In Re: Joseph Arthur WILLIAMS, Jr., Debtor.
Joseph Arthur Williams, Jr., Plaintiff-Appellant,
v.
EMC Mortgage Corporation, Plaintiff-Appellee.
No. 99-13220
Non-Argument Calendar.
United States Court of Appeals,
Eleventh Circuit.
July 6, 2000.
Appeal from the United States District Court for the Middle District of Florida. (No. 99-01728-CV-T-17A),
Elizabeth A. Kovachevich, Judge.
Before ANDERSON, Chief Judge, and TJOFLAT and BARKETT, Circuit Judges.
PER CURIAM:
Joseph Arthur Williams appeals pro se the district court's affirmance of the bankruptcy court's order
dismissing as untimely his appeal to the district court in a Chapter 12 bankruptcy proceeding. For the
following reasons, we affirm.
Williams filed for bankruptcy under Chapter 12 of the Bankruptcy Code. One of Williams's creditors,
EMC Mortgage Corporation, moved to dismiss the petition. The Bankruptcy Court for the Middle District
of Florida dismissed Williams's petition on April 30, 1999. That same day, Williams filed a "motion for
specificity in proposed dismissal order." The court denied that motion on May 11, 1999. On May 13, 1999,
Williams filed a motion for rehearing or reconsideration, which the court denied on May 21, 1999. On June
7, 1999, Williams filed a notice of appeal to the United States District Court for the Middle District of
Florida.1 The bankruptcy court dismissed Williams's appeal for untimeliness. Williams then filed a motion
1
Williams's notice of appeal did not specify from which bankruptcy court order or orders he was
appealing.
for review by the district court. The district court affirmed the bankruptcy court's order dismissing the appeal
for untimeliness.
This Court reviews determinations of law, whether made by the bankruptcy court or by the district
court, de novo. See Equitable Life Assurance Soc'y v. Sublett (In re Sublett ), 895 F.2d 1381, 1383 (11th
Cir.1990). The district court in a bankruptcy appeal functions as an appellate court in reviewing the
bankruptcy court's decision. And as the second court of review, this Court's review of the district court's
decision is entirely de novo. See id. at 1384.
The district court concluded that even if the motions filed by Williams subsequent to the April 30th
order dismissing his petition tolled the time for appeal, the appeal was still not filed within the proper time
measured from the date of entry of the ruling on the later of those two motions, May 21st. We agree.2
Rule 8002(a) of the Federal Rules of Bankruptcy Procedure provides that a notice of appeal must
be filed "within 10 days of the date of the entry of the judgment, order, or decree appealed from." The
bankruptcy court's order denying Williams's motion for rehearing or reconsideration was entered on the
docket on May 21, 1999. Williams filed his notice of appeal on June 7th, seventeen days later. Thus, his
notice of appeal was untimely with respect to all three orders of the bankruptcy court.3
2
In light of our disposition, we need not reach the question of whether either or both of the post-dismissal
motions filed by Williams tolled the time to appeal. We express no opinion on that question.
3
Williams's contention that the 10-day period in which his notice of appeal could have been filed ran from
the date he received the court's order, rather than from the date of entry of the order as expressly stated in
Rule 8002(a), is without merit. See Arbuckle v. First Nat'l Bank of Oxford (In re Arbuckle ), 988 F.2d 29,
31 (5th Cir.1993) (concluding that the allegation that debtors did not receive actual notice of the entry of the
relevant order until three days prior to the end of the appeal period was irrelevant because the appeal period
begins to run from the date of an order's entry, not from the date of its service).
In addition, Williams's contentions that 1) he had an extra three days to file his notice of
appeal pursuant to Federal Rule of Bankruptcy Procedure 9006(f), and 2) weekend days did not count
in the 10-day computation are also without merit. "By its terms, Rule 9006(f) applies when a time
period begins to run after service [of a notice or other paper]. The ten day period of Rule 8002(a)
begins to run upon the entry of the order, not its service." Arbuckle, 988 F.2d at 31. As to the latter
argument, Federal Rule of Bankruptcy Procedure 9006(a) provides that when the period of time
prescribed or allowed is less than eight days, intermediate Saturdays, Sundays, and legal holidays
2
Nevertheless, Williams argues that he has demonstrated excusable neglect so that the district court
should have extended the time for him to file an appeal. Federal Rule of Bankruptcy Procedure 8002(c)(2)
provides, in relevant part:
A request to extend the time for filing a notice of appeal must be made by written motion filed before
the time for filing a notice of appeal has expired, except that such a motion filed not later than 20
days after the expiration of the time for filing a notice of appeal may be granted upon a showing of
excusable neglect.
However, Williams filed no motion with the bankruptcy court requesting an extension of the time for filing
a notice of appeal; he simply filed a notice of appeal seventeen days after the entry of the bankruptcy court's
order disposing of his motion for rehearing or reconsideration. By its terms, Rule 8002(c)(2) requires that
a motion for extension of time be filed. In addition, we have previously noted that:
Our case law establishes the following two relevant rules for pro se appellants: (1) in criminal cases,
we treat a late notice of appeal as a motion for extension of time due to excusable neglect under Rule
4(b) [of the Federal Rules of Appellate Procedure] and remand the case to the district court; and (2)
in civil cases, we refuse to treat a late notice of appeal as a motion for extension of time due to
excusable neglect under Rule 4(a)(5) and accordingly dismiss the appeal.
Sanders v. United States, 113 F.3d 184, 186-87 (11th Cir.1997).4 Federal Rule of Bankruptcy Procedure 8002
is an adaptation of Federal Rule of Appellate Procedure 4(a). See Fed.R.Bank.P. 8002 Advisory Committee
shall be excluded in the computation. Rule 8002(a) prescribes a 10-day period in which a party may
appeal; thus, weekend days are not excluded from the computation. Federal Rule of Civil Procedure
6, providing that weekend days are not counted when the period of time prescribed is less than 11
days, does not apply.
4
Unlike the habeas corpus petitioner in Sanders, Williams received the bankruptcy court's May 21st order
before the time for filing a notice of appeal had expired. In addition, we note that in Sanders we treated the
pro se petitioner's late notice of appeal of the district court's order as a motion pursuant to Fed.R.App.P.
4(a)(6). See Sanders, 113 F.3d at 187. Fed.R.Bank.P. 8002, however, while an adaptation of Fed.R.App.P.
4(a), has no provision analogous to Rule 4(a)(6), which allows for the reopening of the time to file an appeal
when a party does not receive notice of the entry of a judgment or order. Moreover, Fed.R.Bank.P. 9022(a)
provides that: "Lack of notice of the entry [of a judgment or order] does not affect the time to appeal or
relieve or authorize the court to relieve a party for failure to appeal within the time allowed, except as
permitted in Rule 8002." Cf. In re Longardner & Assocs., Inc., 855 F.2d 455, 464 (7th Cir.1988) (following
Rule 9022(a) strictly and holding that creditor's failure to receive notice of entry of order confirming
reorganization plan was not alone sufficient grounds for extending the time to appeal that order beyond the
constraints of Rule 8002(c)).
3
Notes. Accordingly, we cannot construe Williams's late notice of appeal as a motion for extension of time
due to excusable neglect. See Deyhimy v. Rupp (In re Herwit ), 970 F.2d 709, 710 (10th Cir.1992)
(concluding that district court lacked jurisdiction to consider appeal from judgment of bankruptcy court where
appellant filed notice of appeal eleven days after bankruptcy court entered judgment and did not file a motion
for extension of time within the initial ten-day period or within the twenty days after the first ten-day period
alleging that her failure to file a notice of appeal within the initial ten days was due to excusable neglect);
see also Walker v. Bank of Cadiz (In re LBL Sports Ctr., Inc.), 684 F.2d 410, 412 (6th Cir.1982) (holding that
district court erred in passing upon defendant's claim of excusable neglect where defendant never requested
an extension of time from the bankruptcy judge, but only opposed plaintiffs' motion to dismiss by alleging,
in oral argument before the district court, facts which were claimed to establish excusable neglect).
"The Supreme Court has emphasized that the timely filing of a notice of appeal is mandatory and
jurisdictional. If the notice is not timely filed, the appellate court is without jurisdiction to hear the appeal."
Advanced Estimating System, Inc. v. Riney, 77 F.3d 1322, 1323 (11th Cir.1996). The district court's order
affirming the bankruptcy court's dismissal of Williams's appeal is
AFFIRMED.5
5
Appellant's request for oral argument is denied.
4