Clyde H. FREEMAN, Charlie Agee, et al., Plaintiffs-Appellants,
v.
CITY OF MOBILE, ALA., a municipal corporation, Defendant-Appellee.
No. 97-6047.
United States Court of Appeals,
Eleventh Circuit.
Oct. 25, 1999.
Appeal from the United States District Court for the Southern District of Alabama (No. 93-0555-AH-M),
Alex T. Howard, Jr., Judge.
Before BIRCH, Circuit Judge, and HILL and KRAVITCH, Senior Circuit Judges.
PER CURIAM:
In this case, several dozen police officers ("Appellants") seek overtime compensation from the City
of Mobile, Alabama ("City") pursuant to the Fair Labor Standards Act, 29 U.S.C. §§ 201-19 ("FLSA") for
time spent on roll-call and other pre- and post-shift duties and overtime pay on a state law contract claim
based on a 1969 Alabama law entitling policemen in Mobile County to overtime compensation for work in
excess of 40 hours per week. The district court granted summary judgment to the City on three grounds: (1)
that the City was entitled to a statutory exemption under 29 U.S.C. § 207(k) ("7(k) exemption") and, thus,
was not required by FLSA to pay overtime compensation for policemen who worked no more than 86 hours
per 14-day pay period; (2) that the City was not liable for docking the pay of certain sergeants and lieutenants
who had worked more than 86 hours in 14-day pay periods because the Department of Labor's no-docking
regulation, 29 C.F.R. § 541-118(a), was invalid as applied to the City; and (3) that the state law contract law
was invalid because it relied on a state statute that had been superseded by a regulation promulgated by the
Mobile County Personnel Board. On appeal, we upheld the district court's finding that the City was entitled
to the 7(k) exemption, see Freeman v. City of Mobile, 146 F.3d 1292, 1297 (11th Cir.1998) (Freeman I ), but
held, pursuant to Auer v. Robbins, 519 U.S. 452, 117 S.Ct. 905, 137 L.Ed.2d 79 (1997), that the district court
erred in holding that the no-docking regulation was invalid as applied to the City, see Freeman I, 146 F.3d
at 1297-98. While we held that there were disputed questions of fact as to whether the City had reimbursed
the improperly docked sergeants and lieutenants pursuant to the no-docking rule's "window of corrections,"
id. at 1298 (citing 29 C.F.R. § 541.118(a)(6)), we held the remand on that issue in abeyance pending
certification of two questions on the state law contract issue to the Alabama Supreme Court. The first
question certified was:
QUESTION ONE: DOES THE MOBILE COUNTY PERSONNEL BOARD HAVE THE POWER
TO REPEAL OR OTHERWISE AMEND OR SUPPLANT LOCAL ACTS PASSED BY THE
ALABAMA STATE LEGISLATURE SUCH AS 1969 ALA. LOCAL ACTS 856?
If the answer to the first question was "yes," we asked the Alabama Supreme Court to answer a second,
subsidiary question:
QUESTION TWO: IF THE MOBILE COUNTY PERSONNEL BOARD HAS THE POWER TO
REPEAL ACT 856, DID THE BOARD IN FACT REPEAL ACT 856 BY IMPLICATION WHEN
IT ENACTED RULE 3.1(c)?
On September 10, 1999, the Alabama Supreme Court issued its opinion on the two questions.1 The
Alabama Supreme Court answered the first question as follows:
"It is settled law that the Legislature may not constitutionally delegate its powers, whether the general
power to make law or the powers encompassed within that general power...." Included within the
Legislature's general power is " 'the power to make, alter, amend and repeal laws.' " Thus, although
the Legislature can delegate the power to make rules and regulations for the "purpose of carrying [the
law] into practical effect and operation ... and to secure an effective execution of the same," it cannot
delegate the power to repeal, amend, or otherwise supplant an act of the Legislature. While the
Legislature can certainly establish standards and authorize the Personnel Board to adopt rules within
those standards, "[i]t is an entirely different thing for the Legislature to ... authorize the creature to
supersede the enactments of the creator."
Moreover, even if the Legislature could validly delegate the power to repeal, amend, or otherwise
supplant an act of the Legislature, the Legislature has not attempted to do so in this case. Section
IX(c) of Act 470 specifically provides that the rules adopted by the Personnel Board "may include
any provisions relating to the Classified Service, not inconsistent with the laws of the state, which
may be necessary or appropriate to give effect to the provisions and purposes of this Act." (Emphasis
added.) The Personnel Board cannot adopt any rule contrary to Act 470 because Act 470 is the act
1
We acknowledge our appreciation to the Supreme Court of Alabama for accepting our certification of
these important issues of Alabama law. That Court's prompt and thorough response to our certification allows
us to discharge our responsibility for resolution of this case while respecting the consistency and authority
of Alabama law.
2
from which the Personnel Board derives its authority. Thus, the Legislature could not—and it has
not attempted to—authorize the Personnel Board to repeal, amend, or otherwise supplant an act of
the Alabama Legislature.
Freeman v. City of Mobile, No. 1971847, slip op. at 4-6 (Ala. Sept. 10, 1999) (citations omitted; alterations
in original). Because it answered "no" to the first question, the Alabama Supreme Court did not answer the
second, supplementary question. Id. at 2 & n. 1.
In light of the Alabama Supreme Court's answer to the first certified question, we VACATE the
district court's grant of summary judgment to the City on the state law contract question. In accordance with
our previous opinion and with the Alabama Supreme Court's answer, we REMAND to the district court to
consider the FLSA no-docking claims and the state law contract claims.
3