Benton v. Deininger

HAZEL, District Judge.

Motion to dismiss the complaint for misjoinder of parties, defendant and for multifariousness.

.This action is at law to recover damages for violation of the National Bank Act (Rev. St. §§ 5211, 5239 [12 TJSCA §§ 93, 161]), relating to the defendants as directors of the National Bank of Commerce of Rochester making and publishing certain reports required by the statute to be filed with the-Comptroller of the Currency, arid specifically to false reports relating to the resources and liabilities of the bank, and also knowingly violating,' or permitting officers and agents to commit the violations prohibited by the act. '

.There are twenty-three different plaintiffs, all of whom were stockholders of the bank. Fifty-seven causes of action' are alleged : against twenty-one defendants, who were directors of the bank at different times mentioned in the complaint. The bank went into liquidation on May 19, 1924. The various causes of action against the individual directors are separately alleged.

Section 209 of the Civil Practice Act of this state, under which the action was brought in the Supreme Court of this state, and subsequently removed to this court, provides;

“Joinder of Plaintiffs Generally. All persons may be joined in one action as plaintiffs, in whom any right to relief in respect of or arising out of the same transaction or series of .transactions is alleged to exist whether jointly, severally or in the alternative, where if. such- persons brought separate actions any 'common'question of law or fact would arise; provided that if upon the application of any party it shall appear that such joinder may embarrass1 or delay the trial of the action, the court may order separate trials or make such other order as may be expedient, and judgment may be given for such one or-more of the plaintiffs as may be found to bé en'titled. to relief, for the relief to which he dr they'-may .be entitled.”

.'Under this provision, which is not limited to suits in equity, separate and independent Causes of action may be united in one complaint,' .regardless of, the number of plaintiffs, and the right of trial by jury was recognized in Akely v. Kinnicutt, 208 App. Div. 487, 203 N. Y. S. 741, but, according to the quoted provision, in the convenient administration of justice, the court may direct separate, trials. In the cited ease on, this point, ' the .defendants were charged with conspiracy to d'efráuá, but the interpretation of the statute may fairly be applied to the instant objection.

Separate demands for .a money judgment are made against each defendant, and, in my opinion, it is clear that an adequate remedy at law1 exists (Scott v. Neely, 140 U. S. 106, 11 S. Ct. 712, 35.L. Ed. 358; Whitehead v. Shattuck, 138 U. S. 146, 11 S. Ct. 276, 34 L. Ed. 873), although paragraph 60 of the complaint asks, incidentally, that an accounting be had and that a multiplicity of actions of substantially the same character be avoided, yet without a waiver of trial by jury, the action, in its present form, must be regarded as properly on the law side of the court, inasmuch as the right to recover is baked wholly upon a statutory liability. The rules of practice obtaining in the courts of the state, and section 209, relating to joinder of plaintiffs generally, must be applied. Moore Bros. Glass Co. v. Drevet Mfg. Co. (C. C.) 154 F. 737. Paragraph 60 may be either stricken out or regarded as surplusage.

The history of the alleged transactions, covering many years, the very large amount involved, the time in.which different defendants served as directors of the bank, the transactions of the finance committee, the character of the different reports made to the Comptroller of the. Currency, representations to separate plaintiffs to induce them to become stockholders, details pertaining to discounts, the noncollectible loans falsely reported as.collectible, and generally the condition of the bank for a long period of years, together with evidence of intent,.knowledge, or. acquiescence in making false reports, will obviously require much testimony, some relating to only one or more causes of action but not to all; and, for the convenience of the court, the services of an auditor would seem to be indispensable. To segregate and apply the testimony to the different causes of action, and, at the ■ same, time,: protect the various defendants in' its application, may prove.to be a cumbersome task if the action in it's entirety is tried either before the court ;or court and jury. The appointment of an auditor, herein' suggested by the court) would be of substantial service, and would not operate to deprive a party of the right of trial by jury or violate the Seventh Amendment to .the Constitution. The proceedings before him'would be subject to the supérvision of ■the court (Ex parte Peterson, 253 U. S. 300, 40 S. Ct. 543 (64 L. Ed. 919), and.in such case the final determination of all issues of fact must be made by the jury on the trial. Peterson v. Davison (D. C.) 254 F. 625. Although, as' already remarked, separate questions undoubtedly will arise as between separate plaintiffs and. separate, defendants, qr *659groups of defendants, yet it is unlikely, if an auditor is appointed, that any eonfusion will arise or difficulty be encountered in applying the evidence to different causes of action. Indeed, the order of appointment would specifically instruct him to make inquiry on all matters to which reference is made by counsel for defendants.

The' contention that this action, transferred to this court, must now proceed in equity, and that equity rule 26 applies, is unsubstantial, since I think, as heretofore stated, that plaintiffs, under the bank statute, have a complete remedy at law. See, also, Chesbrough v, Woodworth (C. C. A.) 195 F. 875; and Jones Nat. Bank v. Yates, 240 U. S. 541, 36 S. Ct. 429, 60 L. Ed. 788. Of course, to avoid any eonfusion as to the probability of plaintiffs relying on different reports filed by the bank with the Comptroller of the Currency, or on different statements or reports, and when, how, and by whom made, a bill of particulars would be serviceable and an aid to the court or auditor.

The purpose of the Civil Practice Act, § 211, in my opinion, was intended to enable plaintiffs, who have any right to relief against a number of defendants, to* proceed against them in a single action when the light arises out of the same transaction and to lessen expense and a multiplicity of actions, and this right obtains, regardless of whether the liability is joint or several or alternative.

It is not necessary that the complaint should be amended, especially as a bill of particulars would serve the purpose to acquaint the defendants with the specific grounds against them.

The defendants, in my opinion, were properly joined in this action, and the complaint is not open to the objection of multifariousness.

The motion, is denied.