PUBLISH
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
FILED
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U.S. COURT OF APPEALS
No. 98-2668 ELEVENTH CIRCUIT
-------------------------------------------- 08/03/99
D. C. Docket No. 97-CV-1576 THOMAS K. KAHN
CLERK
LINDY GRIFFIN,
Plaintiff-Appellant,
versus
GTE FLORIDA, INC., a Florida corporation,
Defendant-Appellee.
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Appeal from the United States District Court
for the Middle District of Florida
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( August 3, 1999 )
Before EDMONDSON and BLACK, Circuit Judges, and PAUL*, Senior District
Judge.
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* Honorable Maurice M. Paul, Senior U.S. District Judge for the Northern
District of Florida, sitting by designation.
PER CURIAM:
The plaintiff in this case--Lindy Griffin--appeals a district court order granting
summary judgment in favor of his former employer GTE Florida, Inc. (GTE) on
Griffin’s ADA retaliation claim. We conclude that Griffin has failed to make out a
prima facie case of retaliation. So, we affirm the judgment.
Background
Griffin, a GTE employee since 1971, began having problems at work in the
Summer of 1994 when Roger Kennedy became his boss. At that time, Griffin was a
Service Center Supervisor in GTE’s Tampa Dispatch and Assignment Center.
Kennedy was the Service Center Manager for the office.
Kennedy was loud, demanding, and sometimes profane. Working for Kennedy
caused Griffin great stress. Griffin’s problems with Kennedy continued until 27
February 1995 when Griffin--unable to deal with the stress of his job--began a period
of sick leave which lasted until August 1995. While on sick leave, Griffin contacted
EEO counselor Nancy Dinkel and a meeting was set up with Griffin, Dinkel, and Dick
Bitner (GTE’s Florida Employee Relations Coordinator) in March 1995 to see if the
problem could be worked out. Griffin complained at this meeting that Kennedy was
2
disrespectful and did not believe in GTE’s employee empowerment philosophy.
Griffin also said that Kennedy’s behavior was causing Griffin great stress.
Later in March, another meeting--this one involving Griffin, Kennedy and
Bitner--was organized to discuss the situation further. Griffin said he was seeing a
doctor and was depressed by working under Kennedy. Kennedy agreed at that time
to modify his behavior to accommodate Griffin. Griffin remained on sick leave,
though, saying Kennedy would never change his management style.
Next, Griffin met with Kennedy and Kennedy’s boss: General Manager Frank
Brock. After the meeting, Brock tried to see if he could transfer Griffin to another
department. For two months, Brock asked other supervisors if they were willing to
switch positions with Griffin; but they were not.
It was during this time that Griffin applied for a job within GTE reporting to
Nick Buono; Griffin was interviewed by Buono on 17 July 1995 but was rejected.
Felix Perez was selected for the job. Also during this period of sick leave, Griffin’s
psychiatrist, Dr. Edson, began sending letters on his behalf to GTE saying that Griffin
could not return to work but might be able to return to work “in another setting with
a different supervisor.”
In August 1995, Griffin requested a 30-day departmental leave, which was
granted. Griffin returned to work in September; but, after working for Kennedy for
3
only about a week, he requested a transfer. On September 18, Griffin requested a
personal leave of absence, which again was granted. The leave was scheduled to last
until 10 March 1996. While Griffin was on this leave he applied for three more jobs
within the company but received no interviews for any of them.
On 9 February 1996 he filed a charge of discrimination alleging age and
disability discrimination. Because Griffin could not find another job with GTE and
refused to come back to his old job which remained open, his employment was
terminated on 10 March 1996. In May 1996 Griffin filed another claim of
discrimination and then filed suit in June 1997 against GTE for violating the Age
Discrimination in Employment Act (ADEA), the Florida Human Rights Act (FHRA),
the Americans with Disabilities Act (ADA), the Employee Retirement Income
Security Act (ERISA), and for retaliating against him for filing his first charge of
disability and age discrimination in February 1996. Griffin eventually dropped his
ADEA, FHRA, and ERISA claims, and the district court granted a motion for
summary judgment for GTE on the remaining ADA and retaliation claims. Griffin
appealed, pressing only his retaliation claim.
Discussion
4
We examine a plaintiff’s claim of retaliation under the ADA using the same
framework as a claim of retaliation under Title VII. See Stewart v. Happy Herman’s
Cheshire Bridge, Inc., 117 F.3d 1278, 1287 (11th Cir. 1997). “To establish a prima
facie case of retaliation, a plaintiff must show: (1) statutorily protected expression; (2)
adverse employment action; and (3) a causal link between the protected expression
and the adverse action.” Id.
We review a district court’s summary judgment order de novo applying the
same standard as the district court. See Fitzpatrick v. City of Atlanta, 2 F.3d 1112,
1117 (11th Cir. 1993). Although the general standard for summary judgment is clear,
see Fed. R. Civ. P. 56, we note that some dispute exists about the more focused
inquiry of how much evidence a plaintiff must introduce on each element of a prima
facie case to make out a triable issue of fact on the ultimate issue of discrimination or
retaliation (and therefore to survive summary judgment). Some courts have said that
“[a]t the summary judgment stage, [the plaintiff] bears the burden of coming forward
with sufficient evidence to create genuine issues of material fact regarding each of
th[e] elements [of the prima facie case].” Harris v. H & W Contracting Co., 102 F.3d
516, 523 (11th Cir. 1996); see also Arrington v. Cobb County, 139 F.3d 865, 875 (11th
Cir. 1998) (because a jury might reasonably find for plaintiff on the elements of the
prima facie case, plaintiff had established a prima facie case sufficient to withstand
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summary judgment). But some other cases support the proposition that a plaintiff
must prove, by a preponderance of the evidence, each element of the prima facie case
to avoid summary judgment. See Laughlin v. Metropolitan Washington Airports
Auth., 149 F.3d 253, 258 (4th Cir. 1998) (stating, in summary judgment context, that
plaintiff first “must establish, by a preponderance of the evidence, a prima facie case
of retaliation”); Greenslade v. Chicago Sun-Times, Inc., 112 F.3d 853, 863 (7th Cir.
1997) (“To prove [a] claim [of sex discrimination], [a plaintiff] first . . . must
establish a prima facie case of sex discrimination by a preponderance of the evidence.
Without a prima facie case, [a plaintiff’s] claim cannot withstand summary
judgment.”) (internal citations omitted); Coutu v. Martin County Bd. of County
Comm’rs, 47 F.3d 1068, 1074 (11th Cir. 1995) (affirming a directed verdict for the
defendants because the plaintiff “failed to prove the first element of the prima facie
case”); Jones v. Gerwens, 874 F.2d 1534, 1538 (11th Cir. 1989) (saying in context of
summary judgment that plaintiff has to “prove by a preponderance of the evidence a
prima facie case of employment discrimination”).1
1
Some support for the latter position arises from the circumstance that the prima
facie case is not submitted to the jury. See Dudley v. Wal-Mart, 166 F.3d 1317, 1322
(11th Cir. 1999) (“Whether a plaintiff has ‘made out a prima facie case has no place
in the jury room.’”) (citing Walther v. Lone Star Gas Co., 952 F.2d 119, 127 (5th Cir.
1992)); see also Committee on Pattern Jury Instructions, District Judges Ass’n of the
Eleventh Circuit, Pattern Jury Instructions (Civil Cases), Federal Claims Instructions
7.1 (1990) (reciting the jury instructions on a claim under the Age Discrimination in
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We need not decide which standard is correct to decide this case, however.
Even accepting (for argument’s sake) the lesser burden as the correct one, Griffin has
failed to meet that low standard of creating genuine issues of fact on each and every
element of the prima facie case.
Turning to the prima facie case, no one disputes that Griffin has met the first
element. The timing of Griffin’s statutorily protected expression, however, is the
subject of much debate on appeal. GTE contends the expression did not occur until
Griffin filed his EEOC complaint in February 1996. Griffin argues that the conduct
occurred almost a full year earlier, when Griffin first met with EEO Counselor Dinkel
in March 1995. Determining the date is important, the parties say, because the
adverse employment action must follow the statutorily protected conduct. If 9
February 1996 is the correct date, then the only adverse employment action we may
consider is Griffin’s alleged constructive discharge in March 1996.2 If March 1995
is the correct starting point, however, we may also consider GTE’s alleged failure to
consider Griffin for the positions for which he applied.
Employment Act (ADEA), which do not include the elements of the ADEA prima
facie case). Given that the prima facie case is a threshold matter for the judge, what
a reasonable jury might find on each element of the prima facie case would seem not
to be the critical inquiry.
2
This conduct is the only protected conduct that the district court considered.
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We need not decide this timing question. Again, even accepting that Griffin
engaged in protected conduct at the earliest date suggested (March 1995), Griffin was
not subjected to adverse employment action by not being considered for other jobs.
Also, we doubt that Griffin suffered adverse employment action in the form of
constructive discharge. Even if he was constructively discharged, though, Griffin has
failed to show a causal connection between the discharge and the protected conduct.
He has thus failed to make out the prima facie case.
I. Adverse Employment Action
As highlighted earlier, Griffin advances two possible adverse employment
actions: (1) GTE’s refusal to consider him seriously for other jobs; and (2)
constructive discharge.
A. Consideration for Other Jobs
Griffin contends that GTE took adverse employment action against him by
refusing to consider him seriously for the four other jobs for which he applied within
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the company. Griffin, however, has failed to show that he was not considered for the
positions. Griffin proposes chiefly two pieces of evidence to show that he was never
considered for these positions: (1) in 24 years he had never heard of a GTE employee
having to apply for another job within the company; and (2) the one interview he was
granted lasted only 15 minutes. Neither of these points, when taken in the context of
the other facts we know, is sufficient to show that he was not seriously considered for
the jobs.
About Griffin’s first point, he has presented no evidence that GTE employees
are free to transfer jobs without applying and interviewing; Griffin could only speak
of his personal experience. And when pressed, he admitted that he did not know
whether or not the employees who had transferred in the past had applied for the jobs;
he simply had not heard that they did. Moreover, he also admitted that by the time he
left GTE, the company was “very heavily involved” in requiring lateral transfers to
apply and interview for positions.
About Griffin’s second point, that the interview with Buono seemed short
(approximately 15 minutes) is insufficient to show Griffin was categorically excluded
from obtaining that position.
To the contrary, the uncontradicted facts show that Griffin applied for four jobs
in the company while he was on leave. He received an interview in one, which is
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itself evidence that he was under consideration. Although that position went to Felix
Perez, Griffin does not dispute that Perez had more experience in the relevant area.
Nor does Griffin dispute that the people hired for the three other jobs were also more
qualified than he was.3 No evidence contradicts that Frank Brock met with Griffin
and then attempted for two months to find employees to switch jobs with Griffin. In
the light of the record, Griffin was being considered for other positions.
In short, to make out a “failure to consider” adverse employment action, the
plaintiff must show that he was, on account of his protected conduct, disqualified from
the position in a way that other employees were not. Griffin has not come close to
meeting this standard here. Griffin has produced no evidence that GTE failed to
consider him for other positions other than the fact that he ultimately failed to get the
jobs.
B. Constructive Discharge
Griffin also contends GTE constructively discharged him by making his job so
miserable that he had no choice but to leave. To prove a constructive discharge, “a
3
GTE submitted evidence showing the superior qualifications of the other
employees interviewed and hired for these positions. Griffin admitted that he did not
even know who received interviews or was hired.
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plaintiff must demonstrate that working conditions were ‘so intolerable that a
reasonable person in her position would have been compelled to resign.’” Poole v.
Country Club of Columbus, Inc., 129 F.3d 551, 553 (11th Cir. 1997) (quoting Thomas
v. Dillard Dep’t Stores, Inc., 116 F.3d 1432, 1433-34 (11th Cir. 1997)).
We are doubtful that Griffin’s claim of constructive discharge has met this
standard. Nonetheless, we will accept for the sake of argument that Griffin has shown
he was constructively discharged.
II. Causal Connection
On this constructive discharge argument, however, Griffin stumbles on the
causal connection element. At a minimum, Griffin must show that the adverse act
followed the protected conduct; this minimum proof stems from the important
requirement that “the employer was actually aware of the protected expression at the
time it took adverse employment action.” Goldsmith v. City of Atmore, 996 F.2d
1155, 1163 (11th Cir. 1993). See also McDonnell v. Cisneros, 84 F.3d 256, 259 (7th
Cir. 1996) (stating that when alleged retaliatory conduct was the same continuous
harassment that gave rise to the initial complaint, no action will lie unless, after she
filed the initial complaint, “[t]here was [a] ratcheting up of the harassment.”). Griffin,
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however, has put forth no evidence that Kennedy’s harassment worsened after Griffin
complained to Dinkel.4 To the contrary, the uncontradicted record shows that
Kennedy made efforts to better his behavior and did attempt to work things out with
Griffin after Griffin complained. Therefore, Griffin has produced insufficient
evidence from which a reasonable jury could find a causal connection.
Conclusion
Griffin advanced two theories of adverse employment action in this case: (1)
refusal to consider, and (2) constructive discharge. About GTE’s refusal to consider
him for other jobs, Griffin has failed to create a triable issue of fact on the adverse
employment action element of the prima facie case. About the constructive discharge,
he has failed to create a triable issue of fact on causal connection. Therefore, Griffin
is unable to make out even a prima facie case of retaliation. The district court
judgment granting GTE summary judgment is AFFIRMED.
AFFIRMED.
4
To show this change would be difficult because Griffin only returned to work
under Kennedy for approximately eleven days after his initial complaint to Dinkel.
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