IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
October 16, 2009
No. 08-40814 Charles R. Fulbruge III
Summary Calendar Clerk
DANIEL GARZA,
Petitioner - Appellant
v.
RICK THALER, DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL
JUSTICE, CORRECTIONAL INSTITUTIONS DIVISION,
Respondent - Appellee
Appeal from the United States District Court
for the Southern District of Texas, Corpus Christi
Before JOLLY, WIENER, and ELROD, Circuit Judges.
PER CURIAM:
Daniel Garza, pro se, a Texas prisoner, appeals an order of the district
court which granted leave to appeal in forma pauperis (IFP) the denial of his 28
U.S.C. § 2254 petition for a writ of habeas corpus, but required him to pay the
$455 appellate filing fee in accordance with the terms of the Prison Litigation
Reform Act (PLRA), 28 U.S.C. § 1915(b). We VACATE the collection order and
direct the clerk of the court to refund to Garza any funds paid in accordance with
that order.
No. 08-40814
I.
In August 1999, Garza pleaded guilty to capital murder, driving while
intoxicated, and burglary of a habitation. He is currently serving a life sentence
in a Texas prison. Garza filed a petition for a writ of habeas corpus, pursuant
to 28 U.S.C. § 2254, in September 2006. His application for leave to proceed IFP
was denied and he paid the district court’s filing fee of five dollars. See 28 U.S.C.
§ 1914(a). The district court dismissed the habeas petition on the ground that
it was time-barred.
Garza filed a notice of appeal and an application for leave to proceed IFP
on appeal. The magistrate judge granted leave to proceed IFP.1 The magistrate
judge stated that Garza’s IFP application reflected that, while he could not
afford to prepay the $455 appellate filing fee, he could pay the fee in
installments without undue hardship. The magistrate judge acknowledged that
Garza’s appeal is not governed by the PLRA, but stated that there is no
prohibition against collection of the appellate filing fee in installments where an
inmate has the ability to pay the fee without undue hardship. Accordingly, the
magistrate judge assessed an initial partial filing fee of $10.11 and provided that
the balance of $444.89 is to be paid in periodic installments as required by 28
U.S.C. § 1915(b)(2) (part of the PLRA). Specifically, the prison was directed to
forward to the Clerk of the district court twenty percent of each deposit made to
Garza’s inmate account, whenever the balance in that account exceeded ten
dollars. See 28 U.S.C. § 1915(b)(2).
Garza filed timely written objections to the magistrate judge’s collection
order and asked for de novo review of the order by the district court. Before the
district court had ruled on his objections, Garza filed a motion to alter or amend
the collection order, purportedly pursuant to Federal Rule of Civil Procedure
1
This court denied Garza’s application for a certificate of appealability on June 18,
2008.
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No. 08-40814
60(b). Because the district court had not ruled on Garza’s objections to the
collection order, the magistrate judge recommended that Garza’s motion to alter
or amend be treated as supplemental objections, and that all of the objections be
denied. The magistrate judge stated that the collection order did not impose fees
pursuant to the PLRA; instead, the fee was imposed because the court has
discretion to collect the filing fee if the petitioner would not suffer undue
hardship. The district court adopted the magistrate judge’s recommendation.
Garza filed a timely notice of appeal.
II.
Garza argues that because the PLRA does not apply to § 2254 habeas
cases, there is no authority for requiring him to pay the appellate filing fee in
installments pursuant to the provisions of the PLRA. The State contends that,
regardless of whether payment of the appellate filing fee in installments is
authorized by statute in a habeas case, the district court possessed the inherent
authority to order Garza to pay the fee over time.
In Carson v. Johnson, 112 F.3d 818, 820 (5th Cir. 1997), this court held
that the PLRA and its requirement of filing fees do not apply in a § 2254 habeas
proceeding. See also Hall v. Cain, 216 F.3d 518, 521 (5th Cir. 2000). Although
the magistrate judge cited provisions of the PLRA for the initial filing fee and
installment payments, the order explicitly denies that it is requiring payment
of fees pursuant to the PLRA. Instead, the order states that it is within the
court’s discretion to order payment of fees when it does not impose undue
hardship on a petitioner. The magistrate judge cited no authority for that
proposition, and we do not find any authority that authorizes a district court to
grant leave to proceed in forma pauperis in a § 2254 case, and yet require
payment of appellate filing fees pursuant to the provisions of the PLRA.
The IFP statute, 28 U.S.C. § 1915, provides that a court may authorize an
appeal “without prepayment of fees or security therefor, by a person who
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No. 08-40814
submits an affidavit that includes a statement of all assets such prisoner
possesses that the person is unable to pay such fees or give security therefor.”
28 U.S.C. § 1915(a)(1). Further, “[a]n appeal may not be taken in forma
pauperis if the trial court certifies in writing that it is not taken in good faith.”
28 U.S.C. § 1915(a)(3). Rule 24 of the Federal Rules of Appellate Procedure,
governing IFP appeals, provides that if the district court grants a motion for
leave to proceed IFP on appeal, “the party may proceed on appeal without
prepaying or giving security for fees and costs, unless a statute provides
otherwise.” (Emphasis added.) The only statute that authorizes payment of an
initial partial filing fee, with the remainder in installments, is the PLRA, and
it does not apply in § 2254 appeals. See Hall, 216 F.3d at 521. The language of
Rule 24 is explicit: if leave to proceed IFP is granted, the party may appeal
without paying appellate fees and costs, unless a statute provides otherwise.
There is no statute that authorizes a court to grant leave to proceed IFP in a §
2254 habeas appeal and yet require payment of the appellate filing fee in
installments pursuant to the terms of the PLRA. Accordingly, the district court
did not have either the discretion or the inherent power to require Garza to pay
an appellate filing fee in accordance with the terms of the PLRA.
The collection order of the district court is VACATED, and the clerk of the
court is directed to refund to Garza any money that he has already paid
pursuant to that order. See Hall, 216 F.3d at 521.
VACATED.
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