United States Court of Appeals,
Eleventh Circuit.
No. 94-2621.
Bruce BECKWITH, Plaintiff-Appellant,
v.
CITY OF DAYTONA BEACH SHORES, FLORIDA, a municipal corporation;
Donald F. Large, individually and in his capacity as Mayor of the
City of Daytona Beach Shores, Florida; Charles McCool,
individually and in his capacity as City Manager of the City of
Daytona Beach Shores, Florida, Defendants-Appellees.
July 25, 1995.
Appeal from the United States District Court for the Middle
District of Florida. (No. 91-953-CIV-ORL-18), G. Kendall Sharp,
Judge.
Before DUBINA and BLACK, Circuit Judges, and COHILL*, Senior
District Judge.
BLACK, Circuit Judge:
Appellant alleges that Appellees: (1) violated his free
speech rights guaranteed by the First Amendment by disciplining and
terminating him in retaliation for his public and private
opposition to city policy; (2) violated his marriage, liberty, and
free association rights guaranteed by the First and Fourteenth
Amendments by disciplining him for not living with his wife and
family; (3) violated his substantive due process rights guaranteed
by the Fifth and Fourteenth Amendments by disciplining and
terminating him in an arbitrary and capricious manner and for
improper reasons; and (4) violated his procedural due process
rights guaranteed by the Fifth and Fourteenth Amendments by
*
Honorable Maurice B. Cohill, Jr., Senior U.S. District
Judge for the Western District of Pennsylvania, sitting by
designation.
disciplining and terminating him without providing necessary
procedural safeguards.1 Because the court believes that only
Appellant's First Amendment free speech claim has merit, we do not
discuss any other claims in this opinion.
On appeal we must decide whether Appellant states a valid
claim under the First Amendment and, if so, whether the district
court properly entered judgment as a matter of law against
Appellant. We conclude that Appellant has a valid claim, and
reverse and remand the district court's entry of judgment as a
matter of law.2
I. BACKGROUND
A. Facts
This case grows out of Appellant Bruce Beckwith's termination
as fire chief of Appellee City of Daytona Beach Shores, Florida
(City). Appellant served as fire chief from 1984 until his
termination in 1991. As a department head, Appellant reported
directly to the city manager and could be terminated only for "just
cause." Appellant consistently received above-average performance
evaluations from the city manager. The city manager answers to a
city council, which consists of five members including the Mayor,
Appellee Donald Large.
1
Appellant's complaint also contained pendent state claims
for intentional infliction of emotional distress and defamation.
He does not appeal the district court's dismissal of those
claims.
2
Our decision to remand makes it unnecessary to decide
whether the district court erred by denying Appellant's request
to recall ex-city manager Holmquist. After carefully considering
the other arguments raised on appeal, we conclude that they are
without merit and do not discuss them. See 11th Cir. R. 36-1.
The dispute which Appellant claims led to his termination
began on August 1, 1990, when Appellant publicly opposed
budget-cutting proposals advanced by Mayor Large at a city council
meeting. Like most council meetings, the August 1 meeting was
poorly attended. Appellant expressed particular concern about a
proposal to discontinue the City's paramedic program. He
considered the paramedic proposal dangerous to the City's citizens,
visitors, and his own employees. After the meeting, Appellant
began mobilizing public opinion by discussing the proposed
paramedic cut with citizens, most notably the ex-mayor. Appellant
urged the people with whom he spoke to attend the next city council
meeting in order to oppose or support the proposed cuts.
The next city council meeting on August 8, 1990, was well
attended. When the paramedic proposal was raised, Mayor Large
retreated from his earlier position, stating that "[t]here's no
rescue being eliminated." When a citizen in the audience asked
when would the public be able to have an input on the proposal,
Mayor Large postponed further discussion until a budget workshop
scheduled for the next evening. At the August 9 budget workshop,
Mayor Large quickly dropped the proposal to eliminate the paramedic
program. In a letter mailed to city residents a few weeks later,
Mayor Large3 trumpeted the council's decision to "increase our
paramedic staff to meet the most important service needed by our
citizens—EMERGENCY MEDICAL SERVICE." (emphasis in original).
3
At trial Mayor Large claimed that, despite his signature,
the letter was the city manager Holmquist's idea. Appellant
stipulated that Holmquist, if recalled, would directly contradict
Mayor Large's testimony.
Appellant also claims that his opposition to the City's public
safety officer (PSO) program motivated his termination. The PSO
program encourages police officers, firefighters, and paramedics to
cross-train and serve in other roles. The city government knew
about Appellant's opposition to the PSO program, and Appellant
publicly expressed doubts about it on at least one occasion. On
August 29, 1990, the city council voted to fund the PSO program
despite the city manager's protest that the pilot program was a
failure. Another goal of the PSO program was achieved on October
23, 1991—the same day the city council upheld Appellant's
termination—when the offices of fire chief and police chief were
combined into the office of public safety.
Considerable friction had developed between Appellant and a
majority of the city council 4 by the time the council held their
final budget meeting on August 29. Early in the meeting, Mayor
Large reprimanded Appellant for purportedly sarcastic remarks.
Another councilman suggested that "perhaps [the council] better
hear from brother Beckwith, because he's talked to everybody else
5
about [the budget]!" Near the end of the meeting, Appellant
confronted the council with rumors that "several of you have asked
that I be terminated from employment with the city because of
insubordination" and expressed his continued opposition to budget
cuts being made in his department. Mayor Large responded that:
4
Almost every action by the city council relevant to this
case was approved by a four-to-one vote. Generally, the majority
was Mayor Large and Councilmen Dannecker, Heller, and Marks;
Councilman Schulze was in dissent.
5
Appellant characterizes this remark as a sarcastic
reference to his public opposition to the paramedic proposal.
One of the things that is done in business is respecting the
chain of command. And the first thing that you learn outside
in the true world is that you report directly to the boss over
you. And none of the employees have a policy making decision.
They don't feel, or they don't get involved with policy....
So for an employee to go out, and go past the city manager,
over the councilm[e]n's heads, to a citizen, to try to
influence that person, is to me total[ly] insubordinate. If
that were to happen to me, on my job, I would be fired.
After the paramedic budget dispute, Mayor Large commenced an
investigation of Appellant. The "Beckwith Investigation" focused
on whether Appellant's actions after the August 1 council meeting
were improper. City Manager Holmquist presented the
investigation's results to the city council on September 10, 1990,
and concluded that "nothing ... supports any form of
insubordination by the fire chief." The council voted to accept
the report, but Mayor Large and another councilman appeared
reluctant to accept Holmquist's conclusion.
Presenting the Beckwith Investigation to the city council was
one of Holmquist's last acts as city manager. He tendered his
resignation to the council at the same meeting. His resignation
letter, dated September 4, 1990, states:
Individual Councilmen have requested that I take actions
against two Department Heads. After gaining legal advice and
studying internal investigations, I believe such actions are
unwarranted, politically motivated, and would pose potential
liability to the city.
At trial, Holmquist testified that Appellant was one of the
department heads referred to in the letter. 6 He admitted having
had some problems with Appellant. He denied, however, that he
wanted to fire Appellant and stated that he considered Appellant to
6
Holmquist testified that the other department head was
chief building official Dwayne Manuel. The city council
eliminated Manuel's job on August 29, 1990.
be a competent and strong leader. According to Holmquist, Mayor
Large demanded Appellant's termination because of Appellant's
opposition to the paramedic proposal and PSO program. 7 Holmquist
testified that retaining his job was contingent on his firing
Appellant, and that he resigned rather than carry out the
termination. Mayor Large's testimony directly contradicts
Holmquist's. According to Mayor Large, Holmquist wanted to fire
Appellant in August 1990, and Mayor Large merely suggested that
Holmquist could fire Appellant if he wished. Mayor Large denied
making Holmquist's job contingent on firing Appellant.
The city council eventually hired Appellee Charles McCool to
replace Holmquist as city manager. The council must select the
city manager in public. Nevertheless, several councilmen expressed
a desire "to avoid the sunshine" during the selection process. The
council seemed to prefer interviewing the final city manager
candidates individually, in private. McCool admitted meeting
informally with several councilmen prior to his selection, but
denied discussing Appellant or the PSO program at these meetings.
Prior to his selection, McCool also attended a city council meeting
about the PSO program. After the meeting, he met briefly with
Mayor Large and the council and, according to McCool, superficially
discussed the PSO program. At trial, McCool categorically denied
being asked to terminate Appellant.
McCool began as city manager in early December 1990. His
7
Holmquist's testimony does not indicate that Mayor Large
clearly explained his reason for wanting to terminate Appellant,
but Holmquist appears to have understood that the paramedic
proposal and PSO program were the reason.
first trouble with Appellant occurred about one month later.
According to McCool, in December 1990, Appellant moved to his new
wife's residence outside the area specified in Appellant's job
description. On January 11, 1991, McCool placed Appellant on
sixty-day probation for allegedly violating the residency
requirement. McCool testified that, when confronted, Appellant
admitted living outside the residency area. But Appellant
testified that he was not living outside the residency area, and
that he so informed McCool. Appellant maintained that he continued
living within the residency area in order to care for his elderly
mother.
In March 1991, McCool extended Appellant's probation and
suspended him without pay for thirty days for a "willful and
voluntary violation of your job description." McCool explained
that Appellant's arrangement to stay at his mother's residence and
his wife's attempts to sell her residence and relocate did not
satisfy the residency requirement and warranted disciplinary
action. According to Appellant, McCool told him that the residency
requirement would not be satisfied until his family sold their home
and moved into the area. Appellant made no effort to appeal these
disciplinary decisions.
The final events leading to Appellant's termination began on
May 13, 1991, when McCool sent Appellant a memo asking whether the
City could use firefighter Charles Frost as a paramedic. The memo
suggested that because of Frost's emergency medical technician
training, "his skills should be utilized by the City, at the very
least on a "fill-in' or "replacement' basis and, as appropriate, be
utilized on a full time basis."
McCool met with Appellant on May 24, 1991, to discuss Frost's
opportunities. According to McCool, after listening to Appellant
for over an hour,8 he interrupted Appellant and directly asked
whether city policy might prevent using Frost as an additional
paramedic. McCool testified that Appellant told him in response
that no policy existed. He admitted that Appellant "probably" told
him that city policy allowed six paramedics, but insisted that
Appellant said nothing indicating that the number was limited to
six. McCool claimed that he learned about a policy limiting the
number of paramedics to six in July 1991 and lost confidence in
Appellant due to his failure to inform McCool of that policy.
Appellant disputes McCool's version of the May 1991 meeting. He
testified that McCool never asked him whether a city policy
regarding the number of paramedics existed and, therefore, denied
that he misinformed McCool.
The parties dispute the existence of a policy limiting the
City to six full-time paramedics. The city council discussed a
six-paramedic staffing level in January 1987, and McCool testified
that he relied on that policy when terminating Appellant.
Transcripts of that council meeting, however, do not indicate that
six was an absolute limit, and the discussion of paramedic staffing
never culminated in a vote.9 Moreover, although the budget
8
McCool's trial testimony contradicts a memo by McCool dated
August 6, 1991, stating that the meeting lasted about twenty
minutes.
9
The parties also dispute whether the absence of a formal
vote is significant.
developed in August 1990 funded six full-time paramedics, it is not
at all clear whether that decision represented official policy or
whether that decision set any limit. In fact, McCool testified
that the 1990-91 budget simply fulfilled the policy that he claims
was established in 1987.
Appellant maintains that recommending Frost as a seventh
paramedic violated no policy because the City routinely used
part-time paramedics, and the City government, at least as of
August 1, 1990, was aware of that practice. Nevertheless, at
Appellant's termination hearing, Mayor Large insisted that the
six-paramedic policy was an absolute limit. At trial, however,
McCool conceded that no policy limited the number of part-time
paramedics. In fact, McCool approved Frost's use as a part-time
paramedic on the day Appellant's termination became final, and the
day after Appellant's termination, the City was paying Frost as a
seventh, part-time paramedic.
McCool informed Appellant that he was contemplating
termination in a memo dated August 26, 1991. McCool testified that
he fired Appellant for failure to inform him about city policy.
The termination became effective on September 30, 1991. Following
termination, Appellant exercised his right to appeal to the city
council. They upheld the termination on October 23, 1991.
B. Procedural History
Appellant brought this 42 U.S.C. § 1983 suit in the Middle
District of Florida, advancing six federal and state bases for
liability.10 Following discovery, Appellees moved for summary
judgment on all claims. They argued that, even assuming
Appellant's speech was protected by the First Amendment, Appellant
had failed to produce evidence that this activity substantially
motivated the decision to terminate him. Mayor Large and McCool
also claimed that they were entitled to qualified immunity. The
district court denied Appellees' motions for summary judgment on
the federal claims, and this Court affirmed the district court's
denial of qualified immunity. Large v. Beckwith, 11 F.3d 167 (11th
Cir.1993).
The case went to trial before a jury in April 1994. Opening
statements and the presentation of Appellant's case took seven
days. The jury heard testimony from Beckwith, his wife, a city
firefighter, ex-city manager Holmquist, Mayor Large, and McCool.
The jury also heard tapes of the city council meetings discussing
the paramedic budget, the PSO program, Holmquist's resignation and
replacement, and Appellant's termination. Other evidence before
the jury included records of the Beckwith Investigation,
Holmquist's letter of resignation, McCool's memo requesting
information about Frost, and correspondence between Appellant and
McCool related to disciplinary actions and Appellant's ultimate
termination.
At the close of Appellant's case, the district court granted
Appellees' motion for judgment as a matter of law. In a
subsequently filed order, the district court found that the
10
Appellant amended his complaint twice. We take the
allegations from the second amended complaint.
evidence failed to show that First Amendment protected activity was
a substantial factor in the decision to terminate Appellant.
Noting that Appellant's opposition to the proposed paramedic cuts
occurred at least one year before his termination, and the fact
that McCool was not employed by the City when the paramedic dispute
arose, the district court found that "problems that arose with
Beckwith while McCool was city manager are separate and distinct
from the discussions concerning elimination of the paramedic
program ... and the implementation of the [PSO] Program." The
court found that Appellant "misinformed McCool about the maximum
number of full-time paramedics allowed." Thus, the district court
concluded that "McCool terminated Beckwith because McCool lost
complete confidence in Beckwith [and] the decision to terminate
Beckwith had nothing to do with Beckwith's opposition to the
elimination of the paramedic program or the implementation of the
[PSO] Program." This appeal follows.
II. STANDARD OF REVIEW
Marking the line between speech protected by the First
Amendment and speech which the state may legitimately regulate
presents a question of law. See New York Times v. Sullivan, 376
U.S. 254, 283-87, 84 S.Ct. 710, 728-29, 11 L.Ed.2d 686 (1964).
Courts "must "make an independent examination of the whole record'
" to ensure that no "forbidden intrusion on the field of free
expression" has occurred. Id. at 285, 84 S.Ct. at 729 (quoting
Edwards v. South Carolina, 372 U.S. 229, 234-36, 83 S.Ct. 680, 683,
9 L.Ed.2d 697 (1963)). Thus, where an employee claims that
government employment decisions were made in retaliation for the
exercise of First Amendment rights, we conduct a de novo review on
the question of whether the First Amendment protects the employee's
conduct. Connick v. Myers, 461 U.S. 138, 148 n. 7, 150 n. 10, 103
S.Ct. 1684, 1690 n. 7, 1692 n. 10, 75 L.Ed.2d 708 (1983); Goffer
v. Marbury, 956 F.2d 1045, 1049 (11th Cir.1992).
Although we review First Amendment questions de novo, issues
of causation in a retaliatory discharge claim present questions of
fact. In cases tried before a jury, the jury should decide
questions of motive and intent behind a government employment
decision. Bryson v. City of Waycross, 888 F.2d 1562, 1566 n. 2
(11th Cir.1989); Sykes v. McDowell, 786 F.2d 1098, 1104-05 (11th
Cir.1986). See also Pullman-Standard v. Swint, 456 U.S. 273, 288-
91, 102 S.Ct. 1781, 1790-91, 72 L.Ed.2d 66 (1982) (holding that the
issue of discriminatory intent in a race discrimination case is a
factual question for the trier of fact).
Where a district court resolves factual issues by entering
judgment as a matter of law, we review that decision de novo,
applying the same standards which bound the district court. Daniel
v. City of Tampa, 38 F.3d 546, 549 (11th Cir.1994), cert. denied,
1995 US LEXIS 3956, --- U.S. ----, --- S.Ct. ----, --- L.Ed.2d ----
(1995). A district court may enter judgment as a matter of law if
"a party has been fully heard on an issue and there is no legally
sufficient evidentiary basis for a reasonable jury to find for that
party on that issue." Fed.R.Civ.P. 50(a)(1). See Vulcan Painters,
Inc. v. MCI Constructors, Inc., 41 F.3d 1457, 1461 (11th Cir.1995).
When considering a motion for judgment as a matter of law, the
court must evaluate all the evidence, together with any logical
inferences, in the light most favorable to the non-moving party.
Walker v. Nationsbank of Florida, N.A., 53 F.3d 1548, 1555 (11th
Cir.1995).
III. DISCUSSION
The threshold legal question of whether the First Amendment
protects an employee's speech is central to, and often dispositive
of, most retaliatory discharge cases. See, e.g., Connick, 461 U.S.
at 154-56, 103 S.Ct. at 1694 (holding that employee's termination
did not violate the First Amendment); Morgan v. Ford, 6 F.3d 750,
755 (11th Cir.1993) (same), cert. denied, --- U.S. ----, 114 S.Ct.
2708, 129 L.Ed.2d 836 (1994); Bryson, 888 F.2d at 1567 (same);
Dartland v. Metropolitan Dade County, 866 F.2d 1321, 1323 (11th
Cir.1989) (same). This case is unusual because the threshold
question of First Amendment protection is not disputed. Instead,
Appellees argue: (1) that Appellant lacks a First Amendment claim
after this Court's decision in McKinney v. Pate, 20 F.3d 1550 (11th
Cir.1994) (en banc), cert. denied, --- U.S. ----, 115 S.Ct. 898,
130 L.Ed.2d 783 (1995); and (2) that no reasonable jury could find
that First Amendment speech was a substantial factor in Appellees'
decision to terminate Appellant.
A. First Amendment Retaliatory Discharge Claims after McKinney v.
Pate
Appellees argue that McKinney v. Pate, 20 F.3d 1550, a
decision that "altered the legal landscape" of this Circuit, Tindal
v. Montgomery County Comm'n, 32 F.3d 1535, 1539 (11th Cir.1994),
precludes Appellant's First Amendment retaliatory discharge claim.11
11
This contention was not clearly raised until oral
argument. Generally, issues not clearly raised in the briefs are
We disagree.12
McKinney involved a county building official's § 1983 suit
against his immediate superior and members of the board of county
commissioners. McKinney, 20 F.3d at 1554. The plaintiff,
McKinney, was allegedly terminated for a variety of legitimate
reasons, generally depicting McKinney as a deficient worker. Id.
McKinney's federal claim "alleged that the various charges against
[him] were pretextual and that [the defendants] therefore fired
McKinney without reason." Id. at 1555. According to McKinney,
this "violated his "constitutional employment rights' and
consequently denied him substantive due process." Id.
The question presented to the en banc McKinney court was
"whether, under the Fourteenth Amendment, a government employee
possessing a state-created property interest in his employment
states a substantive due process claim, rather than a procedural
considered abandoned. See Allstate Ins. Co. v. Swann, 27 F.3d
1539, 1542 (11th Cir.1994). Nevertheless, we reach the issue
because Appellees' McKinney argument raises an important question
of law and the interest of substantial justice is at stake. See
Narey v. Dean, 32 F.3d 1521, 1526-27 (11th Cir.1994).
12
Tindal, while recognizing the importance of McKinney,
suggests that First Amendment retaliatory discharge claims
survived McKinney. In Tindal a sheriff's office employee claimed
that the defendants: (1) violated her substantive due process
rights guaranteed by the Fourteenth Amendment by terminating her
in an arbitrary and capricious manner; and (2) violated her free
speech rights guaranteed by the First Amendment by terminating
her in retaliation for participation in a suit charging the
former sheriff with sex and race discrimination. Tindal, 32 F.3d
at 1537. This Court held that McKinney foreclosed the
plaintiff's substantive due process claim, but partially affirmed
the denial of qualified immunity on the plaintiff's First
Amendment claim. Id. Tindal did not address whether McKinney
barred First Amendment claims, and nothing indicates that the
issue was raised. The result in Tindal, however, suggests that
McKinney did not affect First Amendment retaliatory discharge
claims.
due process claim, when he alleges that he was deprived of that
employment interest by an arbitrary and capricious non-legislative
government action." Id. at 1553. Analyzing the relevant Supreme
Court precedent, the Court concluded that "[b]ecause employment
rights are state-created rights and are not "fundamental' rights
created by the Constitution, they do not enjoy substantive due
process protection." Id. at 1560. The Court held "that, in
non-legislative cases, only procedural due process claims are
available to pretextually terminated employees. Thus, we conclude
that our prior decisions, which granted pretextually terminated
employees section 1983 causes of action premised on substantive due
process violations, are contrary to Supreme Court
jurisprudence...." Id. The Court was quick to add, however, that
"there continue to be rights that a state may not remove,
regardless of the process, as well as actions that can not be
countenanced, regardless of the appropriateness of the process."
Id. at 1560 n. 15.
Appellees' argument that this case is factually
indistinguishable from McKinney ignores a crucial distinction
between that case and the one before us: McKinney did not, and
probably could not, allege that his termination was in retaliation
for First Amendment protected activities. See id. at 1555. Thus,
the McKinney opinion says nothing about First Amendment retaliatory
discharge claims. Although "it is not unusual for a court to
change the law without emphasizing its departures from or
reinterpretation of precedent," United States v. Hollingsworth, 27
F.3d 1196, 1198 (7th Cir.1994) (en banc), it is difficult to
believe that McKinney narrowed state employees' rights to be free
from retaliatory discharge without discussing the First Amendment
or the Supreme Court's retaliatory discharge cases.13
More fundamentally, Appellees misunderstand the reasoning
behind McKinney. McKinney recognized that almost all § 1983 claims
rely on the substantive component of the Due Process Clause because
it is through that vehicle that fundamental rights are incorporated
against the states. McKinney, 20 F.3d at 1556. These fundamental
rights include most of the rights protected by the Bill of Rights,
and certain well-recognized, unenumerated rights. Id. McKinney
did not disturb a litigant's ability to vindicate fundamental
rights though the substantive component of the Due Process Clause.
Id. at 1556 n. 8. McKinney 's limitation on a state employee's
federally protected rights only affected areas "largely outside the
scope of substantive due process jurisprudence [like] tort law and
public employment law." Id. at 1556 (citations omitted). "In
short, areas in which substantive rights are created only by state
law (as is the case with tort law and employment law) are not
subject to substantive due process protection under the Due Process
Clause because "substantive due process rights are created only by
the Constitution.' " Id. (quoting Regents of Univ. of Mich. v.
Ewing, 474 U.S. 214, 229, 106 S.Ct. 507, 515, 88 L.Ed.2d 523 (1985)
(Powell, J., concurring)). Hence, because McKinney's suit was
13
The only Supreme Court precedent cited in McKinney which
discusses a First Amendment retaliatory discharge claim is Perry
v. Sindermann, 408 U.S. 593, 92 S.Ct. 2694, 33 L.Ed.2d 570
(1972). The context of the Perry citation indicates that the
reference is to the procedural due process, not First Amendment,
portion of that opinion. McKinney, 20 F.3d at 1561 (citing
Perry, 408 U.S. at 597-98, 92 S.Ct. at 2698).
based upon his purported "constitutional employment rights," id. at
1555, which "are state-created rights and are not "fundamental'
rights created by the Constitution," they did not enjoy substantive
due process protection, id. at 1560. See also Bussinger v. City of
New Smyrna Beach, 50 F.3d 922, 925 (11th Cir.1995) (holding that
McKinney barred claim that plaintiff's termination deprived him of
a protected interest in his job).
Unlike McKinney, Appellant seeks to vindicate a right arising
14
from the First Amendment of the Constitution, not one which is
created by the state. A state employee does not need a protectable
property interest, or any other state-created right, in order to
maintain a First Amendment retaliatory discharge claim. In Rankin
v. McPherson, the Supreme Court explained that "[e]ven though [the
plaintiff] was merely a probationary employee, and even if she
could have been discharged for any reason or for no reason at all,
she may nonetheless be entitled to reinstatement if she was
discharged for exercising her constitutional right to freedom of
expression." 483 U.S. 378, 383-84, 107 S.Ct. 2891, 2896, 97
L.Ed.2d 315 (1987). In Mt. Healthy City School Dist. Bd. of Educ.
v. Doyle, the Court held that "[e]ven though [plaintiff] could have
been discharged for no reason whatever, and had no constitutional
right to a hearing prior to the decision not to rehire him, he may
nonetheless establish a claim to reinstatement if the decision not
to rehire him was made by reason of his exercise of
14
The First Amendment, incorporated against the states
through the Fourteenth Amendment, New York Times, 376 U.S. at
276-78, 84 S.Ct. at 724, requires that the government "make no
law ... abridging the freedom of speech," U.S. Const. amend. I.
constitutionally protected First Amendment freedoms." 429 U.S.
274, 284, 97 S.Ct. 568, 574, 50 L.Ed.2d 471 (1977) (citations
omitted). In Perry v. Sindermann, the Court held that the
plaintiff's lack of "a contractual or tenure right to
re-employment" did not defeat his First Amendment claim. 408 U.S.
at 597, 92 S.Ct. at 2697.
[E]ven though a person has no "right" to a valuable
governmental benefit and even though the government may deny
him the benefit for any number of reasons, there are some
reasons upon which the government may not rely. It may not
deny a benefit to a person on a basis that infringes his
constitutionally protected interests—especially, his interest
in freedom of speech.
Id. (emphasis added). Thus, although a retaliatory discharge claim
by a state employee involves the denial of the state-created
benefit of employment, the right upon which a retaliatory
government employment decision infringes is the right to free
speech, not the right to a job. McKinney has no impact on such
claims.
Finally, First Amendment retaliatory discharge claims do not
raise the same policy concerns which animated McKinney. Discussing
the protection of unenumerated rights, McKinney explains that "the
Court has always been reluctant to expand the concept of
substantive due process because guideposts for responsible
decisionmaking in this uncharted area are scarce and open-ended."
McKinney, 20 F.2d at 1556 (quoting Collins v. City of Harker
Heights, 503 U.S. 115, 125, 112 S.Ct. 1061, 1068, 117 L.Ed.2d 261
(1992)). In contrast, the First Amendment's text and two centuries
of free speech tradition and jurisprudence provide ample guideposts
for courts examining retaliatory discharge claims. The existence
of manageable First Amendment standards also explains why
retaliatory discharge claims do not raise the same "Monday morning
quarterbacking" problems associated with open-ended substantive due
process suits. See McKinney, 20 F.3d at 1564. Unlike a vague
standard examining whether the termination was "for an improper
motive ... pretextual, arbitrary and capricious, and ... without
any rational basis," Adams v. Sewell, 946 F.2d 757, 766 (11th
Cir.1991) (quoting Hearn v. City of Gainesville, 688 F.2d 1328,
1332 (11th Cir.1982)), the First Amendment retaliatory discharge
standard minimizes the danger that state employees will use § 1983
suits as a "sword" to force their employers to retain unsuitable
employees. See McKinney, 20 F.3d at 1564.
We hold that state employees retain a federal cause of action
under the First Amendment15 when they allege that government
employment decisions were taken in an attempt to chill expression
protected by the First Amendment. Appellant's suit states a valid
claim for relief.
B. The Retaliatory Discharge Claim
Appellant argues that the district court erred by resolving
factual disputes in favor of Appellees and ignoring evidence
creating a sufficient basis for a reasonable jury to find for
Appellant. Appellees respond that the district court correctly
found that the evidence, when viewed in the light most favorable to
Appellant, is legally insufficient for a reasonable jury to rule in
favor of Appellant.
The First Amendment protects government employees from some,
15
As incorporated by the Fourteenth Amendment.
but not all, restraints on their right of free expression. See,
e.g., United States v. National Treasury Employees Union, --- U.S.
----, ----, 115 S.Ct. 1003, 1012, 130 L.Ed.2d 964 (1995);
Pickering v. Board of Ed., 391 U.S. 563, 566-68, 88 S.Ct. 1731,
1734-35, 20 L.Ed.2d 811 (1968). This Circuit examines First
Amendment retaliatory discharge claims under the four part test
announced in Bryson v. City of Waycross, 888 F.2d 1562 (11th
Cir.1989). Tindal, 32 F.3d at 1539; Morgan, 6 F.3d at 754. The
Bryson test examines (1) whether the employee's speech involves a
matter of public concern, (2) whether the employee's interest in
speaking outweighs the government's legitimate interest in
efficient public service, (3) whether the speech played a
substantial part in the government's challenged employment
decision, and (4) whether the government would have made the same
employment decision in the absence of the protected conduct.
Bryson, 888 F.2d at 1565-66.
The first two elements of the Bryson test are questions of
law designed to determine whether the employee's speech is
protected by the First Amendment. Appellees do not argue that
Appellant's opposition to the paramedic cuts and PSO program are
not protected by the First Amendment, 16 and the record supports a
conclusion that this activity is protected. Appellant's speech
concerns political matters at the core of activity protected by the
First Amendment. See generally, McIntyre v. Ohio Election Comm'n,
--- U.S. ----, ---- - ----, 115 S.Ct. 1511, 1518-19, 131 L.Ed.2d
16
Appellees' failure to brief this issue abandons it for the
purposes of this appeal. See Allstate, 27 F.3d at 1542.
426 (1995) (explaining that speech on public issues "occupies the
core of the protection afforded by the First Amendment"). Few
subjects are of more public concern to the average citizen than the
provision of basic fire and rescue services. It is hard to imagine
any combination of government interests sufficient to outweigh
Appellant's strong interest in informing the public about policies
he believed were dangerous to the City's citizens. See, e.g.,
Connick, 461 U.S. at 150-54, 103 S.Ct. at 1692-93 (cautioning that
"a stronger showing [of government interests] may be necessary if
the employee's speech more substantially involved matters of public
concern"); Pickering, 391 U.S. at 570-72, 88 S.Ct. at 1736
(holding that the public's interest in school funding and teachers'
special knowledge of school spending make it "essential that
[teachers] be able to speak out freely on such questions without
fear of retaliatory dismissal").
The third and fourth elements of the Bryson test are
questions of fact designed to determine whether a retaliatory
motive was the legal cause of the challenged employment decision.
To get before the jury, Appellant had to present enough evidence
for a reasonable jury to conclude that his protected speech was a
"substantial" motivating factor in the decision to terminate him.
Appellees could still avoid liability, however, by convincing the
jury that Appellant would have been terminated in the absence of
First Amendment protected activity. See Mt. Healthy, 429 U.S. at
287, 97 S.Ct. at 576; Tindal, 32 F.3d at 1540; Bryson, 888 F.2d
at 1565. Nevertheless, if Appellant produced enough evidence for
a reasonable jury to conclude that a retaliatory animus
substantially motivated his termination, Appellees could only rebut
this showing by convincing the jury, not the court, that a
legitimate reason justified the decision. See Pullman-Standard,
456 U.S. at 288-91, 102 S.Ct. at 1790-91 (holding that issues of
discriminatory intent and actual motivation are questions of fact
for the trier of fact); Bell v. Birmingham Linen Service, 715 F.2d
1552, 1557 (11th Cir.1983) ("Once an [illegal] motive is proved to
have been a significant or substantial factor in an employment
decision, defendant can rebut only by proving by a preponderance of
the evidence that the same decision would have been reached even
absent the presence of that factor."), cert. denied, 467 U.S. 1204,
104 S.Ct. 2385, 81 L.Ed.2d 344 (1984).
It is neither possible nor desirable to fashion a single
standard for determining when an employee has met her initial
burden of demonstrating that a retaliatory intent was a
"substantial" or "motivating factor" behind a government employment
decision. See Mt. Healthy, 429 U.S. at 287, 97 S.Ct. at 576.
Nevertheless, Waters v. Churchill, --- U.S. ----, 114 S.Ct. 1878,
128 L.Ed.2d 686 (1994), suggests that an employee's burden is not
a heavy one. In Waters, Churchill brought a § 1983 claim against
a state hospital alleging that her termination was in retaliation
for protected speech. Id. at ---- - ----, 114 S.Ct. at 1882-83.
Briefly addressing the intent issue,17 the Court concluded that a
material issue of fact was created by evidence of Churchill's
17
Most of the Waters opinion concerns "whether the Connick
test should be applied to what the government employer thought
was said, or to what the trier of fact ultimately determines to
have been said." Id. at ----, 114 S.Ct. at 1882.
criticism of hospital policy, evidence of management "sensitivity"
about the criticisms, and evidence of conduct that, viewed in the
light most favorable to the plaintiff, showed management hostility
because of the criticisms. Id. at ----, 114 S.Ct. at 1891 (citing
Churchill v. Waters, 977 F.2d 1114, 1125-26 (7th Cir.1992)). The
Court relied on a sudden drop in Churchill's performance
evaluations, criticism of her relationship with a doctor, and a
supervisor's unusual ordering of Churchill out of an operating room
as significant evidence of management hostility. Id. at ----, 114
S.Ct. at 1891 (citing Churchill, 977 F.2d at 1125-26). Thus,
purely circumstantial evidence, taken in the light most favorable
to the plaintiff, can create a jury question on the issue of the
government's motive.
A de novo review of the record reveals that the district court
improperly resolved factual disputes in favor of Appellees. First,
the court found that Appellant "misinformed McCool about the number
of full-time paramedics allowed." Testimony before the jury leaves
doubt as to whether any misinformation occurred. According to
Appellant, McCool never directly asked about policy limits, and
even McCool admitted that Appellant "probably" told him something
about a six-paramedic policy. Second, the district court assumed
the existence of a six-paramedic limit. The evidence does not
justify that assumption. There was no written policy limit.
Instead, the vague discussions from January 1987, which never led
to a vote on the issue of paramedic staffing, were the best
evidence of any limit. Third, the district court found that
Appellant was validly on probation for violating the residency
requirement. Appellant disputed this conclusion, testifying
instead that he had continued living within the residency area. 18
Finally, the district court found that Mayor Large merely suggested
that Holmquist could fire Appellant after they discussed tension
between Holmquist and Appellant. This finding cannot be reconciled
with Holmquist's testimony that Mayor Large asked for Appellant's
termination and made the city manager's job contingent on taking
that action. Because the district court improperly resolved these
disputed issues of fact, we must ignore these factual conclusions
in reviewing the decision to enter judgment as a matter of law.
Review of the record uncovers sufficient evidence for a
reasonable jury to conclude that Appellant's speech was a
substantial factor leading to his termination. Ex-city manager
Holmquist's testimony is direct evidence of discriminatory motive
on the part of Mayor Large. Holmquist's testimony is corroborated
by his letter of resignation stating that the city council asked
him to take "unwarranted [and] politically motivated" action
against two department heads. Such direct evidence of
discriminatory motive, standing alone, is usually sufficient to
create a jury question on the issue of intent. See, e.g., Swint v.
City of Wadley, 51 F.3d 988, 1000 (11th Cir.1995) (holding that a
single witness's testimony about an officer's racist statement
created a genuine issue of material fact on the issue of intent to
discriminate).
18
We affirm the district court's entry of judgment as a
matter of law on Appellant's marriage, liberty, and association
rights claim. Nevertheless, a reasonable jury can still conclude
that McCool used the residency requirement as a pretext in order
to punish Appellant for the exercise of free speech rights.
Appellant also produced copious circumstantial evidence which,
when viewed in the light most favorable to Appellant, supports a
reasonable conclusion that his termination was retaliatory. The
fact that Mayor Large initiated the Beckwith Investigation
certainly suggests a desire to punish Appellant for protected
speech. Although the city council took no official action
following the investigation, a reasonable jury could infer that the
investigation convinced the council that they had to take any
retaliatory action unofficially in order to avoid liability or
public reaction. Tapes of the August and September city council
meetings also support an inference that Mayor Large and the council
harbored retaliatory animus towards Appellant. After hearing Mayor
Large call Appellant's actions "insubordinate," a councilman make
a sarcastic reference to Appellant's public discussions, and the
council's reluctance to accept the Beckwith Investigation's
conclusion, a reasonable jury could conclude that the city council
was eager to take action against Appellant.
The district court erred by supporting its decision with the
undisputed fact that McCool was not the city manager when
Appellant's speech occurred. The evidence, viewed in a light most
favorable to Appellant, shows that Holmquist resigned rather than
terminate Appellant, depicts a city council uncomfortable with the
public process for selecting a new city manager, and reveals that
McCool had private, off-the-record meetings with the council before
he was hired. A reasonable jury could infer from this evidence
that McCool was a "hired gun" chosen, at least partially, because
he was willing to carry out the council's retaliatory plan. The
circumstantial nature of this evidence is not fatal; by
discounting evidence of McCool's possible motive, the district
court ignored the settled rule that the inherent difficulty of
proving discriminatory intent often requires reliance on
circumstantial evidence. See Allen v. County of Montgomery, 788
F.2d 1485, 1488 (11th Cir.1986). Thus, considered in a light most
favorable to Appellant, evidence that McCool was hired after the
paramedic budget dispute supports an inference of retaliatory
termination.
We reject Appellees' suggestion, echoed by the district court,
that it takes an "improbable leap over one year in time" to
conclude that Appellant's speech substantially motivated his
termination. As an initial matter, this argument fails to view
facts and make logical inferences in favor of Appellant when
considering the timing of Appellant's termination. The most
significant protected speech occurred in August 1990. Holmquist's
refusal to fire Appellant forced his resignation in September.
Holmquist's resignation and the Beckwith Investigation put the
council on notice that Appellant's speech was protected and that
firing him would expose the City to liability. Consequently, the
council had to find a city manager willing to illegally fire
Appellant in a way that would avoid liability. The council's
search ended in December 1990, when they hired McCool. In January
1991, McCool put Appellant on temporary probation. That
probationary status became permanent in March. In May 1991, McCool
solicited Appellant's advice on Frost. After the two previous
disciplinary actions, the Frost meeting gave McCool the pretext he
needed accomplish the council's wishes. By August 1991, McCool had
taken action to terminate Appellant, but the requirements of due
process delayed the completion of that procedure until October
1991. Viewed in this light, the sequence of events culminating in
Appellant's termination suggests a very deliberate strategy on the
part of Appellees. A reasonable jury could infer that Appellees,
on notice that their goal was illegal, used a relatively slow and
deliberate process to terminate Appellant.
Second, although Appellees disclaim any desire to create a per
se rule (Oral Arg.), their timing argument would replace a
fact-bound, common-sense inquiry with an artificial rule of law.
The critical question in this case is whether a retaliatory motive
was a substantial factor in Appellees' decision to terminate
Appellant. Resolving this question requires the careful
consideration of all the evidence and any logical inferences drawn
from that evidence. Undue focus on timing distorts this
well-established sufficiency of the evidence formula and would not
help resolve intent questions like the one before us. Cf. United
States v. Brown, 43 F.3d 618, 625 (11th Cir.1995) (rejecting a
fixed list of entrapment factors in favor of a fact-bound,
common-sense inquiry).
Third, a holding that the circumstances of this case make a
one-year gap sufficient to defeat retaliatory discharge claims as
a matter of law would give state actors a fail-safe recipe for
avoiding the command of the First Amendment. We believe that the
settled summary judgment and judgment as a matter of law standards
provide state employers with sufficient protection from frivolous
retaliatory discharge claims without resort to a
judicially-fashioned, quasi-per se rule based upon the amount of
time between speech and termination.19
Fourth and finally, a holding that the time gap in this case
insulates the government from the retaliatory discharge claim would
be inconsistent with this court's decision in Tindal, 32 F.3d 1535.
In Tindal, a terminated employee alleged that she was fired in
retaliation for giving affidavits and testimony protected by the
First Amendment. Id. at 1537. The plaintiff submitted an
affidavit supporting discrimination claims against her superior in
August 1988, and testified in the same case in February 1989. Id.
Yet the discipline leading to her termination only began in July
1989, and her termination was not final until October 1989. Id. at
1538. Thus, in Tindal there was an eleven-month gap between the
plaintiff's initial protected activity and the initial discipline,
and a fourteen-month gap between the initial activity and the final
termination. Nevertheless, the court held that "a trier of fact
could conclude that the Sheriff had no other cause for firing [the
plaintiff]." Id. at 1539. In the instant case only five months
separate the paramedic budget dispute and McCool's initial
discipline of Appellant. Twelve months separate the paramedic
dispute and the start of termination proceedings, and fourteen
months separate the paramedic dispute and Appellant's final
termination. As in Tindal, these gaps of time, standing alone, do
not preclude Appellant from producing enough evidence for a
19
The courts' duty to independently decide whether the
employee's speech is protected by the First Amendment provides an
additional safeguard against abuse.
reasonable jury to conclude that protected speech was a substantial
factor in the decision to terminate him.
We hold that the district court erred by granting Appellees'
motion for judgment as a matter of law. The district court
improperly resolved factual disputes in favor of Appellees, failed
to view evidence in the light most favorable to Appellant, and
ignored inferences that a reasonable jury could make in concluding
that Appellant's protected speech was a substantial factor in
Appellees' decision to terminate him.
IV. CONCLUSION
This case demonstrates the confusion caused by "shotgun
pleading." Appellant's complaint alleged six causes of action, and
he brought four of them before this Court. The resulting
difficulty in sorting through allegations almost drowns a
meritorious claim in a sea of marginal ones.20 The bar would be
better served by heeding this advice: "In law it is a good policy
never to plead what you need not, lest you oblige yourself to prove
what you cannot." Abraham Lincoln, Letter to Usher F. Linder,
February 20, 1848 in The Quotable Lawyer 241 (D. Shrager & E.
Frost, eds., 1986).
Appellant states a valid claim under the First Amendment. The
district court erred by entering judgment as a matter of law in
favor of Appellees because the record contains sufficient evidence
for a reasonable jury to rule in favor of Appellant.
AFFIRMED in part, REVERSED in part, and REMANDED.
20
For example, Appellant's argument that legislative acts of
the council violated his substantive due process rights borders
on frivolous. See McKinney, 20 F.3d at 1557 n. 9.