United States Court of Appeals,
Fifth Circuit.
No. 93-4967.
Bobby HARRIS, et al., Plaintiffs-Appellees,
v.
ANGELINA COUNTY, TEXAS and Angelina County Sheriff Mike Lawrence,
Defendants-Third Party Plaintiffs-Appellants, Cross-Appellees,
The TEXAS DEPARTMENT OF CRIMINAL JUSTICE, et al., Third Party
Defendants-Appellees, Cross-Appellants.
Sept. 13, 1994.
Appeals from the United States District Court for the Eastern
District of Texas.
Before REAVLEY, GARWOOD and EMILIO M. GARZA, Circuit Judges.
REAVLEY, Circuit Judge:
In this prisoner class action suit, the district court found
unconstitutional conditions at the Angelina County jail, and
granted injunctive relief in the form of a population cap on the
number of inmates. We find no error in the district court's
findings of fact and conclusions of law in support of the
injunctive relief granted. We also conclude that the district
court did not err in dismissing a third-party claim against state
prison officials.
BACKGROUND
Plaintiffs Bobby Harris and Terry Weekly, former prisoners at
the Angelina County Jail, brought this 42 U.S.C. § 1983 suit
seeking relief from allegedly unconstitutional conditions at the
jail. The suit was brought against Angelina County and the county
sheriff in his official capacity. These defendants (collectively
1
the County) brought a third-party action against the Texas
Department of Criminal Justice (TDCJ), individual members of the
Department, and individual members of the Board overseeing the
Department (collectively the State defendants). All of the
individual third-party defendants were sued in their official
capacities. After a bench trial the district court dismissed the
State defendants and issued an injunction capping the jail
population at 111.
DISCUSSION
A. The Injunction
We review the district court's findings of fact for clear
error and its legal conclusions de novo.1 Fiberlok, Inc. v. LMS
Enterprises, Inc., 976 F.2d 958, 962 (5th Cir.1992). Deciding
whether jail conditions are unconstitutional involves mixed
questions of law and fact. The district court employed a correct
legal analysis of the issues before it.
The jail houses pretrial detainees and convicted felons.
Pretrial detainees are protected by the due process clause of the
Fourteenth Amendment. See Valencia v. Wiggins, 981 F.2d 1440, 1445
(5th Cir.), cert. denied, --- U.S. ----, 113 S.Ct. 2998, 125
L.Ed.2d 691 (1993). Conditions of detention constitute
1
The injunction was interlocutory in the sense that it was
entered not as part of a final judgment and "pending further
order of the Court." However, it represented the court's final
disposition of the claims concerning jail conditions as they
existed up to the time of trial, and was not a preliminary
injunction under FED.R.CIV.P. 65(a) contemplating a later
disposition after trial. Accordingly, the district court and
appellate standards appropriate to the granting or denying of a
preliminary injunction are inapplicable here.
2
deprivations of liberty without due process if they amount to
punishment of the detainee. Id. Of course, confinement of a
pretrial detainee necessarily involves some loss of liberty.
Deciding whether a condition of confinement amounts to "punishment"
under a due process analysis turns on whether "the disability is
imposed for the purpose of punishment or whether it is but an
incident of some other legitimate governmental purpose." Bell v.
Wolfish, 441 U.S. 520, 538, 99 S.Ct. 1861, 1873, 60 L.Ed.2d 447
(1979). Without delving further into the subtleties of this
doctrine, we think it sufficient to note that jail conditions which
amount to "cruel and unusual punishment" under the Eighth Amendment
surely amount to "punishment" under the Fourteenth Amendment.
Evidence presented to the district court indicated that pretrial
detainees were treated the same as convicted felons. For example,
all inmates are segregated on the basis of prior criminal history;
pretrial detainees with criminal records are placed in the general
population with other previously convicted felons.
As to convicted felons, a violation of the Eighth Amendment's
prohibition against cruel and unusual punishment occurs if two
requirements—one objective and one subjective—are met. Farmer v.
Brennan, --- U.S. ----, ----, 114 S.Ct. 1970, 1977, 128 L.Ed.2d 811
(1994). Under the objective requirement, the deprivation must be
so serious as to "deprive prisoners of the minimal civilized
measure of life's necessities," as when it denies the prisoner some
basic human need. Wilson v. Seiter, 501 U.S. 294, 304, 111 S.Ct.
2321, 2327, 115 L.Ed.2d 271 (1991). Under the subjective
3
requirement, the court looks to the state of mind of the defendant;
deliberate indifference on the part of prison officials will
suffice to meet this requirement. Id.
The district court found that constitutional violations had
occurred due to overcrowding, and that housing more that 111
inmates in the current facility violates the Eighth Amendment
rights of the convicted inmates and the Fourteenth Amendment rights
of the pretrial detainees. It considered the objective and
subjective elements of Eighth Amendment analysis. The County and
the State defendants argue that the court erred in finding
unconstitutional conditions. We cannot say that the district
court, having employed the correct rules of law to this case,
clearly erred in finding unconstitutional conditions as a result of
overcrowding. Viewing the record as a whole, we are not "left with
a definite and firm conviction that a mistake has been committed."
Graham v. Milky Way Barge, Inc., 824 F.2d 376, 388 (5th Cir.1987).
As to the objective element of Eighth Amendment analysis,
evidence supports the district court's conclusion that, given the
jail's current management, staffing, and physical plant, a
population exceeding 111 leads to a denial of the inmates' basic
human needs. The design capacity of the current jail is 111,
meaning that the current facility has 111 bunks. The district
court correctly noted that design capacity is not always equivalent
to constitutional capacity, but that design capacity is relevant to
the constitutional inquiry. Compare Alberti v. Sheriff of Harris
County, 937 F.2d 984, 1000-01 (5th Cir.1991) (holding district
4
court's finding of unconstitutional jail overcrowding not clearly
erroneous, where district court considered design capacity in
conjunction with the "totality of the conditions."), cert. denied,
--- U.S. ----, 112 S.Ct. 1994, 118 L.Ed.2d 590 (1992). Prior to
the district court's ruling, The Texas Commission on Jail
Standards, which periodically reviews conditions at the jails
around the state, issued a remedial order limiting the jail
population to 111. Again, we agree with the district court that
this order, while not dispositive, is instructive.
Additional evidence supports the district court's finding that
overcrowding had resulted in a denial of basic human needs of the
jail population. The court noted that in the recent months prior
to its ruling the jail had an average daily count of 135 inmates.
The population has gone as high at 159 inmates. Plaintiffs'
expert, who was well qualified, testified that with proper staffing
the facility could properly accommodate 111 inmates, and that to
ensure proper classification, the population should probably not
exceed 105 inmates. Evidence was presented that staffing,
supervision, management and classification of prisoners are all
important to maintaining basic human needs in the jail, and that
all are affected adversely by overcrowding. The design of the
facility is such that when the jail population exceeds 111 some
prisoners must sleep on the floors in "day rooms" which are not
designed as sleeping quarters. Compare Alberti, 937 F.2d at 1000-
01 (concluding that district court did not clearly err in finding
unconstitutional jail conditions where court considered, inter
5
alia, design capacity, the physical design of the cellblocks, and
"the fact that thousands of inmates were sleeping on the floors").
Even the State defendants' expert conceded: "[I]f you go
significantly above that [111] number without any improvement in
the operation of the jail, you are going to hit that constitutional
wall fairly quickly, in my opinion."2
Jail officials and former and present prisoners testified to
numerous specific incidents that the district court could have
found were the result of, or at least were exacerbated by, the
overcrowding at the jail. These incidents included abuse and
intimidation by stronger or more hardened inmates of weaker
inmates, inadequate care for inmates with special needs, improper
sexual relations between inmates or between inmates and guards, the
operation of a homemade still, illegal drug use, and fighting among
inmates. Evidence indicated that the reported incidents
represented only the "tip of the iceberg" of the total incidents.
The evidence also showed that, unlike state penitentiary
facilities, the jail houses a highly heterogenous mix of inmates:
men and women, inmates still under the influence of drugs or
2
The same expert earlier responded to an inquiry from the
court as follows:
THE COURT: Let's assume that Angelina County is not
willing to add five security additional employees, intake
person, a classification person, doctor full or part-time or
contract or however, Angelina County is not willing to put
twelve new bunks in each dorm and double cell for the four
and the six, and is—prefers to leave staffing levels and the
facilities as they are. Now, assuming that is true, I
gather then you are hard-pressed to disagree with the 111?
THE WITNESS: You gather correctly.
6
alcohol after arrest, inmates with prior convictions for serious
felonies and those with no criminal records and under arrest for
minor offenses, etc. In such a jail the proper segregation and
classification of inmates is of paramount importance. Evidence was
presented that the physical layout and size of the facility was
such that overcrowding in excess of design capacity would adversely
affect the ability of jail officials to safely and properly
segregate inmates. Evidence that overcrowding had an impact on
security, recreation and the delivery of medical care was presented
as well.
We also conclude that the district court did not clearly err
in finding that the subjective element of Eighth Amendment analysis
was established against the County. Reports from the Texas
Commission on Jail Standards to the County, various incident
reports, evidence brought to the attention of the County through
this ongoing litigation itself, and testimony from the County's
sheriff and jail administrators all support the conclusion that the
County was well aware of the overcrowding at the jail and the
resulting conditions. We also agree with the district court's
analysis of this issue. It found that:
the County Defendants make deliberate decisions whether or not
to pick up prisoners, to release them or to detain them.
County Defendants also make decisions concerning staffing
levels, classification of inmates and configuration of the
facility. The exercise of this decision making authority,
which has resulted in inmates being housed in
unconstitutionally overcrowded jail facilities, meets the
criteria of deliberate indifference required by the Eighth
Amendment.
The County argues that the subjective element was not met
7
because, in response to the overcrowding, "the county officials did
everything in their power—from building a dormitory to transferring
inmates to providing alternatives to incarceration—in order to
relieve overcrowding." It argues that the overcrowding is beyond
its control because the state has refused to take paper-ready
felons who belong in state prison facilities,3 and that the County
has "continuously spent over budget for the expenses of the jail
and anticipated going over budget in 1992, even with declining
revenue from sales taxes, fines and fees due to a slow economy."
Despite this evidence, we cannot say that the district court
clearly erred in finding that the subjective element was met.
Evidence was presented that the County could, and in fact had,
simply delayed acting on arrest warrants in response to
overcrowding concerns, and had addressed overcrowding through other
means as well, including the use of probation, other facilities and
electronic monitoring. While such approaches may not be ideal from
a public policy standpoint, they demonstrate that alternatives were
available to address the unconstitutional conditions at the jail.
As to a purported lack of funding, the Supreme Court has left
open the question of whether a cost defense is available under
Eighth Amendment analysis. Wilson v. Seiter, 501 U.S. 294, 301-03,
3
"Paper-ready" or "state-ready" felons consist of convicted
felons sentenced to the state prison system and awaiting transfer
from county facilities. Due to its own overcrowding problems,
the state has engaged in a policy of deliberately leaving
paper-ready felons in county facilities, and accepting transfers
of such felons from county jails under an allocation formula.
See TEX.GOV.CODE § 499.071 (West Supp.1994); Alberti, 937 F.2d at
987-89.
8
111 S.Ct. 2321, 2326, 115 L.Ed.2d 271 (1991). Prior to Seiter,
this court rejected the defense. See Alberti, 937 F.2d at 999 and
cases cited therein. Even if a cost defense were recognized, we
would find it inapplicable here, since the evidence did not
establish that additional funding was unavailable from the
taxpayers to address the overcrowding. On the contrary, the
sheriff testified:
The budget hasn't been a problem: I overspend my budget every
year, but the paper hasn't raised cane about it, the
Commissioners haven't raised cane about it, the citizens
haven't. They know the problem is something that we can't
handle as far as—or can't control as far as the amount of
people coming in. So.... they've always paid whatever we've
run over, and—and we've pretty well accepted that, that we
will.
While a population cap may be an appropriate remedy to
relieve overcrowding,4 the district court correctly recognized that
a constitutional review of jail conditions should not consider
inmate population in a vacuum. It stated in its order that it
"will entertain any motion by the County Defendants to raise the
population cap upon notification that the County has made changes
in the configuration of the physical plant, increased staffing and
upgraded its classification system such that an inmate population
in excess of 111 can be housed in the jail without violating the
Constitutional rights of the Plaintiff Class." We agree with this
approach and urge the district court to freely and fully revisit
4
Alberti v. Sheriff of Harris County, 978 F.2d 893, 896 (5th
Cir.1992) ("A numerical cap on the number of prisoners is not an
overly intrusive remedy. It gives the county maximum flexibility
in determining on its own how to meet the population goals."),
cert. denied, --- U.S. ----, 113 S.Ct. 2996, 125 L.Ed.2d 690
(1993).
9
the need for the injunction should the County bring any relevant
change in circumstances to its attention.5
B. The Third-Party Claims Against the State Defendants
The County complains that the district court erred in
dismissing its third-party action against the State defendants. In
its third-party complaint the County sought monetary and injunctive
relief against the State defendants in the event the County was
found liable to plaintiffs, as well as attorney's fees.
Overcrowding at the jail results from the presence of both
traditional county inmates and paper-ready felons awaiting transfer
to state facilities.
The district court dismissed the State defendants with the
following reasoning:
The County Defendants, as Third-Party Plaintiffs did not
establish that the State Defendants had a legal duty to pick
up paper-ready felons within a certain length of time.
Further, the State Defendants have reimbursed Angelina County
for the expenses of housing paper ready felons in accordance
with the statutory formula set out in [TEX.GOV'T CODE ANN. §§
499.123-499.124 (Vernon Supp.1994) ].
While we cannot agree with this analysis, we nevertheless hold that
the State defendants were properly dismissed.
The County alleged in its third-party complaint that the
state's refusal to accept paper-ready felons was the cause of
plaintiffs' damages, and sought to have the state enjoined to
timely accept those felons. Whether the state is making payments
5
We note that there in no apparent procedural barrier to
reopening the case, since so far as we can tell from the record,
the County is correct in contending that no final judgment has
been entered in this case. Our appellate jurisdiction rests on
28 U.S.C. § 1292(a)(1).
10
to the County for housing state felons, under the state statutory
scheme, cannot by itself resolve the question of the state's
constitutional obligations under the Eighth Amendment. To hold
otherwise would mean that a state could abdicate its constitutional
responsibility to its own felons by paying a third party to house
them.
We addressed the issue of state liability for unconstitutional
conditions at a county jail in Alberti. We recognized that
liability under § 1983 depends on which state actor is responsible
for the civil rights violation, and that this question "turns
exclusively on state law." Alberti, 937 F.2d at 994 (emphasis in
original). We agreed with the district court that, under Texas
law, both the state and county are responsible for the conditions
at county jails, and both are therefore liable for constitutional
violations at such jails. Id. at 996-97. In particular, we noted
that by statute the state places primary responsibility for the
confinement of felons on a state agency, the TDCJ. Id. In our
case, the State defendants can point to no significant changes in
state law that would alter the careful analysis and conclusion of
the district court and this court in Alberti.6 The state's current
6
Under the current statutory scheme, the TDCJ remains the
state agency "with primary responsibility for [ ] the
confinement, supervision, and rehabilitation of felons...."
TEX.GOV'T CODE § 493.001 (Vernon Supp.1994). The Board of the
TDCJ is required to adopt and enforce an allocation formula for
accepting inmates from county facilities. Id. § 499.071. The
director of the TDCJ's institutional division must "adopt rules
to provide for the safe transfer of inmates from the counties in
which inmates are sentenced to the institutional division." Id.
§ 500.006(a). Further, a provision effective after the Alberti
decision now provides:
11
statutory obligation to make payments to counties holding
paper-ready felons does not divest the state of its constitutional
responsibility for assuring that state felons—felons convicted in
state courts of state crimes and sentenced to the state prison
system—are not subjected to cruel and unusual punishment.
However, our case differs from Alberti, since the plaintiffs
in that case brought direct claims against the state defendants to
avoid the very problem we face here. Alberti, 937 F.2d at 988,
990. We note that if some of the claims the County asserted
against the State defendants (including claims for contribution and
other relief under state law) had been brought by a private
citizen, they would have been properly dismissed under the Eleventh
Amendment.7 That Amendment however would not appear to bar all
If a state or federal court determines that conditions
in a county jail are unconstitutional, and if on or
after October 1, 1991, the percentage of inmates in the
jail awaiting transfer to the institutional division is
20 percent or more of the total number of inmates in
the jail, the commission shall transfer inmates from
the jail to an appropriate jail, detention center, work
camp, or correctional facility, but only to the extent
necessary to bring the county into compliance with
court orders or to reduce the percentage of inmates in
the jail awaiting transfer to the institutional
division to less that 20 percent of the total number of
inmates in the jail.
Id. § 499.125.
7
Decades of Supreme Court jurisprudence have defined the
contours of Eleventh Amendment immunity, and we do not attempt a
comprehensive analysis here. Under the current state of the law,
the TDCJ is deemed an instrumentality of the state operating as
its alter ego in carrying out a public function of the state, and
is immune from suit under the Eleventh Amendment. Ruiz v.
Estelle, 679 F.2d 1115, 1136-37 & n. 75 (5th Cir.1982)
(dismissing claims against board of Texas Department of
Corrections (TDC), predecessor of TDCJ, since board was "merely
12
such claims. Under the authority of Ex Parte Young, 209 U.S. 123,
28 S.Ct. 441, 52 L.Ed. 714 (1908) and later authority, a § 1983
action seeking prospective injunctive relief based on federal
constitutional violations may be brought against state officials in
their official capacities. Will v. Michigan Dep't of State Police,
491 U.S. 58, 71 n. 10, 109 S.Ct. 2304, 2312 n. 10, 105 L.Ed.2d 45
(1989); Kentucky v. Graham, 473 U.S. 159, 167 n. 14, 105 S.Ct.
3099, 3106 n. 14, 87 L.Ed.2d 114 (1985) ("official-capacity actions
for prospective relief are not treated as actions against the
State.").8
Our analysis leads us to two questions. The first is whether
contribution is generally available to a defendant sued for
violation of a plaintiff's civil rights under § 1983. The second
an agency of the state"), cert. denied, 460 U.S. 1042, 103 S.Ct.
1438, 75 L.Ed.2d 795 (1983); Loya v. Texas Dep't of Corrections,
878 F.2d 860, 861 (5th Cir.1989) (holding TDC immune from suit
under Eleventh Amendment). In contrast, counties generally are
not immune from suit under the Eleventh Amendment. Mount Healthy
City Sch. Dist. Bd. of Educ. v. Doyle, 429 U.S. 274, 278-80, 97
S.Ct. 568, 572, 50 L.Ed.2d 471 (1977). State law claims against
the State defendants, such as the claim for contribution under
state law asserted in the third-party complaint, are also barred
by the Eleventh Amendment. Pennhurst State Sch. & Hosp. v.
Halderman, 465 U.S. 89, 102-03, 124-26, 104 S.Ct. 900, 909, 921,
79 L.Ed.2d 67 (1984).
8
In appropriate circumstances, attorney's fees ancillary to
the award of prospective injunctive relief may also be awarded,
even where the fees are ultimately to be paid from state coffers.
Hutto v. Finney, 437 U.S. 678, 687-98, 98 S.Ct. 2565, 2572-78, 57
L.Ed.2d 522 (1978); Maher v. Gagne, 448 U.S. 122, 129-34, 100
S.Ct. 2570, 2575-77, 65 L.Ed.2d 653 (1980); Wyatt v. Cole, 928
F.2d 718, 722 (5th Cir.1991) ("Congress intended to authorize
awards of attorneys fees under § 1988 to prevailing parties in
official-capacity actions even when the state is immune from
damages under § 1983."), rev'd on other grounds, --- U.S. ----,
112 S.Ct. 1827, 118 L.Ed.2d 504 (1992).
13
is whether, assuming there is such a general right to contribution,
a federal court has authority to grant relief in favor of a
political subdivision of a state and against the state itself. We
need not answer the first question here, although we note that
other courts have struggled with it and have reached different
conclusions.9
9
Miller v. Apartments and Homes of New Jersey, Inc., 646
F.2d 101 (3d Cir.1981), addressed contribution under § 1982, and
held that damages recoverable by a plaintiff had to be reduced by
the amount of settlements received from other defendants. Id. at
110. It states that there is "a fair uniformity in favor of
allowing contribution among the few courts which have considered
the general question of contribution under the civil rights
acts." Id. at 106. Miller recognized that questions regarding
the effect of settlements and questions of contribution are
closely related. Id. at 105 n. 5 ("However, the two problems
[settlement and contribution] are so intertwined that they cannot
sensibly be treated in isolation."). In Dobson v. Camden, 705
F.2d 759 (5th Cir.1983), on rehearing en banc, 725 F.2d 1003 (5th
Cir.1984), this court addressed what effect to give a settlement
in a § 1983 action. We initially held that a nonsettling
defendant is entitled to a credit for a settlement by a joint
tortfeasor in proportion to the amount of damages caused by the
joint tortfeasor. 705 F.2d at 760. We treated the issue as a
contribution issue of sorts. Id. at 762 ("It is impractical to
consider the effect of a settlement without also considering the
problem of contribution and, indeed, the very nature of joint
liability."). However, when the case went en banc, we affirmed
the district court on grounds that injuries caused by the
settling defendant and the other defendants were separate, and
there could be no joint liability requiring application of a rule
of contribution or credit. 725 F.2d at 1005-6. Our case is
somewhat different from Dobson and Miller, which addressed the
effect of a settlement rather that a direct right of action by
one defendant against another tortfeasor. These cases do
suggest, however, that there are at least some notions of
contribution applied to § 1983.
Miller is of questionable precedential value because in
1981 the Supreme Court decided two important contribution
cases. In Northwest Airlines, Inc. v. Transport Workers
Union, 451 U.S. 77, 101 S.Ct. 1571, 67 L.Ed.2d 750 (1981),
the Court held that there was no right to contribution under
Title VII and the Equal Pay Act. In Texas Industries, Inc.
v. Radcliff Materials, Inc., 451 U.S. 630, 101 S.Ct. 2061,
14
Assuming there is a right to contribution generally under §
1983, no party argues that relief from unconstitutional jail
conditions is impossible without enjoining the state. The district
court plainly did not believe so either, since it found
unconstitutional conditions and entered an injunction to relieve
those conditions, but nevertheless dismissed the State defendants.
The issue therefore boils down to whether a federal district court
in such circumstances, exercising its power to remedy civil rights
violations under a federal statute passed pursuant to the
Fourteenth Amendment, can grant a county contribution against its
state.
We have previously held that state subdivisions, such as
counties and municipalities, cannot assert constitutional claims in
federal court against their creator, the state itself, or other
state political subdivisions. E.g. Town of Ball v. Rapides Parish
Police Jury, 746 F.2d 1049, 1051 n. 1 (5th Cir.1984); Appling
County v. Municipal Elec. Authority of Georgia, 621 F.2d 1301,
1307-08 (5th Cir.1980), cert. denied, 449 U.S. 1015, 101 S.Ct. 574,
66 L.Ed.2d 474 (1980); City of Safety Harbor v. Birchfield, 529
68 L.Ed.2d 500 (1981), the Court held that there is no
contribution under the federal antitrust laws. Subsequent
district court cases have looked to these Supreme Court
cases in deciding whether there can be contribution under §
1983 or other civil rights statutes. Most find no right of
contribution. See, e.g., Gray v. City of Kansas City, 603
F.Supp. 872, 875 (D.Kan.1985); Wright v. Reynolds, 703
F.Supp. 583, 592 (N.D.Tex.1988); Banks v. City of
Emeryville, 109 F.R.D. 535, 539 (N.D.Cal.1985). But see
Hoffman v. McNamara, 688 F.Supp. 830, 834 (D.Conn.1988)
(allowing setoff for settlement in § 1983 action); Fishman
v. De Meo, 604 F.Supp. 873, 877 (E.D.Pa.1985) (holding that
contribution is available in § 1983 cases).
15
F.2d 1251, 1253-56 (5th Cir.1976). One rationale for these cases
is that political subdivisions lack Fourteenth Amendment or other
constitutional rights against the creating state.10 These cases
arguably are distinguishable because here the County is not
necessarily claiming a constitutional right against the state;
instead, it is seeking contribution from the state for the
violation of plaintiffs' constitutional rights.
Nevertheless, we conclude that the County should not be able
to seek relief against the State defendants. A fundamental limit
on federal jurisdiction is implicated here. As a general rule
states cannot be made parties to a federal court suit. "[T]he
principle of sovereign immunity is a constitutional limitation on
the federal judicial power established in Art. III: "That a State
may not be sued without its consent is a fundamental rule of
jurisprudence ... of which the [Eleventh] amendment is but an
exemplification.' " Pennhurst State Sch. & Hosp. v. Halderman, 465
U.S. 89, 98-99, 104 S.Ct. 900, 907, 79 L.Ed.2d 67 (1984) (quoting
Ex Parte State of New York, 256 U.S. 490, 497, 41 S.Ct. 588, 589,
10
See City of Trenton v. New Jersey, 262 U.S. 182, 188, 43
S.Ct. 534, 537, 67 L.Ed. 937 (1923) ("In none of [our prior]
cases was any power, right, or property of a city or other
political subdivision held to be protected by the Contract Clause
or the Fourteenth Amendment. This court has never held that
these subdivisions may invoke such restraints upon the power of
the state."); Birchfield, 529 F.2d at 1254 ("Ever since the
Supreme Court's landmark decision in Dartmouth College v.
Woodward, 17 U.S. (4 Wheat.) 518, 4 L.Ed. 629 (1819), it has been
apparent that public entities which are political subdivisions of
states do not possess constitutional rights ... in the same sense
as private corporations or individuals. Such entities are
creatures of the state, and possess no rights, privileges or
immunities independent of those expressly conferred upon them by
the state.") (citation omitted).
16
65 L.Ed. 1057 (1921)). Young represents a necessary exception to
this general rule which "has not been provided an expansive
interpretation," id. 465 U.S. at 102, 104 S.Ct. at 909, and we are
not inclined to extend it to cover the County's claim for
contribution here. The Supreme Court has concluded "that in
enacting § 1983, Congress did not intend to override
well-established immunities or defenses under the common law."
Will v. Michigan Dep't of State Police, 491 U.S. 58, 67, 109 S.Ct.
2304, 2310, 105 L.Ed.2d 45 (1989).
In construing the Eleventh Amendment, the Court has recognized
that Congress has the power under the Fourteenth Amendment to
abrogate Eleventh Amendment immunity for the states, but that
congressional intent to negate such immunity must be unequivocally
expressed. Id. at 64-66, 109 S.Ct. at 2309; Pennhurst, 465 U.S.
at 98-100, 104 S.Ct. at 907. We are unable to find an unequivocal
expression of congressional intent to subject states to claims for
contribution from their own political subdivisions. In Pennhurst,
the court recognized that in applying the Young doctrine, "the need
to promote the supremacy of federal law must be accommodated to the
constitutional immunity of the States." Id. 465 U.S. at 105, 104
S.Ct. at 910. In striking this balance, the Court found it
"difficult to think of a greater intrusion on state sovereignty
than when a federal court instructs state officials on how to
conform their conduct to state law." Id. at 106, 104 S.Ct. at 911.
Employing like reasoning, we can think of few greater intrusions on
state sovereignty than requiring a state to respond, in federal
17
court, to a claim for contribution brought by one of its own
counties. Cf. Kelley v. Metropolitan County Bd. of Educ. of
Nashville and Davidson County, 836 F.2d 986, 988 (6th Cir.1987)
("if a state cannot be sued by its own citizens, a fortiori it
cannot be sued by its own political subdivisions, which are
creatures of the state and exist only at the state's sufferance."),
cert. denied, 487 U.S. 1206, 108 S.Ct. 2848, 101 L.Ed.2d 885
(1988).
CONCLUSION
The district court's order is AFFIRMED.
18