Angie CHESSER, a.k.a. Angie Kimball, Plaintiff-Appellee,
v.
Amos SPARKS, individually and in his official capacity as Haralson County Commissioner, Defendant-
Appellant.
No. 99-14594.
United States Court of Appeals,
Eleventh Circuit.
April 18, 2001.
Appeal from the United States District Court for the Northern District of Georgia. (No. 99-00023-CV-JTC-3),
Jack T. Camp, Judge.
Before TJOFLAT, HULL and PROPST*, Circuit Judges.
TJOFLAT, Circuit Judge:
The sole issue in this interlocutory appeal is whether the defendant county Commissioner, who is
being sued for money damages in his individual capacity under 42 U.S.C. § 1983, is entitled to qualified
immunity with respect to the plaintiff's claims that he terminated her employment in violation of her First
Amendment rights of free speech and freedom of association. The district court denied the Commissioner's
motion to dismiss, holding that the plaintiff's complaint alleged facts sufficient to defeat the defense of
qualified immunity. We reverse.
I.
A.
According to the allegations of her complaint, plaintiff Angie Chesser began working in the clerk's
office in Haralson County, Georgia, in 1985. At the time of her discharge in February 1997, she held the
position of Assistant County Clerk. Her responsibilities included the preparation of the payroll for the
County's several departments, including the sheriff's office.
Haralson County is governed by a one-person commission. In the November 1996 general election,
defendant Amos Sparks was elected Commissioner and Chesser's then-husband, Ronnie Kimball, was elected
Sheriff; both took office on January 1, 1997. Sparks and Kimball were political enemies. So, in an effort
to avoid what might appear to be a conflict of interest, Chesser arranged for a co-worker to prepare the payroll
*
Honorable Robert B. Propst, U.S. District Judge for the Northern District of Alabama, sitting by
designation.
for the sheriff's department.
On February 6, 1997, Sparks issued a memorandum to all county departments which stated that, due
to budget concerns, overtime would not be reimbursed in the form of wages. Notwithstanding this
instruction, overtime wages were paid to sheriff's department employees. Calling her attention to his
memorandum, Sparks asked Chesser why overtime had been paid. After disclaiming knowledge of the
memorandum, Chesser said that the County's failure to compensate overtime in the form of wages would
violate the Fair Labor Standards Act.1 Sparks terminated Chesser's employment on February 20, 1997;2 his
stated reason for the termination was that she was insubordinate and demonstrated a "lack of cooperation."
B.
Chesser responded to her discharge by filing a two count complaint in the Northern District of
Georgia against Haralson County and Sparks, in both his official and individual capacities. Count One,
brought under the Fair Labor Standards Act ("FLSA"), alleged that her discharge constituted retaliatory
conduct proscribed by the FLSA.3 Count Two, brought under 42 U.S.C. § 1983,4 alleged that Sparks's
termination of Chesser's employment infringed her First Amendment rights of free speech and of freedom
1
Pursuant to the Fair Labor Standards Act, 29 U.S.C. §§ 201 et seq., a public employee working
overtime has the choice to be reimbursed either in the form of wages or compensatory time. 29 U.S.C. §§
207(a) and (o). A public employer may only substitute compensatory compensation for overtime pay
pursuant to a collective bargaining agreement or agreement between the employer and employee if there
is no applicable collective bargaining agreement. 29 U.S.C. § 207(o)(2).
2
Although the complaint makes no mention of the terms of her employment, we assume that Chesser
was an at-will employee and that Sparks had the authority to terminate her employment.
3
The FLSA makes it unlawful for an employer to:
discharge or in any other manner discriminate against any employee because such
employee has filed any complaint or instituted or caused to be instituted any proceeding
under or related to this chapter, or has testified or is about to testify in any such
proceeding, or has served or is about to serve on an industry committee.
29 U.S.C. § 215(a)(3) (1994).
4
42 U.S.C. § 1983 provides, in pertinent part:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of
any State or Territory or the District of Columbia, subjects, or causes to be subjected, any
citizen of the United States or other person within the jurisdiction thereof to the
deprivation of any rights, privileges, or immunities secured by the Constitution and laws,
shall be liable to the party injured in an action at law ....
of association (her marriage to the Sheriff).5
Both defendants moved to dismiss the complaint pursuant to Rule 12(b)(6) of the Federal Rules of
Civil Procedure, contending that neither count stated a claim for relief. Sparks, in addition, contended that
he was entitled to qualified immunity on the Count Two claims asserted against him in his individual
capacity. The district court granted the defendants' motions as to Count One, but denied them as to Count
Two. The court also found the allegations of the complaint sufficient to overcome Sparks's qualified
immunity defense. The court stated that it would reconsider the defense if Sparks moved for summary
judgment following the completion of discovery. After the court made these rulings, Sparks lodged this
appeal.
II.
A.
We have jurisdiction to review the denial of the defense of qualified immunity pursuant to 28 U.S.C.
§ 1291. See Mitchell v. Forsyth, 472 U.S. 511, 530, 105 S.Ct. 2806, 2817, 86 L.Ed.2d 411 (1985). While
qualified immunity is typically addressed at the summary judgment stage of the case, the defense may be
raised and considered on a motion to dismiss; the motion will be granted if the "complaint fails to allege the
violation of a clearly established constitutional right." Williams v. Ala. State Univ., 102 F.3d 1179, 1182
(11th Cir.1997). Whether the complaint alleges such a violation is a question of law which we review de
novo, accepting the facts alleged in the complaint as true and drawing all reasonable inferences therefrom in
the plaintiff's favor. Id.
B.
Qualified immunity protects government actors performing discretionary functions from being sued
in their individual capacities. Williams, 102 F.3d at 1182; Lassiter v. Ala. A & M Univ., Bd. of Trustees, 28
F.3d 1146, 1149 (11th Cir.1994) (en banc). The doctrine shields government officials from liability to the
extent that "their conduct does not violate clearly established ... constitutional rights of which a reasonable
person would have known." Harlow v. Fitzgerald, 457 U.S. 800, 817-18, 102 S.Ct. 2727, 2738, 73 L.Ed.2d
396 (1982). The doctrine protects government officials from always "err[ing] on the side of caution" by
5
Although Chesser's complaint does not mention the Fourteenth Amendment, which is the
constitutional provision that makes the First Amendment applicable to state and local governments, see
Wallace v. Jaffree, 472 U.S. 38, 49 n. 34, 105 S.Ct. 2479, 2486, 86 L.Ed.2d 29 (1985) (collecting cases),
we treat the complaint as alleging violations of the Fourteenth Amendment.
shielding them both from liability "and the other burdens of litigation, including discovery." Lassiter, 28 F.3d
at 1149.
Evaluating the defense of qualified immunity involves a two step inquiry: first, whether the
defendant's conduct violated a clearly established constitutional right; and, second, whether a reasonable
government official would have been aware of that fact. See Tindal v. Montgomery County Comm'n, 32 F.3d
1535, 1539 (11th Cir.1994). This two-step inquiry is designed to "provide[ ] ample protection to all but the
plainly incompetent or those who knowingly violate the law." Malley v. Briggs, 475 U.S. 335, 341, 106 S.Ct.
1092, 1096, 89 L.Ed.2d 271 (1986).
A constitutional right is clearly established if controlling precedent has recognized the right in a
"concrete and factually defined context." Lassiter, 28 F.3d at 1149; see also Post v. City of Fort Lauderdale,
7 F.3d 1552, 1557 (11th Cir.1993) ("If case law, in factual terms, has not staked out a bright line, qualified
immunity almost always protects the defendant."). A plaintiff cannot avoid the qualified immunity defense
"by referring to general rules and to the violation of abstract 'rights.' " Lassiter, 28 F.3d at 1150. If the
constitutional right has been clearly established, the plaintiff must demonstrate that a reasonable government
actor would have known that what he was doing infringed that right. See Williams, 102 F.3d at 1182. With
this two step inquiry in mind, we turn to the question of whether Sparks's decision to terminate Chesser's
employment violated either of the First Amendment rights involved here—freedom of speech or freedom of
association—in such a manner that a reasonable government official would have known.
III.
A.
"It is axiomatic that '[a] state may not demote or discharge a public employee in retaliation for
protected speech.' " Tindal v. Montgomery County Comm'n, 32 F.3d 1535, 1539 (11th Cir.1994) (quoting
Morgan v. Ford, 6 F.3d 750, 753-54 (11th Cir.1993)); see Rankin v. McPherson, 483 U.S. 378, 383, 107
S.Ct. 2891, 2896, 97 L.Ed.2d 315 (1987). A public employee's right to freedom of speech, however, is not
absolute. Bryson v. City of Waycross, 888 F.2d 1562, 1565 (11th Cir.1989). To determine whether a state
actor has retaliated against an employee because of the employee's protected speech, we have used a
four-pronged test based on the Supreme Court's decision in Pickering v. Board of Education, 391 U.S. 563,
88 S.Ct. 1731, 20 L.Ed.2d 811 (1968). See Rice-Lamar v. City of Fort Lauderdale, 232 F.3d 836, 841 (11th
Cir.2000).
First, we consider whether the employee's speech is " 'fairly characterized as constituting speech on
a matter of public concern.' " Bryson, 888 F.2d at 1565 (quoting Rankin, 483 U.S. at 384, 107 S.Ct. at 2896-
97). If it is, we apply the Pickering balancing test, which weighs the employee's free speech interest against
"the interest of the state, as an employer, in promoting the efficiency of the public services it performs."
Pickering, 391 U.S. at 568, 88 S.Ct. at 1734-35. If the employee's interests outweigh those of the state as an
employer, we turn to the third prong: whether the speech "played a 'substantial part' in the government's
decision to discharge the employee." Fikes v. City of Daphne, 79 F.3d 1079, 1084 (11th Cir.1996). If it did,
we must address the fourth prong, which is whether the government has shown by a preponderance of the
evidence that it would have discharged the employee regardless of the protected conduct. Id. at 1085.
1.
Speech addresses a matter of public concern, and thus establishes Pickering 's first prong, if it relates
"to any matter of political, social, or other concern to the community." Connick v. Myers, 461 U.S. 138, 146,
103 S.Ct. 1684, 1690, 75 L.Ed.2d 708 (1983). In making this determination, we examine the content, form,
and context of the employee's speech. Bryson, 888 F.2d at 1565.
The speech at issue here is Chesser's statement to Sparks that the County's failure to pay wages for
overtime would violate the FLSA. In focusing on the content, form, and context of the speech, we consider
whether the employee is speaking as a citizen on behalf of the public or "as an employee upon matters only
of personal interest." Connick, 461 U.S. at 147, 103 S.Ct. at 1690. Chesser's statement may not have been
"only of personal interest," id., but she was certainly speaking as an employee when, as Assistant County
Clerk in charge of payroll, she told Sparks, in his capacity as County Commissioner, that the County could
not lawfully refuse to pay overtime wages. Chesser cites no case, and our independent research has
uncovered none, holding that a statement such as Chesser's, made in the same or similar context, satisfies the
first prong of the Pickering test.6 Because "case law, in factual terms, has not staked out a bright line," Post
6
Chesser contends that Martinez v. City of Opa-Locka, 971 F.2d 708 (11th Cir.1992), and Gonzalez v.
Lee County Housing Authority, 161 F.3d 1290 (11th Cir.1998), support her claim that the First
Amendment clearly protected her statement to Sparks. Neither case is on point. In Gonzalez we reversed
the district court's denial of qualified immunity on the plaintiff's free speech claim. We affirmed the
district court's denial of qualified immunity only on the plaintiff's claim that the defendant terminated her
employment in violation of a provision of the Fair Housing Act, 42 U.S.C. § 3617. Gonzalez, 161 F.3d at
1298, 1305.
In Martinez, the plaintiff alleged that she was discharged for testifying before a Board of
Inquiry that the defendant, the city manager, had violated bid procedures in purchasing furniture
for the city hall. Martinez, 971 F.2d at 710-11. We affirmed the denial of qualified immunity,
v. City of Fort Lauderdale, 7 F.3d 1552, 1557 (11th Cir.1993), indicating that Chesser's speech was a matter
of public concern, a reasonable government official in Sparks's position would have had no reason to believe
that the Constitution protected Chesser's statement that the County's refusal to pay overtime wages would
violate the FLSA.
2.
Even if we were to find that binding precedent7 clearly established a constitutional right to inform
one's supervisor of the requirements of the law, Chesser cannot satisfy the second prong of the Pickering test.
That prong requires us to consider three factors: "(1) whether the speech at issue impedes the government's
ability to perform its duties efficiently, (2) the manner, time and place of the speech, and (3) the context
within which the speech was made." Bryson, 888 F.2d at 1567 (internal quotations omitted). "Because no
bright-line standard puts the reasonable public employer on notice of a constitutional violation, the employer
is entitled to immunity except in the extraordinary case where Pickering balancing would lead to the
inevitable conclusion that the discharge of the employee was unlawful." Dartland v. Metropolitan Dade
County, 866 F.2d 1321, 1323 (11th Cir.1989).
"We need not decide the precise result of applying the ... balancing test to this case. We must decide
only whether the result would be such that a reasonable official in [the defendant's] place would know that
the termination of [the plaintiff] under these circumstances violated [the plaintiff's] constitutional rights." Id.
at 1324. Here, Sparks certainly had an interest in maintaining "loyalty, discipline and good working
relationships among those he supervises." Id. Regardless of whether Chesser's interpretation of the FLSA
was correct, Sparks may reasonably have believed that Chesser was being insubordinate and disruptive, and
hence that he was justified in discharging her.8 In sum, Chesser cannot satisfy the second prong of the test;
finding that the plaintiff's speech was protected under the first prong of the Pickering test, id. at
712; the plaintiff's statements were made before a Board of Inquiry and provided information
concerning the expenditure of public funds. Id. We further noted that the form of the speech was
testimony and that the context was an examination into the activities of city personnel which was
being conducted by officials having investigatory powers. Id. None of these factors exist in the
instant case. Here, Chesser spoke directly to Sparks about paying overtime wages; there was no
official investigation and the speech was not made to inform a third party.
7
Binding precedent in this circuit consists of Supreme Court and Eleventh Circuit decisions
(including Fifth Circuit cases handed down prior to October 1, 1981). Bonner v. City of Prichard, 661
F.2d 1206, 1209 (11th Cir.1981).
8
The complaint, in fact, specifically alleges that Sparks claimed that Chesser was being insubordinate.
consequently, we need not move to the third and fourth prongs. The district court erred in not granting Sparks
qualified immunity with respect to the free speech component of Count Two.
B.
The second theory of recovery in County Two is that Chesser's employment was terminated because
of her association with her then-husband, Ronnie Kimball. To prevail on this theory, the plaintiff must
demonstrate that she had a constitutional right and that she suffered "adverse employment action for
exercising the right." McCabe v. Sharrett, 12 F.3d 1558, 1562 (11th Cir.1994) (quotation omitted). If the
plaintiff has established both elements, we use the Pickering balancing test to determine whether the adverse
employment action was permissible. See Ross v. Clayton County, 173 F.3d 1305, 1310-11 (11th Cir.1999);
cf. Shahar v. Bowers, 114 F.3d 1097, 1106-07 (11th Cir.1997) (en banc) (employing the Pickering balancing
test in the context of a same-sex marriage).
Count Two contains the two elements set out above. First, it asserts the constitutional right of free
association, which in this case is an intimate association. "At a minimum, the right of intimate association
encompasses the personal relationships that attend the creation and sustenance of a family—[specifically]
marriage ...." McCabe, 12 F.3d at 1563. Second, Count Two alleges that, because of her relationship with
her husband, Chesser suffered an adverse employment action (termination). Count Two goes on to state,
however, that her employment was terminated for insubordination and lack of cooperation.
As an employer, Haralson County certainly has an interest in having employees who are not
insubordinate.9 We can find no concrete and factually defined case that has held unconstitutional an
employer's decision to discharge an employee due in part to insubordination.10 A reasonable government
9
As we have said:
The more a public employee's transfer or discharge is necessary to the effective
functioning of the office, the more the transfer or discharge becomes justifiable, and thus
the more likely it is that a court will find the transfer or discharge constitutionally
permissible by finding the employer's interest to outweigh the employee's interest in the
Pickering balance.
McCabe, 12 F.3d at 1570.
10
The district court based its denial of the motion to dismiss on our decision in Wilson v. Taylor, 733
F.2d 1539, 1544 (11th Cir.1984). Wilson involved a claim by a police officer that his employment was
terminated for dating the adopted daughter of "a convicted felon reputed to be a key figure in organized
crime in central Florida." Id. at 1540. We stated that "[a] state violates the [F]ourteenth [A]mendment
when it seeks to interfere with the social relationship of two or more people." Id. at 1544. While that
statement holds true today, we expressly recognized in Wilson that it was "a narrow holding." Id. at 1544
n. 3.
actor in Sparks's position would have no reason to believe that such a decision would violate the law. The
district court erred in not granting qualified immunity to Sparks on this Count Two claim.
IV.
For the foregoing reasons, the decision of the district court denying Sparks's qualified immunity on
Chesser's Count Two claims is
REVERSED.
In this case, the [defendant] made the argument that dating was not protected under the
[F]irst [A]mendment freedom of speech provision. The [defendant] did not make the
argument that even if dating were protected under the freedom of association provision of
the [F]irst [A]mendment, a[n employee's] rights under that provision could be curtailed
due to the nature of [the employment].
Id. Because Wilson did not employ the Pickering balancing test, the decision would not have
informed a reasonable government actor standing in Sparks's shoes that he would infringe
Chesser's constitutional right of intimate association if he terminated her employment.