a matter of law on the same grounds
it had raised earlier. The trial justice again denied the town’s motion with respect to
plaintiffs’ claims of trespass and unjust enrichment.
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In their closing argument, plaintiffs requested that the jury award them almost
$1.4 million in damages. Ultimately, the jury returned a verdict in favor of plaintiffs
in the amount of $1.2 million. The jury specifically found that JEA owned the Park
Street line and that the town did not have a prescriptive easement over the line. The
jury further found that the town committed a continuing trespass on the Park Street
line and the Park Plaza pump station and that the town’s trespass proximately caused
damages to plaintiffs above and beyond normal maintenance and repair costs.
The town thereafter renewed its motion for judgment as a matter of law and
filed a motion for a new trial and/or remittitur. The trial justice heard the motions
on April 15, 2019. As regards plaintiffs’ trespass claim, the town reiterated its
argument that, under the agreement, it owned the Park Street line. The town asserted
that JEA did not have standing to contest the agreement and that, even if JEA had
standing, the agreement was merely voidable, not void. The town further argued
that Donatelli Building had apparent authority to enter into the agreement as a matter
of law.
The plaintiffs argued that the agreement was void because Donatelli Building
had no authority to transfer JEA’s property. The plaintiffs asserted that Donatelli
Building would have needed approval from the general partners to convey the Park
Street line to the town. The plaintiffs also argued that they had standing to contest
the agreement because Donatelli Building was purporting to act on JEA’s behalf.
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They also suggested that the issue of lack of standing based on the agreement should
have been included in the jury instructions instead of being raised posttrial. The
plaintiffs also noted that the jury did not reach their claim for unjust enrichment
because it ruled in favor of plaintiffs on the trespass claim.
The trial justice granted the town’s motion for judgment as a matter of law on
plaintiffs’ unjust-enrichment claim. He denied the motion for judgment as a matter
of law on plaintiffs’ trespass claim, stating that there was evidence on both sides of
the issue as to who owned the Park Street line; therefore, the trial justice was not
able to decide as a matter of law who owned the line.
The town additionally argued that it was entitled to a new trial; however, the
trial justice determined that reasonable minds could differ on the evidence presented
at trial, and therefore he ultimately denied the town’s motion for a new trial. The
town then asked, in the alternative, for a remittitur, which the trial justice denied
based on the determination that the jury award did not shock the conscience.
The town thereafter raised the issues of public duty doctrine, the statutory cap
on damages pursuant to § 9-31-3, and prejudgment interest. The trial justice found
that the public duty doctrine did not apply because the town was liable for the tort
of trespass just as a private individual would be liable for that tort. With regard to
the statutory cap on damages, the trial justice determined that this case concerned
the design of the sewer system and was therefore governmental in nature; thus, he
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ultimately applied the $100,000 statutory cap and ruled that no prejudgment interest
would apply. The trial justice, however, noted that, in the event that he was incorrect
and the function was deemed to be proprietary, prejudgment interest should run from
the date of the jury verdict.
Final judgment entered on June 10, 2019, in favor of plaintiffs in the statutory
cap amount of $100,000, plus costs of $1,561.69. The plaintiffs filed a timely notice
of appeal on June 13, 2019. The town filed a timely cross-appeal on June 19, 2019.
II
Discussion
A
Judgment as a Matter of Law
1
Standard of Review
“Our review of a trial justice’s decision on a motion for judgment as a matter
of law is de novo.” McGarry v. Pielech, 47 A.3d 271, 279 (R.I. 2012) (quoting
Medeiros v. Sitrin, 984 A.2d 620, 625 (R.I. 2009)). “In reviewing a trial justice’s
decision on a motion for judgment as a matter of law, this Court is bound to follow
the same rules and legal standards as govern the trial justice.” Roy v. State, 139 A.3d
480, 488 (R.I. 2016) (quoting Hough v. McKiernan, 108 A.3d 1030, 1035 (R.I.
2015)). “The trial justice, and consequently this Court, must examine ‘the evidence
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in the light most favorable to the nonmoving party, without weighing the evidence
or evaluating the credibility of witnesses, and draw from the record all reasonable
inferences that support the position of the nonmoving party.’” Hough, 108 A.3d at
1035 (brackets omitted) (quoting Perry v. Alessi, 890 A.2d 463, 467 (R.I. 2006)).
Judgment as a matter of law should be entered “when the evidence permits
only one legitimate conclusion in regard to the outcome.” Hough, 108 A.3d at 1035
(quoting Long v. Atlantic PBS, Inc., 681 A.2d 249, 252 (R.I. 1996)). “However, the
trial justice must deny the motion and submit the issues to the jury if there are factual
issues on which reasonable people may draw different conclusions.” Medeiros, 984
A.2d at 625. We have previously held “that we will overturn a trial justice’s decision
granting a motion for judgment as a matter of law when the trial justice has ‘invaded
the province of the jury by impermissibly finding facts.’” Franco v. Latina, 916 A.2d
1251, 1263 (R.I. 2007) (quoting Martino v. Leary, 739 A.2d 1181, 1183 (R.I. 1999)).
2
Standing and Voidability
The town first claims that JEA lacks standing to challenge the agreement
because it was not a party to the agreement—indeed, the agreement was between the
town and Donatelli Building. The town further avers that its argument with respect
to standing is not waived on appeal, despite the issue not having been raised in its
answer to plaintiffs’ second-amended complaint, because, the town argues, standing
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is not one of the affirmative defenses identified in Rule 8(c) of the Superior Court
Rules of Civil Procedure that must be presented in an answer. The town further
indicates that it is not suggesting that JEA lacks standing to bring a trespass claim;
rather, it is arguing “that the [s]ewer [a]greement defeats any claim of trespass.”
Moreover, the town notes that JEA’s second-amended complaint does not cite the
agreement in support of its trespass claim, nor has JEA brought suit under the
agreement. The town avers that JEA’s alternative argument that it has standing as
the owner of the Park Plaza Apartments “misses the point” because, according to the
town, there was no construction contract with Donatelli Building that “establishes
ownership of the sewer line itself.”
The town alternatively contends that, if JEA demonstrates that the agreement
should be voided as a result of Donatelli Building’s lack of authority, the town “was
entitled to act pursuant to [the agreement] until [JEA] exercised its right to void the
contract.” Simply put, the town contends that the contract was voidable, not void,
and that JEA never voided the contract.
JEA, for its part, contends that the town has waived the right to raise the issues
of standing and voidability because it failed to plead them as affirmative defenses in
its answer to plaintiffs’ second-amended complaint. JEA also argues that, even if
the defenses are not waived, the fact remains that JEA has standing to challenge the
agreement because (1) JEA had a personal stake in the outcome of the controversy
- 22 -
surrounding the ownership of the Park Street line, and (2) the town’s actions caused
JEA injury in fact. JEA highlights that Donatelli Building was JEA’s general
contractor and was acting only as JEA’s agent in procuring permits and performing
the construction of the apartment complex. Thus, JEA argues, the contract was void,
as opposed to voidable. Additionally, JEA argues that the sole purpose of the
agreement was for JEA’s benefit to “enable the discharge sewage produced by Park
Plaza into the [t]own’s municipal sewer system in Atwood Avenue[,] and that [s]uch
circumstances render JEA, as owner/developer, an intended third-party beneficiary
of the [agreement],” thus giving JEA the ability to challenge the contract.
We begin by recognizing that standing and voidability are not waived if a
party fails to properly raise the defenses in its answer. See Christy’s Auto Rentals,
Inc. v. Massachusetts Homeland Insurance Company, 204 A.3d 1071, 1075 (R.I.
2019) (“It is patently clear that standing is not specifically listed in Rule 8(c) as an
affirmative defense that is considered to be waived if not presented in a motion,
answer, or reply in accordance with Rule 12(h).”). We have held, however, that
“standing can be waived by a party’s failure to raise the issue before the trial
justice[.]” Costa v. Silva, 996 A.2d 607, 611 n.4 (R.I. 2010). Voidability, likewise,
is not listed in the relevant rule as an affirmative defense. See Super. R. Civ. P. 8(c).
In the case at bar, the town asserted the issue of voidability and maintained that JEA
lacked standing to contest the agreement at the hearing on the town’s renewed
- 23 -
motion for judgment as a matter of law. Accordingly, the town has not waived the
issues of standing and voidability.
“Standing is a threshold inquiry into whether the party seeking relief is entitled
to bring suit.” Cruz v. Mortgage Electronic Registration Systems, Inc., 108 A.3d
992, 996 (R.I. 2015) (quoting Narragansett Indian Tribe v. State, 81 A.3d 1106,
1110 (R.I. 2014)). When dealing with the issue of standing, “the court must focus
‘on the party who is advancing the claim rather than on the issue the party seeks to
have adjudicated.’” N & M Properties, LLC v. Town of West Warwick ex rel. Moore,
964 A.2d 1141, 1145 (R.I. 2009) (quoting Bowen v. Mollis, 945 A.2d 314, 317 (R.I.
2008)). The inquiry of whether a party has standing “begins with the pivotal
question of whether the party alleges that the challenged action has caused him or
her injury in fact.” Cruz, 108 A.3d at 996 (quoting Narragansett Indian Tribe, 81
A.3d at 1110). An injury in fact must be “an invasion of a legally protected interest
which is (a) concrete and particularized and (b) actual or imminent, not conjectural
or hypothetical.” Pontbriand v. Sundlun, 699 A.2d 856, 862 (R.I. 1997) (deletion
omitted) (quoting Lujan v. Defenders of Wildlife, 504 U.S. 555, 560 (1992)).
We have previously rejected the notion that “an individual who is not a party
to a contract may assert the rights of one of the contracting parties in order to void a
contract or have it declared unenforceable.” Cruz, 108 A.3d at 996 (quoting Sousa
v. Town of Coventry, 774 A.2d 812, 815 n.4 (R.I. 2001)). We have also long
- 24 -
recognized “that a void contract is a nullity, but that a voidable contract affects only
one party and ‘may be either ratified or rescinded at that party’s election.’” Id. at 997
(quoting Moura v. Mortgage Electronic Registration Systems, Inc., 90 A.3d 852, 857
(R.I. 2014)). Thus, as a general rule, a person who is not a party to a contract may
have standing to challenge the contract as void, but lacks standing to claim that the
contract is merely voidable. Id.
In Cruz, we adopted the First Circuit’s reasoning that “[a] void contract is one
that cannot be enforced,” and that “a challenge to a mortgage assignment on the
ground that the assignor ‘never possessed a legally transferrable interest’ alleges a
void, as opposed to voidable, assignment.” Cruz, 108 A.3d at 997 (quoting Wilson
v. HSBC Mortgage Services, Inc., 774 F.3d 1, 10 (1st Cir. 2014)).
Although the trial justice did not directly address the issues of standing and
voidability when rendering his decision on the town’s renewed motion for judgment
as a matter of law, he did note that both parties had introduced testimony as to who
owned the Park Street line, thus indicating that the issue of ownership was not
appropriate for judgment as a matter of law. We find no evidence produced by the
town in the record suggesting that Donatelli Building held either title to the property
or an interest in the Park Street sewer line that it purported to convey to the town,
which would have resulted in Donatelli Building possessing a legally transferrable
interest.
- 25 -
Although Tapalian acknowledged on cross-examination that, with respect to
the Park Plaza construction project, Donatelli “did everything” as a result of
Tapalian working on other projects, he also further asserted that this did not mean
that, as the contractor, Donatelli “ha[d] the authority to sign [over] assets of
[Tapalian] or [the] limited partners to anybody.” Tapalian testified that he had no
knowledge of the agreement until the initiation of the lawsuit. The town has
presented no evidence that suggests that the town ever acted as the owner of the Park
Street line pursuant to the agreement; and, despite Tapalian acknowledging that the
sewer line was put in underneath town-owned Park Street, Tapalian also testified
that the town did not maintain or repair the Park Street line and never ordered JEA
to stop working on the line when the town became aware of the problems prior to
the lawsuit filed by JEA.
Viewing the evidence in the light most advantageous to JEA and drawing all
reasonable inferences in its favor, as we must, we are satisfied that JEA had standing
to challenge the agreement.
3
Apparent Authority
The town argues that, even if JEA had standing to challenge the validity of
the agreement, Donatelli Building had apparent authority to enter into the agreement.
Although the partnership agreements in evidence do address Donatelli Building’s
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lack of actual authority to act on behalf of JEA, the town asserts that Donatelli
Building had apparent authority under Rhode Island law. The town emphasizes that
Donatelli Building possessed an indicia of authority “in working with the [t]own to
complete the [c]omplex.”
The plaintiffs assert that the jury properly concluded that Donatelli Building
did not have apparent authority to transfer ownership of the Park Street line to the
town. The plaintiffs emphasize the evidence presented at trial that (1) Donatelli
Building was hired only as a general contractor; (2) Tapalian was JEA’s only general
partner; and (3) Donatelli Building was only a 1 percent limited partner, and was
only made so “for the limited purpose of having an ‘identity of ownership’ with the
owner as required by the FHA to procure the requisite financing.” The plaintiffs
underscore that, according to Tapalian’s testimony at trial, Donatelli Building was
never given authority to transfer the Park Street line and JEA never represented to
the town that Donatelli Building had such authority. The plaintiffs note that the town
never claimed ownership of the Park Street line until this lawsuit, and JEA’s
ownership of the line was never questioned by the town prior to, during, or in the
years after the construction of the Park Plaza Apartments. In addition, plaintiffs state
that it was undisputed that, for over thirty years, JEA provided the exclusive
maintenance and care of the Park Street line, and consequently, the town provided
“no such care or support.”
- 27 -
“Apparent authority to contract on behalf of a principal ‘arises from the
principal’s manifestation of such authority to the third party.’” 731 Airport
Associates, LP v. H & M Realty Associates, LLC ex rel. Leef, 799 A.2d 279, 283
(R.I. 2002) (brackets omitted) (quoting Menard & Co. Masonry Building
Contractors v. Marshall Building Systems, Inc., 539 A.2d 523, 526 (R.I. 1988)).
“[A]pparent authority can come from ‘indicia of authority given by the principal to
the agent’ and does not have to be direct communication to the third person.” Id.
(quoting Menard & Co., 539 A.2d at 526). The third party “must ‘believe that the
agent has the authority to bind its principal to the contract.’” Id. (quoting Menard &
Co., 539 A.2d at 526).
In denying the town’s motion for judgment as a matter of law, the trial justice
stated, “There is some very, very competing evidence on [the issues of ownership
and apparent authority] in * * * an agreement purported[ly] signed by Donatelli, his
limited partnership, [and] the public documents with relation to that particular
business entity.” The trial justice elaborated on this reasoning when denying the
town’s renewed motion for judgment as a matter of law. The trial justice explained:
“[T]here are two partnership agreements. One of them—
the latter one being the amended partnership agreement.
Mr. Tapalian testified there is no authority to give [the
force main] to the [t]own. Donatelli did not have the
authority. It has been argued that there is apparent
authority, and there was testimony from Mr. Tapalian that
he was tied up with other projects, and he left this to Mr.
Donatelli with regard to the construction of the force main
- 28 -
on Park Street. But it was clear that [JEA] would maintain
this particular line for years and years and years.
“* * *
“* * * Mr. Tapalian testified, and he was subject to
cross-examination, that notwithstanding Donatelli’s
status, he had no authority to bind the partnership
agreement or the partnership, Johnston Equities, to the
[t]own with that particular agreement.”
Overall, the trial justice observed that “[t]here was evidence on both sides of
this particular equation” regarding the issue of apparent authority. He stated: “The
[c]ourt simply as a matter of law is unable to rule that the [t]own is entitled to a
judgment as a matter of law notwithstanding the [jury] instructions, testimony, and
the particular exhibits that exist in the totality of what transpired * * * in the Superior
Court during this trial.”
Without weighing the evidence or evaluating the credibility of witnesses, we
expand on what the trial justice stated and further highlight the competing evidence
presented by plaintiffs. We conduct this exercise only to underscore our view that
the trial justice did not err in denying the town’s motions for judgment as a matter
of law. At trial, Tapalian testified that Donatelli was never a general partner to the
original or amended partnership agreements. This is of particular importance
because Tapalian confirmed that only the general partners of JEA, not the limited
partners, were authorized to convey property under the partnership agreements, and
only if there was notice given to and approval received from the limited partners and
- 29 -
the Federal Housing Administration. Tapalian’s testimony was corroborated by the
language and terms of the partnership agreements themselves.
Tapalian further testified that Donatelli Building was a 1 percent limited
partner and contributed $50 to the capital of the partnership. Tapalian stated that
Donatelli Building was hired as the general contractor to build the apartment
complex and that it obtained the permits necessary to construct the complex. He
indicated that the general partners never (1) agreed to transfer ownership of the Park
Street line; (2) provided Donatelli Building with permission to do so; or (3) told the
town or took any other action that “even remotely * * * advise[d] the [t]own” that
Donatelli Building had authorization or permission to transfer the line.
When viewing this in the light most favorable to plaintiffs, and drawing all
reasonable inferences in plaintiffs’ favor, it is clear that a reasonable jury could
determine that Donatelli Building did not have the requisite apparent authority to
transfer ownership of the Park Street line to the town. Thus, we are satisfied that the
trial justice did not err when he denied the motion for judgment as a matter of law
as well as the renewed motions for judgment as a matter of law as to the issue of
apparent authority.
- 30 -
4
Prescriptive Easement
Next, the town contends that, even if the agreement was void, the evidence
shows that the town possessed a prescriptive easement over the Park Street line. The
town asserts that all three elements of a prescriptive easement were satisfied, in that
(1) the ten-year requirement “was demonstrated by the undisputed evidence that the
River Drive line was connected [to the] Park Street line over thirty * * * years ago,
sometime in the 1980s”; (2) the open and notorious elements were “demonstrated
through the LaFazia Manor Plan and D’Ercole Easement documents”;5 and (3) the
hostile requirement was demonstrated “through [JEA’s] own claim that it never
granted the [t]own the authority to connect any additional lines to the Park Street
force main but yet the connection was made and the sewerage flowed through the
Park Street force main.” To the contrary, plaintiffs argue that the town “failed to
prove by clear and convincing evidence the ‘open and notorious’ elements of its
prescriptive easement defense.”
5
The “LaFazia Manor Plan” is a plan of LaFazia Manor dated June 1979 and is a
public record filed with the Johnston Planning Department. The “D’Ercole
Easement” is an agreement, bearing a date of May 1970, that, according to Tapalian,
purports to grant an easement for a sewer line running across the river to tie into the
Park Street sewer main. It is recorded in the Land Evidence Records for the Town
of Johnston.
- 31 -
Similar to the issue of apparent authority, we are of the opinion that the town
was not entitled to judgment as a matter of law on its assertion that the town had
acquired a prescriptive easement over the Park Street line. “It is well established
that ‘a claimant of an easement by prescription must show actual, open, notorious,
hostile, and continuous use under a claim of right for at least ten years.’”
Gianfrancesco v. A.R. Bilodeau, Inc., 112 A.3d 703, 710 (R.I. 2015) (brackets
omitted) (quoting Butterfly Realty v. James Romanella & Sons, Inc., 93 A.3d 1022,
1030 (R.I. 2014)). “[A] claim of right may be proven through evidence of open,
visible acts or declarations, accompanied by use of the property in an objectively
observable manner that is inconsistent with the rights of the record owner.” Tavares
v. Beck, 814 A.2d 346, 351 (R.I. 2003).
At trial, when deciding the motion for judgment as a matter of law, the trial
justice merely stated that “[o]wnership * * * is up in the air[,]” and that there was
competing evidence from plaintiffs. Although the trial justice did not provide great
detail as to his reasoning for denying the motions on the issue of whether the town
possessed a prescriptive easement to utilize the Park Street line, we are of the opinion
that the trial justice did not err in denying the motions as they pertained to the issue.
Assuming, without deciding, that the town had satisfied all the other elements
of a prescriptive easement claim, we are unconvinced that the town proved by “clear
and convincing evidence,” Gianfrancesco, 112 A.3d at 710, the open and notorious
- 32 -
elements of its prescriptive easement defense. The town contends that the open and
notorious requirement was demonstrated through the LaFazia Manor Plan and
D’Ercole Easement documents. The plaintiffs counter this by arguing that the
LaFazia Manor Plan does not reflect the River Drive line’s connection to the Park
Street line.
While the town points to Tapalian’s testimony that the easement agreement
seems to grant an easement to Park Street and tie into JEA’s Park Street line, we do
not view the easement agreement as openly depicting the prescriptive easement. The
easement agreement appears to make no mention of Park Street. Moreover, the
easement agreement states only that the grantor conveyed “an easement to lay a
sewer line to Centre Street across the northerly five * * * feet in width by the entire
depth[,]” and then goes on to describe the parcel of land upon which the easement
exists. Again, however, no reference to Park Street can be found in the agreement.
The plaintiffs also highlight the other evidence presented at trial. Namely,
plaintiffs emphasize that there was evidence that the town was not even aware that
the illicit sewer line connecting River Drive to the Park Street line existed. Iascone
testified that the town’s engineer, Lorri Caruso, was “baffled” when she learned of
the sewer line connection because the River Drive line was supposed to “go up River
Drive hill and tie into Plainfield Street.” There is also a 2012 memorandum from
the town’s engineer to the town council, Exhibit 26 at trial, that stated that there had
- 33 -
been a request for proposals to commission a study of “the sanitary sewer system
serving the River Drive and South Bennett/La[F]azia sewer pump stations[.]” The
memorandum explained that the town needed “accurate records of the sanitary sewer
in that area that [they did] not have[.]” The plaintiffs argue that this coincides with
the town’s “Sewer Facilities Plan” on file with the Department of Environmental
Management, which depicts the same plan as the plan that Caruso described when
she learned of the town’s sewer line connection to the private Park Street line.
Upon consideration of the evidence presented by plaintiffs and viewing such
evidence in the light most favorable to plaintiffs, while drawing all reasonable
inferences in their favor, we are unpersuaded that the town presented sufficient
evidence that it used the Park Street line in an objectively observable manner such
that its use was open and notorious.
Accordingly, the trial justice did not err in denying both the town’s motion for
judgment as a matter of law and the town’s renewed motions for judgment as a
matter of law.6
6
Because we affirm the trial justice’s denial of the town’s renewed motion for
judgment as a matter of law, we need not reach plaintiffs’ argument that the trial
justice erred in granting the town’s motion for judgment as a matter of law as to
plaintiff’s negligence claim.
- 34 -
B
Statutory Tort Cap, Public Duty Doctrine, and Prejudgment Interest
1
Standard of Review
“This Court reviews pure questions of law under a de novo standard.” Roach
v. State, 157 A.3d 1042, 1048 (R.I. 2017).
2
Statutory Tort Cap
This Court has previously observed that “Rhode Island operates under a
general statutory-damage limitation applicable in tort cases asserted against the
state.” Roach, 157 A.3d at 1052. The relevant statute provides:
“In any tort action against any city or town or any fire
district, any damages recovered therein shall not exceed
the sum of one hundred thousand dollars ($100,000);
provided, however, that in all instances in which the city
or town or fire district was engaged in a proprietary
function in the commission of the tort, the limitation of
damages set forth in this section shall not apply.” Section
9-31-3.
Thus, this Court recognizes that damages above $100,000 are permitted when the
tort action stems from a city or town’s engagement in a proprietary function. See
Roach, 157 A.3d at 1052. “‘Proprietary’ functions are those ‘actions normally
performed by private individuals.’” Id. (quoting Graff v. Motta, 695 A.2d 486, 489
- 35 -
(R.I. 1997)). “Alternatively, this Court has defined a ‘proprietary function’ as ‘one
which is not so intertwined with governing that the government is obligated to
perform it only by its own agents or employees.’” Id. (quoting Lepore v. Rhode
Island Public Transit Authority, 524 A.2d 574, 575 (R.I. 1987)).
On appeal, plaintiffs submit that the trial justice erred in applying the
$100,000 statutory cap because, they contend, the operation of a municipal sewer
system is a proprietary function and, therefore, the town should not have been
shielded from liability. Specifically, plaintiffs argue that the trial justice
mischaracterized the issue as one of design, which is a governmental function, rather
than one of operation, a proprietary function. In support of their argument, plaintiffs
indicate that this Court in Rotella v. McGovern, 109 R.I. 529, 288 A.2d 258 (1972),
“acknowledged that the operation of a municipal sewer system constitutes a
proprietary function[.]” The plaintiffs additionally contend that the statutory cap
does not apply because plaintiffs’ claims relate to the town’s operation of its
municipal sewer system, not its design. They further assert that the town cannot
claim that it did not know about the sewer line connection to Park Street while at the
same time asserting that the connection was part of the town’s design.
This Court has indicated that a municipality cannot be held liable for the
design of a sewer system. See King v. Granger, 21 R.I. 93, 98, 41 A. 1012, 1014
(1898). In Granger, this Court said:
- 36 -
“For any error in judgment on the part of the city
authorities in devising and adopting a plan for taking care
of the surface water and sewage of a given district, or of
the city as a whole, many, and perhaps a majority, of the
courts, hold that no responsibility exists, as, in so doing,
the city is exercising a legislative or quasi judicial power,
and not discharging a merely ministerial duty. But having
once adopted a given plan, and constructed the sewers in
accordance therewith, the judicial discretion ends, and the
ministerial duty begins; and, like an individual, it then
ordinarily becomes liable for damages to others resulting
from the negligent discharge of, or the negligent omission
to discharge, such duty.” Id. at 98, 41 A. at 1014 (emphasis
added).
Under Granger, the design and construction of a municipal sewer system is a
governmental function; in contrast, the actions and maintenance that come after the
sewer is completed appear to be proprietary. See id.; see also Rotella, 109 R.I. at
532-33, 288 A.2d at 260 (observing that the city did not contest the trial justice’s
determination that operation of a sewer system constitutes a proprietary function
likely because of past holdings by the Court); Prete v. Cray, 49 R.I. 209, 211, 141
A. 609, 611 (1928) (holding that a municipality acts in a corporate, not
governmental, capacity in maintaining a sewer system). We are therefore of the
opinion that the operation of a sewer system is a proprietary function.
After reviewing the entire record, we conclude that the town’s function in this
case is not one of design or plan, as the town submits in support of its opposition to
plaintiffs’ appeal from the trial court’s imposition of the statutory cap on damages.
Although the trial justice found that the town intended to connect the Park Street line
- 37 -
with the town sewer system, the testimony and exhibits submitted at trial show that
the town in fact was unaware of the connection until 2010. The record is additionally
devoid of any evidence identifying who connected the River Drive line to the Park
Street line. Furthermore, plans submitted by plaintiffs indicate that the River Drive
line was connected to the Park Street line in contravention of the plan for the River
Drive line to run easterly towards the town’s existing gravity sewer lines. Indeed,
the maps and testimony establish that there was never a plan for the town to tie into
the Park Street line. It is therefore clear that the town did not engage in the design
or plan of that segment of the sewer system, because the town submitted no evidence
that it planned to connect, or actually performed the action of connecting, the River
Drive line to the Park Street line.
Furthermore, plaintiffs’ trespass claim is based on the unauthorized use of
JEA’s Park Street line, namely the additional discharge of sewage by the town into
the Park Street line for over thirty years, and the resulting damage. The town, by
allowing its sewage to flow into plaintiffs’ private line, wrongfully operated the
town’s sewage system. Having determined that the operation of a sewer is a
proprietary function, the statutory cap is not applicable. See Rotella, 109 R.I. at
532-33, 288 A.2d at 260; see also § 9-31-3.
- 38 -
Accordingly, because the trial justice erred in classifying the function at issue
as one of design rather than of operation, we conclude that the trial justice erred in
applying the statutory cap on damages to the jury verdict in this case.
3
Public Duty Doctrine
The town argues on cross-appeal that it is entitled to immunity under the
public duty doctrine. The plaintiffs argued before the Superior Court that the public
duty doctrine does not apply because the town was engaged in the “proprietary
function” of operating its municipal sewer system. The town, however, asserts that
the standard for applying the public duty doctrine is not based on the distinction
between proprietary and governmental functions. Rather, the town contends that the
question turns on whether the state and its political subdivisions performed
discretionary actions that are not ordinarily performed by private persons.
Specifically, the town asserts that “organizing the town-wide plan for the sewer
system and coordinating the sewer lines from various developments is not a function
normally performed by a private individual.” The town claims that “it is a
discretionary function that the [t]own provides to coordinate the entire system rather
than service a single development.”
We begin by noting that “[t]he General Assembly has mandated, by virtue of
G.L. 1956 § 9-31-1, that the state should be liable in all actions of tort in the same
- 39 -
manner as a private individual or corporation, subject to certain monetary
limitations. Through its enactment of § 9-31-1, the General Assembly effectively
abolished the prior common law rule of sovereign immunity.” Adams v. Rhode
Island Department of Corrections, 973 A.2d 542, 545 (R.I. 2009). The public duty
doctrine is a narrow exception carved out by this Court to the general rule of state
liability. See id.
“[T]he public-duty doctrine immunizes the state from ‘tort liability arising out
of discretionary governmental actions that by their nature are not ordinarily
performed by private persons.’” Roach, 157 A.3d at 1050 (brackets omitted)
(quoting Morales v. Town of Johnston, 895 A.2d 721, 730 (R.I. 2006)). “[I]mmunity
enjoyed by state and municipal governments is applicable to governmental
functions, except in three situations: ‘(1) when the governmental entity owes a
special duty to the plaintiff, (2) when the alleged act or omission on the part of the
governmental entity was egregious, or (3) when the governmental entity engaged in
activities normally undertaken by private individuals or corporations.’” Schultz v.
Foster-Glocester Regional School District, 755 A.2d 153, 155 (R.I. 2000) (quoting
Kuzniar v. Keach, 709 A.2d 1050, 1053 (R.I. 1998)). Therefore, “[w]hen the state
engages in an activity that a private individual typically would not perform, such as
the maintenance of state highways or the issuance of state drivers’ licenses, the
public duty doctrine will shield the state from liability.” Martinelli v. Hopkins, 787
- 40 -
A.2d 1158, 1167 (R.I. 2001) (quoting Longtin v. D’Ambra Construction Co., 588
A.2d 1044, 1046 (R.I. 1991)).
“The underlying purpose of the public-duty doctrine is to encourage the
effective administration of governmental operations by removing the threat of
potential litigation.” Martinelli, 787 A.2d at 1167 (quoting Misurelli v. State,
Department of Transportation, 590 A.2d 877, 878 (R.I. 1991)). The town, therefore,
correctly articulates that our analysis under the public duty doctrine turns on whether
the town was engaged in “discretionary” governmental activities or an act capable
of performance and ordinarily performed by private citizens. See Roach, 157 A.3d
at 1051.
Notably, in making a decision regarding the public duty doctrine in the case
at bar, the trial justice indicated that he was persuaded by the town’s “design
argument” and that “[t]he case is enough to make a finding [that] there is a
governmental function here.” However, he ultimately found that the public duty
doctrine did not apply, observing that the doctrine is “nuanced.”
We commend the trial justice for the genteel manner in which he described
our public duty jurisprudence. We recognize the somewhat murky nature of
deciphering the applicability of the public duty doctrine. In Adams, cited supra, we
clarified that our inquiry turns on the “actual government function at issue in the
- 41 -
case” and whether it “is an activity that business entities and private persons can and
do perform regularly.” Adams, 973 A.2d at 546.
“Put most simply, ‘when we analyze whether an activity would be performed
by a private person so as to bring it within the provisions of § 9-31-1 we inquire
whether this is an activity that a private person or corporation would be likely to
carry out. If the answer is affirmative, then liability will attach.’”7 Adams, 973 A.2d
at 546 (alterations omitted) (quoting O’Brien v. State, 555 A.2d 334, 338 (R.I.
1989)). “[U]nder our analysis of the public-duty doctrine, we differentiate between
‘discretionary’ governmental activities and acts capable of performance by private
citizens.” Roach, 157 A.3d at 1051.
Because we have already determined that the function at issue in this case is
not governmental in nature, namely the design or plan of the town’s sewer system,
but rather it was the town’s unauthorized use of JEA’s Park Street line—specifically
the town’s wrongful operation in allowing town sewage to flow into the privately
owned Park Street line—we need go no further. The operation of a sewer system is
an activity that can be performed by private individuals. Indeed, JEA had operated,
maintained, and repaired its own private sewer system for over forty years.
7
General Laws 1956 § 9-31-1(a) states, in relevant part: “The state of Rhode Island
and any political subdivision thereof, including all cities and towns, shall * * *
hereby be liable in all actions of tort in the same manner as a private individual or
corporation[.]”
- 42 -
Accordingly, we conclude that the trial justice did not err in finding that the public
duty doctrine was inapplicable.
4
Prejudgment Interest
Having determined that the town was engaged in a proprietary function and,
additionally, that the public duty doctrine does not apply to the case at bar, we turn
next to the issue of prejudgment interest. On appeal, plaintiffs contend that
prejudgment interest should have been added to the damages award because the town
was performing a proprietary function.
Section 9-31-3 “does not place a limit on the amount of damages recoverable
in the instant action because the government is performing a proprietary function.”
Roach, 157 A.3d at 1055 (quoting Lepore, 524 A.2d at 575). As a result,
prejudgment interest would be appropriate to award in this case because, as we have
determined, the town was performing a proprietary function. See id. (“As the
statutory tort cap is inapplicable, the state, like any private person, is subject to
prejudgment interest.”). “Whenever a verdict is rendered or decision made for
pecuniary damages, the interest is payable ‘from the date the cause of action
accrued.’” Grady v. Grady, 504 A.2d 444, 448 (R.I. 1986) (quoting G.L. 1956
§ 9-21-10). However, if it is impossible to determine the date of accrual of the cause
of action, prejudgment interest may be denied. Id.
- 43 -
In their brief, plaintiffs submit three alternate dates from which they contend
prejudgment interest should run: (1) sometime in 1981, when JEA claims the town
first began to discharge municipal sewage into the Park Street line; (2) the beginning
of 1983, when JEA first began suffering damages; or (3) at the very latest, May 12,
2011, when JEA submitted its presentment letter to the town council for damages
based on the town’s trespass upon the Park Street line.
In the event that this Court should find that the town’s function was
proprietary, the trial justice determined that prejudgment interest would run from the
date of the jury verdict in this case, noting that the amount of damages was not a set
amount as of January 1, 1983.
It strikes us as just that, because the time the town began trespassing is unclear
from the record, interest should run from May 12, 2011, when JEA submitted its
presentment letter to the town council. At that point, the town was explicitly made
aware of the town’s improper connection to the Park Street line and was presented
with a monetary demand for damages sustained by JEA due to the connection.
Accordingly, we hold that the trial justice erred in denying prejudgment interest; we
conclude that prejudgment interest should be awarded as of May 12, 2011. Thus,
prejudgment interest should be calculated in accordance with § 9-21-10 as of that
date.8
8
General Laws 1956 § 9-21-10(a) provides that
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C
Motion for a New Trial and/or Remittitur
1
Standard of Review
“It is well settled that our review of a trial justice’s decision on a motion for a
new trial is deferential.” Heneault v. Lantini, 213 A.3d 410, 415 (R.I. 2019) (quoting
Letizio v. Ritacco, 204 A.3d 597, 602 (R.I. 2019)). This Court has often stated that,
“when ruling on a motion for a new trial in a civil case tried to a jury, the trial justice
acts as a superjuror and should review the evidence and exercise [the trial justice’s]
independent judgment in passing upon the weight of the evidence and the credibility
of the witnesses.” Hough v. McKiernan, 101 A.3d 853, 856 (R.I. 2014) (brackets
omitted) (quoting Connor v. Schlemmer, 996 A.2d 98, 114 (R.I. 2010)). Although
the trial justice undertakes an “independent appraisal of the evidence in light of [the
trial justice’s] charge to the jury[,]” Heneault, 213 A.3d at 415 (quoting Letizio, 204
A.3d at 602), the trial justice “need not engage in an exhaustive review and analysis
of the evidence and testimony presented at trial but need only make reference to such
“[i]n any civil action in which a verdict is rendered or a
decision made for pecuniary damages, there shall be added
by the clerk of the court to the amount of damages interest
at the rate of twelve percent (12%) per annum thereon
from the date the cause of action accrued, which shall be
included in the judgment entered therein.”
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facts disclosed by the testimony as have motivated [the trial justice’s] conclusion.”
Hough, 101 A.3d at 856 (alterations omitted) (quoting Bourdon’s, Inc. v. Ecin
Industries, Inc., 704 A.2d 747, 758 (R.I. 1997)).
“If, after conducting this analysis, the trial justice concludes that
the evidence is evenly balanced or that reasonable minds could differ on the verdict,
[the trial justice] should not disturb the jury’s decision.” Heneault, 213 A.3d at 415
(quoting Letizio, 204 A.3d at 602). “If the trial justice has performed this task, then
[the trial justice’s] decision will not be disturbed unless the [party] can show that the
trial justice overlooked or misconceived material and relevant evidence or was
otherwise clearly wrong.” Id. (quoting Letizio, 204 A.3d at 602). “However, with
respect to a motion for a new trial on questions concerning an alleged error of law,
our review is de novo.” Id. (quoting Berman v. Sitrin, 101 A.3d 1251, 1260 (R.I.
2014)).
“Generally, the admissibility of evidence is within the sound discretion of the
trial justice[.]” Cappuccilli v. Carcieri, 174 A.3d 722, 729 (R.I. 2017) (quoting
Martin v. Lawrence, 79 A.3d 1275, 1281 (R.I. 2013)). “This Court will not interfere
with the trial justice’s decision unless a clear abuse of that discretion is apparent.”
Id. (brackets omitted) (quoting Berman, 101 A.3d at 1259).
“[A] remittitur may be accomplished if the trial justice concludes, after
passing upon the evidence, that the plaintiff is not entitled to such an award or that
- 46 -
the award is unreasonable in light of the evidence presented at trial.” Hough, 101
A.3d at 856 (quoting Reccko v. Criss Cadillac Co., 610 A.2d 542, 546 (R.I. 1992)).
“The trial justice may reject the award or order a remittitur of the award if it shocks
the conscience or it clearly appears to be excessive, or to represent the passion and
prejudice of the jury rather than their unbiased judgment.” Id. (quoting Reccko, 610
A.2d at 546).
2
Damages Assessment
The town first argues that the trial justice erred in denying its motion for a
new trial because, the town contends, the jury did not base its verdict on the evidence
presented at trial. Rather, the town claims that the jury based the damage award on
plaintiffs’ counsel’s closing argument. Specifically, the town asserts that “although
the damage award mimicked [p]laintiffs’ [c]ounsel’s closing argument, there was no
evidentiary support for [c]ounsel’s figures.” The town suggests that the figures
proffered by plaintiffs’ counsel during its closing were inflated by “over 40
[percent].”
The town extensively discusses the various examples of plaintiffs’ alleged
mathematical errors and misrepresentations, including plaintiffs’ counsel’s
argument that (1) the University Industries invoices totaled approximately $313,000,
when the summary of the invoices showed only $212,000; and (2) “other
- 47 -
documents” and “other invoices” amounted to roughly $200,000, but calculations of
the charges listed by plaintiffs totaled only $103,135.75. Moreover, the town takes
issue with plaintiffs’ counsel’s representation that Iascone “testified [that, since
1984,] he was paid on average of about $80,000 a year for the work performed at
Park Plaza[,]” because, the town asserts, there was no evidentiary support for this
statement. The plaintiffs counter that “the [j]ury was provided with reliable,
probative[,] and credible documentary evidence on damages[,]” which was then
explained through witness testimony.
“Damages do not have to be calculated with mathematical exactitude; all that
is required is that they are based on reasonable and probable estimates.” Butera v.
Boucher, 798 A.2d 340, 350 (R.I. 2002). “Damages will not be denied merely
because they are difficult to ascertain.” Morabit v. Hoag, 80 A.3d 1, 15 (R.I. 2013)
(brackets omitted) (quoting Marketing Design Source, Inc. v. Pranda North
America, Inc., 799 A.2d 267, 273 (R.I. 2002)).
Based on the evidence and testimony presented at trial, the trial justice
determined that reasonable minds could have reached different conclusions on the
issue of damages. The trial justice stated that he was “aware * * * that there was a
search for records” dating back to the late 1970s, and he was “aware of the state of
the records that came out during the trial.” However, the trial justice also recognized
that there was an “exceptional cross-examination with regard to the lack of
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specificity within [the] particular bills.” The trial justice further mentioned that, in
addition to the testimony by Tapalian, Iascone, and D’Ambra, Federico’s testimony
demonstrated that 83 percent of the flow of sewage was attributable to the town, and
therefore 83 percent of plaintiffs’ claims are attributable to the town.
Although he admits that he may have decided the matter differently, i.e.,
“adjusted [the] verdict downward as the super juror” by giving more weight to the
town’s cross-examination of plaintiffs’ witnesses, the trial justice stressed that he
did not believe that the verdict failed to do justice or to truly respond to the merits
of the case. He further noted that he had told the jury that counsel statements were
not evidence, and that they should determine whether there was evidence in the case
and on the record to support an award of damages. Finally, the trial justice
highlighted that the jury verdict of $1.2 million was approximately $200,000 short
of what plaintiffs had requested.
We are satisfied that the trial justice conducted the correct analysis in denying
the motion for a new trial on this issue. Our review of the record shows that the trial
justice sufficiently discussed the evidence for this Court to determine that he did not
“overlook or misconceive material evidence, and [was] not otherwise clearly wrong”
in deciding the issue. Bitgood v. Greene, 108 A.3d 1023, 1028 (R.I. 2015) (quoting
Connor, 996 A.2d at 115).
- 49 -
3
Causation
The town also argues that a new trial should have been granted because “the
evidence at trial was grossly insufficient to support a causal link between the
perceived trespass and [p]laintiffs’ damages.” The plaintiffs counter this argument
by asserting that the jury had “more than sufficient information” to find that the
town’s trespass proximately caused the damages to plaintiffs.
The town asserts that Federico’s opinion that the town damaged the Park Plaza
sewer system was not based on inspection of the pumps; rather, the town contends,
Federico based his opinion on the “fact that the lines that fed into the River Drive
station had significant debris and grease.” The town argues that Federico (1)
admitted that he was unaware that D’Ambra “had jetted the Park Street line on a
yearly basis since 1996”; (2) testified that he never inspected the pumps that were
burned out; (3) admitted that he did not know the reason why the pumps burned out;
and (4) did not know how many of the Park Street pumps had burned out or needed
to be replaced over the past forty years. Further, the town notes that Iascone testified
that he never noticed any rags in the pump station and that the debris was minimal.
The town also emphasizes that Federico admitted to not reviewing the town’s
maintenance records for the River Drive pump station. Federico further conceded
that functional issues, such as the ones claimed by plaintiffs, “happen all the time in
- 50 -
pump stations[,]” and that the Park Plaza pump station did not meet the velocity flow
rate required under a TR16 standard.9
“To prove proximate cause, a plaintiff must establish the required causal
relationship by competent evidence.” Almonte v. Kurl, 46 A.3d 1, 18 (R.I. 2012).
“In most cases, proximate cause is established by showing that but for the negligence
of the tortfeasor, injury to the plaintiff would not have occurred.” Skaling v. Aetna
Insurance Co., 742 A.2d 282, 288 (R.I. 1999). While a causal connection cannot be
based on conjecture or speculation, we have emphasized that “proximate cause can
be established by circumstantial evidence,” with specific direct evidence not always
being necessary. Martinelli, 787 A.2d at 1169 (quoting Kurczy v. St. Joseph Veterans
Association, Inc., 713 A.2d 766, 771 (R.I. 1998)). “‘[C]ausation is proved by
inference’ and, although ‘proof by inference need not exclude every other possible
cause, it must be based on reasonable inferences drawn from the facts in evidence.’”
McLaughlin v. Moura, 754 A.2d 95, 98 (R.I. 2000) (alterations omitted) (quoting
Skaling, 742 A.2d at 288).
9
Federico explained that the TR16 standard provides “guidance [and] general design
criteria * * * to design a pump station.” Specifically, it “tell[s] you what is the
minimum velocity you should attain” and “suggest[s] to you the peaking factor that
is necessary.” Federico further stated that “[t]he standard in TR16 is if you were to
have a two-foot per second velocity coming from your pump station so as to move
the solids along the pipe.”
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Based on our review of the trial record, we are satisfied that plaintiffs
presented competent evidence for the jury to infer that their purported damages were
caused by the town’s sewer line being connected to the Park Street line. The
plaintiffs contend that the Park Plaza sewer system operated “routinely and without
major incident until 1983,” at which time functional problems began, coinciding
“with the development of the River Drive Area by Mario aRussillo.” Evidence to
substantiate this position was presented at trial through Tapalian’s testimony and the
introduction of the LaFazia Manor plat and easement agreement, which suggested
that the origin of the sewer problems can be traced back to the construction of the
homes and sewer infrastructure in the River Drive area in the early 1980s.
The record also reveals that plaintiffs’ witnesses testified that it would not be
possible to see the check valves clogged because they are typically submerged in
water. The record further reflects that testimony from Tapalian, D’Ambra, and
Iascone established that, over more than a thirty-year period, they could not
determine the cause of the Park Plaza sewer system’s functional issues and need for
frequent repairs, or how to repair the system. Federico’s testimony indicated that he
utilized compelling data and photographs from the Casali report, “which include[d]
the Inland Waters TV inspection report,” to corroborate plaintiffs’ position that the
buildup of grease and solids from River Drive significantly aggravated the Park
Street line issues. Specifically, based upon a reasonable degree of engineering
- 52 -
certainty, Federico determined that the amount of flow coming from the River Drive
area was 83 percent, while Park Plaza contributed 17 percent. The plaintiffs further
note that evidence presented to the jury from the town’s engineer and mayor
substantiated Federico’s conclusions.
We conclude that the trial justice did not err in finding that reasonable minds
could differ on whether the town’s discharge of municipal sewage into the River
Drive pump station and subsequently into the Park Street line resulted in functional
issues, thus causing plaintiffs’ damages. Consequently, he did not err in denying the
town’s motion for a new trial on the issue of causation.
4
Bills, General Ledgers, and Invoices
Next, the town argues that the trial justice “erroneously admitted JEA’s bills,
general ledgers and invoices into evidence despite the fact that the documents simply
showed general expenditures of the corporation without any further support.” The
town contends that the bills and invoices lack sufficient detail because they are not
itemized in any way to “reflect the work actually performed or to demonstrate any
relationship to the damages allegedly caused by the [t]own[,]” and plaintiffs did not
present any testimony to specifically identify the work that was performed or
testimony to establish that the expenditures were “necessary and reasonable to
correct the actions of [the town].” The town maintains that plaintiffs only presented
- 53 -
evidence of Tapalian’s general claim that the costs were associated with taking care
of the pump station and Park Street line, and the witnesses that testified as to the
expenditures were not experts and spoke only generally about “undocumented,
undated and unsupported back-ups.”
The plaintiffs counter that the town is erroneously arguing that expert
testimony is a prerequisite to the admission of bills and invoices. They argue “that
witnesses may testify as to the value of services rendered by themselves in a field of
work in which they had some experience[.]” (Emphasis omitted.) The plaintiffs
contend that in the present case, the bills, invoices, checks, and ledgers were
generated by those who performed the work, and those persons testified as witnesses
at trial. Moreover, plaintiffs advance the argument that Tapalian is independently
“qualified to testify regarding the means, methods[,] and appropriate costs of
repairing and maintaining JEA’s [s]ewer [i]nfrastructure” because he had firsthand
and specialized knowledge of the sewer problems, and he “is a professional engineer
who holds a bachelor[’]s and master’s degree in civil engineering with over [fifty]
years of experience in that field.” Additionally, D’Ambra and Iascone, who each
have over thirty years of construction experience, “particularly pertaining to sewer
infrastructure[,]” provided testimony regarding the maintenance and repair work
performed by them on the sewer infrastructure over the years.
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It is well settled that “a bill for repairs unsupported by testimony cannot prove
itself and is therefore inadmissible to prove the existence of the alleged defects or
the cost of repairing them.” DeChristofaro v. Machala, 685 A.2d 258, 268 (R.I.
1996) (quoting Alterio v. Biltmore Constructions Corp., 119 R.I. 307, 311, 377 A.2d
237, 239 (1977)). The town focuses on the holding in DeChristofaro to support its
contention that a party must present expert testimony demonstrating that the “repairs
were necessary and the costs reasonable” in order for bills or invoices evidencing
damages to be admissible. Id. The town further suggests that DeChristofaro stands
for the proposition that, even with the foundational support by an expert, “bills must
be itemized in detail.”
In DeChristofaro, we held that “bills may be admissible * * * in circumstances
in which an expert testifies that the repairs were necessary and the costs reasonable.”
DeChristofaro, 685 A.2d at 268. We highlighted that “we have upheld the admission
of a repair bill that was supported by expert testimony and ‘itemized in detail the
repairs to plaintiff’s car and the cost of each item.’” Id. (quoting Krasnoff v. Flynn,
97 R.I. 129, 131, 196 A.2d 158, 159 (1963)).
We do not read DeChristofaro to impose a requirement that expert testimony
and the itemization of expenditures are required for the admission of bills. Rather,
DeChristofaro stands for the notion that bills may not be admitted into evidence
unless they are supported by reliable testimony. DeChristofaro, 685 A.2d at 268.
- 55 -
We agree that a bill alone does not prove itself nor prove that the costs were
reasonable. However, “witnesses [are] permitted to testify as to the value of services
rendered by themselves in a field of work in which they ha[ve] some experience.”
Rossilli v. Iacovelli, 88 R.I. 456, 459, 149 A.2d 709, 711 (1959).
Unlike in DeChristofaro, where expert testimony was offered to support the
reasonableness of bills issued by third parties not testifying at trial, the invoices,
bills, and general ledgers offered in the instant case were created by those who
performed the work and who in turn testified at trial. Tapalian, who is a professional
engineer, testified regarding maintenance and repair issues as well as to the fact that
he generated the University Industries bills and hired and made the payments to all
contractors and those who performed the repairs at Park Plaza.
Similarly, D’Ambra and Iascone testified regarding their decades-long
experience in the maintenance of sewer infrastructures and the functional issues
directly associated with the Park Street sewer system. Iascone estimated that, of the
payments he received, approximately 40 percent was related to the repair work he
performed. Moreover, he testified extensively as to the work he performed on the
repairs to both the Park Plaza pump station and the Park Street line. He further stated
that he billed JEA for the work he performed and was paid directly from JEA.
D’Ambra’s testimony resembles Iascone’s in that D’Ambra testified at length
regarding the sewer maintenance and repair work he performed, which is reflected
- 56 -
in the University Industries bills. Of note, Tapalian, D’Ambra, and Iascone’s
respective testimony suggested that JEA’s payments for the maintenance and repair
of the Park Plaza sewer system were required to keep the system running properly.
Accordingly, the trial justice did not abuse his discretion in allowing the admission
of the bills, invoices, and general ledgers, and, consequently, he did not err in
denying the town’s motion for a new trial on that issue.
5
FEMA Documents
The town argues that the trial justice “erroneously admitted documents related
to the relocation of the LaFazia Drive and River Drive pump stations out of the
100-year floodplains.” The town underscores that it objected when plaintiffs’
counsel started to ask Federico about plaintiffs’ Exhibits 26 and 27, “which were
part of the [t]own’s documents related to the FEMA community block grant
application to move the LaFazia Drive and River Drive pump stations out of the
floodplain.” At trial, the town questioned the relevancy of these documents and
pointed out that Federico failed to include any reference to the River Drive relocation
as part of his opinion testimony.
With the representation from plaintiffs’ counsel that Federico was not going
to use the documents to give an opinion on why the pumps in the floodplain were
moved, the town did not object to the documents being introduced. The town avers
- 57 -
that plaintiffs ultimately did exactly what they claimed they would not do—plaintiffs
argued that the relocation of the pumps was to rectify the problems with the Park
Plaza pump station. The town contends that, on redirect examination of Federico,
plaintiffs “sought to introduce additional documents related to the River Drive
pump’s relocation including the Environmental Assessment.” The town objected to
the introduction of the documents on the basis of relevancy, which the trial justice
overruled “[b]ased on the cross.” With that, the town asserts that, on
cross-examination of Federico, the only time the relocation of the River Drive station
out of the floodplain came up was when he was asked “if his 2013 affidavit contained
his opinion in this case.”
The plaintiffs counter that the trial justice properly admitted the FEMA
documents into evidence because, they contend, the documents were relevant in that
they were utilized by Federico in preparing for trial and in forming his expert
opinions. The plaintiffs additionally contend that the town sought to impeach
Federico’s credibility on the basis “that he had not seen documents regarding sewage
backup, high water and/or Town Pump Station failure events in the River Drive
Area[,]” which allowed plaintiffs to seek “rehabilitative” testimony from Federico.
For the arguments pertaining to plaintiffs’ Exhibits 26 and 27, the town did
not properly preserve this issue on appeal. “According to our well-settled raise or
waive rule, issues that present themselves at trial and that are not preserved by a
- 58 -
specific objection at trial, sufficiently focused so as to call the trial justice’s attention
to the basis for said objection, may not be considered on appeal.” ADP Marshall,
Inc. v. Brown University, 784 A.2d 309, 312 (R.I. 2001) (quoting Cronan ex rel.
State v. Cronan, 774 A.2d 866, 879 (R.I. 2001)). The trial transcript reveals that,
when plaintiffs moved for both Exhibits 26 and 27 to be admitted as full exhibits,
the town responded that it had “[n]o objection.” Although the town argues that it
did not object to the admission of the exhibits based on plaintiffs’ representation that
Federico would not use the documents to give an opinion on why the pumps were
moved, the town did not subsequently raise any objection when it believed Federico
did just that. The town’s failure to object has therefore resulted in a waiver of the
issue.
We are additionally satisfied that the trial justice did not abuse his discretion
in admitting plaintiffs’ Exhibits 29 and 30. The trial justice, when considering the
evidentiary issue at the hearing on the posttrial motions, made specific reference to
the fact that Federico had asserted that these documents did not change his opinion.
He explicitly noted that these documents, in fact, substantiated Federico’s opinion.
Moreover, we view the town’s argument that Federico’s reliance on the
documents to develop his opinion was not identified in plaintiffs’ interrogatory
responses to be unavailing. Rule 703 of the Rhode Island Rules of Evidence clearly
states: “An expert’s opinion may be based on a hypothetical question, facts or data
- 59 -
perceived by the expert at or before the hearing, or facts or data in evidence.” That
rule goes on to provide that, “[i]f of a type reasonably and customarily relied upon
by experts in the particular field in forming opinions upon the subject, the underlying
facts or data shall be admissible without testimony from the primary source.” R.I. R.
Evid. 703. In addition, we have held that a party is not entitled to the disclosure of
“data or other information considered by the witness in forming the [witness’s]
opinions.” Cashman Equipment Corporation, Inc. v. Cardi Corporation, Inc., 139
A.3d 379, 385 (R.I. 2016) (citation omitted). Federico’s own testimony indicates
that these were documents he reviewed in preparation for presenting his expert
testimony at trial.
We further note that the town, during its cross-examination of Federico,
inquired whether he had viewed documents regarding any failure problems with the
River Drive pump station, which opened the door for Federico on redirect
examination to use the FEMA documents to provide clarifying testimony. The trial
justice confirmed this when, at trial, he overruled the town’s objection on relevance
and Rule 403 grounds, stating that, “[b]ased on the cross[,]” he was going to admit
Exhibit 30 as a full exhibit.
The trial justice, sitting as the “superjuror,” was well within his discretion to
find that the introduction of these documents did not sway the court that the “jury’s
finding on liability and causation did not truly respond to the merits of the case[,]”
- 60 -
or that it failed to do justice, as “there was certainly enough evidence along with the
competing inferences in the case where reasonable minds could differ.”
Accordingly, we view no error in denying the motion for a new trial on this
evidentiary issue.
6
Remittitur
Because we have determined that the statutory cap does not apply, we now
address whether a remittitur should have been granted. The town does not set out
specific arguments as to why the trial justice should have remitted the verdict; rather,
the town seems to incorporate its arguments as to why the motion for a new trial
should not have been denied. The plaintiffs maintain that, for all the same reasons
why the trial justice did not err in denying the motion for a new trial, the motion for
a remittitur was properly denied by the trial justice.
In denying the remittitur, the trial justice stated that, although the jury’s award
may have been higher than he would have personally awarded, he did not find the
amount to shock the conscience. He further noted that there was enough evidence
for reasonable minds to differ as to the amount of plaintiffs’ damages. While the
trial justice did not engage in an expansive analysis of the town’s motion for a
remittitur, we do not view this as fatal, given his findings on the motion for a new
trial.
- 61 -
Based on the parties’ arguments and the trial justice’s finding, we incorporate
our reasoning detailed supra and hold that the trial justice did not err in finding that
the award of $1.2 million did not appear to be excessive or to be representative of
prejudice of the jury, or that it was unreasonable based on the evidence presented at
trial. We therefore uphold the trial justice’s denial of the motion for a remittitur.
III
Conclusion
For the reasons stated herein, we affirm in part and vacate in part the judgment
of the Superior Court. The record in this case may be remanded to the Superior
Court with instruction to reinstate the jury’s verdict, and for further proceedings to
determine the amount of prejudgment interest.
Justice Lynch Prata and Justice Long did not participate.
Justice Robinson, concurring. On the facts of this case, as they were
presented at trial, I am able to concur, albeit dubitante.
- 62 -
STATE OF RHODE ISLAND
SUPREME COURT – CLERK’S OFFICE
Licht Judicial Complex
250 Benefit Street
Providence, RI 02903
OPINION COVER SHEET
Johnston Equities Associates, LP, et al. v. Town of
Title of Case
Johnston et al.
No. 2020-150-Appeal.
Case Number No. 2020-224-Appeal.
(PC 11-3983)
Date Opinion Filed July 1, 2022
Justices Suttell, C.J., Goldberg, Robinson, JJ.
Written By Chief Justice Paul A. Suttell
Source of Appeal Providence County Superior Court
Judicial Officer from Lower Court Associate Justice William E. Carnes, Jr.
For Plaintiffs:
Eric S. Brainsky, Esq.
Attorney(s) on Appeal
For Defendants:
Kathleen M. Daniels, Esq.
SU-CMS-02A (revised June 2020)