United States v. Everest

Mason, Chief Justice,

Dissenting.—The question we are now called upon to decide is whether, in the trial below, Alexander McClin-tock was a competent witness for the prosecution. His name had been endorsed on the indictment as private prosecutor, which rendered him liable for the costs of the prosecution, in case of an acquittal. He was, besides, the owner of the money alleged to have been stolen. A conviction would have entitled him to receive from the defendant double that amount, which in this case would have made up a sum of more than five hundred dollars. He had therefore a double pecuniary motive to swear against the accused as strongly as possible. If either or both of these are sufficient to exclude his testimony, the decision below was correct-otherwise not.

In civil cases the smallest amount of direct pecuniary interest in the result is sufficient to disqualify a witness, and the same doctrine, as a general rule, applies in criminal cases. 4‘ Thus in cases of summary convictions, where a penalty is imposed by statute, and the whole or a pa?* is giver, to the informer or prosecutor, who becomes forthwith entitled to it upon the conviction, he is not at the common law a competent witness for the prosecution. So in a prosecution under the statutes for a forcible entry and detainer, where the party injured is entitled to an award of immediate restitution of ths lands, he is not a competent witness. This rule however is subject to many exceptions, which will hereafter be stated. But it may be proper here to remark, that in general where the penally or provision for restitution is evidently intro*210duced for the sake of the party injured rather than to ensure the detection and punishment of the offender, the party is held incompetent.” 1 Greenleaf’s Evidence, 448.

Now, it seems to me that the decision in the District Court was in perfect accordance with the rule here laid down. The penalty or provision for restitution in this case was evidently “introduced for the sake of the party injured rather than to ensure the detection and punishment of the offender, ” unless indeed, we suppose the weight of the inducement would increase the strength of the witness’s testimony, Such a motive, however, cannot be attributed to the legislature, and if such a result is to be produced from this cause, it certainly furnishes no argument in favor of the competency of the witness. As well might subornation of perjury be directly and openly resorted to for the purpose of securing a conviction.

The case at bar is parallel also with the examples given in the above quotation. If, where the whole or part of tho penalty is given to the prosecutor in qui tam actions, he is incompetent, why should he not be so, also, in the present case, where on the one hand he is to receive double the amount of money, which perhaps, by his own oath the defendant may be convicted- of having stolen ; and on the other is threatened with a bill of costs of perhaps a greater amount, if the defendant is acquitted. And if the restitution of lands is sufficient to destroy the competency of the prosecutor, it is difficult for me to perceive why the restitution of stolen money should not have a like effect—a fortiori, when double the amount stolen is to be restored.

On the other hand there are many decisions which seem in conflict with those above mentioned, and some of them really are so, but most ofthem can be easily reconciled with that of the court below. Where the government offers a reward for the conviction of offenders, the person vvho will be entitled to this contingent reward is still a competent witness. But this is in strict accordance with the rule above quoted from Greenleaf. The object of the reward in this case is to ensure the detection and punishment of the offender, rather than as a favor or compensation to the witness. The intention of the legislature in offering the reward would be frustrated if the evidence of the main witness in the case were thus to be declared inadmissible.

It is also evident that rewards offered by private individuals cannot render one incompetent, for otherwise the friends of the accused might readily shut the mouths of all the witnesses for the prosecution.

Witnesses are also clearly compelent to whom pardons or exemptions *211from prosecution are offered by statute, on condition of their giving such testimony as to convict their accomplices. The rules of evidence are all under the control of the legislature, but the question before the court is, what shall be the rule where the legislature have not directly expressed their will on the subject.

In cases of forgery, the English doctrine was to exclude the person whose name was alleged to have been forged, and this continued to be the case until changed by statute. A different rule has in general been followed in this country, and with great propriety; for the record of conviction will not be evidence in a civil suit against the witness on the forged instrument, and although such conviction would operate strongly in his favor this is a circumstance that should only go to his credibility.

But there are decisions, I am well aware, to the effect that the competency of a witness in a criminal prosecution may not be destroyed, although he may have a direct pecuniary interest in the result of the trial, and although that interest is created by law for the sake of that very witness, rather than to secure the detection and punishment of the offender. Thus, the Supreme Court of Illinois have declared the person whose name has been forged, a competent witness, although he were to receive a pecuniary compensation immediately dependant upon the conviction of the offender, and there are some other decisions involving a similar principle. I cannot, however, find that such decisions have become so generally acquiesced in as to become the established law, and from the fact that a different rule has been laid down in the most recent work on evidence, and that too by an American author, I am inclined to doubt whether such is really the weight of authority in this country. See Greenleaf’s evidence above quoted.

Where authorities are thus discordant, we should resort to principle by which to guide our decision. In fact it seems to me that reason should in such cases be appealed to in the first instance, relying upon authority to direct u$, only where our natural guide becomes incompetent. To bow blindly to any decisions, however respectable, is to subject ourselves to the risk of misapplying those decisions, of improperly engraft-ing them upon statutes different from those to which they naturally apply, and at all events of keeping alive abuses and absurdities which such a course will inevitably create and perpetuate in any branch of science. Frequently, at all events we should, in nautical language, ‘‘ take an observation ” to determine by the fixed and unvarying lights above whether some uneaiculated current of authorities is not drifting us from the great object we are endeavoring to reach—the administra*212tion of justice. This is more particularly important when we are founding a judicial system for an independent community. The decisions of other courts should be treated with high respect, but they should be regarded in the light of wise counsellors rather than that of arbitrary sovereigns.

Bringing this question then to the test of principle, what will be the result]- One of the best settled principles of our jurisprudence is, that no person is a competent witness in a cause in the result of which ho has a direct pecuniary interest; and although it may be ¡.questionable whether this rule in all its strictness has a salutary operation in civil suits, there is no doubt of its wisdom and justice in criminal prosecutions. Where the character and liberty of an American citizen is at stake, testimony of a suspicious character should never be resorted to for the purpose of conviction. Where a man’s coat is the subject of a suit at law we exclude a witness who has the slightest interest in the result of the trial, but where his whole body, his very life abide such result, it is said we should not object to the competency of the witness, who by a false oath may entitle himself to the whole fortune of the accused. Heirs have murdered their ancestors for the sake of the inheritance. Doubtless, if an opportunity had offered, they would have sworn him into the penitentiary with a like motive. That is a most dangerous law which enables a stranger, by his own turpitude, to become the heir of the accused and secures him the immediate inheritance.

But it is said this course is resorted to from motives of public policy, and from the necessity of the case. If it is so necessary io secure a victim he might perhaps be sentenced without the forms of a trial! But this is not the case. The law calls for no such sacrifice. Its highest, noblest, most favorite exercise is the protection of the innocent. It asks for the punishment of none but those who are clearly guilty. It condemns reluctantly and only when the evidence is strong, unequivocal, uncontaminated. It should listen to none that is not strictly credible. Hired informers, witnesses employed to swear by the job, are wholly incompatible with that system of law and liberty which it was the design of the revolution to establish.

It is true that if the owner of stolen property is excluded from being a witness, cases would arise in which offenders would on that account escape deserved punishment, but even that is far better than punishing the innocent. Shall we for fear of such a failure to convict, break through a most salutary principle! It is not our business to make *213laws for preventing the guilty from escaping. Where there is a strong necessity arising out of the nature of things we should be justified in establishing such an exception to any general rule of evidence as to further the ends of justice. But such is not^the casé here. “ The necessity of the case, ” if any such exists, arises wholly out of the act of the legislature. What necessity was there for giving the owner of the stolen property a double compensation, or even any compensation at all as the direct result of a conviction. If he had been left to obtain satisfaction for his private injury in the same way as in the case of an ordinary trespass he would have been a competent witness in the trial for larceny. By uniting the two proceedings it would be charitable and just to presume that the legislature intended to exclude the owner of the property as a witness altogether, rather than that they meant to give him art opportunity to swear money into his own pocket, if he would so shape his testimony as to murder the reputation of the accused, and consign his body to the penitentiary. Whether such a law was wise or politic, this is not the proper place to enquire, nor are we the proper tribunal to decide. Our duty is to carry out the spirit and intention of the legislature by the application of the general principles of law; not to create exceptions to a salutary rule of evidence for the purpose curing, what may seem to us, defective legislation.

It is not difficult to perceive that the establishment of the rule allowing the owner of the stolen goods to be a competent witness, may lead to very great injustice. If there is any reason for excluding an interested witness in a civil case, that reason operates with infinitely more force in criminal prosecutions. It is sometimes difficult to determine whether an act is a simple trespass or a downright larceny. If the transgressor is proceeded against as a mere trespasser, the owner cannot be a witness. The rule therefore holds out a very strong inducement to him to institute a criminal proceeding and follow it up by such an oath as will entitle him to a double compensation.

How often, by the force of accidental circumstances, do the strongest suspicions of guilt rest upon an individual wholly innocent. In such a case allow the party injuired to become a witness, with the double motive of obtaining a pecuniary benefit on the one hand, and avoiding a bill of costs on the other, and suspicion will very probably be changed to conviction.

But this rule furnishes opportunities for plans ft> be laid by the crafty and unprincipled for the very purpose of entrapping the simple and unsuspecting. An article of property may be loaned with the formed *214design of charging the borrower with theft, and obtaining the double compensation. Foreigners and other strangers often arrive in this territory with considerable sums of money. An unknown wretch, ascertaining the exact amount and description of the prey which the Jaw has kindly placed witínn his reach, has the astonished owner arrested—charges him with theft—consummates his villainy with perjury, which consigns his victim to the penitentiary, and then seizes upon his spoils, the officers of the law in the mean time aiding him in his infamous purpose.

Cases like these may never occur—neither might any failure of justice result from enforcing the rule which excludes all interested witnesses. Either of these evils are, however, liable to be experienced according as that rule is enforced or rejected. Against which is it most important to guard! It will be said that those of the latter class are much more likely to occur than those of the former, but do the respective probabilities present an inequality of ninety-nine to one, the ratio which the humanity of the law establishes in favor of innocence.

This is the train of reasoning which gave rise to the decision below, which has now been reversed by this court. All the arguments I have since heard have been insufficient to change the opinion then formed. I therefore feel compelled to dissent from the opinion of the Supreme Court, and have concluded in this manner to set forth the reasons of that dissent.