C. J. Tower & Sons v. United States

Johnson, Judge,

dissenting.

I respectfully dissent from the conclusion of the majority in this case.

The statutes involved are stated in the majority opinion, and the question for this court to answer is whether the described sill plate for an elevator hoistway door is a structural shape within the meaning of paragraph 312 of the Tariff Act of 1930, as contended by appellant. If it is not, then the collector’s classification under paragraph 397 should be allowed to stand under the presumption of validity which attaches thereto.

Questions involving the meaning of the term “structural shapes” have been before this court many times,' as shown in the list of cases cited in the majority opinion. However, no precise definition can be laid down to cover the term, and each case must be determined in the light of its own record. The Frost Railway Supply Co. v. United States, 39 C. C. P. A. (Customs) 90, and cases cited therein.

In The Frost Railway Supply Co. case, supra, the court rejected appellant’s contention that “railway snubbers” were structural shapes within the meaning of paragraph 312. In that case the court reviewed the prior cases in which it interpreted paragraph 312. These cases are selectively relied on by both parties. Since these decisions are very pertinent to my conclusion in the present case, I will quote at length from The Frost Railway Supply Co. case, supra.

The following cases, which were discussed in the Frost case, show *168what thé court has, on past occasions, considered to be structural shapes:

In the case of Simon, Buhler & Baumann (Inc.) v. United States, 8 Ct. Cust. Appls. 273, T. D. 37537, this court made its first inquiry into the scope of paragraph 104 of the tariff act of 1913, the forerunner of paragraph 312 of the current act. Steel channel irons, steel bars or grates, and frames, plates, center pieces, posts, and heads or end pieces of cast iron, materials ready to be assembled as parts of a mash filter, had been refused classification as structural shapes, the government contending that none of the articles were ejusdem generis with those provided in paragraph 104, and that they were not intended to be used in the construction of buildings or of ships. This court could not agree that Congress intended to confine the materials of paragraph 104 to such as are used for buildings, ships and similar erections, but was of a mind that the. structures there intended were of a more general nature. The belief was professed that “the expression ‘structural shapes’ does import to people in general a capacity to sustain heavy, weights or to resist great tension or both.” As the merchandise before the court was deemed of that nature it was held classifiable as structural shapes.
In United States v. Frank, 15 Ct. Cust. Appls. 97, T. D. 42184, certain steel sheet piling was held to be properly classified as structural shapes of iron or steel under paragraph 312 of the Tariff Act of 1922. We there noted that for years the material had been definitely, uniformly, and generally treated and used by the steel trade as structural shapes, and citing the Simon, Buhler case, supra, we held the sheet piling to be within the purview of the definition there annunciated.
In the case of United States v. Henry L. Exstein Co., Inc., 16 Ct. Cust. Appls. 328, T. D. 43079, so-called deformed steel bars for reinforcing concrete came before the court. The bars were the familiar reinforcing bars whose surfaces bore ridges and protuberances to aid the bars in holding when imbedded in concrete. As imported the bars were straight. This court, observing that the bars were bought and sold in the markets of the United States and used precisely as other structural shapes of steel, pointed out'that though these bars might.be .considered a border line material, they were nevertheless classifiable as structural shapes in accordance with the teaching'óf the Simon, Buhler and Frank cases, supra.
In the case of Judson Freight Forwarding Co. v. United States, supra, we rejected the chief or exclusive use doctrine as determinative of classification under paragraph 312, and held that Congress did not .intend to limit the term “structural shapes” to such shapes as were used only in large structures, but intended to include “all structural shapes of iron or steel having the capacity to sustain [relatively] heavy weights or to resist great tension or both.” We accordingly held certain 2 x 2 x inch angles to be classifiable under paragraph 312.
.. In the case of United States v. Julius Blum & Co., Inc., 26 C. C. P. A. (Customs) 168, C. A. D. 12, this court again had before it a decision of the Customs Court wherein the doctrine of chief use had been relied upon to classify under paragraph 312 certain steel sections varying in length from 18 to 20 feet and in width from 15/16ths to' 2 and l/8th inches'and described on the invoice as “structural angles and channels.” In our decision we reiterated our stand in the Judson Freight Forwarding Co. case, supra, and again rejected the doctrine of chief use as determinative of the question. The case was remanded for further consideration by the trial court.

The following cases, which were discussed in the Frost case, show what the court has, on past occasions, considered not to be structural shapes:

*169In the case of Myers & Co. v. United States, 12 Ct. Cust. Appls. 350, T. D. 40490, connecting rods for locomotive drive wheels were before ús and were held not classifiable as structural shapes of iron or steel. It was pointed out that while the mash filter in the Simon, Bidder case, supra, was a structure and not a manufacture of metal, a railway locomotive was not such a structure.
In E. L. Soule & Co. v. United States, 16 Ct. Cust. Appls. 524, T. D. 43240, it was contended that universal mill plates, which are plates of steel 3/4ths of an inch thick, about 40 feet long and 8 to 18 inches wide, were properly classifiable as structural shapes of iron or steel. This court held, however, that structural shapes were more than mere material, more than structural steel, and that consequently the' universal mill plates could not be classified as structural shapes within the meaning of the tariff act.
In Amerlux Steel Corp. v. United States, 18 C. C. P. A. (Customs) 449, T. D. 44700, it was held that checkered, or raised diamond, steel floor plates were not classifiable under paragraph 312 of the Tariff Act of 1922 as structural shapes.
In European Trading Co. v. United States, 19 C. C. P. A. (Customs) 82, T. D. 45225, certain wire netting used for no purpose other than holding stucco on the sides of structures or buildings was held properly classified by the collector under paragraph 399 of the Tariff Act of 1922 rather than under paragraph 312 óf the same act. We there opined that if the deformed steel bars of the Éxstein case, supra, were on the border line, wire netting was entirely beyond the border line.
In Otis McAllister & Co. v. United States, supra, an importer contended for the. classification of galvanized, corrugated iron sheets under paragraph 312 of the" Tariff Act of 1930. The sheets were principally used in the construction of buildings and formed the walls and roofs thereof. This court, pointing out that no precise definition of structural shapes could be laid down, and noting that the sheets of themselves were not designed to carry a building load or stress, held that the imported merchandise was properly adjudged dutiable as sheets of iron or'steel corrugated, under paragraph 308.

In addition to the cases discussed in The Frost Railway Supply Co. case, supra, the subsequent case of United States v. The Winkler-Koch Engineering Co., 41 C. C. P. A. (Customs) 121, also considered the question of structural shapes under paragraph 312. In that case hollow, cylindrical seamless sections made of. steel, 7 inches in diameter and 32 feet long and having threaded ends were held to be structural shapes. These sections were to be joined to form a casing for an oil well. It appears that the court reasoned that the casings must resist great external pressure to protect a bored hole against destruction, and that since the forces causing this pressure are as great as those upon a beam, girder, joint, or angle, and since the casings must be joined in the same manner as the beams of a building, they should be considered as structural shapes.

Thus, it can be seen that this court has in the past held the following merchandise to be structural shapes within the meaning of various tariff acts: steel channel irons, steel bars or grates, and frames, plates, center pieces, posts, and heads or end pieces of cast iron— materials ready to be assembled as parts of a mash filter; sheet piling;, deformed steel bars for reinforcing concrete; small angles; and well casings.

*170On tbe otter hand, this court has in the past held the following merchandise not to be structural shapes: connecting rods for locomotive drive wheels; universal mill plates; checkered steel floor plates to be used as flooring in buildings and boiler rooms; wire netting for holding stucco on the sides of structures or buildings; corrugated iron sheets used to form the walls and roofs of buildings; and railway snubbers.

In addition to the analyses of previous decisions, definitions of structural shapes also were cited from dictionaries • and technical works in The Frost Railway Supply Go. case, supra, as follows:

On occasion in the past, United States v. Julius Blum & Co., Inc., supra, and case cited therein, we have quoted the following dictionary definition of “structural shape:”
Structural shape, Engin. & Arch., the shape of a member especially adapted to structural purposes, esp. in giving the greatest strength with the least material. Hence, Colloq., any steel or iron member of such shape, as channel irons, I-beams, T-beams, etc., or, sometimes, a column, girder, etc., built up with such members.
The Condensed Encyclopedia of Engineering, first edition, The Industrial Press, New York, p. 1068, gives the following under the heading “Structural Shapes:”
Steel rolled to standard sections is widely used in building construction and in the manufacture of railway cars, agricultural implements, automobiles and numerous other products. By using a standard shape which is on the market and is adapted to a given structure or design, it is often possible to secure a stronger, lighter construction and a reduction of manufacturing cost. Shapes which have been widely used are shown in the accompanying illustration. There are many other more or less special shapes for use in the agricultural, automotive, railway car, ship-building and other large industries.
The illustration referred to shows sections of channels, angles, bulb angles, H-beams, tees, zees and rails.
Marks’ Mechanical Engineers’ Handbook, third edition, McGraw-Hill, pp. 1564-1580, lists the properties of standard structural shapes, channels, angles, tees, I-beams, T-beams, etc., and it is apparent that all of the structural shapes there listed are straight pieces of indefinite length.

It seems to me that when our previous decisions are viewed in the light of the above cited dictionary and technical definitions of structural shapes that a broad rule can be formulated, which is applicable to. this class of cases. This rule is: If the item under consideration has á primary function of giving strength and rigidity to the structure into which it is to be incorporated, although it may also serve some incidental purpose, and the item is one which has a standard shape and has general application in building various types of structures, then it is a structural shape within the meaning of the statute; but if the item has a primary general purpose which is not to give strength and rigidity by itself to the structure into which it is to be incorporated, although it may incidentally give strength and rigidity, and the item is one which does not have a standard shape or general application *171in tbe building of various types of Structures, then it is not a structural shape within the meaning of the statute. .

It is to be noted that th’^foregoing rule does not rely on the exclusive or chief use doctrine ;(i: e. chief use in relatively heavy structures such as buildings, ships;'derricks, etc.) which was stated in the Simon, Buhler & Baumann case, supra, and rejected in the Judson Freight Forwarding Co. case, supra. It is to be further noted that the foregoing rule does not rely on the rule of ejusdem generis which was adapted by this court in the European Trading Company case, supra, and for all practical purposes rejected in the Winkler-Koch Engineering Co., case, supra, wherein.it was stated at 134 and 135:

However, deductions may be drawn from decided cases, many of which are herein cited, covering at least some of the characteristics which an article must possess in order to be properly classifiable as a structural shape and there is, doubtless, room for resort to the rule of ejusdem, generis for purposes of comparison, but it should be borne in mind that, with the exception of what we regard as obiter in the European Trading Co. case, supra, no case involving “structural shapes” such as those contemplated by that phrase in paragraph 312, supra, has been cited (nor has. any been found) in which any appellate * * * court rested a decision upon the ground that the article involved should be excluded from classification under the paragraph by reason of the rule of ejusdem generis.-

Although I am well aware of the danger of setting forth any general rules in the sense that they are subject to certain exceptions, I believe that the foregoing stated general rule can, for the most part, be shown to be inherently present in our previous decisions, as set forth in detail hereafter.

In the Myers & Co. case, supra, connecting rods for locomotive drive wheels were held not to be structural shapes. These connecting rods must of necessity have possessed great strength and rigidity. However, their primary function was to transmit mechanical motion. They had a very specific application, namely, for use on locomotives. They did not have a standard shape and could not be used generally in the building of structures. Thus, these connecting rods fall under the above rule as not being a structural shape.

In the Amerlux Steel Corp. case, supra, checkered steel floor plates were held not to be structural shapes. The primary function of these plates was for use as flooring. They necessarily must have had great strength and rigidity and must have inherently lent a certain amount of stability to the structure into which they were incorporated. But these plates had a very limited application. They did not have a standard shape and could not be considered to be used generally in the building of structures. Thus these floor plates fall within the above rule as not being structural shapes.

In the European Trading Co. case, supra, wire netting was held not to be a structural shape. It necessarily must have possessed certain strength. It is to be noted that wire netting does have general *172application in the field of building structures. However, the primary function of the wire netting is to hold stucco on the sides of buildings, but it cannot by itself lend strength and rigidity to a structure. Thus it falls within the above rule as not being a structural shape.

In the Otis McAllister & Co. case, supra, corrugated iron sheets were held not to be structural shapes. It can be said that these items had certain strength and rigidity, and that they can be generally used in building structures. Yet the primary function of these sheets was to form the roofs and walls of buildings. Although they inherently lent a certain amount of strength and stability to the building in this capacity, their primary purpose was as a covering. The sheets could not lend strength and rigidity by themselves. Thus these sheets fall within the above rule as not being a structural shape.

It can be seen that the foregoing rule, as applied above, obviously encompasses the railway snubbers of The Frost Railway Supply Co. case, supra, and shows .them not to be a structural shape.

In United States v. Frank, supra, certain steel sheet piling was held to be structural shapes. It can be seen that these items have the primary function of giving strength and rigidity to structures in which they are used; and that they have general application in building of various types of structures. Thus these pilings fall within the above rule as being structural shapes.

In the Henry L. Exstein Co., Inc. case, supra, the court held reinforcing bars to be a structural shape, although it pointed out that the bars might be considered a borderline material. The above rule 'applies to that case in the sense that the bars have the primary function of giving strength and rigidity to the structure in which they are incorporated, although they serve an incidental purpose of strengthening concrete in which they are imbedded. Furthermore the bars are of a standard shape and have a general application in the fabrication of buildings. Thus the bars fall within the above rule as being structural shapes.

The above rule also encompasses the angles of the Judson Freight Forwarding case, supra, which were held to be structural .shapes. The same can be said of the “structural angles and channels” of the Julius Blum & Go. case, supra, and of the casings of the Winkler-'Koch Engineering case, supra.

It thus can be seen that the above rule which was formulated from our previous decisions encompasses the subject matter which was under consideration in each of the above discussed cases.

I feel that the sill plates under consideration in the present case are not structural shapes within the interpretation given to the term by the previous decisions as summarized by the above formulated rule. It cannot be disputed, from a review of the evidence as set forth in the majority opinion, that the primary purpose of the sill plate is to sup*173port elements of the elevator door. It also cannot be disputed that it must have certain inherent strength to perform this function. Yet it seems to me that the sill does not primarily serve the purpose of lending strength and rigidity'.to the building structure in which it is located. It does this only in an incidental manner. Further-n^e, I cannot see where the sill is a standard shape or has general application in building of various types of structures. It cannot even be used interchangeably with other types of elevator sills. On the contrary, it was fabricated for a very specific purpose, as stated above, and its use is limited to that purpose.

Furthermore if the two classes of above enumerated cases which hold what is and what is not structural shapes are compared, I believe that the conclusion is inescapable that the sills fall into the latter category. More specifically, I believe that the sills are more analagous to the above discussed floor plates, wire netting, corrugated iron sheets, and railway snubbers than to the above discussed steel channel irons, sheet piling, deformed steel'bars, small angles, and well casing.

I feel that appellant’s argument that the sills are structural shapes because they “are designed, among other things, to sustain heavy weights, to carry building loads or stresses, and to give the greatest strength with the least material” is without merit. It can almost be categorically said that every element which is used in fabricating any type of structure must have these qualities. Yet it is quite obvious from our previous decisions that every element which is used for building structures and which has the above quoted properties is not necessarily a structural shape within the meaning of the statute.

In addition to the foregoing discussion of the previous cases decided by this court, I believe that the following is pertinent to the present case.

In the Judson Freight Forwarding Co. case, supra, the court held that the phrase “structural shapes” should be applied on the basis of its common meaning. This is stated in the present majority opinion. It is well settled that in determining the common meaning of a term, the court may, as an aid, consult the dictionaries, lexicons, and written authorities as to such common meaning. United States v. A. Moscini, 19 C. C. P. A. (Customs) 144. I, therefore, wish to point specifically to the above cited portion of the Condensed Encyclopedia of Engineering. In this portion reference is made to both “standard sections” and “special shapes.” The encyclopedia states, “By using a standard shape which is on the market and is adapted to a given structure or design, it is often possible to secure a stronger, lighter construction and a reduction of manufacturing cost.” It is further stated that the standard sections are widely used in building construction and in the manufacture of railway cars, agricultural implements, automobiles, and numerous other products. The encyclopedia also states “There *174are many other more or less special shapes for use in the agricultural, automotive, railway car, ship building and other large industries.” This means that there are shapes not shown in the illustration in the encyclopedia which have general application in the building industry, and which' can be obtained on the market for general usage. It is quite obvious to me that the elevator sills, under consideration here, are not “standard shapes” or “special shapes” which are on the market. They are specific shapes which were cast and machined for a specific purpose. They are not widely used in building. They were fabricated for a specific purpose, and for that purpose alone. They have no other application than for use as elevator sills. Since the elevator sills do not conform to the definition of “standard shapes” or “special shapes” as set forth in the encyclopedia, I do not feel that they are structural shapes within the meaning of the statute.

I have carefully analyzed the record of this case. The importer, Otis Elevator Company, presented three of its employees as expert witnesses. The substance of their testimony is set forth in the majority opinion, and need not be repeated here. In addition, the importer’s witness Karmel attempted to show that the sills were structural shapes. The following is quoted from the record in this respect:

Q. Do you know what angles, channels, and tees are? A. I do.
Q. For how many years have you had experience with angles, channels, and tees? A. Since I have been employed, since 1920, say.
Q. And have you seen many angles, channels, and tees? A. I have.
Q.. And has that been in connection with your work with your company? A. Yes. .
Q. Now, can you tell us whether these sill plates are similar to angles, channels, and tees? A. They are.
Q. In what way? A. Well, they are a section that is used to support the door structure. They are arranged with suitable conformation or design to support this structure and they are varied in length in accordance with the application to which they are, or in accordance with the use to which they are applied, the condition to which they are applied.
Q. Are they ready for use in their condition as imported? A. Yes.

Other of the witnesses gave generally similar testimony. Aside from the testimony of these witnesses, who testified on the behalf of their employer, the importer presented no other proof as to the meaning of the term “structural shapes” except for his reliance on our previous cases which I have already discussed.

It is too well settled for citation that there is a presumption of correctness which attaches to the Customs Collector’s classification and that the importer has the burden of proving that the Customs Collector is wrong and that he (the importer) is correct. I do not feel that the importer has sustained this burden since he has neither conclusively proved that the collector was wrong nor that he is correct., The importer has not cited any authoritative sources which *175have given definitions of the term structural shapes. He has merely presented his own employees as witnesses. In short, he has not proved that the imported sills are structural shapes within the meaning- of the statute.

For the foregoing reasons, I feel that the judgment of the Customs Court should be affirmed.

Worley, J. concurs in the conclusion of the dissenting opinion.