[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FILED
FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
________________________ 1/14/99
THOMAS K. KAHN
No. 97-9102 CLERK
________________________
D. C. Docket No. 1:96-CV-1299
VICKIE K. COATES,
Plaintiff-Appellant,
versus
SUNDOR BRANDS, INC.,
and EMMETT E. LONG,
Defendants-Appellees.
________________________
Appeal from the United States District Court
for the Northern District of Georgia
_________________________
(January 14, 1999)
Before ANDERSON and BARKETT, Circuit Judges, and RONEY, Senior Circuit Judge.
PER CURIAM:
We vacate and withdraw the previous opinion dated November 13, 1998, 160 F.3d 688
(11th Cir.1998), and substitute the following opinion. Vickie K. Coates appeals the district
court’s order granting summary judgment to defendant Sundor Brands, Inc. (“Sundor”) on her
claim of hostile work environment sexual harassment in violation of Title VII of the Civil Rights
Act of 1964, as amended, 42 U.S.C. § 2000(e), et seq. Coates argues that the district court erred
in finding no genuine issue of material fact as to whether Sundor had responded promptly and
appropriately to Coates’s complaints of sexual harassment. We affirm.
FACTS
Because this appeal involves the grant of a motion for summary judgment, we review the
facts in the light most favorable to Coates, who is the non-moving party in this case. Vicki
Coates began working as a forklift operator in the shipping and receiving department of Sundor
Corporation, an Atlanta-based Proctor and Gamble (“P&G”) subsidiary, on January 21, 1992. In
approximately January of 1994, Coates was transferred to the storeroom, where she worked
closely with plant buyer Emmett (Ernie) Long, spending approximately one-fourth of her
workday in Long’s office. During that time, the pair was isolated from other employees. Coates
and Long were supervised by Nancy Christman, who in turn was supervised by technical
systems manager Lloyd McLean.
On October 19, 1994, Coates confided in co-worker Mike Lee, who was also an ordained
minister, that Long had been engaging in behavior toward her that included offering her money
for sex, calling her at home and leaving unwelcome amorous messages, and threatening to
kidnap her and take her to Arkansas. Lee immediately brought Coates’s allegations to the
attention of Mike Sanders, Sundor’s Human Resources Manager, although at Coates’s request
Lee did not identify her or Long by name. During this meeting with Sanders, Lee agreed to
speak to the harasser about the allegations, which he did that same day. Coates had been initially
reluctant to bring her allegations to the attention of management, but after Lee spoke to Long,
Lee convinced Coates to accompany him to Sanders’s office to speak to Sanders directly about
the problem.
2
Despite Lee’s interview with Long, Long’s harassment continued until September 1995.
In the months following Coates’s meeting with Sanders, Sanders several times asked Coates how
things were going. In response to each inquiry, Coates indicated that things were fine. She did
not mention the harassment again to Sanders or to Lee.
Sometime between November 1994 and January 1995, Coates approached Christman
with the intention of telling her of the harassment. Because Coates had previously discussed
personal matters with Christman, Christman asked Coates if the matter she wished to discuss was
personal or professional. When Coates responded that it was personal, Christman said that she
was too busy to talk with her at that time about personal matters. At no point during this
exchange did Coates convey to Christman that the issue she wished to discuss concerned sexual
harassment.
In March or April of 1995, Coates met with McLean, who was preparing for an imminent
departure to Japan on business. At this time, Coates talked to him about the work being done in
the storeroom, about proposed strategies for improving productivity in her area, and about her
own career prospects. At some point during this meeting, she showed McLean a note she had
received that read: “From the Desk of Ernie Long, Hey Sweetheart $100 for 45 minutes of
hugging and kissing or $100 for stop loving Vickie guarantee.” In her deposition testimony,
Coates does not elaborate on any further conversation between her and McLean on this issue.
On September 17, 1995, Coates told Blanche Sullivan, a P&G consultant who was
visiting the Sundor plant, about the harassment. Sullivan encouraged her to speak to Christman
or Sanders, and later that same day or the next morning, Coates reported the harassment to
Christman. Immediately after hearing from Coates, Christman and Earl Graham, another
3
manager, confronted Long. After some discussion, Christman informed Long that he was
suspended without pay pending an investigation and that he was not to contact Coates. Later
that day, Long resigned. On September 21, 1995, Coates took a medical leave of absence. She
resigned on March 21, 1996.
Coates subsequently filed suit against Sundor and Long in the Northern District of
Georgia, alleging that she had been subject to hostile work environment sexual harassment in
violation of Title VII.1 In assessing the merits of Sundor’s motion for summary judgment, the
magistrate judge analyzed Coates’s claim according to the test for employer liability for a Title
VII violation established in Henson v. City of Dundee, 682 F.2d 897, 903-05 (11th Cir. 1982).
Although Sundor conceded that Coates had suffered hostile work environment sexual
harassment, the magistrate found that “a reasonable jury could only conclude that [Sundor] took
prompt and remedial action [in response to the plaintiff’s complaints].” The district court
adopted the magistrate’s recommendations, and granted summary judgment to Sundor. Coates
appealed.
DISCUSSION
In the district court, Sundor conceded that Long subjected Coates to hostile work
environment sexual harassment, contesting only its own liability on the basis that it took prompt
action to abate the problem. The issue we confront in this case, therefore, is whether Sundor had
adequate notice of the harassment and, if so, whether it took adequate remedial steps to abate it.
1
Coates’s complaint also included several state law claims against both Sundor and Long.
The district court dismissed these claims without prejudice when it granted Sundor’s motion for
summary judgment.
4
This inquiry is made easy by the fact that Sundor’s own promulgated sexual harassment
policy clearly specified the steps a victimized employee should take to alert the employer of
harassment. Specifically, the policy directs that “[a]ny employee who feels he or she is being
sexually harassed should immediately contact their line manager, Personnel Contact, or other
manager with whom they feel comfortable.” McLean Dep., Ex. 1.
With this policy, Sundor itself answered the question of when it would be deemed to
have notice of the harassment sufficient to obligate it or its agents to take prompt and appropriate
remedial measures. Our task is thus to determine whether Coates made reasonably sufficient use
of the channels created by Sundor’s policy to put Sundor on notice of the ongoing harassment.
Only if we determine that adequate notice of the harassment was given to Sundor do we then
move to determine whether Sundor responded reasonably to her complaint. To make this
determination, we examine the encounters between Coates and plant supervisors which Coates
offers as evidence that adequate notice was given.
Conversation with Mike Sanders
In October 1994, Coates confided in co-worker Mike Lee that Long was sexually
harassing her. Lee went to Human Resources Manager Mike Sanders with Coates’s allegations,
but because Coates had asked that what she told him remain confidential, Lee did not reveal to
Sanders either her name or the name of the harasser. Lee and Sanders agreed that Lee, not
Sanders, would strongly admonish the harasser. At Sanders’s request, Lee also urged Coates to
bring the complaint to Sanders in person, which she did that same day. During this meeting,
Coates expressed her desire that the harassment stop and also that no steps be taken at that time
to alter current work assignments. This meeting was the last time Coates raised the issue of the
5
harassment with Sanders, and she responded to his subsequent general inquiries as to how things
were going with assurances that all was well.
This set of encounters leaves no doubt that Sanders was on notice of the harassment in
October 1994. On these facts, however, we cannot say that Sanders failed to respond reasonably
to the complaint. It is true that Sanders did not speak to Long himself, but he was given no
reason at the time to doubt either that Lee had successfully conveyed to Long the message Lee
and Sanders agreed should be conveyed, or that Coates was satisfied with this resolution of the
problem, since she initially sought Lee’s counsel.2 The fact that the parties now disagree as to
whether Lee actually clearly got the message across to Long that day does not change our
analysis. The appropriate inquiry at this stage is to ask what measures Sanders reasonably
believed had been taken to address the problem.
We do not suggest that it is appropriate to delegate to non-supervising employees the task
of confronting harassers. Under the facts of this case, however, Coates indicated to Sanders that
if Lee’s discussion with Long led to a cessation in the harassment, she would feel that her
complaint had been adequately addressed. Although the harassment continued, Coates gave
Sanders no indication that the agreed-upon strategy had failed, instead assuring him when he
asked how things were going that everything was fine. It was not unreasonable for Sanders to
conclude on this basis that Lee’s talk with Long had ended the matter and that no further action
was necessary on his part.
Conversation with Nancy Christman
2
Because Lee is an ordained minister, many Sundor employees look to him for guidance
with their personal problems.
6
Coates also asserts that she placed Sundor on notice by complaining to her direct
supervisor, Nancy Christman, at some point in late 1994 or early 1995. The deposition
testimony supporting this assertion reflects that Coates approached Christman and asked to speak
with her. Christman inquired as to whether the matter was personal or professional, and when
Coates replied that it was personal, Christman responded that she was too busy to discuss
personal matters. At no time did Coates indicate that she wished to lodge a sexual harassment
complaint.
We cannot view this encounter as having put Christman on notice that Coates was being
sexually harassed. Coates never mentioned the harassment. Her response that the problem was
personal and not professional was sufficient to create a reasonable belief on Christman’s part that
Coates’s problem did not bear on her work life and thus was not a problem Christman needed to
address. Christman’s inaction as a result of this encounter was therefore not unreasonable, and
does not a support an inference that Sundor failed to act to abate harassment in the face of
adequate notice.
Conversation with Lloyd McLean
Sometime in March or April of 1995, Coates approached plant manager Lloyd McLean
as he was preparing to leave for a business trip to Japan. At that time Coates spoke to him about
the work being done in the storeroom, about proposed strategies for improving productivity in
her area, and about her own career prospects. She also showed him a note she had received from
Long, which read: “From the desk of Ernie Long, Hey Sweetheart $100 for 45 minutes of
hugging and kissing or $100 for stop loving Vickie guarantee.” In her deposition testimony,
Coates does not elaborate on any further conversation between her and McLean on this issue.
7
Nor does the record indicate that McLean took any action with respect to the harassment in the
wake of this encounter.
Coates’s own deposition testimony clearly supports the conclusion that the substance of
her discussion with McLean at this meeting did not put McLean on notice that she was being
sexually harassed by Long. She described the exchange between them as follows:
[COATES]: I had went over and talked to him about where we were in relation to
finishing inventory in the storeroom. And I showed him the note that [Long] had just
[given] me where he offered me a hundred dollars if I could get him to stop loving me or
something to that effect.
Q: Okay. And what did Mr. McLean say to you?
[COATES]: He was very pleased at the progress we were making in the storeroom. We
had just received parts from Mount Dora, Florida and we were coming along pretty fast.
I wanted to talk to him more – I wanted him to be able to get back with me and talk to me
more about the TPM process and what we were going to be doing in the storeroom. He
told me what a good job he thought I was doing and I showed him the note. And then he
was late for a meeting.
Q: He said to you I’m late for a meeting?
[COATES]: He looked at his watch and says oh, Vickie, excuse me but I am late for a
meeting. He says you know I’m going to Japan with Bob and I’ve got to get up there.
Maybe we can pick up on this conversation later on.
Pl. Dep. at 47. McLean’s deposition testimony also supports the conclusion that Coates’s
primary purpose for seeking out McLean at this time was to discuss not the harassment, but
rather her career and other matters related to inventory processing in the store room.
Under these facts, McLean’s failure following this exchange to take prompt action to
arrest Long’s harassment of Coates was not unreasonable. Even taking all Coates’s allegations
as true, nothing Coates said to McLean indicated that her receipt of the note represented a
problem about which she was concerned or that required McLean’s immediate attention. Had
8
Coates indicated to McLean that the note was only the latest in an ongoing pattern of sexually
harassing behavior toward Coates by Long, McLean’s subsequent failure to address the problem
may well have indicated a failure, in the face of adequate notice, to take reasonable care to
prevent and correct promptly any harassing behavior. As it was, Coates did not, in the context of
the conversation, adequately apprise McLean of the dimensions of the problem or even that there
was a problem that required his attention, and he could not therefore reasonably have been
expected to act to address it.
Conversation with Blanch Sullivan
It was not until six months after Coates’s meeting with McLean, on September 17, 1995,
that Coates confided in P&G consultant Sullivan about the harassment, and even then, she
requested that Sullivan refrain from mentioning it to Christman. Sullivan recommended that
Coates speak to Christman. Coates did so, as did Sullivan despite Coates’s request for
confidentiality. Long was immediately suspended without pay pending an investigation. He
resigned before the day was out. It is thus impossible to say that Christman’s action in response
to Coates’s complaint was anything but prompt and effective.
CONCLUSION
We are not unmindful of the enormous difficulties involved in lodging complaints about
discrimination in the workplace, including complaints of sexual harassment. We also recognize
the great psychological burden it places on one who is already the victim of harassment to
require that person to complicate further his or her life with the ramifications, both legal and
otherwise, of making a complaint. Federal law has now attempted to correct the problem of
9
workplace discrimination, but it cannot be done without the cooperation of the victims,
notwithstanding that it may be difficult for them to make such efforts. When an employer has
taken steps, such as promulgating a considered sexual harassment policy, to prevent sexual
harassment in the workplace, an employee must provide adequate notice that the employer’s
directives have been breached so that the employer has the opportunity to correct the problem.
At the same time, the power and influence of an employer over the atmosphere in a
workplace cannot be overstated. The whole point of recognizing hostile work environment
sexual harassment as a form of workplace discrimination under Title VII is that employees are
entitled to a work environment that allows them to function effectively and to do the work they
were hired to perform to the best of their ability without having to “run a gauntlet of sexual
abuse” or face other forms of discrimination. Henson, 682 F.2d at 902; see also id. ("Sexual
harassment which creates a hostile or offensive environment for members of one sex is every bit
the arbitrary barrier to sexual equality at the workplace that racial harassment is to racial
equality.”) (quoted in Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57, 67, 106 S Ct. 2399, 2405
(1986)). When an employee’s ability to perform his or her job is compromised by
discriminatory acts including sexual harassment and the employer knows it, it is the employer
that has the ability, and therefore the responsibility, to address the problem, whether the harasser
is a supervisor, a co-worker, a client, or a subordinate. See Vance v. Southern Bell Tel. & Tel.
Co., 863 F.2d 1503, 1515 (11th Cir. 1989) (“[T]he capacity of any person to create a hostile or
offensive environment is not necessarily enhanced or diminished by any degree of authority
which the employer confers upon that individual.”) (quoting Henson, 682 F.2d at 910).
10
On this record, however, we necessarily conclude that no genuine issue of material fact
exists to support a finding that Coates acted reasonably to put Sundor on notice of the problem or
that, when notice was given, Sundor responded unreasonably to her complaint. The district
court’s grant of summary judgment to the defendant is therefore AFFIRMED.
BARKETT, Circuit Judge, concurring specially:
I concur in the panel opinion because I believe that under these facts, Coates is unable to
demonstrate that there is a genuine issue as to whether Sundor had adequate notice of the
harassment or whether, if Sundor did have such notice, it failed to take prompt and appropriate
action to correct the problem. However, I write separately because I believe this case to be
controlled by the recently decided cases of Faragher v. City of Boca Raton, 118 S. Ct. 2275
(1998), and Burlington Industries v. Ellerth, 118 S. Ct. 2257 (1998), and therefore that this case
would be resolved in the same way whether or not Sundor had in place the policy that it did.3
I
Under the law in this circuit prior to Faragher, an employer was liable for the sexual
harassment of an employee when “the employer knew or should have known of the harassment
in question and failed to take prompt remedial action.” Henson v. City of Dundee, 682 F.2d 897
905 (11th Cir. 1982). Under Henson, however, knowledge would be imputed to the employer
3
Plaintiffs whose filings predated the Supreme Court’s announcement of the liability
standard for employers under Title VII are not required to have anticipated this standard in their
pleadings. See Burlington Industries, 118 S. Ct. at 2271 (notwithstanding that original complaint
was framed according to standards prevailing at the time, “[the plaintiff] should have an
adequate opportunity to prove she has a claim [under the new standards] for which Burlington is
liable”).
11
only if the plaintiff could show that “[he or] she complained to higher management of the
harassment.” Id. This was the same standard applied in this court’s en banc decision in
Faragher v City of Boca Raton, 111 F.3d 1530 (11th Cir. 1997).
However, as a consequence of the recent Supreme Court decisions of Faragher v.City of
Boca Raton, 118 S. Ct. 2275 (1998) and Burlington Industries v. Ellerth, 118 S. Ct 2257 (1998),
the difference, if any, between a supervisor who is part of “higher management ” and one who is
not, is no longer relevant for purposes of employer Title VII liability. Faragher and Burlington
Industries teach that any supervisor’s actions, and not only those of “higher management” must
be imputed to the employer when those actions are (1) discriminatory; and (2) aided by the
agency relationship.
In Faragher and Burlington Industries, the Supreme Court established that employers are
vicariously liable for the actions of their supervisory personnel when the supervisor creates a
hostile environment in the workplace. It is not necessary that those at the highest executive
levels receive actual notice before an employer is subject to liability for sexual harassment.
[A]n employer is subject to vicarious liability to a victimized employee for an
actionable hostile environment created by a supervisor with immediate (or
successively higher) authority over the employee.
Faragher, 118 S. Ct. at 2292-93; see also Burlington Industries, 118 S. Ct. at 2270 (same).
To establish liability, the Supreme Court differentiated between cases in which an
employee suffers an adverse “tangible employment action”4 as a result of sexual harassment and
4
“[A] tangible employment action constitutes a significant change in employment status,
such as hiring, firing, failing to promote, reassignment with significantly different
responsibilities, or a decision causing a significant change in benefits” as well as the “denial of a
raise or a promotion.” Burlington Industries, 118 S. Ct. at 2268.
12
those cases in which an employee suffers the intangible harm of the indignity and humiliation
caused by hostile work environment sexual harassment. In the former case the vicarious liability
is established simply by the proof of sexual harassment and the adverse tangible employment
action taken by the supervisor. See Faragher, 118 S. Ct. at 2292-93; Burlington Industries, 118 S.
Ct. at 2270. In the latter case – where no tangible employment action has been taken by the
supervisor – the defending employer may interpose an affirmative defense to defeat liability.
That affirmative defense “comprises two necessary elements: (a) that the employer exercised
reasonable care to prevent and correct promptly any sexually harassing behavior, and (b) that the
plaintiff employee unreasonably failed to take advantage of any preventive or corrective
opportunities provided by the employer or to avoid harm otherwise.” Faragher, 118 S. Ct. at
2293; Burlington Industries, 118 S. Ct. at 2270.
As its rationale for this holding, the Supreme Court relied on the “aided-by-the-agency-
relation” principle borrowed from § 219(2)(d) of the Restatement (Second) of Agency to find
that an employer is liable for discrimination against an employee that “is made possible or
facilitated by the existence of [an] agency relationship.” Faragher, 118 S. Ct. at 2290 (citing
Restatement (Second) of Agency § 219 cmt e); see also Burlington Industries, 118 S. Ct. at 2269.
That is, the Court established that when supervisors are aided by the agency relation in
discrimination against employees, their discriminatory acts are to be imputed to the employer for
purposes of liability under Title VII.
In Faragher and Burlington Industries, the Court applied this “aided by the agency
relation” standard to cases where the supervisors’ own actions constituted the harassing conduct,
and held in each case that employers are vicariously liable to victimized employees for such
13
harassment. Faragher, 118 S. Ct. at 2292-93; Burlington Industries, 118 S. Ct. at 2270. This
standard applies equally to cases where the supervisor had adequate notice of a sexually hostile
work environment and did nothing to remedy the problem, thus facilitating and prolonging the
harassment. The whole point of Faragher and Burlington Industries is that an employer cannot
escape liability under Title VII for workplace discrimination when the harm is traceable to the
actions of a supervisor acting in the capacity of agent of the employer. And where a supervisor
knows of the sexual harassment of an employee by a co-worker and does nothing to remedy the
problem, this inaction is both discriminatory and aided by the agency relation.
Such inaction is discriminatory because, when a supervisor knows that an employee is
the victim of coworker sexual harassment “severe or pervasive”enough to “alter the conditions
of [that employee’s] employment and create an abusive working environment,”5 and does
nothing to abate the harassment, that supervisor has clearly exacerbated the problem. His
inaction consigns the employee to an even more oppressive situation, because the harassing co-
worker, who may have previously worried that a supervisor might learn of the harassment, can
now continue to harass the victim with impunity. As a result of the supervisor’s inaction, the
harasser can be confident that his behavior will meet with no resistence by higher-ups, and thus
gains a freer hand to harass.
At the same time, the legitimately complaining employee, having received no relief, is
left feeling chastened and even less inclined to press her complaint, and thus even more
compromised in her ability to perform unimpeded the tasks and responsibilities for which she
5
Faragher, 118 S. Ct. at 2283 (quoting Meritor Savings Bank, FSB v. Vinson, 477 U.S.
57, 67 (1986)).
14
was hired. Just as it is difficult for an employee to protect herself from harassment by a
supervisor because of the power he wields over her in the employment hierarchy, so too is it
difficult for an employee – who may have been extremely reluctant to confide in a manager in
the first place – to demand that a supervisor provide a prompt and effective response to her
complaint. Yet realistically, only a response from someone in a position of authority will serve
to abate sexual harassment in the workplace. A supervisor’s failure to act when that supervisor
has knowledge of the harassment and the authority to prevent it inflicts harm on the victim that is
as real as if the supervisor were doing the harassing. The victimized employee in this situation
thus suffers two distinct, discriminatory harms: the co-worker’s initial harassment; and the
supervisor’s implicit approval of the harassment, which changes and intensifies the quality of the
injury.
In addition, a supervisor’s inaction in the face of adequate notice of harassment “is
facilitated by the existence of the actual agency relationship” as surely as if the supervisor’s
action created it. Faragher, 118 S. Ct. at 2290. The agency relation is indispensable to the
infliction of the injury because supervisors are in a position to receive and act (or fail to act) on
sexual harassment complaints only because of the authority delegated to them as agents. It is
likely for this reason that much of what the Court said regarding tangible employment decisions,
about which it was assured that “the injury could not have been inflicted absent the agency
relation,” id. at 2269, holds equally true for official responses to sexual harassment complaints.
As with tangible employment decisions, “only a supervisor, or other person acting with
the authority of the company” is in a position to take official action to address a sexual
harassment complaint. Id. Responding to complaints of harassment “fall[s] within the special
15
province of the supervisor. The supervisor has been empowered by the company as a distinct
class of agent to [take measures to respond to complaints of harassment] affecting other
employees under his or her control,” and in taking such measures “brings the official power of
the enterprise to bear on subordinates.” Id. Decisions taken by personnel pursuant to sexual
harassment complaints are “in most cases [] documented in official company records, and may
be subject to review by higher level supervisors.” To respond adequately, “the supervisor often
must obtain the imprimatur of the enterprise and use its internal processes.” Id. Thus, in this
context too, “from the perspective of the employee, the supervisor and the employer merge into a
single entity.” See id. (citing Kotcher v. Rosa & Sullivan Appliance Center, Inc., 957 F.2d 59,
62 (2d Cir.1992). The response of any supervisor authorized to field sexual harassment
complaints for the employer is thus the act of an agent, attributable to the employer for purposes
of liability under Title VII.
Under the framework established by the Court in Faragher and Burlington Industries, a
prompt response by an authorized agent to halt reported harassment is sufficient to relieve the
employer of liability under Title VII in cases where the harassment has not culminated in the
taking by a supervisor of a tangible employment action against the victim. See Faragher, 118 S.
Ct. at 2292-93; Burlington Industries, 118 S. Ct. at 2270. Under that same framework, however,
and on the basis of the same agency principles, the failure of an authorized supervisor to correct
promptly a problem of harassment of which he or she had adequate notice is sufficient to ground
an employer’s Title VII liability.6
6
This reasoning is precisely in line with that promulgated by the EEOC in its regulation
regarding employer liability for coworker sexual harassment. See 29 C.F.R. § 1604.11(d) (1998)
(“With respect to conduct between fellow employees, an employer is responsible for acts of
16
II
Examining the facts of this case under the Faragher/ Burlington Industries standard, it is
clear that Sundor is entitled to summary judgment. In the district court, Sundor conceded that
Long subjected Coates to hostile work environment sexual harassment, contesting only its own
liability. Thus the only question to be decided is whether Sundor can make out an affirmative
defense as provided by Faragher and Burlington Industries. A court’s assessment as to whether a
defendant has proved this defense requires, first, an analysis of whether the employer has
exercised reasonable care in preventing sexual harassing behavior. The court next directs its
inquiry to whether the employee made reasonably sufficient use of available avenues to put the
employer on notice of the problem. Finally, the court refocuses on the employer to determine
whether the employer or its authorized agent, after receiving notice of the harassment, took
adequate steps to abate it and prevent its recurrence.
First, it is not disputed in this case that Sundor, which had in place an officially
promulgated, user-friendly sexual harassment policy, exercised reasonable care to prevent sexual
harassment. Sundor’s policy provides that “[a]ny employee who feels he or she is being
sexually harassed should immediately contact their line manager, Personnel Contact, or other
manager with whom they feel comfortable.” McLean Dep., Ex. 1. It also instructs any manager
who learns of the sexual harassment of an employee to “take immediate action, working closely
with line management and [the] Personnel Contact, to resolve the issue,” and provides managers
in its “Sexual Harassment Awareness Program Participant’s Manual” with more detailed
sexual harassment in the workplace where the employer (or its agents or supervisory employees)
knows or should have known of the conduct, unless it can show that it took immediate and
appropriate corrective action.”).
17
suggestions, including “confront[ing] the harasser,” “support[ing] the victim,” and “educat[ing]
employees” about both the problem and the actions that will be taken should complaints about
sexual harassment arise. Sanders Dep., Ex. 3 at 24. In addition, the company’s “Sexual
Harassment Awareness Program Administrator’s Manual” emphasizes that “it is the
responsibility of every manager to take action when a sexual harassment situation arises or when
a complaint is lodged.” Sanders Dep., Ex. 11 at 53.7
The second step in the analysis is whether Coates reasonably availed herself of the
avenues created by this policy to put Sundor on notice of the ongoing harassment. Only if it is
determined that adequate notice of the harassment was given to Sundor would it be necessary to
determine whether Sundor responded reasonably to her complaint. To make this determination
requires examination of the encounters between Coates and plant supervisors which Coates
offers as evidence that adequate notice was given. And as the panel opinion aptly illustrates,
there is nothing in these encounters to lend support to Coates’ claim that Sundor was on adequate
notice of the harassment or that, when such notice was given, Sundor failed to take “reasonable
care to prevent and correct promptly [the] harassing behavior.” Faragher, 118 S. Ct. at 2293;
Burlington Industries, 118 S. Ct. at 2270. On the basis of the affirmative defense delineated in
Faragher and Burlington Industries, I therefore agree that the district court’s grant of summary
judgment to the defendant should be affirmed.
7
Of course, the existence of a reasonable policy is only part of the affirmative defense.
Sundor must show not only that it had a reasonable policy in place, but also that those employees
authorized by the policy to act in response to complaints did so act when put on notice of a
problem, and that their actions constituted a reasonable response under the circumstances.
18
19