State v. Surles

EbviN, J.,

dissenting: It may be argued with much reason that the Legislature ought to have made an attempt to commit burglary an aggra*278vated felony punishable by as much as ten years’ imprisonment in the State’s Prison. But since an investigation of this question has left me with an abiding conviction that it has not done so, I am compelled to note my dissent to both the conclusion and the reasoning of the majority of my brethren.

An attempt to commit burglary is undoubtedly an indictable offense at common law. S. v. Colvin, 90 N.C. 717. But there is no statute specifying in terms whether it is a felony or a misdemeanor or how it is to be punished. In consequence, the determination of the validity of the judgment of the trial court in this cause necessitates a journey into the history of the law of crimes and punishments. Thus, we are confronted once more by the ever recurring truth that an understanding of the things of the past is a prerequisite to a comprehension of those of the present.

The classification of public offenses into .felonies and misdemeanors is of ancient origin. Some early writers put treason into a grade by itself on the grqund hinted by Lord Chief Justice Ua,le: “All treason is felony, tho it be more.” 1 Hale P. C., page 497.

At common law felonies were crimes which occasioned a forfeiture of the lands or goods of the offender. 14 Am. Jur., Criminal Law, section 13. Besides, capital or other punishment was added to the forfeiture according to the nature of the particular felony. 22 C.J.S., Criminal Law, section 6. All lesser crimes were misdemeanors. 22 C.J.S., Criminal Law, section 7.

Forfeiture for felony, which was the established rule at common law, has had no force in North Carolina since 1778. G-.S. 4-1; White v. Fort, 10 N.C. 251, 264. From that time down to' 1891, the dividing line between felonies and misdemeanors was an arbitrary one, having no reference to punishment. S. v. Holder, 153 N.C. 606, 69 S.E. 66. Whether a common law crime was a felony or a misdemeanor was determined by reference to its classification at common law, and whether a statutory offense was a felony or a misdemeanor was dependent upon the designation given it by the Legislature. S. v. Hill, 91 N.C. 561; S. v. Mallett, 125 N.C. 718, 34 S.E. 651. In line with the familiar principle that a penal statute must be construed strictly in favor of the accused, it was held with consistency during this period that statutory crimes were not felonies unless they were so declared by the Legislature. S. v. Hill, supra. After the adoption of the Constitution of 1868, the abolition of whipping and other corporal punishments, and the establishment of the state prison, crimes so denominated by the common law or by the Legislature constituted misdemeanors notwithstanding they may have been made punishable by legislative fiat with imprisonment in the state priso.n. S. v. Dewer, 65 N.C. 572; S. v. Hill, supra. Thus, certain grave crimes, such *279as forgery and perjury, were misdemeanors. S. v. Hyman, 164 N.C. 411, 79 S.E. 284; S. v. Mallett, supra.

In 1891, however, the General Assembly enacted a statute accepting the principle that the grade of an offense is to be determined solely by the penalty which is prescribed for it. Laws of 1891, C. 205, sec. 1; S. v. Mallett, supra. This statute is now codified as G.S. 14-1 and is in these words: “A felony is a crime which is or may be punishable by either death or imprisonment in the State’s prison. Any other crime is a misdemeanor.” By virtue of this law, public offenses are now classified in North Carolina as follows: (1) All crimes punishable by death or imprisonment in the State prison are felonies; and (2) all crimes not so punishable are misdemeanors. S. v. Harwood, 206 N.C. 87, 173 S.E. 24; S. v. Myrick, 202 N.C. 688, 163 S.E. 803; Jones v. Brinkley, 174 N.C. 23, 93 S.E. 372; S. v. Newell, 172 N.C. 933, 90 S.E. 594; S. v. Hyman, supra; S. v. Mallett, supra; S. v. Pierce, 123 N.C. 745, 31 S.E. 847; S. v. Addington, 121 N.C. 538, 27 S.E. 988; S. v. Bloodworth, 94 N.C. 918.

G.S. 14-1, in and of itself, makes felonies of all offenses specifically, punishable by imprisonment in the State prison notwithstanding they may be called misdemeanors by the statutes defining them. S. v. Hyman, supra.

It is apparent, however, that G.S. 14-1, standing alone, offers no solution for our present problem for the reason that there is no statute stating in terms how persons convicted of attempts to commit burglary are to be punished. For this reason, recourse must be had to G.S. 14-2 and G.S. 14-3, which provide for the punishment of crimes for which no specific sanctions aré prescribed by other statutes.

A completed burglary is a felony by virtue of both the common law and the statute dividing it into two degrees. G.S. 14-51. At common law, however, an attempt to commit a felony is only a misdemeanor. S. v. Stephens, 170 N.C. 745, 87 S.E. 181; S. v. Boyden, 35 N.C. 505. In conformity to this rule, an attempt to commit burglary was expressly adjudged to be a misdemeanor in S. v. Jordan, 75 N.C. 27, which was handed down in 1876. This holding has not been overruled or questioned by any subsequent decision. Furthermore, no statute has been enacted since its rendition declaring an attempt to commit burglary to be a felony. For these reasons, G.S. 14-2 has no bearing on this case. It applies only where an act is made a felony without the nature of the punishment being specified. S. v. Rippy, 127 N.C. 516, 37 S.E. 148.

This brings us to a consideration of the question of whether the crime under scrutiny has been converted into a felony by G.S. 14-3. This statute had its genesis as section 120 of chapter 34 of the Eevised Code of 1854, which was as follows: “Offenses made misdemeanors by statute, *280where a specific punishment is not prescribed, shall be punished as misdemeanors at common law, hut the punishment of the pillory shall be used only for crimes that are infamous or done in secrecy and malice, or done with deceit and intent to defraud.” The statute may be found in its varying intervening mutations in these places. Battle’s Revisal of 1872-3, c. 32, s. 108; Code of 1883, s. 1097; Revisal of 1905, s. 3293; Consolidated Statutes of 1919, s. 4173; and Public Laws of 1927, c. 1.

It is of utmost significance that historically the statute was designed to provide sanctions for misdemeanors for which specific punishments were not prescribed. The statute applied initially in terms solely to statutory misdemeanors, but in 1905 it was partially rewritten so as to cover “all misdemeanors,” without regard to whether they arose at common law or were created by legislative fiat. By unvarying phraseology, the statute has consistently divided all crimes embraced within its provisions into two classes, to wit: (1) Ordinary misdemeanors; and (2) aggravated offenses defined as crimes that are infamous, or done in secrecy and malice, or done with deceit and intent to defraud.

Ordinary misdemeanors falling within the scope of the statute have been punished without variation “as misdemeanors at common law,” that is, by fine or imprisonment in the county jail, or both. S. v. Powell, 94 N.C. 920; S. v. McNeill, 75 N.C. 15. Imprisonment in such case, however, cannot exceed two years. S. v. Wilson, 216 N.C. 130, 4 S.E. 2d 440.

The punishment authorized for the aggravated offenses named in the statute now codified as G-.S. 14-3 has undergone change. Originally these crimes could be punished corporally. S. v. Hyman, supra; S. v. Lytle, 138 N.C. 738, 51 S.E. 66. After the ratification of the Constitution of 1868, however, corporal punishment was abolished by statutes reading as follows: “Every crime or offense whatever, heretofore punishable by the laws of North Carolina when the present Constitution went into effect with public whipping or other corporal punishment, shall hereafter, in lieu of such corporal punishment, be punished by imprisonment in the State’s prison, or county jail for not less than four months nor more than ten years.” Battle’s Revisal, c. 32, s. 29 and s. 108.

Since that time persons committing the aggravated offenses in question have been subject to imprisonment for terms of not less than four months nor more than ten years. In 1883, it was decreed that such offenders should also be fined, but in 1905 the statute was reworded so as to specify that fine and imprisonment should be alternative punishments rather than cumulative sanctions. The Code, s. 1097; Revisal, s. 3293; C.S., s. 4173.

Although perpetrators of such crimes were subject to incarceration in the State prison after the abolition of corporal punishment, the aggravated offenses now under examination were called misdemeanors by the *281Legislature and retained sucb grade in law down to 1891, when they were controverted into felonies despite their designation as misdemeanors by the statute declaring all crimes “punishable by either death or imprisonment in the State’s prison” to be felonies. G.S. 14-1; S. v. Howard, 129 N.C. 584, 40 S.E. 71; S. v. Mallett, supra. In 1905, however, these offenses reverted to their oirginal classification of aggravated misdemeanors by virtue of a statutory alteration restricting imprisonment therefor to the county jail. Revisal, s. 3293; O.S., s. 4173; S. v. Lewis, 185 N.C. 640, 116 S.E. 259. But they were transformed to the grade of felony a second time in 1927 by an amendment restoring the former provision authorizing confinement of violators in the State prison as well as in the county jail. P.L. 1927, c. 1; S. v. Harwood, supra.

Nevertheless, the Legislature permitted these particular crimes to retain the express designation of misdemeanors until 1943 when the statute was restated as G.S. 14-3 in these words: “All misdemeanors, where a specific punishment is not prescribed, shall be punished as misdemeanors at common law; but if the offense be infamous, or done in secrecy and malice, or with deceit and intent to defraud, the offender shall, except when the offense is a conspiracy to commit a misdemeanor, be guilty of a felony and punished by imprisonment in the county jail or State prison for not less than four months nor more than ten years, or shall be fined.”

This brings us to a consideration of the question of whether an attempt to commit burglary constitutes an infamous offense, and by reason thereof has been converted from a common law misdemeanor to a felony by G.S. 14-1 and G.S. 14-3.

The majority opinion cites S. v. Spivey, 213 N.C. 45, 195 S.E. 1, to sustain the proposition that such is the case. This decision holds that an attempt to commit the abominable and detestable crime against nature is an infamous offense under G.S. 14-3, but it advances no reason whatever from such conclusion and specifies no criterion by which to determine what other crimes are infamous. When Spivey’s case is considered in the light of the history and purpose of the statute under review, a strong suspicion arises that it was one of those hard cases which form the quicksands of the law, and that the court succumbed to the temptation, which lies in constant wait for the judiciary, to forsake the function of the judge for that of the legislator. Be this as it may, S. v. Spivey is entitled to no force as an authority beyond the scope of its own precise adjudication. Certainly, it affords a rather insubstantial base for the present holding of the majority that an offense is infamous within the meaning of G.S. 14-3 if it appears to be of a “degrading nature” when subjected to some undefined and undisclosed test.

*282Although the term “infamous offense” has seen long service in our organic and statutory law, it is nowhere defined therein. Rut infamous offenses are not synonymous with felonies historically because “the line between felonies and misdemeanors has never been whether the offense is an infamous one or not.” Jones v. Brinkley, supra. This observation finds accurate illustration in the statute under scrutiny.

The words “infamous offenses” are not employed in our organic and statutory law in a loose and fluctuating popular sense to signify any infraction of the criminal law which some judge or some segment of society may deem to be shameful or disgraceful. When the General Assembly of 1854 incorporated the words “crimes that are infamous” in the statute now embodied in G.S. 14-3, it chose a term which has a definite and well known meaning at common law. Consequently, it must be presumed that the term is used in the statute in the sense in which it was understood at common law. Winston v. Beeson, 135 N.C. 271, 47 S.E. 457, 65 L.R.A. 167.

The common law called certain offenses “infamous on account of the shameful status which resulted to the person convicted of one of this class of crimes.” 14 Am. Jur., Criminal Law, section 4. Such a crime was said to work infamy in the person who perpetrated it. Butler v. Wentworth, 84 Me. 25, 24 A. 456, 17 L.R.A. 764; Bell v. Commonwealth, 167 Ya. 526, 189 §.E. 441. For this reason, some writers and codifiers spoke of infamous persons rather than of infamous crimes. 3 Blackstone 363, 370; Revised Code, Index, p. 577.

An infamous offense within the meaning of the common law is one which renders the party convicted thereof incompetent to testify as a witness in a court of justice, or deprives him of his civil and political privileges. 22 O.J.S., Criminal Law, section 3; 14 Am. Jur., Criminal Law, section 4; Wharton’s Criminal Law (12th Ed.), section 27; Under-hill’s Criminal Evidence (4th Ed.), section 378; Wigmore on Evidence (3rd Ed.), section 519, 520; Jones on Evidence in Civil Cases, section 716; S. v. Valentine, 29 N.C. 225; S. v. Candler, 10 N.C. 393; Harrison v. State, 55 Ala. 239; Baum v. State, 157 Ind. 282, 61 N.E. 672, 55 L.R.A. 250; Sutherlin v. Sutherlin, 27 Ind. App. 301, 61 N.E. 206; Williams v. United States, 4 Ind. Terr. 204, 69 S.W. 849; State v. Clark, 60 Kan. 450, 56 P. 767; Garitee v. Bond, 102 Md. 379, 62 A. 631, 111 Am. S. R. 385, 5 Ann. Gas. 915; State v. Bixlar, 62 Md. 354; O’Connell v. Dow, 182 Mass. 541, 66 N.E. 788; State v. Henson, 66 N.J.L. 601, 50 A. 468; People v. Pharr, 4 N. Y. Cr. 545; Barker v. People, 20 Johns. (N.Y.) 457; McCafferty v. Guyer, 59 Pa. 109; Barbour v. Commonwealth, 80 Va. 287.

Intrinsic indications in the Revised Code of 1854, which was enacted by the Legislature in its entirety, make it plain that the lawmakers used *283tbe term “infamous offense” in its common law sense when they enacted the statute in question. For example, section 52 of chapter 34 bears the headnote “Perjured Persons made infamous” and provides that “all persons convicted of perjury or subornation of perjury shall be rendered thereby incapable of giving testimony before any court whatsoever”; and chapter 58 prescribes a procedure for restoration to citizenship of “any person who may have been convicted of an infamous crime whereby the rights of citizenship are forfeited.” The last mentioned statute was a general law enacted by the Legislature on account of the provision of Article I, Section IV, Clause 4, of the Amendments to the State Constitution ratified in 1835 forbidding the General Assembly “to pass any private law to restore to the rights of citizenship any person convicted of an infamous crime.” Incapacity to testify as a witness on account of crime, which was in force when the statute under scrutiny was adopted, was removed by an act of 1866, which is now embodied in G.S. 8-49. Ex Parte Harris, 13 N.C. 65; S. v. Harston, 63 N.C. 294. But existing constitutional provisions expressly disqualify for voting and for office-holding persons convicted of treason, or felony, or “any other crime” punishable by imprisonment in the State’s prison. N. 0. Const., Art. II, Section 11, and Art. VI, Sections 2 and 8.

Conviction of an attempt to commit burglary has never entailed a loss of civil and political privileges in this State. Hence, this crime cannot be an infamous offense under G.S. 14-3 unless its commission in times past excluded its perpetrator from being a witness in a court of justice. Infamous crimes in this sense embraced only treason, felony, and crimen falsi. Witmore on Evidence (3rd Ed.), section 520; Wharton’s Criminal Evidence (11th Ed.), section 1166; Underhill’s Criminal Evidence (4th Ed.), section 378; 58 Am. Jur., Witnesses, section 138; 70 C.J., Witnesses, section 134; Smith v. State, 129 Ala. 89, 87 Am. St. Rep. 47; People v. Sponsler, 1 Dak. 289, 46 N.W. 459; People v. Whipple, 9 Cow. (N.Y.) 707; People v. Tonybee, 20 Barb. (N.Y.) 168; Wick v. Baldwin, 51 Ohio St. 51, 36 N.E. 671; Webb v. State, 29 Ohio St. 351; United States v. Sims, 161 F. 1008.

The clearest exposition of this phase of the law is that of Dean Bur-dick, who says: “In our law, however, some confusion has been caused by applying to the term infamous crimes two meanings, one to describe the punishment inflicted, the other to characterize the crime. Thus, it has been held that an infamous crime is one punishable in the penitentiary with or without hard labor, and that the phrase infamous crime in the federal constitution means any crime punishable by an infamous punishment, such as imprisonment in a penitentiary. Under the statutory definition of felony in some states, this would make infamous crimes synonymous with felonies. At common law, however, an infamous crime *284is one whose commission brings infamy upon a convicted person, rendering him unfit and incompetent to testify as a witness, such crimes being treason, felony, and crimen falsi. This latter term means any offense involving corrupt deceit, or falsehood by which the public administration of justice may be impeded, such as perjury, subornation of perjury, forgery, bribery of witnesses, conspiracy in procuring non-attendance of witnesses, barratry, counterfeiting, cheating by false weights or measures, and conspiring to accuse an innocent person of crime. It will be observed that crimen falsi means, therefore, in our law practically the same as it meant in the Roman Law from which source it was, of course, derived. To the offenses which are infamous at common law other felonies have been added by statute, such as embezzlement and false pretenses, but the offenses included in crimen falsi are misdemeanors at common law which shows that the term infamous crime is broader than felonies.” Burdick: Law of Crimes, section 87.

Thus, it clearly appears that an attempt to commit burglary was not one of the crimes whose commission rendered the convicted party incompetent as a witness.

Since an attempt to commit burglary is not an infamous offense in a legal sense, it has not been converted from a common law misdemeanor to a felony by G.S. 14-1 and G.S. 14-3 unless it can be said to be an offense “done in secrecy and malice, or with deceit and intent to defraud.”

There is neither allegation nor evidence in the case at bar to sustain the theory that the precise offense of which the defendant has been convicted was “done in secrecy and malice, or with deceit and intent to defraud.” The converse is true because the allegation is that his intent was to commit murder, and the evidence is that his act was done openly in the presence of witnesses and that he acquainted his intended victim with both his presence and his purpose. Hence, the conclusion of the majority that the crime in question was done “in secrecy” as well as in malice is in irreconcilable conflict with the record if the question whether an offense is “done in secrecy and malice” within the purview of the statute be one of fact for the jury rather than one of law for the judge.

But the problem is a legal one. When the Legislature used the words “done in secrecy and malice, or with deceit and intent to defraud,” to describe the second and third classes of aggravated offenses included in the statute now codified as G.S. 14-3, its manifest purpose was to describe offenses in which either secrecy and malice, or the employment of deceit with intent to defraud are elements necessary to their criminality as defined by law. ^

Intrinsic indications of this legislative intent appear in various provisions of chapter 34 of the Revised Code of 1854 defining specific crimes, and this construction of the statute is supported explicitly in S. v. Powell, *28594 N.C. 920, and implicitly in these decisions: S. v. Perry, 225 N.C. 174, 33 S.E. 2d 918; S. v. Tyson, 223 N.C. 492, 27 S.E. 2d 113; S. v. Harwood, supra; S. v. Moore, 204 N.C. 545, 168 S.E. 842; S. v. Talley, 200 N.C. 46, 156 S.E. 142; S. v. Lewis, supra; S. v. Smith, 174 N.C. 804, 93 S.E. 910; S. v. Driver, 78 N.C. 423; S. v. McNeill, 75 N.C. 15. It harmonizes with the interpretation placed upon the words of G.S. 15-1 exempting “malicious misdemeanors” from the bar of the two-year statute of limitations applicable to misdemeanors in general. S. v. Claywell, 98 N.C. 731, 3 S.E. 920; S. v. Frisbee, 142 N.C. 671, 55 S.E. 722. This Court declared in the case last cited that “when . . . the Legislature used the words ‘other malicious misdemeanors,’ which immediately follow the words ‘malicious mischief,’ it evidently intended to describe offenses of which malice is a necessary ingredient to constitute the criminal act, as in the case of malicious mischief, and it was not the purpose to include within the exception from the operation of that section such offenses as would be misdemeanors, even in the absence of malice, and when malice, if present, would be only a circumstance of aggravation, which the Court might consider in imposing the punishment.” Besides, this conclusion coincides with the fundamental rule of statutory construction that in a doubtful case penal statutes are to be construed strictly against the State and in favor of the citizen. S. v. Jordon, 227 N.C. 579, 42 S.E. 2d 674; In re Parker, 225 N.C. 369, 35 S.E. 2d 169; S. v. Campbell, 223 N.C. 828, 28 S.E. 2d 499; S. v. Ingle, 214 N.C. 276, 199 S.E. 10; S. v. Harris, 213 N.C. 758, 197 S.E. 594; S. v. Humphries, 210 N.C. 406, 186 S.E. 473.

Under the statute thus construed, an attempt to commit burglary is a misdemeanor for its necessary elements as defined by law do not include either secrecy and malice or the employment of deceit with intent to defraud. Since I am convinced that this interpretation is consonant with the legislative intent, I am of the opinion that the defendant has been convicted of a misdemeanor, which is punishable as a misdemeanor at common law; that the judgment rendered on his conviction is invalid both in respect to the place of punishment designated and the extent of punishment assessed; and that the exception to the judgment ought to he sustained.

The decision of the majority puts a diametrically opposite construction upon this phase of the statute which, in my judgment, not only runs counter to the legislative purpose, but also produces unpropitious consequences. The opinion of the majority has the effect of extending the statute by interpretation to all crimes for which no specific punishments are prescribed irrespective of their essential legal elements or inherent moral qualities in cases where they are, in fact, “done in secrecy and malice, or with deceit and intent to defraud.” Under this construction, *286crimes which no man can number will in particular instances be transformed from insignificant misdemeanors to aggravated felonies entailing a loss of citizenship to offenders, whose hearts are free of moral turpitude, simply because of the relatively unimportant circumstance that they are “done in secrecy and malice.” It must not be forgotten that the legal meaning of the word “malice” is milder than its popular sense, signifying as it does the mere “state of mind of a person who does a wrongful act intentionally or willfully, and without legal justification or excuse.” 22 C.J.S., Criminal Law, section 31.

I have not overlooked S. v. Ritter, 199 N.C. 116, 164 S.E. 62, holding that a conspiracy to commit murder is an aggravated offense because “done in secrecy and malice,” and S. v. Mallett, supra; S. v. Howard, 129 N.C. 584, 40 S.E. 71; S. v. Lewis, supra; S. v. Shipman, 202 N.C. 518, 163 S.E. 657; S. v. Lea, 203 N.C. 13, 164 S.E. 737; S. v. Dale, 218 N.C. 625, 12 S.E. 2d 556; and S. v. Davenport, 227 N.C. 475, 42 S.E. 2d 686, adjudging either expressly or impliedly that conspiracies to cheat and defraud are likewise aggravated offenses because “done with deceit and intent to defraud.” These decisions apply only to conspiracies and are not controlling here. Moreover, it is worthy of observation that any possible question of whether the proper construction of the statute now codified as G.S. LL3 in respect to conspiracies is to be found in these cases or in previous decisions, such as S. v. Jackson, 82 N.C. 565, and S. v. Turner, 119 N.C. 841, 25 S.E. 810, holding either explicitly or implicitly that a conspiracy is a misdemeanor even in those cases where its object is the coinmission of a felony, apparently became moot in 1943 when the General Assembly re-enacted the law with an amendment providing, in substance, that a conspiracy to commit a misdemeanor should not be converted into a felony by the statute. It seems that the Legislature thereby inferentially adopted as the law of the State the dictum of the late Justice Schenck in S. v. Abernethy, 220 N.C. 226, 17 S.E. 2d 25, that “a conspiracy to commit a felony is a felony and a conspiracy to commit a misdemeanor is a misdemeanor.”