Case: 10-51194 Document: 00511823722 Page: 1 Date Filed: 04/17/2012
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
April 17, 2012
No. 10-51194 Lyle W. Cayce
Clerk
UNITED STATES OF AMERICA
Plaintiff-Appellee
v.
ABRAHAM ISIDRO VARA
Defendant-Appellant
Appeal from the United States District Court
for the Western District of Texas
USDC No. 2:09-cr-01144
Before DENNIS, CLEMENT, and OWEN, Circuit Judges.
PER CURIAM:*
Abraham Isidiro Vara was convicted by a jury of knowingly importing
marijuana, 21 U.S.C. §§ 952(a), 960(a)(1), (b)(4); and knowingly possessing
marijuana with intent to distribute, 21 U.S.C. § 841(a)(1), (b)(1)(D), and
sentenced to thirty-three months imprisonment. On appeal, Vara argues that
the district court erred in denying his motion for judgment of acquittal on the
ground that the government failed to introduce sufficient evidence to support a
finding beyond a reasonable doubt that he knew that the used car he had
*
Pursuant to 5th Cir. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5th Cir.
R. 47.5.4.
Case: 10-51194 Document: 00511823722 Page: 2 Date Filed: 04/17/2012
recently bought contained marijuana concealed in hidden compartments. We
conclude that the evidence was insufficient to prove the requisite scienter beyond
a reasonable doubt. Accordingly, we REVERSE Vara’s conviction.
BACKGROUND
On August 20, 2009, Vara, a United States citizen, drove from Mexico to
the U.S. border checkpoint at Eagle Pass, Texas. The primary inspection officer
referred Vara to secondary inspection.1 At secondary inspection, Customs and
Border Protection Agent Felix Garza questioned Vara about his itinerary.
According to Agent Garza, Vara presented his U.S. passport and stated that he
had been on a visit in Mexico and that he was going to Houston, Texas. The
government introduced no evidence regarding Vara’s home address or the
purpose or duration of his visit to Mexico. Agent Garza noticed “a slight
shakiness in [Vara’s] hands” when Vara presented his passport. Vara told Agent
Garza that he had purchased the car he was driving — a 1995 Chevrolet Monte
Carlo with Texas license plates — three days before “from some guy” in Mexico
for $1000. Agent Garza did not testify that he asked Vara for a title or proof of
insurance relating to the car, nor did he testify that he asked Vara any follow up
questions regarding the identity of the individual Vara had purchased the car
from. Agent Garza noticed during the questioning that Vara “was avoiding eye
contact several times.” During a canine search of the car, the dog showed
interest in the back seat. Agent Garza inspected the back seat area but found
nothing. However, x-ray imaging revealed brick-like objects in the car’s rear
quarter panels. Agents removed the upholstered surface on the interior of the
1
The government offered no evidence regarding what reason, if any, led the primary
inspection officer to refer Vara to secondary inspection. According to one of the government’s
witnesses, approximately forty percent of vehicles are referred to secondary inspection on any
given day.
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rear quarter panels and discovered 19.11 kilograms of marijuana concealed in
hidden compartments. No effort was made to lift fingerprints from the
compartments or the packages of marijuana. The record does not indicate
whether Vara was ever asked whether he knew of the existence of the hidden
compartments or the marijuana concealed within. Immigration and Customs
Enforcement Agent Christopher Conley testified that the marijuana would sell
for approximately $12,000 in Texas.
Agent Garza testified that a “border crossing record,” which the
government introduced without objection, indicated that Vara had previously
crossed into the United States at Eagle Pass driving the same Monte Carlo on
August 19, 2009, the day before his arrest. Agent Conley testified without
objection about a drug smuggling practice he referred to as “burning plates,”
whereby an individual intending to smuggle drugs from Mexico into the United
States crosses the border without drugs shortly before the operation, in the
vehicle he or she intends to use to smuggle drugs, to determine whether the
vehicle attracts the notice of border patrol agents at the checkpoint. Agent
Conley did not express any opinion or conclusion about whether Vara was
“burning plates” on his first border crossing. Agent Conley also testified that he
had recently confirmed that Vara visited the Fred Loya auto insurance agency
in Eagle Pass on August 19, 2009 after entering the United States. There is no
indication in the record of why Agent Conley contacted the insurance agency,
how he confirmed that Vara had visited the insurance agency, or whether he
determined if Vara had purchased auto insurance that day.
The Texas Certificate of Title to the Monte Carlo, which Vara’s attorney
introduced into evidence without objection by the government, was not made out
in Vara’s name. Instead, the document indicates that as of June 30, 2008 — the
date the title was issued — the vehicle’s “previous owner” was Jose Luis
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Hernandez of Eagle Pass, Texas, and that the “owner” was Blanca M. Quintero,
of 2173 Del Rio Boulevard in Eagle Pass. The government does not contest the
validity or authenticity of the certificate of title. Indeed, in its closing argument,
the prosecution stated to the jury that “[t]he title hasn’t been changed over” and
that the government “d[oes not] dispute [that] the title is in a different owner’s
name.”
The government presented only two witnesses at trial, Agent Garza and
Agent Conley. In addition to the border crossing record, the government
introduced several photographs of the Monte Carlo, the dismantled hidden
compartments, and the marijuana. At the close of the government’s evidence,
Vara moved for judgment of acquittal pursuant to Federal Rule of Criminal
Procedure 29, arguing that the government had failed to present evidence
beyond mere possession and control of the vehicle that could support a finding
of knowing possession of the marijuana beyond a reasonable doubt. The district
court denied Vara’s Rule 29 motion. Vara did not testify, and his attorney
introduced into evidence only the above-referenced motor vehicle title certificate.
The jury found Vara guilty, and the district court sentenced him to thirty-
three months imprisonment. Vara timely appealed.
STANDARD OF REVIEW
Because Vara moved for a judgment of acquittal at the close of the
government’s case, we review his sufficiency claim de novo. See United States
v. Frye, 489 F.3d 201, 207 (5th Cir. 2007). “The standard of review for
sufficiency of the evidence is ‘whether, after viewing the evidence in the light
most favorable to the prosecution, any rational trier of fact could have found the
essential elements of the crime beyond a reasonable doubt.’” United States v.
Bellew, 369 F.3d 450, 452 (5th Cir. 2004) (quoting Jackson v. Virginia, 443 U.S.
307, 319 (1979)). “In conducting this inquiry, we must examine the evidence as
4
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a whole . . . , drawing all reasonable inferences to support the verdict.” United
States v. Charles, 469 F.3d 402, 407 (5th Cir. 2006). “[T]he evidence presented
must allow the jury ‘to find every element of the offense beyond a reasonable
doubt.’” United States v. Rojas Alvarez, 451 F.3d 320, 333 (5th Cir. 2006)
(quoting United States v. Redd, 355 F.3d 866, 872 (5th Cir. 2003)). “A conviction
must be overturned if it is based on speculation alone: ‘[A] verdict may not rest
on mere suspicion, speculation, or conjecture, or on an overly attenuated piling
of inference on inference.’” Id. at 333-34 (alteration in original) (quoting United
States v. Pettigrew, 77 F.3d 1500, 1521 (5th Cir. 1996)). “Accordingly, if the
evidence presented, taken in the light most favorable to the Government with
all inferences drawn favorably in support of the verdict, is not enough for any
rational trier of fact to find every element satisfied beyond a reasonable doubt,
the convictions must be vacated.” Id. at 334.
DISCUSSION
Both offenses Vara was charged with required the government to prove
that he knowingly possessed the marijuana discovered in his vehicle.
“Knowledge can be inferred from control of the vehicle in some cases,” United
States v. Mendoza, 522 F.3d 482, 489 (5th Cir. 2008), “but the control of the
vehicle will suffice to prove knowledge only where the drugs ‘are clearly visible
or readily accessible,’” United States v. Pennington, 20 F.3d 593, 598 (5th Cir.
1994) (quoting United States v. Richardson, 848 F.2d 509, 513 (5th Cir. 1988)).
Where drugs are concealed in some way, this court “requires that in addition to
mere presence in the vehicle, or control over it, there be circumstances
evidencing a consciousness of guilt on the part of the defendant.” United States
v. Gonzalez-Lira, 936 F.2d 184, 192 (5th Cir. 1991); accord Rojas Alvarez, 451
F.3d at 334 (stating that “where, as here, the contraband was secreted in a
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hidden compartment, this court requires additional evidence to prove the
knowing element, such as a consciousness of guilt, conflicting statements, or an
implausible account of events” (citing United States v. Rodriguez, 993 F.2d 1170,
1175 (5th Cir. 1993)).
This court has previously recognized various types of circumstantial
evidence from which a trier of fact may, but is not required to, infer that the
defendant had the requisite knowledge. “Such evidence may include
nervousness, conflicting statements to law enforcement officials, and an
implausible story.” United States v. Martinez-Lugo, 411 F.3d 597, 599 (5th Cir.
2005) (per curiam) (internal quotation marks omitted). Another “example of
circumstantial evidence which may be probative of knowledge is the value of the
drug being transported.” Villarreal, 324 F.3d at 324. “No single piece of
circumstantial evidence need be conclusive when considered in isolation;”
instead, we must ask “whether the evidence, when considered as a whole,” is
sufficient to permit a rational jury to make a finding of knowledge beyond a
reasonable doubt. United States v. Miller, 146 F.3d 274, 281 (5th Cir. 1998).
The government points to three factors that it argues provide a basis for
a rational finding of guilty knowledge beyond a reasonable doubt. First, the
government points to Agent Garza’s testimony regarding a slight shakiness in
Vara’s hands and his failure to maintain eye contact during questioning. This
court has explained that “[i]n the absence of facts which suggest that the
defendant’s nervousness or anxiety derive from an underlying consciousness of
criminal behavior, evidence of nervousness is insufficient to support a finding of
guilty knowledge.” United States v. Diaz-Carreon, 915 F.2d 951, 954 (5th Cir.
1990). Moreover, we have repeatedly cautioned that, “[b]ecause nervousness is
‘a normal reaction to . . . being stopped at a border[,] . . . anxiety is inconclusive
unless viewed in the context of other facts’ indicating guilty knowledge.” United
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States v. Ramos-Garcia, 184 F.3d 463, 466-67 (5th Cir. 1999) (ellipses and second
alteration in original) (quoting United States v. Williams-Hendricks, 805 F.2d
496, 500 (5th Cir. 1986)). Here, Agent Garza testified that, “as [Vara] was giving
me the passport I did notice a slight shakiness in the hands,” and that “when
I asked [Vara] my questions I noticed that [Vara] was avoiding eye contact
several times.” However, Agent Garza also acknowledged that “the fact that an
older man’s hand shakes when he gives you something doesn’t say that he is
nervous or he is guilty of anything.” Moreover, there was no evidence regarding
what, if any, reaction Vara had after the concealed marijuana was discovered.
While Agent Garza’s testimony could lend support to an inference of generalized
nervousness on Vara’s part, it does not indicate the existence of any facts
suggesting that such nervousness derived from an underlying consciousness of
criminal conduct. See Diaz-Carreon, 915 F.2d at 954; see also Ortega Reyna, 148
F.3d at 545 (“The government . . . emphasizes that when asked whether he was
aware of the presence of the drugs, Ortega hesitated — for an estimated fifteen
seconds — before answering that the truck did not belong to him. Such a
momentary delay is truly indicative of nothing in this context. Ortega’s single
hesitation and downward glance fall well short of the generalized hesitancy to
answer questions or delayed responses that we [have] accepted as circumstantial
evidence of guilty knowledge . . . .”).
Next, the government points to the weight and value of the marijuana
discovered in the hidden compartments. “This Court has recognized that a jury
may infer a defendant’s guilty knowledge based on the quantity of the drugs[]
[concealed in a hidden compartment,] as long as other evidence supports the
inference.” United States v. Garcia-Flores, 246 F.3d 451, 455 (5th Cir. 2001). In
those hidden compartment cases in which this court has taken the quantity of
drugs into account, the quantity or value of drugs involved has been large, and
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there has been other circumstantial evidence lending additional support to an
inference of knowledge. See, e.g., Villarreal, 324 F.3d at 324-25 (evidence
showed that defendant was transporting “more than 600 pounds of marihuana,
. . . conservatively valued at more than $300,000,” and had made “inconsistent
statements, false exculpatory statements, and implausible explanations as to
how he came to be hauling a vehicle loaded with marihuana”); United States v.
Gamez-Gonzalez, 319 F.3d 695, 698-99 (5th Cir. 2003) (agents discovered
concealed cocaine “weighing approximately 123 kilograms, with a street value
of approximately $9 million,” and other evidence established, inter alia, that the
defendant was carrying “$1,600, an amount consistent with that advanced to
drivers transporting cocaine”); Garcia-Flores, 246 F.3d at 455 (“agents found 343
pounds of marijuana” hidden in defendant’s truck, and other suspicious evidence
included false statements and a falsified bill of lading); Ramos-Garcia, 184 F.3d
at 465-66 (evidence of “70 pounds of marijuana in a hidden compartment . . .
len[t] support to” a jury finding of guilty knowledge only because that finding
was strongly supported by the defendant’s implausible explanation that “when
presented with the opportunity to earn $500 by driving an empty truck four
miles across the U.S.-Mexico border,” he failed to “conclude that the truck [was]
likely to carry drugs”); Del Aguila-Reyes, 722 F.2d at 157 (although lone fact that
cocaine discovered in hidden compartment had “wholesale value [of]
approximately five million dollars . . . might well not support a finding of guilty
knowledge,” other evidence indicated that defendant “had made this same trip
for [his employer] on at least three other occasions” and showed a “lack of
concern and surprise upon being told that cocaine had been found in the vehicle
he was driving”). Here, by contrast, “the contraband was valued at a fraction of
the amount found” in our prior cases in which the value of concealed drugs has
been considered a suspicious circumstance lending support to a rational
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inference of guilty knowledge. See Rojas Alvarez, 451 F.3d at 335. Agent Conley
testified that the 19.11 kilograms of marijuana recovered from the secret
compartments in the Monte Carlo would be worth approximately $12,000 if sold
in Texas. However, Agent Conley also testified that marijuana is worth
considerably less than that in Mexico.2 Moreover, unlike as in cases such as
Villarreal and Ramos-Garcia, here “there are no conflicting statements or
actions indicative of a desire to mislead authorities.” See id. at 335; see also id.
335 (explaining that “the Villarreal court focused more on the defendant’s
inconsistent statements than the weight of drugs in the car in concluding that
circumstantial evidence supported his guilty verdict” (citing Villarreal, 324 F.3d
at 325)).3 Therefore, as in Rojas Alvarez, “[b]ecause of the absence of additional
2
The dissent speculates that the hidden compartments themselves constituted a
valuable asset that in effect placed more on the scale, such that Vara’s possession of a vehicle
with both drugs and hidden compartments constitutes a suspicious circumstance lending
support to a reasonable inference of knowledge. However, we have consistently held that in
cases in which drugs are discovered in a hidden compartment in a vehicle, a finding of
knowing possession “requires other circumstantial evidence ‘that is suspicious in nature or
demonstrates guilty knowledge,’” in addition to the defendant’s possession of the vehicle in
which the hidden compartment and the concealed drugs are discovered. United States v.
Mendoza, 522 F.3d 482, 489 (5th Cir. 2008) (quoting United States v. Garza, 990 F.2d 171, 174
(5th Cir. 1993)). “Indeed, the [dissent]’s argument would all but eliminate the knowledge
requirement each time a hidden compartment merely existed. It is enough to note that we
have required more than the existence of a hidden compartment to prove that a defendant
knew about the compartment’s contents.” Rojas Alvarez, 451 F.3d at 335. In any event, in
this case the government presented no evidence or argument regarding the potential “value”
of the hidden compartments. See id. at 335-36 (“To infer that [the defendant] was aware of
the compartment’s contents presumes that he was aware of the compartment’s existence. But
there is no evidence to that effect. Nor is there evidence that the compartment was created
by or for [the defendant] for any illicit purposes.”).
3
The dissent asserts that Vara made evasive or implausible statements. However, “the
record does not contain, and the Government [has not even attempted to] identify any
‘inconsistent statements, false exculpatory statements, [or] implausible explanations’ made
by [Vara] from which a jury might infer that he was aware of the hidden contraband.” See
Rojas Alvarez, 451 F.3d at 336 (citation omitted) (quoting Villarreal, 324 F.3d at 325)). “None
of [Vara]’s statements exhibit ‘characteristics of a consciousness of guilt.’” See id. (quoting
Rodriguez, 993 F.2d at 1176) (some internal quotation marks omitted).
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circumstantial evidence and the disparity in the quantum of drugs found — both
in terms of volume and value — we decline to extend [those cases to] the facts
before us.” Rojas Alvarez, 451 F.3d at 335.
Finally, the government argues that because Vara “had owned the vehicle
for three days and had even crossed the border previously[,] . . . [t]he jury could
have . . . made a common sense determination that his travel patterns were
erratic [and aimed at] making continuous monitoring unfeasible.” Gov’t Br. 10.
However, there was nothing inconsistent or implausible about Vara’s
uncontradicted account — related to Agent Garza at the border checkpoint —
that he had purchased the car three days before and was driving to Houston.
Indeed, the other evidence corroborates, rather than contradicts, that account.
Agent Conley verified that Vara had visited an auto insurance agency in Eagle
Pass the day before he was stopped. The Texas title to the car, which also had
Texas license plates, was introduced into evidence by Vara’s attorney without
objection by the government. The title was still in a prior owner’s name and
indicated that each of the last two owners lived in the border town of Eagle Pass,
although the record does not reveal that any government agent made any effort
to contact either of these individuals in order to confirm or refute Vara’s
statement to Agent Garza regarding his purchase of the Monte Carlo. This
evidence tends to corroborate Vara’s statement to Agent Garza that he had just
purchased the vehicle, and to support the notion that he had done so innocently.
The dissent contends that the jury could have concluded that Vara’s travel was
suspicious because consistent with an attempt to “burn the plates” of the vehicle,
as in the practice described by Agent Conley in his drug courier profile.
However, such a conclusion would be based upon speculation, rather than upon
a reasonable inference from evidence in the record, and a “verdict may not rest
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on mere suspicion, speculation, or conjecture[] . . . .” Rojas Alvarez, 451 F.3d at
333-34 (alteration in original) (quoting Pettigrew, 77 F.3d at 1521).
In sum, viewed as a whole and in the light most favorable to the verdict,
the combination of the evidence of generalized nervousness, the value of the
marijuana, and Vara’s travel to an Eagle Pass insurance agency the day before
he left for Houston was, altogether, insufficient evidence for a rational jury to
find beyond a reasonable doubt that Vara knew about the hidden compartments
in the Monte Carlo and therefore knowingly possessed the marijuana concealed
therein. “Because the Government could not identify record evidence on which
a rational trier of fact could rely to find every element of [Vara]’s charge[s]
satisfied, we [must] vacate [his] convictions.” Rojas Alvarez, 451 F.3d at 333.
Our conclusion is reinforced by comparing the circumstantial evidence here to
that in Ortega Reyna, which we likewise held insufficient to permit a reasonable
inference of guilty knowledge. See Ortega Reyna, 148 F.3d at 540. There, the
evidence included that the visibly oversized right rear tire of the truck the
defendant was driving “caus[ed] the truck to ‘list’ to the left” and “lean[] to one
side,” id. at 542, 547; that the tire contained “over sixteen pounds of
amphetamines and fourteen ounces of heroin,” id. at 542; “that when asked
whether he was aware of the presence of the drugs, [the defendant looked down
and] hesitated — for an estimated fifteen seconds — before answering that the
truck did not belong to him,” id. at 545; and that “[the defendant] possess[ed] .
. . over $700 in cash at the time of his arrest,” id. at 547. The circumstantial
evidence the government relies upon here is even weaker than that we held
insufficient in Ortega Reyna.
The insufficiency of the evidence presented at trial is underscored by the
many gaps in the government’s case. Critical questions went unasked and
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unanswered. Most strikingly, there was no testimony regarding whether Vara
was present when the hidden compartments and the concealed marijuana were
discovered; if so, whether he had any reaction to the discovery; or whether he
was ever even asked by any officer whether he knew about the compartments or
the marijuana or offered any explanation for their presence in the Monte Carlo.
Although Agent Garza testified that Vara stated he had just purchased the car
in Mexico, there is no indication that Agent Garza ever asked for a bill of sale,
title papers, or proof of insurance. Agent Conley testified that he had recently
confirmed that Vara went to the Fred Loya auto insurance agency in Eagle Pass
on August 19, the day before he was stopped, but there is no evidence that the
authorities sought to determine whether Vara purchased auto insurance that
day. There is also no evidence regarding — and no indication that government
investigators attempted to find out — where Vara resided or worked, whether
he had previously patronized the Fred Loya office in Eagle Pass or had an auto
insurance agent elsewhere, how Vara arrived in Mexico prior to purchasing the
Monte Carlo, or even whether Vara previously owned a car. There is no
indication that any law enforcement officer contacted the two former owners of
the Monte Carlo, although the title indicated that both resided in Eagle Pass and
even provided a street address for the most recent owner. The government does
not contest the validity or authenticity of the title. Agent Garza testified that
he could not remember whether the car contained any personal effects or
luggage besides a cooler of cheese and tortillas. He did not perform an inventory
of the car, and did not know whether any other agent performed one; no
documentation of any inventory was introduced into evidence.4 The record does
4
Cf. Ortega Reyna, 148 F.3d at 546 (“[E]ven though [government] agents asserted that
standard procedure would call for the taking of a full, written inventory of the . . . vehicle at
the checkpoint, the government — curiously — chose not to produce such a writing at trial,
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not reveal whether agents failed to seek such information during their
questioning of Vara at the border and any subsequent investigation, or whether
the government simply failed to elicit this evidence at trial. In either case, the
resulting record is so sparse and inconclusive that we must conclude that no
rational jury could have found beyond a reasonable doubt that Vara knew about
the concealed marijuana or the hidden compartments.
We close by briefly addressing the remaining arguments raised by the
dissent. The dissent contends that it is unlikely that Vara was used as an
unknowing carrier by drug smugglers because Vara admitted that he had
recently purchased the car, rather than having borrowed it, and because it would
have been difficult for smugglers to locate and repossess the car. The dissent
thus focuses on attacking the plausibility of one hypothetical circumstance that
would be consistent with a lack of guilty knowledge, rather than on the relevant
question of whether or not the evidence presented was sufficient to permit a
rational jury to infer guilty knowledge beyond a reasonable doubt. Vara, of
course, had no burden to establish who else might have concealed the marijuana
in the car, or when. Moreover, Vara did not testify, and his theory at trial was
simply that the government failed to carry its burden of proving knowing
possession beyond a reasonable doubt.
Aside from being irrelevant, the dissent’s speculations regarding why a
“cat’s paw” theory of innocence would have been implausible are unconvincing
even on their own terms. First, the dissent mischaracterizes Ortega Reyna as
suggesting that the requirement of additional circumstantial evidence
demonstrating guilty knowledge is weakened here by the fact that Vara had
thus failing to adduce affirmative documentary evidence that the [defendants] did not have
luggage and thereby settle this contested fact.”).
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purchased the car only days before his arrest. In fact, the cited passage of
Ortega Reyna explains that the need for additional evidence is “heightened
when[] . . . the vehicle has . . . been in the possession of the suspect for only a
short time.” 148 F.3d at 544 (emphasis added). Second, the dissent’s
speculations that drug smugglers operating along the Mexican border would be
incapable of tracking their contraband, and would have great difficulty in
repossessing the vehicle by force or theft, are dubious at best and unsupported
by any evidence introduced in this case. Lastly, even if the dissent’s speculations
regarding the plausibility of a “cat’s paw” theory were more persuasive, there are
any number of other circumstances whereby an unsuspecting individual might
end up purchasing a car that, unbeknownst to the purchaser, contained
concealed contraband, particularly given the levels of drug-related violence in
the border region.
Again, however, the question in this case is emphatically not the
plausibility or implausibility of any hypothetical theory of innocence but simply
whether the evidence the government presented was constitutionally sufficient
to permit a rational finding, beyond a reasonable doubt, that Vara knowingly
possessed marijuana. See, e.g., United States v. Clark, 577 F.3d 273, 284 (5th
Cir. 2009) (explaining that “the evidence [need not] exclude every reasonable
hypothesis of innocence or be wholly inconsistent with every conclusion except
that of guilt, provided a reasonable trier of fact could find that the evidence
establishes guilt beyond a reasonable doubt”); Rojas Alvarez, 451 F.3d at 337
(“Leaving aside [the defendant’s] theory of the case, and based only on the
evidence presented, the arguments made by the Government, and the inferences
that could be drawn from that evidence, a reasonable jury could not conclude
beyond a reasonable doubt that the elements of the crime have been proven.”
(footnote omitted)). Because “[o]ur review of the record convinces us that[,] . . .
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viewed . . . globally[,] the evidence that [Vara] knowingly possessed the drugs in
question fails to satisfy the constitutional standard of guilt beyond a reasonable
doubt,” Vara’s conviction must be reversed. See Ortega Reyna, 148 F.3d at 547.
CONCLUSION
After considering all the evidence and drawing all reasonable inferences
in the light most favorable to the prosecution, we conclude that no rational jury
could have found every essential element of the crimes charged beyond a
reasonable doubt. Therefore, Vara’s convictions and sentences are REVERSED.
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No. 10-51194
EDITH BROWN CLEMENT, Circuit Judge, dissenting:
The evidence shows that Abraham Isidro Vara, a resident of Houston,
purchased a car in Mexico, then quickly drove it back-and-forth across the border
on two consecutive days, and on the second time he was discovered to be carrying
$12,000 worth of illegal drugs in a hidden compartment. Vara exhibited signs of
nervousness at the border checkpoint and gave answers that could only be
considered either evasive or implausible. Moreover, Vara’s ignorance of the
contents of the hidden compartment is credible only to the extent one credits the
far-fetched theory that he was used as a cat’s-paw in a drug trafficking scheme
he knew nothing about, despite the awkward fact that any trafficker using him
as mule would have had to follow him, gain possession of his car, and partially
dismantle the car in order to retrieve the drugs. Despite these facts, the majority
sets aside the perfectly reasonable jury verdict finding Vara guilty of knowingly
importing and possessing with the intent to distribute marijuana.
We have previously stated in hidden compartment cases that control over
the vehicle containing the drugs must be “supplemented by other circumstantial
evidence that is suspicious in nature or demonstrates guilty knowledge.” United
States v. Ramos-Garcia, 184 F.3d 463, 465 (5th Cir. 1999) (internal quotation
marks omitted). “This requirement stems from our recognition that, in hidden
compartment cases, there is at least a fair assumption that a third party might
have concealed the controlled substances in the vehicle with the intent to use the
unwitting defendant as the carrier in a smuggling enterprise.” United States v.
Ortega Reyna, 148 F.3d 540, 544 (5th Cir. 1998). But we have also recognized
that the “fair assumption” is not equally applicable to all hidden compartment
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No. 10-51194
cases. See id. The specific circumstances make it especially unlikely that Vara
was used as an unwitting carrier.
First, Vara claimed to own the car that he was driving. Neither Vara nor
the majority cites a single hidden compartment case that has overturned a
conviction of the owner of the car used to smuggle drugs. And there is good
reason for this—to credit the assumption that a third party was using the
defendant as an unknowing carrier, there needs to be a plausible theory for how
the third party planned to retrieve his drugs. For example, in Ortega Reyna,
upon which the majority heavily relies, the defendant was borrowing the loaded
vehicle from a friend and had prearranged to return the truck to its owner on the
U.S. side of the border. 148 F.3d at 542–43. Vara, on the other hand, claimed to
have owned the loaded car, negating the possibility that any plan existed to
return the car to the “guy” who had sold it to him in Mexico.1 In fact, none of the
circumstances indicate any plausible way a third-party trafficker could have
reclaimed the drugs stashed in Vara’s car without his knowledge and
cooperation.
Second, the specific hidden compartment in Vara’s car was only accessible
by partially dismantling the car’s interior. This means that in order to retrieve
the marijuana, a third-party trafficker using Vara as a transporter would not
only have to follow Vara, but gain possession of his car for a long enough period
1
The majority over-extends Ortega-Reyna by treating its statement that the need for
additional evidence of knowledge is “heightened” when the vehicle has been in the suspect’s
possession for only a short time as applicable regardless of whether the suspect owns the car.
In Ortega-Reyna, the short time of possession, coupled with the lack of ownership, indicated
a likelihood that the defendant had no knowledge of the secreted drugs. As explained, the
unwitting carrier possibility is significantly less plausible where the suspect owns and controls
the vehicle.
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to dismantle and reassemble it, all without Vara’s knowledge. Third, Vara’s
statements at the border checkpoint indicated that he did not know the person
who sold him the car. If the jury credited Vara’s story,2 it further undercuts the
plausibility of the unwitting-dupe theory because any supposed third-party
trafficker would have even greater difficulty tracking, acquiring, dismantling,
and reassembling the car of a man he did not even know. All of these
circumstances constitute the kind of additional “circumstantial evidence that is
suspicious in nature” that supplements possession to prove knowledge and
defeat the “fair assumption” in hidden compartment cases.
The majority responds to the implausibility that Vara was used as an
unwitting carrier by asserting that the unwitting carrier theory is just “one
hypothetical circumstance that would be consistent with a lack of guilty
knowledge.” But this characterization is at odds with the entirety of our hidden
compartment jurisprudence, which has uniformly treated the unwitting carrier
possibility as the specific rationale for crediting the “fair assumption” that a
defendant might not know of the concealed drugs. See, e.g., Ortega Reyna, 148
F.3d at 544. That the unwitting carrier possibility is more than just “one
hypothetical” theory of innocence in hidden compartment cases is sufficiently
demonstrated by our cases holding that a valuable quantity of drugs is evidence
of knowledge due to the unlikelihood that a third-party trafficker would entrust
something so valuable to an unwitting carrier—a rule that is comprehensible
only in light of the fact that the unwitting carrier theory is what justifies the
2
As explained below, the jury may not have credited Vara’s story that he bought the
car for $1000 from “some guy.” The jury was free either to believe Vara’s story, and count his
ownership as evidence of knowledge, or to reject it as implausible, and count his implausible
tale as evidence of knowledge.
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heightened evidentiary requirement in the first place. See, e.g., United States v.
Garcia-Flores, 246 F.3d 451, 455 (5th Cir. 2001). Of course, in ordinary cases,
control over the loaded vehicle is enough to prove knowledge beyond a
reasonable doubt. Thus, the eroding plausibility of the unwitting mule theory
pushes a case back toward the general rule that control is sufficient and reduces
the amount of additional circumstantial evidence needed to sustain a conviction.
The majority asserts that there also are “any number of other
circumstances whereby an unsuspecting individual might end up purchasing a
car that, unbeknownst to the purchaser, contained concealed contraband.” No
doubt, the majority can imagine a number of stories that it concludes are
consistent with the evidence, but the question is whether any of those
imaginings represents such a likely explanation that all reasonable jurors would
have to retain a reasonable doubt about the government’s obviously plausible
theory of the evidence. In an ordinary possession case, in which control is
sufficient to support a conviction, it is invariably true that there are “any
number of other circumstances whereby an unsuspecting individual might end
up” with drugs, say, in his trunk. But because all those imaginable
circumstances are usually so much less plausible than the explanation of guilt,
they do nothing to unsettle the reasonableness of a jury’s guilty verdict. “The
evidence need not exclude every reasonable hypothesis of innocence or be wholly
inconsistent with every conclusion except that of guilt, and the jury is free to
choose among reasonable constructions of the evidence.” United States v. Lopez,
74 F.3d 575, 577 (5th Cir. 1996).
Not only is the unwitting mule theory incredible, the evidence also shows
that Vara had crossed from Mexico into the United States and back again on the
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day immediately preceding his arrest. This is consistent with the practice,
described at trial by Agent Conley, of “burning plates,” whereby someone
intending to import drugs into the country crosses the border a day before to
ensure that the vehicle he intends to use does not raise any “alerts or hits” at the
checkpoint. That Vara crossed the border on consecutive days does not, by itself,
establish that he knew he was carrying drugs, but it certainly constitutes the
type of “circumstantial evidence that is suspicious in nature” that gives
additional support to a jury verdict. The majority asserts that finding this
behavior suspicious is mere speculation, but it does not explain why it is
speculation rather than a permissible inference from the evidence in the record.
Moreover, Vara told a story at the border checkpoint that the jury could
reasonably conclude was implausible. Vara explained that he had purchased the
Monte Carlo three days earlier from “some guy” for $1000. It is unlikely that
someone who had purchased a car only three days earlier would be unable to
identify the seller.
The majority’s dismissal of the evidence that Vara knew exactly what was
in his car demonstrates a flawed approach to evaluating the evidence of
knowledge in hidden compartment cases. We require additional circumstantial
evidence, apart from control over the loaded vehicle, to prove knowledge, but
that does not mean that such additional evidence must be equivalent to the level
of evidence that would be required to prove knowledge beyond a reasonable
doubt even in the absence of control, as, for example, against an accomplice
charged with knowing possession who was not in the vehicle at the time the
drugs were discovered. In other words, control of the vehicle, though not
sufficient by itself, is still some evidence of knowledge, particularly where the
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No. 10-51194
unwitting carrier presumption is made implausible by the circumstances of the
suspect’s control over the vehicle. When the majority concludes that “the
evidence of generalized nervousness, the value of the marijuana, and Vara’s
travel to an Eagle Pass insurance agency the day before he left for Houston was,
altogether, insufficient evidence for a rational jury to find beyond a reasonable
doubt that Vara knew about the hidden compartments in the Monte Carlo,” it
demonstrates that it has erroneously counted possession for nothing.
“The evidence need not exclude every reasonable hypothesis of innocence
or be wholly inconsistent with every conclusion except that of guilt, and the jury
is free to choose among reasonable constructions of the evidence.” Lopez, 74 F.3d
at 577. Moreover, “[a]ll reasonable inferences must be drawn, and all credibility
determinations made, in the light most favorable to the verdict.” United States
v. Villareal, 324 F.3d 319, 322 (5th Cir. 2003). The majority ignores these basic
principles, reversing Vara’s convictions precisely because, in its own view, the
evidence did not “exclude every reasonable hypothesis of innocence.” Because a
reasonable trier of fact could and did conclude that the knowledge element of the
charged crimes was proved beyond a reasonable doubt, I respectfully dissent.
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