Filed 7/20/22 P. v. Sepulveda CA6
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SIXTH APPELLATE DISTRICT
THE PEOPLE, H049107
(Monterey County
Plaintiff and Respondent, Super. Ct. No. 18CR008296)
v.
AARON EUGENE SEPULVEDA,
Defendant and Appellant.
I. INTRODUCTION
Defendant Aaron Eugene Sepulveda was convicted by jury of the following
12 counts: aggravated sexual assault of a child under the age of 14 by rape (Pen. Code,
§§ 269, subd. (a)(1), 261, subd. (a)(2);)1; forcible rape of a child under the age of 14
(§ 261, subd. (a)(2)); two counts of forcible lewd act on a child under the age of 14
(§ 288, subd. (b)(1)); sexual intercourse with a child aged 10 or younger (§ 288.7,
subd. (a)); three counts of lewd act on a child under the age of 14 (section 288, subd. (a));
sodomy with a child aged 10 or younger (§ 288.7, subd. (a)); aggravated sexual assault of
a child under the age of 14 by forcible oral copulation (§ 269, subd. (a)(4); former § 288a,
subd. (c)(2)); and two counts of oral copulation with a child aged 10 or younger (§ 288.7,
subd. (b)). The jury found true allegations that defendant personally inflicted great
1
All further statutory references are to the Penal Code unless otherwise indicated.
bodily injury (§ 12022.8) and personally inflicted bodily harm upon a child under the age
of 14 (§ 667.61, subds. (d)(7) & (j)(1)) regarding the counts for aggravated sexual assault
of a child under the age of 14 by rape, forcible rape of a child under the age of 14, and
one of the counts for forcible lewd act on a child under the age of 14. The jury also
found true the allegation that defendant personally inflicted bodily harm (§ 288, subd. (i))
regarding one of the counts for lewd act on a child under the age of 14. The trial court
sentenced defendant to prison for life without the possibility of parole, consecutive to
55 years to life, consecutive to eight years.
On appeal, defendant contends that (1) his trial counsel rendered ineffective
assistance of counsel by failing to object at trial to a defense expert’s testimony on cross-
examination, (2) the trial court erred in admitting child sexual abuse accommodation
syndrome (CSAAS) evidence by the prosecution, (3) the court erred by using CALCRIM
No. 1193 to instruct the jury regarding the permissible use of CSAAS evidence, (4) the
court erred by failing to stay the sentence on either count 8 (aggravated sexual assault of
a child under the age of 14 by forcible oral copulation) or count 12 (oral copulation with
a child aged 10 or younger), (5) the matter should be remanded for resentencing so that
the court may exercise its discretion under recently amended section 654 to determine
which counts to stay, and (6) the matter should be remanded for the court to correct its
sentence on count 9 (forcible lewd act on a child under the age of 14) to an eight-year
middle term. The Attorney General concedes the latter two issues.
For reasons that we will explain, we will reverse the judgment and remand the
matter for resentencing for the trial court to apply the amended version of section 654, to
correct the sentence on count 9 by selecting the eight-year middle term (§ 288,
subd. (b)(1)), and to correct any errors in the abstract of judgment.
2
II. BACKGROUND
A. Defendant’s Sexual Abuse of a Child2
At the time of trial in 2021, Jane Doe was a few months shy of 12 years old and
defendant turned 35 years old later that year. During the relevant time, Doe lived with
her grandmother, mother, younger brother, and defendant, whom Doe assumed was her
biological father although he was in fact her stepfather.
Doe indicated that defendant repeatedly sexually abused her. She testified that the
abuse included defendant making her lick or suck his penis and swallow the white
“liquid” that came out, having her lick his “butt” on the “cheek” and around the “butt
hole,” putting his penis in her vagina, and putting his penis in her “butt” where the “poop
comes out.”
The final incident of sexual abuse occurred in 2018, when Doe was nine years old,
and resulted in her requiring hospitalization due to bleeding from her vagina. During the
encounter in Doe’s bedroom, defendant repeatedly put his penis in Doe’s vagina. It
“really hurt” Doe, and she unsuccessfully tried to “wiggle free” more than once.
Defendant hit Doe more than once and asked if she “wanted to die” before putting his
penis in her again. He also put his penis in her mouth and in her “butt.” After defendant
saw that she was bleeding, he put his tongue on her vagina.
Defendant and Doe’s mother took Doe to the hospital a few days later. By that
time, Doe’s mother observed that Doe had passed a lot of blood and was pale and shaky.
At the direction of defendant, Doe initially lied and told the police at the hospital that she
caused the injury herself by using her mother’s dildo. Doe eventually disclosed that
defendant had caused the injury.
2
We provide only a general summary of the evidence admitted at trial because
defendant’s contentions on appeal are primarily limited to the CSAAS evidence and to
sentencing issues.
3
The emergency room doctor testified that Doe suffered “a severe life-threatening
injury” and needed a blood transfusion due to the amount of blood loss. She was taken to
the operating room, and it was determined that she required sutures. The treating
urogynecologist, a doctor who specializes in female reconstructive surgery, testified that
Doe’s injury was “very significant” and that he had seen that type of injury in women
“[o]nly after childbirth.” Due to the severity of her injuries, Doe had to stay in the
hospital for a period of time. She also had to go to the operating room again a couple of
months later so that the urogynecologist could check and make sure her injuries had
healed. At that time, “[t]here was still some scar tissue present at the back part of the
vagina.”
B. The CSAAS Evidence
Dr. Anthony Urquiza testified as an expert witness for the prosecution. He was a
licensed psychologist, professor, and the director of Care Center, a child abuse treatment
program. He had spoken to or worked with more than 1,000 child sexual abuse victims,
and he had conducted research for 40 years mostly related to child abuse.
Dr. Urquiza testified about common characteristics of children who have been
sexually abused, including that most children delay their disclosure of the abuse, that
children commonly stay with their abuser with whom they may have an ongoing
relationship, that children usually do not effectively prevent themselves from being
sexually victimized, and that children are often not clear and accurate about every
instance of abuse when it lasts over a period of time. Dr. Urquiza indicated that the
forensic interview process is “designed . . . to get a child to talk in a way that is not
leading, that is following up on statements that they have previously made,” which “often
leads to them being able to talk more explicitly or more fully about things that have
previously occurred.”
Dr. Urquiza also testified that he was familiar with CSAAS and its five
“characteristics” of secrecy, helplessness, entrapment and accommodation, delayed and
4
unconvincing disclosure, and retraction and recantation. He explained that the purpose of
CSAAS was “not to make a determination as to whether somebody’s abused or not. Its
purpose is to educate people about sexual abuse. How do children respond to being
sexually abused so that if you’re a therapist, you could do a better job of treating, or if
you’re a member of a jury, that you can hear the evidence that’s put before you and then
render an opinion without any misperception or myth related to sexual abuse.”
Dr. Urquiza repeatedly testified that CSAAS cannot be used to determine whether a child
has been sexually abused.
Dr. William O’Donohue testified on behalf of the defense as an expert in child
sexual abuse, forensic interviewing of alleged victims of child abuse, and CSAAS. He
was a Nevada-licensed psychologist, a professor of clinical psychology, and the director
of Victims of Crime Treatment Center, which provided therapy to children and adults
who have been sexually abused. Dr. O’Donohue testified that no single study had looked
at all five major elements of CSAAS and that there were studies that refuted some of the
elements. He also testified that research showed that when certain interview techniques
are used with children, there is the potential that the narrative provided by the children is
unreliable.
C. The Charges, Verdicts, and Sentencing
Defendant was charged by first amended information with the following
14 counts: aggravated sexual assault of a child under the age of 14 by rape (§§ 269,
subd. (a)(1), 261, subd. (a)(2); count 1); forcible rape of a child under the age of 14
(§ 261, subd. (a)(2); count 2); four counts of forcible lewd act on a child under the age of
14 (§ 288, subd. (b)(1); counts 3, 6, 9 & 11); sexual intercourse with a child aged 10 or
younger (§ 288.7, subd. (a); count 4); three counts of lewd act on a child under the age of
14 (section 288, subd. (a); counts 5, 13 & 14); sodomy with a child aged 10 or younger
(§ 288.7, subd. (a); count 7); aggravated sexual assault of a child under the age of 14 by
forcible oral copulation (§ 269, subd. (a)(4); former § 288a, subd. (c)(2); count 8); and
5
two counts of oral copulation with a child aged 10 or younger (§ 288.7, subd. (b);
counts 10 & 12). The information also alleged that defendant inflicted great bodily injury
(§ 12022.8) as to counts 1, 2, and 3; that he personally inflicted bodily harm on a child
under the age of 14 (§ 667.61, subds. (d)(7) & (j)(1)) as to counts 1, 2, and 3; and that he
personally inflicted bodily harm (§ 288, subd. (i)) as to count 5.
The jury found defendant guilty on all counts, except counts 6 and 11 (forcible
lewd act on a child under the age of 14; § 288, subd.(b)(1)), and found all allegations
true.
At sentencing, the trial court referred to defendant’s conduct as “egregious, one of
the worst [the trial court] ha[d] seen in 30 years in the criminal justice field.” The court
sentenced defendant to prison for life without the possibility of parole, consecutive to
55 years to life, consecutive to eight years. The sentence was calculated as follows: life
without the possibility of parole on count 2, a consecutive term of 25 years to life on
count 7, a consecutive term of 15 years to life on count 8, a consecutive term of 15 years
to life on count 12, a consecutive term of six years on count 13, and a consecutive term of
2 years on count 14. Pursuant to former section 654, the court stayed the punishment on
the following counts: life without the possibility of parole on counts 1 and 3, 25 years to
life on count 4, seven years to life on count 5, nine years on count 9, and 15 years to life
on count 10.
III. DISCUSSION
A. Failure to Object to Defense Expert Testimony on Cross-Examination
On appeal, defendant contends that his trial counsel rendered ineffective assistance
of counsel by failing to object to the testimony of Dr. O’Donohue, the defense expert, on
cross-examination that “[t]he majority of child sexual abuse accusations have been true.”
The Attorney General contends that defendant cannot show deficient performance
by trial counsel or prejudice.
6
1. Trial Court Proceedings
As we set forth above, Dr. O’Donohue testified as a defense expert in child sexual
abuse, forensic interviewing of alleged victims of child abuse, and CSAAS. Among
other positions that he held, Dr. O’Donohue was the director of Victims of Crime
Treatment Center. The treatment center was a “grant-funded treatment facility” that
provided therapy to children and adults who have been sexually abused. Dr. O’Donohue
estimated that during his career at the treatment center, he had assessed and treated
approximately 2,000 children who had been sexually abused.
Dr. O’Donohue testified on direct examination that when certain interview
techniques are used with children, there is the potential that the narrative provided by the
child is unreliable. The interview techniques that create the risk of an unreliable narrative
include the use of close-ended questions, leading questions, repetitive questions,
disconfirming a child’s responses or otherwise reacting to certain answers differently
than other answers, and emotional tone changes by the interviewer depending on what the
child says. Dr. O’Donohue also testified that “authority pleasing,” meaning the interest
of a child to tell the adult interviewer what the interviewer wants to hear instead of what
actually happened, and interviewer bias, where the interviewer asks questions and forms
conclusions in a way to meet the interviewer’s own expectations, are also risk factors that
have the potential to result in an unreliable narrative by a child who is being interviewed.
On cross-examination, Dr. O’Donohue testified that the treatment center where he
works does not conduct forensic interviewing or otherwise investigate a child’s
allegations of sexual abuse for legal purposes, but that the treatment center does
investigate or gather information for diagnostic and therapy purposes. He explained that
the funding grant for the treatment center required that resources be used for people who
have been victims of crime. If a person was not a victim of a crime, then the treatment
center “cannot treat them” but could send the person to another clinic for treatment.
The prosecutor then asked Dr. O’Donohue the following questions:
7
“[The prosecutor:] And how often has this happened?
“[Dr. O’Donohue:] Oh, not very often. It might occur four or five times in a year.
“[The prosecutor:] So out of the 2,000 that -- I think that’s the number you gave
on direct examination. The majority of those have been true?
“[Dr. O’Donohue:] Yes. The majority of child sexual abuse accusations have
been true.”
The prosecutor thereafter continued to ask Dr. O’Donohue questions about his
prior work and experience, before turning to the topics of the purpose and origination of
CSAAS, types of interviewer questions and the reliability of children’s responses, and
common reactions by sexually abused children.
2. Analysis
“ ‘In order to establish a claim of ineffective assistance of counsel, defendant bears
the burden of demonstrating . . . that counsel’s performance was deficient because it “fell
below an objective standard of reasonableness [¶] . . . under prevailing professional
norms.” [Citations.] . . . If a defendant meets the burden . . . , he or she also must show
that counsel’s deficiencies resulted in prejudice, that is, a “reasonable probability that, but
for counsel’s unprofessional errors, the result of the proceeding would have been
different.” [Citation.]’ [Citation.]” (People v. Lopez (2008) 42 Cal.4th 960, 966
(Lopez).)
The California Supreme Court has “often observed” that “whether or not to object
to evidence at trial is largely a tactical question for counsel, and a case in which the mere
failure to object would rise to such a level as to implicate one’s state and federal
constitutional right to the effective assistance of counsel would be an unusual one.
[Citation.] An attorney may well have a reasonable tactical reason for declining to
object, and ‘ “[i]f the record on appeal sheds no light on why counsel acted or failed to
act in the manner challenged, an appellate claim of ineffective assistance of counsel must
be rejected unless counsel was asked for an explanation and failed to provide one, or
8
there simply could be no satisfactory explanation.” ’ [Citation.] (People v. Seumanu
(2015) 61 Cal.4th 1293, 1312-1313 (Seumanu).)
A possible tactical reason for counsel to refrain from objecting may be counsel’s
“desire[] not to highlight the evidence by making an objection. ‘[T]he decision whether
to object, move to strike, or seek admonition regarding [undesired] testimony is highly
tactical, and depends upon counsel’s evaluation of the gravity of the problem and
whether objection or other responses would serve only to highlight the undesirable
testimony.’ [Citation.]” (Seumanu, supra, 61 Cal.4th at p. 1313.)
In this case, defendant contends that the testimony by his expert,
Dr. O’Donohue—that “[t]he majority of child sexual abuse accusations have been
true”—amounted to testimony that greater than 50 percent of child sexual abuse
allegations are true. According to defendant, Dr. O’Donohue’s testimony “ ‘invited
jurors to presume [defendant] was guilty based on statistical probabilities, and not decide
the evidence properly introduced in the case,’ ” quoting People v. Julian (2019) 34
Cal.App.5th 878, 886 (Julian). Defendant also cites People v. Wilson (2019) 33
Cal.App.5th 559 (Wilson) and People v. Lapenias (2021) 67 Cal.App.5th 162 (Lapenias)
in support of his argument that testimony regarding the rarity of false sexual abuse
allegations is improper and that his trial counsel should have objected to the testimony.
In Julian, the appellate court determined that statistical evidence presented by the
prosecution’s expert witness went beyond the permissible scope of CSAAS evidence and
that defense counsel provided ineffective assistance by not objecting to it. (Julian, supra,
34 Cal.App.5th at p. 880.) The expert made more than 10 statements referring to the
small percentage or rarity of false reports of abuse based on various studies or articles.
(Id. at pp. 883-885.) The statistics included testimony that false allegations of sexual
abuse by children “ ‘don’t happen very often,’ ” and that “ ‘[t]he range of false
allegations that are known to law enforcement or [Child Protective Services] . . . is about
as low as one percent of cases to a high of maybe 6, 7, 8 percent of cases that appear to
9
be false allegations.’ ” (Id. at pp. 883, 885, italics omitted.) The appellate court found
that the expert’s “92 to 99 percent probability evidence invited jurors to presume [the
defendant] was guilty based on statistical probabilities, and not decide the evidence
properly introduced in the case.” (Id. at p. 886.) In determining that the defendant’s trial
counsel rendered ineffective assistance of counsel, the appellate court found that there
was “no justification for counsel’s failure to object to [the expert’s] statistical evidence
on false allegations. It was inadmissible and it improperly suggested [the defendant] was
guilty based on statistical probabilities that were irrelevant to this case.” (Id. at p. 888.)
Further, the evidence was “highly prejudicial” because there was a “credibility dispute
between [the victim’s] testimony and [the defendant’s]” and “[i]t was a heavily contested
case with strong defense evidence.” (Ibid.) The court stated, however, that statistical
evidence “may not be prejudicial where it occurs in a slight passing reference by the
expert. But here the jury was bombarded with it.” (Ibid.)
In Wilson, supra, 33 Cal.App.5th 559, the appellate court concluded that expert
testimony that only a small percentage of child sexual abuse allegations are false should
not have been admitted, but that the error was harmless. (Id. at pp. 561, 572.) The
expert’s testimony included statements that false allegations occurred “ ‘very infrequently
or rarely’ ” and that studies showed false allegations in 1 to 6 percent of cases. (Id. at
p. 568.) The appellate court found that the testimony “had the effect of telling the jury
there was at least a 94 percent chance that any given child who claimed to have been
sexually abused was telling the truth.” (Id. at p. 570.) The appellate court determined
that “the practical result was to suggest to the jury that there was an overwhelming
likelihood [the victims’] testimony was truthful,” which “invaded the province of the
jury.” (Ibid.) The appellate court ultimately concluded that the error in admitting the
evidence was harmless under People v. Watson (1956) 46 Cal.2d 818. (Wilson, supra, at
pp. 571-572.) Among other reasons, the appellate court explained that the expert’s
testimony on the statistical evidence was “brief”; the defense rebutted the evidence; the
10
prosecutor did not mention the statistical evidence in argument; the jury was instructed
that it was the sole judge of the facts and of witness credibility; and the victims testified
extensively and the jurors could assess their credibility. (Id. at p. 572.)
In Lapenias, supra, 67 Cal.App.5th 162, the appellate court determined that the
trial court erred in allowing the CSAAS expert to testify that it is “ ‘rare’ ” for children to
make up a story that abuse occurred,” but that the error was harmless (Id. at p. 166; see
also id. at pp. 177, 180.) The appellate court found that the testimony “went considerably
beyond the limited purpose of CSAAS evidence (to explain the typical behaviors of
sexually abused children, such as delayed reporting)” and—“by implication and by
inference—violated the general rule that an expert may not give an opinion as to whether
another witness is telling the truth or the defendant is guilty.” (Id. at p. 179.) The
appellate court determined that there was “ ‘no meaningful distinction between giving a
statistic that indicates that false allegations are rare and stating that children rarely make
false allegations without explicitly quantifying the word “rare.” The problem with both
assertions is that [the] expert is vouching for the veracity of the’ alleged victims.” (Id. at
pp. 179-180.) The appellate court nevertheless found the error harmless. (Id. at p. 180
[applying Watson test].) The appellate court reasoned that the expert’s testimony was
“brief” as were the references to the testimony by both counsel during argument; there
was persuasive corroborative evidence of the defendant’s guilt; and the jury was
instructed regarding the limited purpose of CSAAS evidence, that they were not bound
by an expert’s opinion, and that they were the sole judge of witness credibility. (Id. at
p. 180.)
In this case, assuming that an objection would have been sustained to
Dr. O’Donohue’s testimony that “[t]he majority of child sexual abuse accusations have
been true” (and that the testimony would have been stricken), we determine that a
plausible reason exists for trial counsel’s failure to object. The testimony was limited to
one sentence by Dr. O’Donohue during the prosecutor’s cross-examination into
11
Dr. O’Donohue’s background and experience, and specifically in the context of grant
funding restrictions for the treatment center that was overseen by Dr. O’Donohue. Given
the brevity of the testimony about the majority of abuse accusations being true, and the
context in which the testimony was made regarding Dr. O’Donohue’s background,
defendant’s trial counsel may well have determined that an objection (accompanied by a
motion to strike) would serve only to highlight the brief testimony that the jurors might
otherwise not give much attention to. (See Seumanu, supra, 61 Cal.4th at p. 1313.) This
case is therefore distinguishable from Julian, where the “jury was bombarded with” more
than 10 statements by the prosecution’s expert about the rarity of false reports of abuse
and the appellate court found “no justification for counsel’s failure to object.” (Julian,
supra, 34 Cal.App.5th at pp. 888, 883-885; see also id., at p. 888 [the “evidence may not
be prejudicial where it occurs in a slight passing reference by the expert”].) Instead, this
case is analogous to Wilson and to Lapenias, where the expert’s testimony was extremely
“brief.” (Wilson, supra, 33 Cal.App.5th at p. 572; Lapenias, supra, 67 Cal.App.5th at
p. 180.) Indeed, Dr. O’Donohue’s statement was limited to one sentence in the context of
a discussion about his background and experience. Accordingly, “[t]here being a
plausible reason why counsel did not object, we cannot conclude on this record that
counsel’s inaction lacked a reasonable tactical basis.” (Seumanu, supra, at p. 1313.)
B. Admission of CSAAS Evidence
Defendant contends that the trial court erred in admitting CSAAS evidence by the
prosecution. First, he argues that the evidence, even with its limited admission, was
irrelevant and not sufficiently beyond common experience to warrant expert opinion.
Second, defendant contends that the CSAAS evidence should have been excluded
because it does not meet the reliability test in People v. Kelly (1976) 17 Cal.3d 24 (Kelly).
Third, he argues that the CSAAS evidence should have been excluded under Evidence
Code section 352. Fourth, defendant contends that his constitutional rights to due process
were violated because the admission of CSAAS evidence rendered his trial
12
fundamentally unfair. To the extent his trial counsel failed to object on any of these
grounds, we understand defendant to contend that his counsel rendered ineffective
assistance of counsel.
1. Trial Court Proceedings
Prior to trial, the prosecutor filed a motion in limine to admit expert testimony
regarding CSAAS to address misconceptions about sexually abused children and to assist
the jury in evaluating the victim’s testimony. Specifically, the prosecutor sought to admit
expert testimony regarding child victims’ lack of timely reporting of sexual abuse,
keeping the abuse a secret, willingness to remain in the same house as the abuser,
inability to recall exact dates of abuse, lying to protect the abuser, disclosure of more
details in subsequent interviews, and inability to describe the abuse to a jury in the same
detail as previously disclosed.
At the same time, defendant filed a pretrial motion to exclude CSAAS expert
testimony. He “object[ed] because CSAAS is not reliable, because it is a therapeutic tool
not a forensic tool, because it unjustly vouches for the credibility [of] the complaining
witness, and because it is unduly prejudicial.” He also contended that “CSAAS does not
pass the ‘Kelly-Frye’ test and cannot be admitted to establish that a case fits the CSAAS
construct.” Defendant acknowledged that under California caselaw, CSAAS evidence
was admissible for the limited purpose of dispelling juror misconceptions about how a
child reacts to molestation, as long as the victim’s credibility was at issue due to the
“paradoxical behavior of the victim, such as a delay in reporting a molestation.” He
contended, however, that even with a limiting instruction, the jury would use CSAAS as
evidence that he committed the alleged molestations. Defendant argued that the evidence
should be excluded under Evidence Code section 352, and that allowing CSAAS
evidence would violate his due process rights.
At a pretrial hearing on the motions, the trial court stated that its “tentative ruling”
was to allow CSAAS expert testimony “limited to the common characteristics of child
13
sexual abuse victims” for the “limited purpose of showing whether or not Jane Doe’s
conduct was not consistent with the conduct of someone who has been molested, and in
evaluating the believability of her testimony.” The court further ruled that the testimony
could not be “considered evidence that the defendant committed any of the crimes
charged,” and that neither party could argue that “Jane Doe had or did not have particular
behaviors; and, therefore, the charge and allegations are true or not true.”
2. Analysis
a. Relevance of CSAAS expert testimony
i. whether CSAAS expert testimony was relevant to
Doe’s delayed disclosure
First, defendant contends that CSAAS evidence was “irrelevant to explaining
Doe’s delay in reporting” her claims of sexual abuse because she herself explained the
delay. Citing to an interview of Doe by the police, defendant argues that Doe
“specifically testified” that defendant told her to keep it a secret and that she would get in
trouble if she told anyone. Second, in a related argument, defendant contends that “Doe’s
remaining silent about the allegations on account of [defendant’s] threats did not require
any expert testimony to explain. Because a person’s remaining silent about wrongful
conduct on account of a threat is not ‘sufficiently beyond common experience’ to justify
the use of an expert opinion (Evid. Code, § 801, subd. (a)), the evidence should have
been excluded.”
It does not appear that defendant has preserved these claims for appeal. Defendant
does not provide a record citation showing that he made a pretrial relevance objection to
CSAAS evidence regarding delayed reporting on the ground that Doe would be
explaining her own delay in reporting. Further, “ ‘[t]he general rule is that “when an in
limine ruling that evidence is admissible has been made, the party seeking exclusion must
object at such time as the evidence is actually offered to preserve the issue for
appeal . . . .” ’ ” (People v. Letner and Tobin (2010) 50 Cal.4th 99, 159, italics added &
14
omitted.) In other words, a defendant is “required to renew [the] objection at trial, when
the trial court would have the opportunity to evaluate [the] objection[] in light of the
actual evidence presented. [Citation.]” (Ibid.) In this case, the trial court told the parties
that its pretrial ruling regarding the admissibility of CSAAS evidence was a “tentative
ruling,” and that “all [i]n [l]imine rulings are tentative rulings based upon what I know
now. They can . . . always be revisited outside the presence of the jury for further
argument.” On appeal, defendant only refers to the court’s pretrial tentative ruling and
does not include a record citation showing that he asked the court to revisit its earlier
tentative ruling in view of the evidence actually admitted at trial regarding Doe’s
explanation for the delay in reporting. Defendant therefore fails to establish that he
preserved his relevancy objections for appeal.
We understand defendant to contend that, to the extent his claim is forfeited, his
trial counsel rendered ineffective assistance. We therefore turn to the substance of
defendant’s contentions. (See Lopez, supra, 42 Cal.4th at p. 966 [ineffective assistance
of counsel claim requires showing deficient performance and prejudice]).
Only relevant evidence is admissible. (Evid. Code, § 350.) “ ‘Relevant evidence’
means evidence, including evidence relevant to the credibility of a witness . . . , having
any tendency in reason to prove or disprove any disputed fact that is of consequence to
the determination of the action.” (Id., § 210.) In this case, the issue of Doe’s delayed
disclosure about defendant’s abuse was pertinent to her credibility. The fact that Doe
herself may have offered an explanation as to why she delayed reporting the abuse did
not make the CSAAS evidence regarding delayed disclosure any less relevant. As
CSAAS evidence regarding delayed disclosure was evidence “relevant to the credibility”
of Doe (id., § 210), defendant cannot show ineffective assistance of counsel based on his
trial counsel’s failure to object to the evidence.
We also reject defendant’s contention that Doe’s own explanation about her
delayed report of abuse rendered irrelevant CSAAS expert testimony about delayed
15
disclosure. Expert opinion testimony is admissible when the opinion is “[r]elated to a
subject that is sufficiently beyond common experience that the opinion of an expert
would assist the trier of fact.” (Evid. Code, § 801, subd. (a).) “ ‘The jury need not be
wholly ignorant of the subject matter of the opinion in order to justify its admission; if
that were the test, little expert opinion testimony would ever be heard. Instead, the statute
declares that even if the jury has some knowledge of the matter, expert opinion may be
admitted whenever it would “assist” the jury. It will be excluded only when it would add
nothing at all to the jury’s common fund of information, i.e., when “the subject of inquiry
is one of such common knowledge that men [or women] of ordinary education could
reach a conclusion as intelligently as the witness.” ’ [Citation.]” (People v. McAlpin
(1991) 53 Cal.3d 1289, 1299-1300 (McAlpin).) Although a jury might have sufficient
common experience regarding the general concept of delayed disclosure due to a threat of
harm, it is not necessarily the case that a jury would have sufficient common experience
in a situation involving delayed disclosure of sexual abuse. Given the “ ‘commonly held
misconceptions’ ” about sexual abuse victims, including regarding delayed reporting
(McAlpin, supra, at p. 1301; see id. at p. 1300), the trial court could reasonably conclude
that expert testimony regarding delayed disclosure would “assist” the jury (Evid. Code,
§ 801, subd. (a)), even if the jury was not “wholly ignorant” of the subject matter.
(McAlpin, supra, at p. 1299; see People v. Patino (1994) 26 Cal.App.4th 1737, 1744
(Patino) [CSAAS testimony “admissible for the limited purpose of disabusing a jury of
misconceptions it might hold about how a child reacts to a molestation”].) As it was not
an abuse of discretion for the trial court to admit the evidence, defendant cannot show
ineffective assistance of counsel based on his trial counsel’s failure to object on the
ground raised here. (See McAlpin, supra, at p. 1299 [admission of expert testimony
analyzed under abuse of discretion standard]; Lopez, supra, 42 Cal.4th at p. 966
[ineffective assistance of counsel claim requires a showing of deficient performance and
prejudice].)
16
ii. whether CSAAS evidence was relevant to determining
whether abuse occurred
Next, defendant contends that, because the prosecutor’s expert, Dr. Urquiza,
“conceded that the CSAAS model is not useful for determining whether abuse has
occurred,” “the testimony lacked ‘any tendency in reason to prove or disprove any
disputed fact that is of consequence to the determination of the action.’ (Evid. Code,
§ 210.)” We are not persuaded by defendant’s argument. The record reflects that the
trial court admitted CSAAS expert testimony for the “limited purpose of . . . evaluating
the believability of [the victim’s] testimony.” The court expressly stated that the
testimony could not be “considered evidence that the defendant committed any of the
crimes charged,” and that neither party could argue that “Jane Doe had or did not have
particular behaviors; and, therefore, the charge and allegations are true or not true.”
Because the evidence was admitted for evaluating the victim’s credibility and not “for
determining whether abuse has occurred,” we do not consider defendant’s relevancy
contention on the latter point any further.
iii. whether CSAAS evidence was relevant when the evidence
depends on an assumption that abuse occurred
Defendant contends that “[s]everal of the behaviors that CSAAS describes as
consistent with a child’s being the victim of sexual abuse,” such as delayed disclosure or
secrecy, “only qualify as such behaviors when it is assumed that the sexual abuse
occurred.” He argues, that “[t]hus, under CSAAS, specific behavior can be consistent
with a child’s having been sexually abused, but the finding that the specific behavior
exists already depends on assuming the believability of the victim. This circular
reasoning thus lacks ‘any tendency in reason to prove or disprove any disputed fact that is
of consequence to the determination of the action.’ (Evid. Code, § 210.)”
We find defendant’s argument unpersuasive in establishing that the trial court
erred in admitting CSAAS evidence. As the California Supreme Court has explained in
17
the analogous context of the rape trauma syndrome, expert testimony about the syndrome
“may play a particularly useful role by disabusing the jury of some widely held
misconceptions about [abuse] and [abuse] victims, so that it may evaluate the evidence
free of the constraints of popular myths. [Citations.]” (People v. Bledsoe (1984) 36
Cal.3d 236, 247-248 (Bledsoe), fn. omitted; see Lapenias, supra, 67 Cal.App.5th at p.
171 [a court “may admit CSAAS evidence to disabuse jurors of five commonly held
‘myths’ or misconceptions about child sexual abuse”].) Thus, CSAAS evidence was
admitted in this case to “evaluat[e] the believability of [Doe’s] testimony,” and it was not
premised on an assumption, nor was it admitted to prove, that she had been abused.
iv. whether the prosecutor had the burden to prove current public
misconceptions about child abuse victims
Citing McAlpin, supra, 53 Cal.3d 1289, defendant acknowledges that “[o]our
Supreme Court . . . held in 1991 that CSAAS testimony is necessary to rebut public
misconceptions.” He contends, however, that McAlpin and other appellate court
opinions “from the early 1990s are no longer an accurate reflection of current
understandings of how children respond to abuse.” He argues that the prosecutor in this
case had the burden of showing the continued existence of public misconceptions as part
of the burden of establishing the relevance of CSAAS evidence, and that the defense did
not have the burden of demonstrating that the misconceptions are no longer present.
As an initial matter, defendant fails to provide a record citation establishing that he
objected to the CSAAS evidence on the basis that the public no longer has
misconceptions about child abuse. We therefore determine that defendant has forfeited
his claim.
To the extent defendant contends that his trial counsel rendered ineffective
assistance by failing to make the objection below, defendant fails to establish deficient
performance or prejudice. (See Lopez, supra, 42 Cal.4th at p. 966.)
18
First, defendant fails to establish deficient performance by trial counsel, that is, a
showing that an objection by counsel on this ground would not have been futile and
would have been sustained by the court. In this regard, defendant does not cite any
authority for the proposition that the prosecutor must establish the current state of public
perception about child abuse victims before CSAAS testimony is admissible. “CSAAS
testimony has been held admissible for the limited purpose of disabusing a jury of
misconceptions it might hold about how a child reacts to a molestation. [Citation.]”
(Patino, supra, 26 Cal.App.4th at p. 1744.) However, “[i]dentifying a ‘myth’ or
‘misconception’ has not been interpreted as requiring the prosecution to expressly state
on the record the evidence which is inconsistent with the finding of molestation. It is
sufficient if the victim’s credibility is placed in issue due to the paradoxical behavior,
including a delay in reporting a molestation. [Citations.]” (Id. at pp. 1744-1745.) In the
analogous context of a parent of an abused child, the California Supreme Court has
observed that “[m]ost jurors, fortunately, have been spared the experience of being the
parent of a sexually molested child. Lacking that experience, jurors can rely only on their
intuition or on relevant evidence introduced at trial.” (McAlpin, supra, 53 Cal.3d 1289 at
p. 1302.) Expert opinion testimony is permitted “to explain to lay jurors conduct that
may appear counterintuitive in the absence of such insight. [Citations.]” (People v.
Ward (2005) 36 Cal.4th 186, 211.) Indeed, “ ‘[t]he jury need not be wholly ignorant of
the subject matter of the opinion in order to justify its admission . . . . It will be excluded
only when it would add nothing at all to the jury’s common fund of information, i.e.,
when “the subject of inquiry is one of such common knowledge that men [or women] of
ordinary education could reach a conclusion as intelligently as the witness.” ’
[Citation.]” (McAlpin, supra, 53 Cal.3d at pp.1299-1300.) Given that CSAAS seeks to
explain child abuse victims’ behaviors that may appear counterintuitive, and given that
the California Supreme Court has observed that most jurors lack personal experience with
child molestation victims, we believe the trial court could have properly determined that
19
CSAAS evidence was admissible even in the absence of a showing by the prosecutor
regarding the current state of public perception about child abuse victims.
Second, even if trial counsel rendered deficient performance by failing to object,
defendant has not established that, had counsel objected, the prosecutor would have been
unable to show the continued existence of misconceptions by the public and that the trial
court would have accordingly excluded the CSAAS evidence. (See Lapenias, supra, 67
Cal.App.5th at pp. 172-173 [“while some prospective jurors . . . may have been aware of
some aspects of CSAAS, it is not clear . . . all the empaneled jurors were aware of the
entire spectrum of CSAAS evidence (secrecy, helplessness, entrapment, accommodation,
and recantation)”].)
b. Whether CSAAS evidence is subject to the Kelly test
Defendant next contends that all CSAAS evidence should be “subject to
Kelly/Frye analysis because, in the over 35 years since the CSAAS model has been
established, the model has not gained wide acceptance in the scientific community.” He
argues that “the fact that it has not gained wide acceptance renders the approach
functionally equivalent to a ‘novel’ approach, for which the Kelly-Frye test should
apply.” Defendant contends that because “CSAAS evidence fails to satisfy Kelly/Frye’s
standard of reliability,” the trial court in this case abused its discretion in admitting the
evidence.
Under the Kelly rule, which was formerly known as the Kelly-Frye rule,3
“evidence obtained through a new scientific technique may be admitted only after its
3
As explained by the California Supreme Court, “[u]ntil 1993, this rule was
generally known in this state as the Kelly-Frye rule because this court in [People v.] Kelly
[17 Cal.3d 24] had relied on the reasoning of a federal appellate court decision, Frye v.
United States (D.C. Cir. 1923) 293 F. 1013 (Frye). In 1993, the United States Supreme
Court held that the Federal Rules of Evidence had superseded Frye [citation], and our
state law rule is now referred to simply as the Kelly test or rule. [Citation.]” (People v.
Bolden (2002) 29 Cal.4th 515, 545 (Bolden); accord, People v. Nieves (2021) 11 Cal.5th
404, 442, fn. 8.)
20
reliability has been established under a three-pronged test. The first prong requires proof
that the technique is generally accepted as reliable in the relevant scientific community.
[Citation.]” (Bolden, supra, 29 Cal.4th at p. 544.)
The California Supreme Court has explained that the “additional scrutiny” under
Kelly, which “imposes certain preconditions on the admission of evidence derived from a
novel scientific technique or procedure,” “ ‘is justified because “[l]ay jurors tend to give
considerable weight to ‘scientific’ evidence when presented by ‘experts’ with impressive
credentials. We have acknowledged the existence of a ‘ . . . misleading aura of certainty
which often envelops a new scientific process, obscuring its currently experimental
nature.’ ” ’ [Citations.]” (People v. Peterson (2020) 10 Cal.5th 409, 457 (Peterson).)
However, in contrast to evidence that is based on a new scientific technique or
procedure, expert opinion testimony is not necessarily subject to Kelly. The California
Supreme has explained as follows: “[I]n most cases no similar caution is required before
a jury considers expert opinion testimony. Unlike results ‘produced by a machine,’ to
which jurors may ‘ascribe an inordinately high degree of certainty,’ jurors presented with
the personal opinion of a witness, even an expert witness, ‘may temper their acceptance
of his [or her] testimony with a healthy skepticism born of their knowledge that all
human beings are fallible.’ [Citations.] For this reason, ‘ “[a]bsent some special feature
which effectively blindsides the jury, expert opinion testimony is not subject to Kelly[].” ’
[Citations.] Of course, some expert testimony may be ‘based, in whole or part, on a
technique, process, or theory which is new to science and, even more so, the law’
[citation]; where the novel technique ‘appears in both name and description to provide
some definitive truth which the expert need only accurately recognize and relay to the
jury,’ additional scrutiny under Kelly is warranted. [Citation.]” (Peterson, supra, 10
Cal.5th at pp. 457-458, some italics added.)
In the present case, defendant contends that the California Supreme Court applied
Kelly to evidence regarding the rape trauma syndrome in Bledsoe, supra, Cal.3d 236. In
21
Bledsoe, “expert testimony describing the [rape trauma] syndrome and applying it to [the]
victim was used to prove that ‘a rape in the legal sense had, in fact, occurred.’ [Citation]”
(People v. Stoll (1989) 49 Cal.3d 1136, 1160, italics omitted (Stoll).) However, the “rape
trauma syndrome was not devised to determine . . . whether, in fact, a rape in the legal
sense occurred -- but rather was developed by professional rape counselors as a
therapeutic tool, to help identify, predict and treat emotional problems experienced by the
counselors’ clients or patients.” (Bledsoe, supra, at pp. 249-250.) In other words, the
scientific literature regarding rape trauma syndrome did “not . . . purport to claim that the
syndrome is a scientifically reliable means of proving that a rape occurred.” (Id. at
p. 251.) Significantly, none of the parties in Bledsoe disputed that the Kelly test was the
appropriate standard in evaluating the syndrome evidence. (Stoll, supra, at p. 1160.) As
a result, the California Supreme Court “[a]ssum[ed], like the parties, that the [Kelly] test
did apply,” and “simply concluded that the prosecution would not be able to prove that
rape trauma syndrome was generally accepted by the counseling community to prove
criminal guilt.” (Id. at p. 1161, italics omitted.) The California Supreme Court has
subsequently made clear that its opinion in “Bledsoe did not hold that the [Kelly] test
applied to the expert opinion in that case” and that Bledsoe did not “discuss the test’s
relationship to ‘syndrome’ or other expert psychological evidence in general.” (Stoll,
supra, 49 Cal.3d at p. 1161, fn. omitted, some italics added.)
Significantly, subsequent to Bledsoe, the California Supreme Court in Stoll
concluded that where psychological testimony is based on methods that “are not new to
psychology or the law” and “carry no misleading aura of scientific infallibility,” the
testimony is not subject to the Kelly rule. (Stoll, supra, 49 Cal.3d at p. 1157.)
In the present case, defendant fails to demonstrate that CSAAS evidence is based
on methods that are “new to psychology or the law” and that testimony about CSAAS
carries a “misleading aura of scientific infallibility.” (Stoll, supra, 49 Cal.3d at p. 1157;
accord, Peterson, supra, 10 Cal.5th at p. 458.) To the contrary, with respect to CSAAS
22
evidence, “we are not dealing with new experimental scientific evidence ‘ “not previously
accepted in court.” ’ [Citations.]” (People v. Munch (2020) 52 Cal.App.5th 464, 472
(Munch).) In this case, the prosecution’s expert, Dr. Urquiza, was a licensed
psychologist, professor, and the director of Care Center, a child abuse treatment program.
He had spoken to or worked with more than 1,000 child sexual abuse victims, and he had
conducted research for 40 years mostly related to child abuse. Dr. Urquiza’s expert
testimony was thus “ ‘based on [his] clinical experience with child sexual abuse victims
and on [his . . .] . . . familiarity with professional literature in the area.’ [Citation.] . . .
Such expert testimony meets ‘traditional standards for competent expert opinion, without
need for additional screening procedures’ ” under Kelly. (Munch, supra, at p. 473.) In
addition, CSAAS evidence “has been ruled to be properly admitted by the courts of this
state for decades. [Citations.]” (Id. at p. 472; see also id. at p. 468.)
Further, testimony about CSAAS does not purport to provide any “ ‘definitive
truth’ ” (Peterson, supra, 10 Cal.5th at p. 458) about whether a child has been abused and
instead simply attempts to rebut misconceptions about the conduct of child sexual abuse
victims (see Munch, supra, 52 Cal.App.5th at pp. 468, 473; Lapenias, supra, 67
Cal.App.5th at p. 173). Indeed, in this case, Dr. Urquiza repeatedly testified that CSAAS
cannot be used to determine whether a child has been sexually abused. He explained that
CSAAS’s “purpose is not to make a determination as to whether somebody’s abused or
not. Its purpose is to educate people about sexual abuse. How do children respond to
being sexually abused so that . . . if you’re a member of a jury, that you can hear the
evidence that’s put before you and then render an opinion without any misperception or
myth related to sexual abuse.” Further, the California Supreme Court has rejected the
notion that the “use of ‘syndrome’ . . . terminology by a mental health professional makes
the [testimony] seem ‘scientific’ to a jury, and thus invokes [Kelly].” (Stoll, supra, 49
Cal.3d at p. 1161, fn. 22 [court was “not persuaded that juries are incapable of evaluating
properly presented references to psychological . . . ‘syndromes’ ”].)
23
Lastly, in view of defendant’s failure to demonstrate the applicability of the Kelly
rule to the CSAAS evidence in this case, we find unpersuasive his reliance on out-of-state
authority regarding whether CSAAS evidence meets a Kelly (or Frye) requirement
regarding general acceptance within the scientific community. (See, e.g., State v. J.L.G.
(N.J. 2018) 190 A.3d 442, 463 [“we apply the Frye test and consider whether CSAAS
has achieved general acceptance in the scientific community”].)
Accordingly, because defendant fails to establish that CSAAS evidence is based
on methods that are “new to psychology or the law” and that the evidence carried a
“misleading aura of scientific infallibility” (Stoll, supra, 49 Cal.3d at p. 1157; accord,
Peterson, supra, 10 Cal.5th at pp. 457-458), we conclude that the trial court did not abuse
its discretion in admitting expert testimony about CSAAS without subjecting it to
analysis under Kelly. (See, e.g., Lapenias, supra, 67 Cal.App.5th at p. 173 [“expert
CSAAS testimony is not ‘ “ ‘scientific’ ” evidence’ subject to the Kelly rule”]; Munch,
supra, 52 Cal.App.5th at pp. 472-473 [CSAAS evidence not subject to Kelly analysis];
People v. Harlan (1990) 222 Cal.App.3d 439, 449 (Harlan) [Kelly rule does not apply to
expert testimony about the reactions of child molestation victims, where expert’s
“opinion was based on her clinical experience with child sexual abuse victims and on her
familiarity with professional literature in the area”]; People v. Gray (1986) 187
Cal.App.3d 213, 218-220 [Kelly test not applicable to CSAAS testimony which addressed
behavior of child molestation victims as a class, and which did not purport to prove
molestation occurred]; see also People v. Bowker (1988) 203 Cal.App.3d 385, 392, fn.
omitted (Bowker) [notwithstanding Kelly, CSAAS evidence may be admissible “for the
limited purpose of disabusing the jury of misconceptions as to how child victims react to
abuse”].)
c. Whether the CSAAS evidence was more prejudicial than probative
Defendant contends that the CSAAS evidence should have been excluded under
Evidence Code section 352 as unduly prejudicial and due to a “substantial danger of jury
24
confusion.” In making this contention, he argues (1) that the CSAAS evidence lacked
probative value, as set forth in his above-described arguments concerning the lack of
relevance of the evidence, and (2) that the CSAAS “evidence was prejudicial,” because
“there was a strong likelihood the jury would misuse the CSAAS evidence as a diagnostic
tool of Doe’s having been sexually abused” and thus the CSAAS evidence “had the
potential to improperly bolster her credibility.” He argues that “[t]his danger” was “not
lessened by the [jury] instruction which sets forth the proper use of such evidence.”
Evidence Code section 352 provides that a “court in its discretion may exclude
evidence if its probative value is substantially outweighed by the probability that its
admission will . . . create substantial danger of undue prejudice, of confusing the issues,
or of misleading the jury.”
We find unpersuasive defendant’s contention that the evidence should have been
excluded under Evidence Code section 352. As we have explained, defendant’s
arguments that the CSAAS evidence lacked probative value and should have been
excluded as irrelevant are without merit. CSAAS evidence has long been admissible in
California to disabuse jurors of commonly held misconceptions about child sexual abuse.
(See, e.g., McAlpin, supra, 53 Cal.3d at pp. 1300-1301, Munch, supra, 52 Cal.App.5th at
p. 468; Lapenias, supra, 67 Cal.App.5th at p. 171; Patino, supra, 26 Cal.App.4th at
pp. 1744-1745; Harlan, supra, 222 Cal.App.3d at pp. 449-450; Bowker, supra, 203
Cal.App.3d at pp. 393-394.) Regarding defendant’s contention concerning undue
prejudice and potential juror confusion about the proper use of CSAAS evidence, the jury
in this case was instructed that testimony about CSAAS “is not evidence that the
defendant committed any of the crimes charged against him” and that the jury “may
consider this evidence only in deciding whether or not Jane Doe’s conduct was not
inconsistent with the conduct of someone who has been molested.” (See CALCRIM
No. 1193.) We must presume the jury followed this instruction. (See People v. Cain
25
(1995) 10 Cal.4th 1, 34.) Defendant fails to show error under Evidence Code section 352
by the trial court.
d. Whether admission of CSAAS evidence violated due process
Defendant contends that his state and federal constitutional rights to due process
were violated because the admission of CSAAS evidence rendered his trial
fundamentally unfair. In this regard, he contends that (1) the CSAAS evidence was
unreliable for the same reasons that he contended the Kelly test should apply, and (2) the
CSAAS evidence should have been excluded as set forth in his above-described
arguments concerning the lack of relevance of the evidence. In his reply brief, defendant
indicates that his due process argument is based on a contention that (3) “ ‘the . . . error in
admitting the evidence over his Evidence Code section 352 objection had the additional
legal consequence of violating due process.’ [Citation.]”
We have already rejected defendant’s contentions that (1) CSAAS evidence is
unreliable and that the Kelly test must be applied, (2) the evidence should have been
excluded as irrelevant, and (3) the evidence should have been excluded under Evidence
Code section 352 as unduly prejudicial and due to a substantial danger of jury confusion.
The “rejection of a claim on the merits necessarily leads to rejection of any constitutional
theory or ‘gloss’ raised” on appeal. (People v. Scott (2011) 52 Cal.4th 452, 487, fn. 29.)
We accordingly reject defendant’s due process claim.
C. CALCRIM No. 1193
Defendant contends that the trial court erred by using CALCRIM No. 1193, rather
than CALJIC No. 10.64, to instruct the jury regarding the proper use of CSAAS evidence
and that his constitutional rights to due process were violated as a result. According to
defendant, CALCRIM No. 1193 improperly states that the jury may consider CSAAS
evidence “in evaluating the believability of [the victim’s] testimony.” He argues that the
“by instructing the jury that the CSAAS testimony may be used to assess credibility, it
implies that the testimony, presented by the prosecution, may be used to bolster
26
credibility. The instruction allows the jury to find that, because a complaining witness’s
conduct after the fact was consistent with having been sexually abused, the complaining
witness is more credible” and “therefore, that the complaining witness was in fact
abused.”
1. Trial Court Proceedings
Prior to trial, defendant requested that the trial court use CALJIC No. 10.64,4
rather than CALCRIM No. 1193, to instruct the jury regarding the CSAAS evidence. He
argued that the CALJIC instruction was “more complete and accurate” because it
“reminds the jury that the research behind CSAAS begins with the assumption that a
molestation has occurred.” At a pretrial hearing on the motion, the trial court indicated
that the CALCRIM instruction, not the former CALJIC instruction requested by
defendant, would be used. The court explained that the CALCRIM instruction “sets forth
the current state of the law.”
At trial, the court instructed the jury pursuant to CALCRIM No. 1193 as follows:
“You have heard testimony from Dr. Anthony Urquiza, regarding child sexual abuse
accommodation syndrome. [¶] Dr. Urquiza’s testimony about child sexual abuse
accommodation syndrome is not evidence that the defendant committed any of the crimes
4
Defendant proposed the following instruction based on CALJIC No. 10.64:
“ ‘Evidence has been presented to you concerning child sexual abuse accommodation
syndrome. This evidence is not received and must not be considered by you as proof that
the alleged victim’s molestation claim is true. [¶] Child sexual abuse accommodation
syndrome research is based upon an approach that is completely different from that
which you must take to this case. The syndrome research begins with the assumption that
a molestation has occurred, and seeks to describe and explain common reactions of
children to that experience. As distinguished from that research approach, you are to
presume the defendant innocent. [¶] The People have the burden of proving guilt beyond
a reasonable doubt. [¶] You should consider the evidence concerning child sexual abuse
accommodation syndrome only for the limited purpose of showing, if it does, that the
alleged victim’s reactions, as demonstrated by the evidence, are not inconsistent with her
having been molested.’ ”
27
charged against him. [¶] You may consider this evidence only in deciding whether or
not Jane Doe’s conduct was not inconsistent with the conduct of someone who has been
molested, and in evaluating the believability of her testimony.”
Outside the presence of the jury, after the jury began deliberating, the trial court
indicated that the parties and the court had conferenced several times regarding jury
instructions. Defendant acknowledged by that point that he had “no objection” to
CALCRIM No. 1193 “as given.”
2. Analysis
Although defendant did not object to CALCRIM No. 1193 below on the same
ground as he asserts on appeal, we nevertheless consider his appellate claim based on his
contention that his substantial rights were affected by the erroneous instruction. (See
§ 1259.) When we review a purportedly erroneous instruction, we consider
“ ‘ “ ‘whether there is a reasonable likelihood that the jury has applied the challenged
instruction in a way’ that violates the Constitution.” ’ ” (People v. Richardson (2008) 43
Cal.4th 959, 1028 (Richardson).) We consider the instructions as a whole and “ ‘assume
that jurors are intelligent persons and capable of understanding and correlating all jury
instructions which are given.’ [Citation.]” (Ibid.)
We determine that it is not reasonably likely jurors understood CALCRIM
No. 1193 as permitting the use of CSAAS evidence for the improper purpose of proving
that Doe was abused by defendant. (See Richardson, supra, 43 Cal.4th at p. 1028.)
CALCRIM No. 1193 informs jurors that they may use CSAAS evidence to evaluate
whether the alleged victim’s behavior, which may appear inconsistent with being
molested, was actually not inconsistent. To the extent that CALCRIM No. 1193 allows
jurors to consider CSAAS evidence in their evaluation of the victim’s credibility, the
instruction was proper because such evidence is relevant and admissible when an alleged
victim’s credibility has been attacked. (See McAlpin, supra, 53 Cal.3d at pp. 1300-1301.)
Contrary to defendant’s contention on appeal that jurors would interpret CALCRIM
28
No. 1193 as allowing them to conclude “that the complaining witness was in fact
abused,” CALCRIM No. 1193 specifically instructs jurors that they must not consider
CSAAS testimony as evidence that the defendant committed the charged crimes.
Accordingly, we conclude that defendant’s claim regarding CALCRIM No. 1193 is
without merit. (See People v. Gonzales (2017) 16 Cal.App.5th 494, 503-504 [rejecting
contention that CALCRIM No. 1193 allows a jury to use CSAAS testimony as proof that
the victim was molested]; accord, Munch, supra, 52 Cal.App.5th at pp. 473-474;
Lapenias, supra, 67 Cal.App.5th at pp. 175-176.)
D. Cumulative Error
Defendant contends that, “[s]hould this Court conclude none of the foregoing
errors compel reversal of the judgment standing alone, the judgment should nevertheless
be reversed pursuant to the cumulative error doctrine.” As we have found no individual
error, we reject defendant’s cumulative error argument.
E. Application of Section 654 to Count 8 or 12
Defendant contends that the trial court erred by failing to stay the sentence on
either count 8, aggravated sexual assault of a child under the age of 14 by forcible oral
copulation, or count 12, oral copulation with a child aged 10 or younger. Defendant
argues that both counts were based on oral copulation that occurred on or between
August 26, 2018, through August 27, 2018. According to defendant, Doe testified that
she orally copulated defendant only once on the night of August 26. Defendant contends
that the prosecutor, however, argued to the jury, and later to the court in connection with
sentencing, that counts 8 and 12 were based on Doe orally copulating defendant twice
during the encounter. Defendant contends that there is not substantial evidence to
support the trial court’s findings that Doe orally copulated defendant twice during the
encounter, and therefore the sentence on count 8 or court 12 must be stayed.
The Attorney General contends that Doe testified that, on or between August 26
and 27, (1) she orally copulated defendant and (2) defendant orally copulated her. Based
29
on these two separate instances of oral copulation, the Attorney General argues that
substantial evidence supports separate sentences for counts 8 and 12.
1. Trial Court Proceedings
In argument to the jury, the prosecutor twice referred to count 12, oral copulation
with a child aged 10 or younger (§ 288.7, subd. (b)), as occurring when defendant “first
entered the room and had [Doe] suck his penis, but not until the juice came out, to
lubricate his penis.” He “came into the room and . . . he spit on his penis to lubricate it,
and then he put his penis in her mouth but didn’t want the juice to come out.” The
prosecutor referred to count 8, aggravated sexual assault of a child under 14 by forcible
oral copulation (§ 269, subd. (a)(4); former § 288a, subd. (c)(2)) as another instance of
oral copulation that occurred during the same encounter.
In accordance with the prosecutor’s argument, the caption of the verdict form for
count 12, states, “COUNT 12 [¶] ORAL COPULATION WITH A CHILD 10 OR
YOUNGER [¶] (First Act of Penis in Jane Doe’s mouth).” The caption for the verdict
form for count 8 states, “COUNT 8 [¶] AGGRAVATED SEXUAL ASSAULT OF A
CHILD UNDER THE AGE OF 14, TO WIT; FORCIBLE ORAL COPULATION [¶]
(penis in Jane Doe’s mouth).” The verdict forms for both counts indicate that both
offenses occurred on or between August 26, 2018, through August 27, 2018. Defendant
was found guilty of both counts.
In a sentencing memorandum, the prosecutor contended section 654 did not apply
to these two counts although they occurred during a single encounter. The prosecutor
argued that at the beginning of the encounter, defendant put his penis in the victim’s
mouth (count 12), and towards the end of the encounter, he put his penis in her mouth
again (count 8).
At the sentencing hearing, defendant contended that section 654 applied to
counts 8 and 12 because they occurred “during one continuous sexual assault.” The
prosecutor responded that count 12 “was an act that was used against Jane Doe in the
30
very beginning, shortly after he entered her bedroom. And there was multiple, multiple
acts and violence that occurred until the end of this attack.” The prosecutor contended
that “the very last act was an act of oral copulation” and that “the multiple acts in
between, make Count[s] 12 and 8 separate occasions.”
The trial court implicitly ruled that section 654 did not apply by finding that
counts 8 and 12 were each “a separate incident” and “separate act” and by imposing
consecutive sentences for the counts.
2. Analysis
“[M]ultiple sex acts committed on a single occasion can result in multiple
statutory violations. Such offenses are generally ‘divisible’ from one another under
section 654, and separate punishment is usually allowed. [Citations.]” (People v. Scott
(1994) 9 Cal.4th 331, 344, fn. 6.) “If the rule were otherwise, ‘the clever molester could
violate his victim in numerous lewd ways, safe in the knowledge that he could not be
convicted and punished for every act.’ [Citation.] Particularly with regard to underage
victims, it is inconceivable the Legislature would have intended this result. [Citation.]”
(People v. Alvarez (2009) 178 Cal.App.4th 999, 1006.)
In this case, Doe testified at trial that she orally copulated defendant only once in
her bedroom on the night that her vagina bled. It is not clear from her trial testimony
when the oral copulation occurred in relation to the other sex acts that night.
However, other evidence admitted at trial indicates that Doe orally copulated
defendant twice that night. The first instance appears to have occurred at or near the
beginning of the encounter. When interviewed by a social worker,5 the victim indicated
that she orally copulated defendant “before he . . . started putting it in” her vagina during
the encounter that resulted in her having “to go to the doctor.” When the social worker
5
A video recording of the social worker’s interview of the victim was played
during trial, and a transcript of the recording was admitted into evidence.
31
asked how it “start[ed],” the victim stated, “He wanted me to suck it, but he didn’t want
me to have the juice. He wanted me to just suck it, so it would slip in, but it didn’t
work.” When the social worker clarified with the victim that defendant wanted the
victim to oral copulate him before he put his penis in her vagina, the victim responded
affirmatively. She indicated that she was “sucking it” for “just a little bit,” that defendant
“didn’t want [her] to have the juice,” and that he “wanted it to slip right through.”
The second instance of Doe orally copulating defendant that night appears to have
occurred at or near the end of the encounter. When interviewed by a police officer,6 Doe
indicated that there was blood everywhere, including on some of her favorite blankets.
When asked by the officer whether defendant said “anything to [her] after,” the victim
reported that defendant told her that she needed to go to bed “[a]nd then he put juice in
[her].” The officer asked what she meant, and she indicated that defendant put his penis
in her mouth. When the police officer later returned to the subject of oral copulation, the
officer asked, “Did you suck hard or did you suck on his penis that night?” The victim
responded, “I sucked on his penis.” The officer asked when and whether it was “that
night that he put it in you.” The victim responded affirmatively to the latter question.
The officer then asked, “Was it before or after . . . ?” The victim indicated that it was
“after.”
In sum, notwithstanding the victim’s trial testimony that she orally copulated
defendant only once during the encounter that led to her vagina bleeding, the record
reflects—consistent with the prosecutor’s argument to the jury, the prosecutor’s
arguments to the court in connection with sentencing, and the caption of the verdict forms
for counts 12 and 8—that (1) the victim orally copulated defendant at the beginning of
the incident when she was not supposed to receive any “juice” and (2) she orally
6
Video footage of the interview from the police officer’s body camera was played
during trial, and a transcript of the recording was admitted into evidence.
32
copulated him again at or near the end of the encounter during which he put “juice” in
her. As substantial evidence supports the trial court’s findings that the victim orally
copulated defendant twice during the encounter, defendant fails to demonstrate that the
court erred in refusing to stay the punishment for count 8 or court 12.
F. Amended Section 654
Defendant contends that the matter must be remanded for resentencing so that the
trial court may exercise its discretion under recently amended section 654 to determine
which counts to stay. The Attorney General concedes the issue. We find the Attorney
General’s concession appropriate.
Section 654 prohibits multiple punishment for a single act or omission. (See
People v. Delgado (2017) 2 Cal.5th 544, 570.) At the time of defendant’s sentencing,
section 654 required the trial court to punish defendant “under the provision that
provide[d] for the longest potential term of imprisonment.” (§ 654, former subd. (a).)
Effective January 1, 2022, section 654 was amended by Assembly Bill No. 518
(2021-2022 Reg. Sess.) to give the trial court discretion to select the provision under
which the defendant would be punished. As relevant here, section 654 now provides,
“An act or omission that is punishable in different ways by different provisions of law
may be punished under either of such provisions, but in no case shall the act or omission
be punished under more than one provision.” (§ 654, subd. (a), italics added.)
The amendment of section 654 effected an ameliorative change to the law as trial
courts are no longer required to impose sentence under the provision that provides for the
longest term of imprisonment when a defendant is convicted of multiple crimes for a
single act or omission. Thus, as the parties agree, defendant is entitled to the retroactive
application of amended section 654 because there is no indication that the Legislature
intended the law to apply prospectively only, and this case is not yet final on appeal.
(See, e.g., People v. Mani (2022) 74 Cal.App.5th 343, 379-380; People v. Sek (2022) 74
Cal.App.5th 657, 673-674; People v. Mendoza (2022) 74 Cal.App.5th 843, 861-862.)
33
Defendant observes that in this case, the trial court stayed the punishment on
counts 4, 5, 9, and 10 pursuant to former section 654. The prosecutor had recommended
in a sentencing memorandum, and defendant had agreed at the sentencing hearing, that he
should be punished on count 2 and that punishment should be stayed on several other
counts, including counts 4 and 5 which provided for lesser punishment than count 2. The
prosecutor also recommended, and defendant agreed, that he should be punished on
count 8 or 12 and that the punishment on counts 9 and 10, which provided for the same or
lesser punishment than counts 8 and 12, should be stayed. The court followed the
parties’ recommendations regarding staying counts 4, 5, 9, and 10. However, because
amended section 654 now gives a trial court discretion to select the provision on which to
impose punishment when a defendant is convicted of multiple crimes for a single act or
omission, we will remand the matter for resentencing. On remand, the parties may
address in the first instance whether amended section 654 applies to, for example,
count 2.7
G. Sentence on Count 9
Defendant contends that the matter should be remanded so that the trial court can
“correct” the nine-year sentence on count 9, forcible lewd act, to eight years. The
Attorney General concedes the issue. We find the concession appropriate.
7
Defendant was convicted in count 2 of aggravated sexual assault of a child under
the age of 14 by rape (§§ 269, subd. (a)(1), 261, subd. (a)(2)), and the jury found true the
allegation that defendant personally inflicted bodily harm upon a child under the age of
14 pursuant to section 667.61, subdivisions (d)(7) and (j)(1). An appellate court recently
held that a trial court does not have discretion under amended section 654 to suspend or
stay a sentence under section 667.61. (People v. Caparaz (Jun. 30, 2022, No. A158473)
___Cal.App.5th___ [2022 Cal. App. LEXIS 579, *35]; § 667.61, subd. (h)
[“Notwithstanding any other law, probation shall not be granted to, nor shall the
execution or imposition of sentence be suspended for, a person who is subject to
punishment under this section”].)
34
Defendant was convicted in count 9 of a violation of section 288,
subdivision (b)(1) [forcible lewd act on a child under the age of 14]. Section 288,
subdivision (b)(1) sets forth a sentencing range of five, eight, or 10 years. The probation
report set forth this sentencing range. At the sentencing hearing, the trial court ordered
the sentence for count 9 as follows: “As to Count 9, the 288(b), the Court imposes the
midterm of nine years. Court does not find the factors in aggravation, factors in
mitigation outweigh one another. The Court stays that pursuant to 654.” Because the
record reflects that the trial court intended to impose the “midterm” on count 9, and
section 288, subdivision (b)(1) provides for a midterm sentence of eight years, we will
remand the matter so that the court may correct its sentence on count 9 to eight years.
H. Other Issues in the Abstract of Judgment
Although not raised by the parties, we make the follow observations regarding
possible errors concerning custody credits, defendant’s convictions as listed in the
abstract of judgment, and victim restitution, which the parties and/or the trial court may
address on remand.
1. Custody Credits
According to the probation report, defendant was in presentence custody for
987 days. The probation officer calculated defendant’s conduct credit as 148 days and
calculated defendant’s total custody credits as 1,135 days.
At the sentencing hearing, the trial court stated that defendant’s actual time in
custody was only 967 days, not 987 days as stated in the probation report, but the court
still awarded 148 days of conduct credit for a purported total of 1,135 days of custody
credits. Because we are remanding the matter for resentencing, the court will have the
opportunity to properly determine defendant’s custody credits.
2. Convictions on Counts 10 and 12
Defendant was convicted in counts 10 and 12 of oral copulation with a child aged
10 or younger (§ 288.7, subd. (b)). The abstract of judgment, however, indicates that
35
defendant was convicted in count 10 of sexual intercourse with a child and convicted in
count 12 of sodomy with a child. On remand, the trial court will have the opportunity to
correctly identify counts 10 and 12 in the abstract of judgment.
3. Victim Restitution
The probation report indicates that the victim’s father sought $4,954 in restitution.
The probation officer recommended that the trial court order this amount in victim
restitution and that the court also “reserve[]” restitution because it was anticipated that
counseling and medical issues for the victim would be ongoing.
At the sentencing hearing, defendant objected to the amount of restitution
requested by the victim’s father. The court retained jurisdiction over the amount of
victim restitution and scheduled the matter for a restitution setting hearing on
May 27, 2021.
In the meantime, the abstract of judgment, which is dated May 17, 2021, indicates
that the trial court ordered $4,954 in victim restitution. The record on appeal does not
reflect that the trial court ever ordered $4,954 in victim restitution. As we are remanding
the matter for resentencing, and a victim restitution hearing may have since taken place,
the court will have the opportunity to prepare an abstract of judgment that correctly states
the ordered amount of victim restitution, if any.
IV. DISPOSITION
The judgment is reversed. The trial court shall resentence defendant, applying the
amended version of Penal Code section 654, correcting the sentence on count 9 (forcible
lewd act on a child under the age of 14) by selecting the eight-year middle term (Pen.
Code, § 288, subd. (b)(1)), and correcting any errors in the abstract of judgment.
36
BAMATTRE-MANOUKIAN, ACTING P.J.
WE CONCUR:
DANNER, J.
WILSON, J.
People v. Sepulveda
H049107