Beard v. State

Wood, J.,

(dissenting.) When this case was first considered, I was of the opinion that the indictment was defective in omitting the words “against her will.” But without extended research I yielded to the view that the defect could only be reached by demurrer or motion in arrest. Upon a careful consideration of the authorities cited in the able brief of counsel for the complainant on motion for .rehearing, and upon a somewhat exhaustive investigation independent of such brief, I have reached the conclusion that the defect is jurisdictional, and renders the indictment void. The opinion of the court will establish a precedent for cases where human life is involved. It overrules, without mentioning, Sullivant v. State, 8 Ark. 400, and changes a sound rule of criminal pleading which has always obtained in this State before and since the adoption of the Code. In support of my position therefore, I shall trace the history of the definition of the crime of rape, as contained in our statute, and review at length the authorities'upon the subject.

Rape is the carnal knowledge of a female forcibly and against her will! Kirby’s Digest, § 2005. Mr. Blackstone defines rape as above, and says: “It was punished by the Saxon laws, particularly those of King Athelstan, with death.” and after-wards “by William the Conqueror with castration and loss of" eyes.” 4 Blk. 210-211*. During the reign of Edward I the following statute was passed: “The King prohibiteth that none do ravish any wife or maiden of full age nor any other woman of full age against her will,” etc. Westm. 1, ch. 13 (3 Edw. I, A. D. 1275). And ten years later the following: “If a man from henceforth do ravish a woman, married, maid, or other, where she did not consent, neither before nor after, he shall have judgment of life and of member; and likewise where a man ravisheth a woman, lady, damsel or other with force, although she consent after, he shall have judgment as before is said,” etc. Westm. 2, ch. 34 (13 Edw. I, A. D. 1285.) English authors who wrote while these statutes were in force treated them as declaratory of the common law as to the definition of rape, and they all use the words ‘against her will’ in giving the definition of the crime.” 3 Coke, Inst. 60; 1 Hale, P. C. 627, 628: 1 Hawkins, P. C. 122; 1 East, P. C. 434. The statute of Geo. IV, ch-. 31, after expressly repealing the statutes of Westminster 1 and 2, supra, declared that “every person convicted of the crime of rape shall suffer death as a felon.” Thus it was assumed that the definition of rape was so well understood and established by the common law of England that a statutory definition was unnecessary. English writers on criminal law, since the repeal of the statutes of Westminster, having likewise followed the common-law definition given by Mr. Blackstone. 1 Russell on Crimes (3 Eng. Ed.), 675, 3 Int. Ed. 223; 2 Arch. Pr. & PI. 304; 3 Chitty’s Cr. Law, *p. 77.

Lord Campbell in Regina v. Fletcher, 8 Cox, Cr. Cases, 131, erroneously assuming that the statute of West. 2 was still in force, (notwithstanding its repeal, by the statute 9 Geo. IV, supra), followed that statute, and used the words "“without her consent,” instead of the words “against her will,” in giving the definition of the crime of rape, and claimed that there was a difference in the meaning of the two expressions, and that the expression “withouSt her consent” was the proper one. He cites to support him the cases of Regina v. Camplin, 1 Cox, Cr. C. 220, and Regina v. Ryan, 2 Cox, Cr. C. 115. In Regina v. Camplin, as reported in 1 Den. C. C. at page 94, Mr. Baron Parke, in note to the editor giving the reasons for the decision, states: “All the ten judges agreed that in this case, where the prosecutrix was made insensible by the act of the prisoner, and that an unlawful act, and when also the prisoner must have known that the act was against her consent at the last moment that she was capable of exercising her will, because he had attempted to procure her consent and failed, the offense of rape was committed.” In Regina v. Ryan, it is said: “The presumption is the young woman would not have consented, and if she was in a state of unconsciousness at the time the connection took place, * * * any one having connection with her would be' guilty of rape.” In these and similar cases where the female, on account of unconsciousness, nonage, or other cause, was incapable of consenting 'to the act of sexual intercourse, the decisions are put upon the ground that the law presumes or assumes that she did not and would not have consented to an unlawful act of sexual intercourse, and such an act must therefore be presumed to be against her will. As was said by Alderson, B., in Camplin’s Case, 1 Cox, Cr. Cases, 220: “It may be considered against the general presumable will of a woman that a man should have unlawful connection with her.” This states the reason upon which the decisions cited by Lord Campbell were based, and it shows clearly that the Lord Chief Justice was inaccurate in making a distinction between the words “against her will” and the words “without her consent” or “where she did not consent,” as used in the statutes of Westminster 1 and 2 supra. Mr. Bishop, in giving what he calls the “corrected definition,” follows Lord Campbell’s idea, and, of course, makes the same mistake. Bish. Cr. Law, § 1115, note. Other American authors on criminal law and some of the State statutes have likewise followed the statute of Westminster 2 in giving the definition, using the words “without her consent” or “without her conscious permission.” 1 Wharton on Cr. L. 556; Clark, Cr. Law, § 79; Penal Code of Texas, art. 528; Walton v. State, 29 Tex. App. 163.

Mr. Bishop, after saying that the words of the statute of Westminster 2 and the modern amended definition of rape are not “against her will,” but “where she did not consent,” concedes that the former is the more common expression in our American statutes, and says: “This expression, ‘against her will’ appears to have been always in all our States and in England employed in the indictment;” and he continues: “Its -sufficiency can not be doubted, even where the other expression indicates the exact law. It is a permissible substitute.” 2 Bish. Cr. Pro. § 951. In his work on statutory crimes he says where the statutes contain the words “against her will,” the indictment should contain the same words, instead of the words “without her consent,” for, says he, “though the former (‘against her will’) are a permissible substitute for the latter (‘without her consent’), it is not so plain that the latter is such for the fonder.” Bish. Stat. Cr. § 480. In his first volume on Criminal Law, § 555, he defines rape as “the having of unlawful carnal knowledge, by a man of woman, forcibly and against her will, or when she does not consent,” using the expressions synonymously.

So much far the definition of rape. The truth is, the statutes of Westminster x and 2, while they were in force in England, were never intended to change the definition of rape as it had always existed by the common law of England, and the words in the statute of Westminster 2 were not intended, as assumed by Lord Campbell, to have any different meaning than the words “against her will” in the statute of Westminster 1.

Mr. Stephen in his “Digest of the Criminal Law of England,” speaking of the statute of Westminster 2, says: “I can not think the Legislature intended to lay down any definition at. all Their language implies that the crime was then well known.” See latter part of note 1, p. 190. But if any definition- was intended by the statutes, when they were repealed, the definition of the crime was left as it had been established by the common law. Judge Gray in Commonwealth v. Burke, 105 Mass. 376, shows that the words “against, her will” and “without her consent,” as used in the statute of Westminster 1 and 2, mean the same thing, and “that the distinction between these phrases, as applied to this crime, which has been suggested in some modern books, is unfounded.”

I concede that it is wholly immaterial, for the purpose of the discussion of the issue between my brothers and myself, whether or not there is any distinction between the words “against her will” and “without her consent,” and also as to which of these was the proper definition in giving the common-law definition of the crime. My only purpose has been to show that our statute, in using the words “against her will,” has followed accurately, even to the very words, the definition of rape as it has come down to us from the common law of England, and that one or the other of the two expressions “against her will” or “without her consent” (using the terms synonymously) are absolutely necessary, according to all authorities, in expressing an essential ingredient of the crime.

There can be no rape unless the act of sexual intercourse is “against the will” or “without the consent” of the female. The words “against her will,” by the common law of England and our statute, are used to express this essential ingredient of the crime. They are therefore descriptive of the offense. Mr. Bishop says: ‘“Statutory words essential in the description of the offense can not be omitted.” x Bishop, New Cr. Proc. § 618. With all due respect to my brothers, I think the court should be slow to sanction the omission from an indictment of words used in the statute, which, as we have seen, for a thousand years or more have been regarded as éssentially descriptive of the offense. For my part, I prefer that such radical innovations in the law should be made by the Legislature. The Legislature has not prescribed any substitute for the words “against her will.” The court should not do so.

Mr. Starkie says: “In indictments for particular felonies technical and appropriate words are frequently essential to the description of the offense.” After giving “malice aforethought” as an example of such words in an indictment for murder, he says: “The usual course in an indictment for rape is to aver that it was committed against the will of the female, and therefore it would not be safe to omit the averment.” i Starkie, Cr. Pleading. 77. Chittv gives the. form of the indictment for rape at the common law as follows: “That A. O. (omitting unnecessary words) in and upon one A. J. (omitting unnecessary words) violently and feloniously did make an assault, and her the said A. J. against the will of her the said A. J. then and there feloniously did ravish and carnally know,” etc. 3 Chitty’s Cr. Raw, *815. Starkie and “Archbold give same form. 2 Starkie Cr. Plead. 431;'2 Arch. Cr. Pl. & Pr. 304. In note C to 2 Starkie’s Cr. Plead. 431, it is said: “The absence of previous consent is a material ingredient in the offense.” Mr. Blackstone says: “Our English law makes it a necessary ingredient in the crime of rape that it must be against the woman’s will.” 4 Blk. *211. Mr. Russell says: “As the absence of previous consent is a material ingredient in the offense of rape, it must be averred in the indictment.” 3 Russell on Crimes (Int. Ed.), 230. No case can be found in England, I think, holding that the words “against her will” are not essential in an indictment for rape. On the contrary, is is said in Regina v. Allen, 2 Moody, p. 235, *179: “The word rapuit is held to be essential. 1 Hale, 628 and 632. So are the words against her will.” It was essential therefore, in order to charge the crime of rape by the common law of England, that the indictment allege that the carnal knowledge was “against the will” of the female.

The majority concede that the act of sexual intercourse must be “against the will” of the female, and that such, being an essential element, must be charged in the indictment. But they hold that the other words used, under the Criminal Code, sufficiently convey the idea expressed by the words “against her will.” The form of indictment for rape in our Criminal Code has the words “forcibly, unlawfully and against her consent.” Cr. Code, p.o 407. The liberality of the Code has been often successfully invoked to “cover a multitude of sins” in pleading, and I heartily approve its use in all cases to prevent technicalities, and to insure the trial of a cause upon its merits. But the omission here goes to the merits of the cause, and it is so egregious that the Code can not cure it. Even under the Code, a man must be charged with a public offense before he can be convicted thereof. Sec-123 of our Criminal Code provides: “The indictment must be direct and certain as regards, first, the party charged; second, the offense charged; third, the venue; fourth, “the particular circumstances of the offense charged where they are necessary to constitute a complete offense.” Sec. 127 provides: “The indictment is sufficient if it can be understood therefrom that * * * third, the act or omission charged as the offense is stated with such a degree of certainty as to enable the court to pronounce judgment on conviction according° to the right of the' case." Sec. 129 provides: “No indictment is insufficient, nor can the trial, judgment, or other proceeding thereon be affected by any defect which does not tend to the substantial rights of the defendant on the merits.” Sec. 137 provides: “The words used in a statute to define an offense need not be strictly pursued in an indictment, but other words conveying the same meaning may be used.”

These are the only provisions of the Code that can aid us, and, when applied to the indictment under consideration, they show it to be wholly insufficient, x. It is not certain as to the offense charged. True, the crime is named “rape," but when the particulars constituting it are set forth, they fall short of describing that offense. “The name of the crime is controlled by the specific acts charged.” Harrington v. State, 77 Ark. 480; State v. Culbreath, 71 Ark. 80; Bishop, Stat. Cr. § 120; Johnson v. State, 36 Ark. 242. 2. The particular circumstances necessary to constitute a complete offense omitted here are that the carnal knowledge was “against the will” of the female. 3. “The court could not pronounce judgment' on conviction according to the rights of the case,” because, in the absence of an allegation that the act of sexual intercourse was “against the will” of the female, the court would have to presume that no such proof was had. There could be no proof without an allegation. The court could not pronounce judgment upon the indictment for anything more than an assault. An assault is charged, but rape is not. 4. The defect mentioned does “tend to the prejudice of the substantial rights of. the defendant on the merits” for the reasons stated.

While the precise words of the statute, under our Code, need not be used, yet words must be used conveying the same meaning. Cr. Code, § 137; State v. Booe, 62 Ark. 512; Wood v. State, 47 Ark. 488. “In an indictment for an offense created by the statute it is generally sufficient to describe the offense in the words of the statute.” “As a general rule, a criminal charge must be laid in the indictment so as to bring the case within the offense defined in the statute, alleging distinctly all the essential requisites that constitute it.” “Where a general term in a statute creating an offense is used in connection with the more definite words, the indictment must charge the offense in the particular words.” These excerpts from our own cases show how utterly worthless this indictment is. See cases collated in 1 Crawford’s Digest, cols. 492-4.

Chief Justice Hide, in an opinion concurred in by Judge BatteE, says: “If, however, it was sufficient in not charging ‘against her will,’ it does charge he was guilty of ‘rape’ (which is defined to be the carnal knowledge of a female forcibly and against her will, Kirby’s Digest, § 2005), in that he unlawfully, wilfully, feloniously and forcibly did ravish and carnally know the designated woman, then the omission of those other words do not tend to the prejudice of any of the substantial rights of the defendant.” etc. The learned Chief Justice evidently overlooked or ignored Sullivant v. State, 8 Ark. 400, where it is said: “Every crime consists of certain facts and circumstances, and it is not sufficient to allege in general terms that the offense by name has been committed; but it is necessary to charge those facts and circumstances with requisite certainty, in order that the accused may be apprised of what it is that he is called upon to answer.” He also must have overlooked the principle announced in the other cases cited from Crawford’s Digest, supra.

The acts which are relied upon as constituting the offense must be stated. An offender can not be charged “with having committed an offense of a certain nature and name, without identifying the particular act or acts relied upon. The statement of a conclusion of law, without stating the facts, is bad.” Clark’s Crim. Pro. § § 61, 62. This rule of criminal pleading is so old and universally established that I refrain from citing further authority.

Taking up the particular words, they neither singly nor combined convey the idea that is intended by the words “against her will,” and therefore they can not be used as a substitute for them. The words “against her will” are used to describe the condition of mind of the female. She must be unwilling to the act of sescual intercourse. This must be shown by the positive conscious resistance of the woman, or by showing a condition of her mind from which it will be conclusively presumed that she did not consent, as where the mind and body were so subjugated that the power of volition and mental capacity to either assent or dissent is gone. Whittaker v. State, 50 Wis. 523. None of the other words used show what the woman did or did not do; they are used to express the 'condition of the mind of the accused, and what he did.

But the words “against her will” are distinctive and peculiar, as applying only to the female and describing what must be the status of her mind. A man may “unlawfully, wilfully, and of his malice aforethought assault a female and unlawfully, wilfully, feloniously, forcibly and of his malice aforethought may ravish and carnally know her,” and still the act of carnal knowledge may not be “against her will.” For instance, if a man has carnal knowledge of a female over twelve but under the age of sixteen, although she consents thereto, in law he has unlawfully, wilfully, feloniously and forcibly assaulted her, but he has not committed the crime of rape. Kirby’s Digest, § 2008.

The statute used the words “forcibly” “and [not or] against her will.” The word “forcibly” is not used as an equivalent or synonym for “against her will.” Only such force as is incident to the physical character of the act of coition will meet the requirements of this term where the woman does not consent. 1 Wharton. Cr. Daw, § § 550, 556, 562. “Wherever there is a carnal connection, and no consent in fact, * * * there is in the. act itself all the force which the law demands as an element in this crime.” Regina v. Camplin, 1 Den. C. C. 92; 2 Bishop. Cr. Law, 4; Coates v. State, 50 Ark. 330; Warner v. State, 54 Ark. 660. “Forcibly does not necessarily mean violently, but with that description of force which must be exercised in order to accomplish the act.” Regina v. Dee, 15 Cox, Cr. Cases, 579.

The word “assault” does not convey the idea that the act of sexual intercourse was against the will of the female. A man may put his arms around a woman, or lay his hands upon her unlawfully and against her will, intending to arouse her passions and to secure her consent to the act of sexual intercourse. She may resist for a time and finally yield assent#to the act of sexual intercourse. In such case there would be no rape, although at any moment prior to the time her consent was given he would be. guilty of an assault upon her. Moreover, “assault,” as used in the indictment, is a generic term to describe what the prisoner did. It precedes in the indictment the assault involved in the act of sexual intercourse, and maj refer to some other assault than that. It could not be held to include the specific words “against her will,” used to describe the woman’s status at the time of the alleged carnal knowledge. Mr. Bishop says: “Though the common form charges in terms an 'assault,’ it has been well judged not to be necessary in the indictment.” 2 Cr. Pro.; Com. v. Fogerty, 8 Gray, 489. Then how can this court conclude that it takes the place of an omitted allegation that is essential?

The word “ravish” does not signify the same- as “against the will,” and does not convey the idea that the carnal knowledge was “against the woman’s will.” It is derived from the Latin verb "rapio” and signifies to “snatch,” to “seize.” Andrews’ Lat.-Eng. Lex. Lord Coke says it “signifieth properly to take away by violence and force.” 1 Coke, Lit. 137. This is the meaning he gives it under the statute of Westm. 2, ch. 35. Neither under that statute nor by the common law of England was the use of that word sufficient to charge the carnal knowledge of a woman against her will. The word “ravishment” was equally as applicable to abduction as to rape, and to males as females. 1 Coke, 137, supra; 3 Bile Com. 141; Stephen’s Dig. Cr. Law, 190, note 1.

According to Lord Campbell, the word “ravish” under the statute of Westm. 2, means: “having carnal knowledge of a woman by force, and the question then is whether she consents.” Regina v. Fletcher, supra. In an old case in Pennsylvania it is held that it is not necessary to charge that the offense was committed “forcibly and against the will of the woman,” where the indictment charges “that the defendant feloniously did ravish and carnally know her.” Harmon v. Com., 12 S. & R. 69. But the learned court cites to support it Piale, Hawkins, Chitty, and East, to the effect that an indictment for rape must contain the technical word “rapuit.” The authors were discussing certain technical terms of art that could not be dispensed with, like “murdravit” in murder, “cepit?1 in larceny, “rapuit” in rape. 2 Hawkins, P. C. p. 249, § 77; p. 342, § 110. See 3 Chitty, Cr. Law, p. 813; 3 Russell on Crs. 230 et seq.; Gouglemann v. People, 3 Parker’s Cr. Rep. 15. But not one of them holds that the word “ravish” in an indictment would alone be sufficient to charge an act of carnal knowledge against the will of the woman. According to the authors cited, the technical descriptive word “rapuit” is essential in an indictment for rape. It can not be omitted, any more than the technical words murder, “murdravit,” or “malice aforethought,” from an indictment for murder, or “cepit” from an indictment for larceny, “burglariter” from an indictment for burglary, etc. But none holds that it can be used as a substitute for other essential words. Some of them seem to think it carries the idea of carnal knowledge with force, but Lords Coke -and Hale say the words “carnaliter cognovit” are also essential with “rapuit” (Hale, P. C. 628-634; 3 Coke, Inst. 60.), showing that they did not consider that “rapuit” necessarily meant carnal knowledge, even, much less carnal knowledge “against her will.” The authors cited in Harmon v. Com. supra, all define rape as the carnal knowledge of female forcibly and “against her will,” showing that they regarded these latter words as expressing an essential ingredient of the crime; in fact, the very essence of it. 3 Chitty, Cr. Law, 810. In my humble judgment, the authorities all cited in Harmon v. Com., supra, on this particular point do not contravene the doctrine I have announced, but support it. See Hale’s P. Cr. pp. 628 to 634, note I; 3 Hawkins, P. C. 310; 2 Hawkins, 342; 3 Chitty’s Cr. L. 812, 814. Mr. Chitty, after saying that the indictment must contain the technical word “ravished,” lays down the form of indictment as I have indicated supra, using the words “against her will.” 3 Chitty, Cr. L. p. 815, as the particular words to express that essential fact.

The case of Harmon v. Com. was decided in 1824. Texas follows it in several cases. Gibson v. State, 17 Texas App. 574; Williams v. State, 1 Tex. App. 90; Davis v. Texas, 42 Tex. 226.

The case of O’Connell v. State, 6 Minn. 279, seems to hold the same view in dicta, but in that case the form of indictment for rape suggested by the statute was: “forcibly ravished C. D., a woman of ten years and upwards,” and the statute further provided that “it shall be sufficient to follow substantially the forms,” etc. prescribed. Of course where the statute in defining forms,” etc. prescribed. Of course, where the statute in defining upon the part of the man and want of consent on the part of the woman, as some of them do, then the indictment may follow the language of the statute. Such is the case of Leoni v. State, 44 Ala. 110, and O’Connell v. State, supra.

But the doctrine of Harmon v. Com., supra, the Texas, and any other cases that follow Harmon v. Com., are unsound, as I have endeavored to show. In both Pennsylvania and Texas, in principle, if not eo nomine, these cases have been overruled. For, in Mears v. Com., 2 Grant’s Cases (Penn.), 385, in passing on an indictment for an assault with intent to rape, the court say: “The present bill charged an assault on the prosecutrix with intent to ravish and carnally know her but without denying her consent, for the term cravish’ does not necessarily import the employment of violence.” The court held the indictment bad as a charge for an assault with intent to rape, but good for assault and battery. In Langan v. State, 27 Texas App. 498, the indictment charged that the defendant “in and upon Jennie Barnett, a woman, did make an assault with the intent, her, the said Jennie Barnett, by force to carnally know.” The Supreme Court of Texas, speaking through Judge Hurt, said: “This indictment would be good for assault with intent to rape if it had alleged that appellant intended to have carnal knowledge without or against the consent of the prosecutrix. This omission renders the indictment insufficient for that offense.”

If an indictment fo,r an assault with intent to rape is not good because the words “against her will” are omitted therefrom, it is difficult to see how an indictment for rape itself could be good with these words omitted. See State v. Peak, 130 N. C. 711. The words “by force” and “ravish” in above indictments, it was held, could not be used as substitutes for the words “against her will.”

In Jackson v. State, 114 Ga. 861, it is said: “A charge in an indictment that the accused did feloniously assault and attempt to ravish and carnally know the female alleged to have been assaulted necessarily implies that the act was done forcibly and against her will.” But the case harks back to the old case of Harmon v. Com., 12 S. & R., and the Texas cases following it, and the case from Minn., supra. I have just shown that Pennsylvania and Texas have repudiated the doctrine, holding in recent cases just the reverse in indictments for assault with intent to rape, and that the Minnesota case is based on a peculiar statute.

In Com. v. Fogerty and others, 8 Gray (Mass.), 487, it is said: “The word ‘rapuif of itself imports the use of force, and, when coupled with the allegation that the act was done against the consent of the woman, technically charges the crime of\ rape.” The word “rapuit” alone was not sufficient to carry that idea. Although, by all the authorities, the word “ravish” carries with it the idea of force, the terms feloniously “ravished” will not supply the essential allegation that there was an act of sexual intercourse, “forcibly and against the will of the female.” As was said by Chief Justice Clark in a recent case: “The words ‘unlawfully, wilfully and feloniously did ravish and carnally know’ do not charge it was against her will except by implication * * * and they do not even sufficiently charge that the act was forcibly perpetrated in the absence of the words ‘against her will.’ ” State v. March, 132 N. C. 1000. See also State v. Powell, 106 N. C. 635; State v. Johnson, 67 N. C. 55; State v. Jim, 12 N. C. 142.

The doctrine early announced in this State in Sullivant v. State, 8 Ark. 400, is supported by all the text writers on criminal law and procedure, and all the well-considered adjudications in England and America, and it should not be overruled. The State, by omitting the words “against her will’ has failed to exclude the possibility that the act of sexual intercourse was with the consent of the prosecutrix. The indictment therefore failed to charge the plaintiff in error with the crime of rape. No man under our decisions can be convicted of a crime with which he has not been charged. Barton v. State, 29 Ark. 68; Warner v. State, 54 Ark. 664; Childs v. State, 15 Ark. 204; Sweeden v. State, 19 Ark. 205; Fletcher v. State, 12 Ark. 170; Davis v. State, 45 Ark. 470.

As an essential of the crime has been left out of the charge, the error may be raised here for the first time. State v. March, 132 N. C. supra.

Under both our State and .Federal constitutions the “accused shall enjoy the right to be informed of the nature and cause of the accusation against him.” Const. U. S. art. 6; Const. Ark. art. 2, sec. 10. “Nq person shall be deprived of life without due process of law.” Const. Ark., art. 2, sec. 8.

If I am correct, and there is no indictment, then it would seem that the complainant is about to be deprived of life under forms of law, but without due process.

Riddick, J., concurs.

( Athelstan was king of England in A. D. 92s and William the Conqueror about one hundred years later. See the New International Ency. “Athelstan,” “William I.”)