Swope v. Swope

MAYFIELD, J.

(dissenting.) — I cannot concur in the opinion in this case, nor in the conclusion, except as *178to the reversal. In my opinion the case should be reversed and rendered. The result of this decision will be an anomaly in chancery proceedings, if this opinion is to stand as written, and a decree be entered accordingly. The facts are fully set forth in the opinion on this and the former appeal. In short, this appellee, who is the administrator of the estate in question, and guardian of the appellants, the sole heirs and distributees of the estate, filed an original bill as next friend of his youngest ward, against himself in both representative capacities, and against his other wards, and sought to remove the two administrations — that of the estate of the deceased, and that of the estate of his wards— from the probate into the chancery court. He answered his own bill, admitting all its allegations, of course, and, in addition, setting up the pendency of proceedings in the probate court to compel him to settle his administration in both capacities, as administrator and as guardian; and asking to have these proceedings for final settlement enjoined, pending the proceedings in the chancery court for removal, and making his answer a cross-bill, as the statute authorizes. The heirs and wards demurred to the original and cross-bills. The chancellor overruled these demurrers, and the heirs and wards appealed to this court.

It was thereupon decided by this court that the complainant had no equitable right to file such a bill as next friend for his infant ward, against himself, and then answer his own bill and make it a cross-bill against his ward for whom he filed the original bill, nor against his other wards. This court also directed his removal, and the appointment of a suitable next friend, who could and should direct the course of the further proceedings of the suit. On reversal, the chancellor sustained the demurrer to the original bill and the cross-*179bill, and appointed a suitable next Mend, wbo declined to amend tbe bill, and reported to tbe court that tbe suit was ill-advised, and that it was instituted solely for the benefit of tbe next friend, and that it was not to tbe interest of tbe minor to continue tbe suit, and thereupon tbe court ordered and decreed that “tbe original bill, not having been amended after demurrer sustained thereto at tbe last term of tbe court, stands dismissed out of tbe court, and that tbe motion of Annie SAVope, as such next friend, should be sustained to take tbe original bill off tbe docket,” and it was further ordered that “tbe said Edgar C. Swope, tbe original next friend, pay tbe costs accrued on tbe said original bill.”

Notwithstanding tbe demurrers to tbe original and cross-bills Avere sustained, and tbe complainant was allowed 15 days within which to amend said bills, and notwithstanding they were not so amended, and, as before sboAvn, tbe original bill was declared to stand dismissed out of court because not so amended, and tbe original suit was dismissed out of court and taken off tbe docket on tbe report and motion of tbe newly appointed next friend, Annie Swope, because ill-advised, and because instituted for tbe special benefit of tbe next friend, appellee here, and because its prosecution was not for tbe benefit of tbe minor, Avho was thus wrongfully used as a cat’s paw by tbe next friend, yet tbe court alloAved this original next friend, wbo bad wrongfully filed tbe original and cross-bills against bis wards, to amend bis cross-bill, and proceed to have tbe settlements removed just in accordance with tbe programme of tbe original bill, which was dismissed because improperly and improvidently filed. There is not a particle of relief sought or awarded on tbe cross-bill that was not sought in tbe original bill.

*180I submit that this is the only case to be found in the books in which the only relief allowed by a cross-bill was the identical relief sought in the original bill, and was allowed after the original bill was dismissed because improperly and wrongfully filed by the same respondent who filed the cross-bill. I submit that there is not, and in reason, law, or equity cannot be, such a thing as a cross-bill which seeks that relief, "and that only, which is sought in the original bill. Such a pleading, no matter what its form, nor what it is labeled or called, in truth, in fact, in law, and in equity is nothing but an answer confessing the equity of the original bill. Asking the court to treat it as a cross-bill and to award affirmative relief under it, when it is the same relief — nothing more or less than the same relief — that .Avas sought in the original bill, cannot make it a cross-bill. If A. sues B. in a court of krvv for $100, and B. answers that he owes A. $100, and prays the court to render judgment against him, the defendant, for that same $100 sought in the complaint, this answer could not be treated as a cross-action, though the pleader and the trial court both called it such, and the court entered judgment accordingly. It would be. nothing more nor less than a confession or admission that the judgment sought in the complaint should be awarded. If A. dismisses the suit before judgment and before trial, B. cannot, after the dismissal, insist upon the judgment prayed in the complaint and in his answer, though he and the court both call it a cross-action. A., as next friend for B., files a bill against A. A. ansAvers his OAvn bill against himself, admits all its averments of course, asks the same relief sought in the bill, just that and nothing more, but adds some additional reasons why the relief should be granted, and. calls his answer a cross-bill. Does this make his answer a cross-bill or *181a cross-action in any sense? Certainly not. There is no cross-action. It is a mere consent to or confession of the original action. If the bill in such a case is dismissed, it necessarily, in fact, in law, and in equity, carries the entire case out of court, though the answer be labeled “cross-bill” in box-car letters. You cannot change the substance or effect of anything by merely changing its name. A cross-bill or cross-action is, of necessity, another and different action from that of the main suit. If the action attempted to be set up in the answer is the same as that set up in the main suit, it cannot be a cross-bill or cross-action, whatever else it may be.

This has been repeatedly affirmed by this and other courts; in fact, nothing else could be the law, or equity, without being absurd. In Gilman v. N. O. & S. R. Co., 72 Ala. 566, 579, this court, by Brickell, C. J., said: “A cross-bill is not entertained, when in the original suit the party filing it can obtain the full relief to which he is entitled. It is unnecessary, adds to the costs, and tends to confusion; and without the restriction cross-bills would be multiplied at the mere election of defendants. — Weed v. Small, 3 Sand. Ch. (N. Y.) 273; Braman v. Wilkinson, 3 Barb. (N. Y.) 151; Bogle v. Bogle, 3 Allen (Mass.) 158.” In the case of McDaniel v. Callan, 75 Ala. 327, 331, this court, speaking by the same learned Chief Justice, said: “A cross-bill is, in its very nature, a mode of defense; its purpose is either to obtain a discovery in aid of the defense to the original bill, or to obtain full relief touching the matters of the original bill, or to set up some matter which has arisen after the cause was at issue. A cross-bill, not seeking a discovery, and making no defense which was not equally available by answer, should be dismissed.— Story, Eq. Pl. §§ 387, 393; Braman v. Wilkinson, 3 Barb. (N. Y.) 151.” In the case of Krueger v. Ferry, *18241 N. J. Eq. 435, 5 Atl. 455, it is said: “The defendants’ right to have the complainant to account for the rental value of the mortgaged premises, during the time he has been in possession of them under his mortgage, is a pure matter of defense, and, like other pure defenses, should be interposed by answer. They have set it up in their answer, and as they can have the full benefit of it under that pleading, a cross-bill is both useless and irregular.” The rule is thus stated in the Encyclopedia of Pleading and Practice (volume 5, p. 639) : “A cross-bill should not be filed where no discovery is sought, and where the matters of defense thereby set up are equally available by answer, since in such case it would not only be unnecessary but useless. Such a cross-bill may be dismissed on answer, motion, or demurrer.”

Here not only all that is set up in the alleged cross-bill is proper matter for answer, and equally availing as such, but is a mere confession of the matters set up in the bill, and prays the same relief that is prayed in the original bill — no more and no less. Of course, no case like this can be found in the books, for the reason that no such suit was ever before attempted. It is anomalous, sui generis. If this decree is allowed to stand, it will be the law of this state that a man may sue himself jointly with others in a court of equity, confess his own bill, and make his confession a cross-bill against his correspondents, then dismiss the bill against himself, but have the relief desired, by virtue of his confession of his own original bill. No such result as this ought to be allowed by any court of law or equity. I concede, of course, the law to be as stated in the majority opinion touching the effect, upon a cross-bill, of the dismissal of the original bill. The law is correctly stated in the opinion, and the exception *183also; but tbe trouble is this cross-bill (if such it is to be called) does not fall within the exception. It contains no independent equity different from that of the original bill; but, as I have shown, it is the same, the identical equity and relief. It is not only a dependent equity, but the same equity — no more and no less. If the equity of the cross-bill is dependent upon that of the original bill, the dismissal of the latter necessarily carries with it the cross-bill. It is only when there is an independent equity set up in the cross-bill, relief under which is different from that sought in the original bill, that the cross-bill can be retained and relief awarded thereunder, when the original bill has failed or been dismissed. This rule was clearly stated by Sharpe, J., in the case of Meyer v. Calera Land Co., et al., 133 Ala. 557, 31 South. 939. It was there said: “There is no feature of the cross-bill which relieves it from the general rule whereby a cross-bill having no independent equity is carried out by a dismissal of the original bill, as to which see Etowah Mining Co. v. Wills Valley, etc., Co., 121 Ala. 672, 25 South. 720, and authorities there cited. The independent equity which may warrant retention of a cross-bill in such case is one springing from matters connected' with those of the original bill, and which can uphold the jurisdiction and merit relief apart from that sought by the original bill. This cross-bill has no such independent equity.”

Here it is certain, beyond question, that the equity invoked and the relief sought were the same in both the original and cross bills, and therefore could not be independent, in either case. The rule and the result are also stated by Sharpe, J.,'in the case of Etowah Mining Co. v. Wills Valley, etc., Co., 121 Ala. 676, 25 South. 722, as follows: “Failing to show independent grounds for equitable relief the cross-bill was disposed *184of by the dismissal of the original bill. An order formally dismissing the' cross-bill was not • necessary to carry it out of court, though such an order would, have been appropriate.' — Wyatt v. Garlington, 56 Ala. 576; 5 Ency. Pl. & Pr. 667. After such dismissal there was no pending cause, and the subsequent orders made in the allowance of an amendment to the cross-bill and in proceedings thereunder were improvidently made and without effect. — Ringgold v. Emory, 1 Md. 350; Guyer v. Wilson, 139 Ill. 398, 28 N. E. 738; 6 Ency. Pl. & Pr. 979.”

If a cause is submitted on original bill and cross-bill, and no relief can be granted under the original, but relief different can be awarded under the cross-bill — 'that is, relief independent from that sought, but denied,’ in the main suit — the court can and will award it. Suppose this cause had been so submitted: Can it be conceived that relief could be denied under the original bill, but the same relief allowed under the cross-bill? Certainly not. Such a decree would have met itself coming ' back. It would, have been a non sequitur. If the complainant had wrongfully brought the defendant into court, and the defendant had filed' a proper cross-bill against the complainant, seeking independent and different relief, the court would not allow the complainant to defeat this equity of the defendant, by dismissing the original bill, but would still hold the complainant as a respondent to the cross-bill, and require him to answer, and abide the decree. But surely there is no such equity or right in a case like this, where the respondent is the sole actor, as to both the original and cross bills, and sued himself in order that he might confess the bill and then make his confesison a cross-bill.

With all due deference to the opinion of my Brothers, I am unable, after several careful readings of the orig*185inal and cross bills-, to find any valid reason for removing tbe final settlement of this administration from tbe probate to the chancery court. It is quite true and undeniable that the administration of an estate may be so removed, and, in certain exceptional cases, the proceedings for final settlement might be removed, where the administrator was also the guardian of some of the heirs or distributees; but the statute was changed for the express purpose of authorizing the probate court to proceed to final settlement in such cases, so this reason no longer exists. — Code, § 2684. I submit that the averments of this bill and cross-bill, as many and copious as they are, show no valid reason for, or justification of, this removal.

The unmistakable object and purpose of the removal, so far as I can see, is that the chancery court will necessarily have to allow the administrator to hold possession of the estate longer than is necessary, and longer than the statue allows him to so retain the possession and control, and longer than the probate court would or has allowed him to do so, with the result that the chancery court may allow him more compensation, on final settlement, than the probate court would allow him. The pleadings shoAv conclusively 'that there is nothing farther to do in the way of the administration of the estate, that it is.solvent, that its debts are all paid, that all amounts due it have been collected, that it is ready for final settlement, and that such settlement was being had when this bill Avas filed, and that the bill was filed for the sole purpose of stopping this proceeding in the probate court and that of the settlement of the guardian with his wards.

No reason in the world is shown why he should not so settle; in fact, the bill and the cross-bill ask that the settlement be had, and it is the only thing sought *186in the chancery court. There is nothing to do but to ascertain what is due to each of the distributees and wards from the administrator and guardian, and to allow and award him compensation for services already rendered, which the probate court can allow just as well as, and more speedily than, the chancery court could. It is not alleged that the probate court will decline to allow the administrator any compensation to which he is due or will be due. I am unable to see any possible relief, awardable by the chancery court to either complainants or respondents, which the probate court could not allow, even if every solitary fact alleged in the bill and cross-bill be true.