delivered the opinion of the Court:
In support of his appeal the appellant has assigned eight errors. These alleged errors are the following, stating them in the order in which they have been assigned:
(1) That the court below as a court of equity had no jurisdiction to take cognizance of the case, because there was complete remedy at law; and even if the bill of complaint did show ground for the exercise of jurisdiction, because an injunction was prayed, yet, as no steps were 'taken to procure an injunction during the life of the patent, the remedy at law was adequate, and the court, as a court of equity, should not have proceeded with the cause.
(2) That the patent in suit, so far as the fifth claim is concerned, is void, because even if the alleged process was new, it is apparent that it was the mere function of the machine that was claimed.
(3) That the patent is void for want of novelty, by reason of anticipation by the patents set up in evidence, and by reason of public and common use, not only of the combinations covered by claims 1, 2 and 4, but also by reason of the process practiced on the Palmer press years before the application for the patent by Jones.
(4) That the patent is void for want of invention, so far as the fifth claim is concerned, because the process had been used prior to the application by Jones for patent, without the use of any machine to assist in carrying out the process.
(5) That the claim 4 of the patent is void for ambiguity.
(6) That the single machine used by the defendant, in view of the state of the art preceding the Jones invention, did not infringe either of the claims 1, 2 and 4.
(7) That the court should, on the motion of the defendant, have vacated the interlocutory decree, after the auditor had made his report, showing that there were no damages to be assessed.
It is quite apparent that several of these assignments of error are but different modes of stating substantially the same proposition, and will not, therefore, require separate and distinct consideration.
1. The question of jurisdiction raised by the appellant we can' hardly regard, in view of the repeated decisions of the Supreme Court of the United States upon the subject, as being open for discussion upon the facts alleged and shown in proof in this case. If it were true that the suit liad been begun so recently before the expiration of the patent that, under the rules and practice of the court, no inj unction could have been obtained before such expiration, the bill should have been dismissed for want of equity jurisdiction. But the bill in this case was filed on the 10th of March, 1894, and the patent did not expire until the 11th of June, 1895, about fifteen months after suit brought. The pleadings had been made up, and the plaintiff’s primes facie proof taken by September 24, 1894, and the further delay in the taking of the proof seems to have been at the instance of the defendant. Under such circumstances, the jurisdiction of the court had attached, with ample time for its exercise; and at most it was a discretionary matter with the court below, whether the bill should be retained and the cause be proceeded with, notwithstanding the expiration of the patent on the 11th of June, 1895, or to dismiss the bill and turn the parties over to their action at law. The court exercised its discretion in favor of retaining the bill and proceeding to take the account; and this court, being in the exercise- of appellate jurisdiction, will not review the mere discretionary determination of the court below of such question, unless it were shown that the exercise of the discretion was in a manner clearly illegal.
In the case just referred to, of Clark v. Wooster, it was said by the court, speaking by Mr. Justice Bradley: “ The jurisdiction had attached, and although, after it attached, the principal ground for issuing an injunction may have ceased to exist by the expiration of the patent, yet there might be other grounds for the writ arising from the possession by the defendants of folding guides illegally made or procured whilst the patent was in force. The general allegations of the bill were sufficiently comprehensive to meet such a case. But even without that, if the case was one for equitable relief when the suit was instituted, the mere fact that the ground for such relief expired by the expiration of the patent, would not take away the jurisdiction and preclude the court from proceeding to grant the incidental relief which belongs to cases of that sort. This has often been done in patent causes, and a large number of cases may be cited to that effect; and there is nothing in the decision of Root v. Railway Co., 105 U. S. 189, to the contrary.” Other cases are cited to the same effect. “ It is true that where a party alleges equitable ground for relief, and the allegations are not sustained, as where a bill is founded on an allegation of fraud, which is not maintained by proofs, the bill will be dismissed in toto, both as to the relief sought against the alleged fraud and that which is sought as incident thereto.”
In that case it was held that, although there were only three days for the patent to run, it was within the discretion of the court to take jurisdiction ; and having done so, without enjoining the defendant, it was competent for it to proceed to grant other incidental relief sought by the bill.
And so in the case of Beedle v. Bennet, 122 U. S. 71, it was held, that if a bill be filed in equity to restrain an infringement, and be filed before the expiration of the patent, the jurisdiction of the court is not defeated by the
It is contended, however, that the court below was without equity jurisdiction to take cognizance of the case, because it is shown that the defendant was not a manufacturer of the invented article, but a mere user of the single machine, and that damages could be easily measured by the difference between the cost and the selling price of that machine, without reference to a master to take an account; and therefore the remedy at law was adequate and complete. But this contention can not be supported. It was not the press only, but the process also, covered by claim 5, used, it is true, in connection with the machine, that were being used by the defendant in alleged violation of the rights of the plaintiffs under the patent; and it was the right of the plaintiffs to have such user restrained, down to the time when the patent expired.
In the case of Mills Mfg. Co. v. Whitehurst, 56 Fed. Rep. 589, 594, where a similar defense was set up and relied on
We discover no want of jurisdiction in a court of equity to entertain the bill in this case, and to administer the relief therein prayed.
2. The next contention is, that the patent, as to claim 5 therein, such claim being for process only, is simply void, because it is for the mere function of the machine, and therefore not patentable. This contention presents an important question, and the defendant relies, in support of his contention, upon certain decisions of the Supreme Court of the United States, and especially the decisions made in the recent cases of Risdon Locomotive Works v. Medart, 158 U. S. 68, and Westinghouse v. Boyden Power Brake Co., 170 U. S. 537. In these cases there is some general phraseology used in the opinions of the court, which, if considered in a general broad sense, might be taken to give some color to the contention of the defendant. But we do not think that, upon consideration of the entire opinions in those cases, any such proposition was intended to be decided by the court as that contended for in this case. This is manifest, we think, from what was said by the court in the case of Westinghouse v. Boyden Co. After referring. to the previous cases in which the subject has been considered, the court said: “These cases assume, although they do not expressly decide, that a process to be patentable must involve a chemical or other similar elemental action, and it may be still regarded as an open question whether the
Now, it is quite clear, we think, that the operation described in claim 5 of the patent under consideration requires the effective force of a mechanical structure, and though the result produced be the effect of a process, used in connection with the machine, yet that result can only he produced by the combination of machine force and a skillful manipulation of the material to be operated upon, according to the process, aided by the co-operation of the principles of natural law. There is no chemical action involved, it is true, but there is an elemental action, that of tight cohesion under a high degree of pressure, effected by a special mechanical contrivance-; and to produce new and beneficial results by such means or process would seem to be clearly within the reason and contemplation of the patent laws.
" This question would se'em to be settled by express decision. In the case of Cochrane v. Deener, 94 U. S. 780, a case of infringement, and where the question of the patentability
In the case of Tilghman v. Procter, 102 U. S. 707, it was held that a valid patent may be granted for applying and carrying a well known principle into practical useful effect by means of a mechanical contrivance and apparatus. Aqd in the celebrated and much considered Telephone Cases, 126 U. S. 1, 532, the question of the patentability of a process was discussed and the principle stated with great fullness and clearness by the late Chief Justice' Waite. In the course of his elaborate opinion, he said :
“ In this art, or, what is the same thing under the patent law, this process, this way of transmitting speech, electricity, one of the forces of nature, is employed; but electricity left to itself will not do what is wanted. The art consists in so
Without referring to other authority, it is clear, we think, upon the authorities to which we have referred, that the claim 5 in the patent under consideration is not merely, as contended by the defendant, a claim for the function of a machine, but is 'for a process, in the operation of which a machine is used as one of the essential means to produce the desired result. That result being new and useful, it was the proper subject for a patent.
3 and 4. The third and fourth errors assigned, relate to the question of the want of novelty, by reason of the alleged anticipation by prior patents, and of public and common use of the combination covered by claims 1, 2 and 4, and also by reason of the practice of the process, covered by claim 5, with the knowledge of Jones, the patentee, years before the application by Jones for his patent on the Palmer press.
It is a general principle that a patent is prima facie evidence of its own validity, and that it was regularly issued; and the burden of proving the want of novelty in the invention covered by it is ou the party seeking to establish that fact. Singer Mfg. Co. v. Brill, 7 U. S. App. 601. Consequently, the want of novelty in the invention is matter of defense, unless it appears on the face of the patent that the device is without novelty or invention. Fruit Packing Co. v. Cassidy, 7 U. S. App. 424. Therefore when the Patent Office grants a patent for a device which accomplishes the same result as a prior patent, though according to a different method or process, the latter patent is to be taken as evidence of a determination by the office that the latter invention is of value and does not conflict with or infringe the prior patent; and this presumption will he indulged until overcome by satisfactory evidence to the contrary. Packard v. Lacing Stud Co., 33 U. S. App. 306; Boyden v. Power Brake Co., 25 U. S. App. 475.
The witnesses examined in the case have very fully and clearly explained the operation of the press, embodying claims 1, 2 and 4, and the manner of manipulating, arranging, and compacting the printed sheets of paper, preparatory for the binder described in claim 5; and have shown wherein these' several claims were for valuable and substantial improvements upon all former devices known and used in the art of bookbinding; especially intended for drypressing the printed sheets, and effacing therefrom the impressions produced by printing. The state of the art prior to and at the date of the patent in question, is stated by Mr. Jones himself, the patentee, who was examined as a witness. He is a skilled bookbinder and printer, of large
“The sheets were taken, after being printed, and dried. The drying was done by laying them over a peel and hung up on poles near the ceiling of the room. They were then taken to a table and laid out flat, averaging from one to six sheets, and were laid between fuller or glazed boards alternately. They were then laid into a large screw press in bunches about an inch and a half or two inches in thickness, and then a cherry board was placed on them, and so on alternately until the press was filled, when a force of hands, consisting of eight or ten persons, would apply the pressure by means of a long iron lever. The sheets were then allowed to remain in the press over night, and the press was emptied the next morning in the same manner that it had been filled, that is, the sheets and fuller or glazed boards were piled up on a table and the operators proceeded to take out the flat pressed sheets, laying them to one side the pile and laying the boards off on another pile. This was all done before the folding of the sheets.” In answer to another interrogatory, he says: “The fuller boards, probably more commonly known in the trade as glazed boards, they being a board about the thickness of a heavy card board, and made of some very hard fibre, and being a hard board with a finished surface, they act as a hard substance placed between two rough, soft, yielding substances, and the sheets being placed from one to six between said boards, it gives a comparatively solid surface interposed between the yielding surface of the sheets, whereby by using pressure and allowing that pressure to remain continuously on the sheets and boards while in press from twelve to twenty-four hours, it smooths out the indentations or impressions made by the printing on the sheets.” The pressure referred to could be produced either by screw power worked by hand, or by a hydraulic press.
A full statement of the operation of drypressing under
“By the process set forth in this patent the printed sheets are not allowed to remain in the press for any considerable length of time, but only long enough for the operator to tie up the bundles, when they are immediately removed, the entire process of putting the paper into the press, tying it up in the bundle and removing it therefrom taking but a few minutes. ... A large number of bundles may be pressed and tied up in the course of a day, and left tied up between the boards with the pressure upon them as long as is thought necessary to smooth out the impressions produced by the printing press, of until the signatures may be wanted by the binder to complete the operation of making the book for which the signatures are printed. The printed paper or signatures are thus allowed to remain for a considerable time tied up in bundles, which time may be from twenty-four hours to three or four days, and may extend to a year or more, the longer the better, as it is upon the time in which the bundles remain tied up subject to pressure between the boards that the smoothness of the printed papers depends, the mere pressure produced by the press in the short time the paper remains in it having comparatively little effect upon the impression produced by the printing press. The pressure of the press and the mere tying up would produce
This witness proceeds at great length, and with fullness and particularity, to show the operation and the value of the Jo.nes patent, over and as compared with the pre-existing methods of accomplishing the objects of the patent; and he shows that the process and method of operation under the Jones patent is not only better than the prior method of drypressing, but is a novel and valuable improvement in the art. The testimony of this witness is amply supported by the testimony of the expert witnesses, Grier, De Vinne, Nicholson, Penicks, and Sugdam, all witnesses of high and unquestioned qualification, well acquainted with the former state of the art of bookbinding, and the appliances used, and quite familiar with the value and decided improvement in the art effected by the patent issued to Jones.
The defendant not only sought to throw doubt upou the question of the novelty of the invention of Jones, and thus to defeat the claims of his patent, but attempted to show, even conceding his invention, that neither of the claims in the patent was patentable, and that there was a want of substantial improvement upon the old or former methods or process of drypressing in the art of bookbinding. But the testimony to which we have already referred would seem to be ample to refute this contention on the part of the defendant.
The witness who testifies in support of this contention of the defendant is Mr. Hood. He is a patent solicitor, but neither a bookbinder nor a printer, and only has such knowledge-of those arts as he has gathered in a general way by observation and reading.' He, however, expresses a very decided opinion against the novelty, usefulness and patentability of Jones’ inventions covered by the patent No. 204,741.
There is nothing in the evidence that is sufficient to support the third and fourth assignments of error by the defendant.
5 and 6. Under the fifth assignment of error it is urged that claim 4 of the patent is void because of ambiguity; and under the sixth assignment of error it is contended that the single machine used by the defendant, in view of the preceding state of the art, did not infringe either of -the claims 1, 2 and 4. '
We perceive no such ambiguity in claim 4 as to require it to be declared void for that cause. The purpose of that claim, as stated by Mr. Hood, is to provide for the combination with the pressbed of two alternative forms of guides for centering the sheets in the press. Or, as stated by expert Robertson, the two parts designated in the claims are substantially equivalent to each other, and either can be-used for the purpose of supporting the signatures with equal facility.
As to the question of infringement, the testimony in the case leaves no doubt on that subject. The infringement was of-the construction of the press under claims 1, 2 and 4, and in the use of the process described in claim 5. The testimony of Jones, the patentee, and of several other witnesses clearly establish the fact of infringement. And though the press operated by the defendant was manufactured by and purchased from the Seybold Company of manufacturers, and he purchased and operated only a single press, still, if that press or machine was so constructed as to embrace aud to be operated upon the essential principles- of the press or machine covered by the
7. In the view we have of this case, the seventh error assigned becomes immaterial, and we make no further reference thereto.
8. The only other question remaining for consideration is that relating to the measure of damages, gains and profits, and the principle upon which damages, gains and profits, in such case as the present, should be ascertained and assessed.
The auditor, in his report, states that he did not find in the cause evidence sufficient to enable him to assess damagss to the complainant by reason of the infringement. But he has stated an account of gains, profits and advantages derived by the defendant from the use of the machine and process, from September, 1893, to the 10th of February, 1895, when the press or machine was destroyed by fire. During all the time of the use of the machine and process, the defendant was the public printer for the State of Pennsylvania, and it was in the performance of the work of
The method of ascertainment adopted by the auditor to reach the result reported by him is supposed to be in accordance with settled authority, and especially the decision of the Supreme Court in Tilghman v. Procter, 125 U. S. 136. In that case it was held, that upon a bill in equity for infringing a patent, if the defendant has gained an advantage by using the plaintiff’s invention, that advantage, whether by way of gains or savings, is the measure of the profits to be accounted for, even if from other causes the business i-n which the invention was employed by the defendant did not result in profits ; and if the use of a patented process produced a definite saving in the cost of manufacture, he must account to the patentee for the amount so saved. And in the case of McCreary v. Penna. Canal Co., 141 U. S. 459, it was held, that in a suit in equity for an infringement, in estimating the profits the defendant had made by the use of the plaintiff’s invention, where the device was a mere improvement upon what was known before and was open to the defendant to use, the plaintiff was limited to such profits as had arisen from the use of the improvement over what the defendant might have made by the use of that or any other device without the use of the plaintiff’s invention. These two cases, it would seem, furnished the auditor with the principles upon which he proceeded in stating the account in this case.
It is certainly true that there is great difficulty in arriving at precise accuracy in stating an account of the savings, gains and profits in such case as the present. But-where the master or auditor has fully examined and collated the
A motion for reargument, made on behalf of the appellant, was overruled, and an appeal allowed to the Supreme Court of the United States.