Michelle Ochran v. United States

                                                                        [PUBLISH]


              IN THE UNITED STATES COURT OF APPEALS

                         FOR THE ELEVENTH CIRCUIT                 FILED
                                                         U.S. COURT OF APPEALS
                                                           ELEVENTH CIRCUIT
                               _______________             NOVEMBER 28, 2001
                                                            THOMAS K. KAHN
                                 No. 00-16409                    CLERK
                               _______________

                  D. C. Docket No. 94-00092 CV-FTM-29D


MICHELLE OCHRAN,

                                                 Plaintiff-Appellant,

     versus


UNITED STATES OF AMERICA,

                                                 Defendant-Appellee.

                        ______________________________

                 Appeal from the United States District Court
                     for the Middle District of Florida
                   ______________________________
                           (November 28, 2001)



Before BIRCH, DUBINA and COX, Circuit Judges.

BIRCH, Circuit Judge:
       In this appeal, we evaluate whether the district court had subject matter

jurisdiction to hear Michelle Ochran’s tort claim against the Government, filed

pursuant to the Federal Tort Claims Act (“FTCA”), 28 U.S.C. § 2671 et seq. The

district court found sovereign immunity based on the misrepresentation exception

of the FTCA, and granted summary judgment. Ochran appeals. We conclude that

summary judgment for the defendant was appropriate, but for a different reason.

The district court lacked subject matter jurisdiction: Ochran did not allege facts

which support a violation of a state law duty, a prerequisite to liability under the

FTCA. Accordingly, we AFFIRM the district court’s decision.



                                    I. BACKGROUND

       In 1991, Ochran served as an informant in the criminal investigation of

Frank Restaino.1 Restaino, suspected of drug trafficking, learned that Ochran was

communicating with the prosecution and threatened to kill her. Ochran’s father

told Susan Daltuva, the Assistant United States Attorney (“AUSA”) prosecuting

the case, that his daughter had been threatened. Daltuva warned Restaino not to

make such threats again, and she took no further action. Daltuva did not explain



       1
        Our prior opinion details the facts in this case. See Ochran v. United States, 117 F.3d
495, 498-99 (11th Cir. 1997) (“Ochran I”).

                                                2
that Ochran could independently apply for a remedy against intimidation, such as a

restraining order. One month later, Restaino kidnaped Ochran, choked her,

stabbed her repeatedly, and left her for dead.

      Ochran survived the attack, and she accuses the AUSA of negligence. In

1997, we adjudicated two of Ochran’s claims, holding that the discretionary

function exception of the FTCA barred liability for the AUSA’s decisions not to

protect Ochran and not to inform the U.S. Marshals of Restaino’s threats. See

Ochran I, 117 F.3d at 501-02; 28 U.S.C. § 2680(a). Our decision in Ochran I left

one claim to be litigated: whether the AUSA was negligent in failing to inform

Ochran of the remedies against intimidation and harassment available to a

victim/witness under the Attorney General Guidelines. Ochran I, 117 F.3d at 502-

04.

      On remand, the district court determined that it lacked jurisdiction to hear

Ochran’s remaining claim. The district court’s decision was based on the

misrepresentation exception of the FTCA, which provides that sovereign immunity

bars liability for misrepresentations made by federal employees. 28 U.S.C. §

2680(h). Ochran appeals.




                                          3
                                     II. DISCUSSION

       We review de novo the district court’s decision to dismiss for lack of subject

matter jurisdiction. Ochran I, 117 F.3d at 499. The Government argues that the

misrepresentation exception aside, Ochran’s claim must fail because she has

alleged no violation of state law.2

       The first step in assessing the Government’s argument is analyzing the

language of the FTCA, which provides that liability should be determined “in

accordance with the law of the place where the act or omission occurred.” 28

U.S.C. § 1346(b)(1). The Supreme Court has observed that “we have consistently

held that § 1346(b)’s reference to the ‘law of the place’ means law of the State - -

the source of substantive liability under the FTCA.” F.D.I.C. v. Meyer, 510 U.S.

471, 478, 114 S. Ct. 996, 1001 (1994). “Law of the place” does not mean federal

law; the FTCA was not intended as a mechanism for enforcing federal statutory

duties. Howell v. United States, 932 F.2d 915, 917 (11th Cir. 1991). Instead, the

FTCA was designed “to provide redress for ordinary torts recognized by state

law.” Id. Indeed, our court has squarely addressed this issue, holding that unless

the facts support liability under state law, the district court lacks subject matter


       2
           When Ochran’s case was before this court in 1997, we explicitly stated that she must
allege a violation of state law duty in order to succeed under the FTCA. Ochran I, 117 F.3d at
504 n.6.

                                               4
jurisdiction to decide an FTCA claim. Lawrence v. Dunbar, 919 F.2d 1525, 1528

(11th Cir. 1990) (per curiam).

      Ochran’s theory of liability is negligence, so we turn to the law of Florida to

determine whether Daltuva owed a duty of care to Ochran. The Florida Supreme

Court has held that whether a governmental entity owes a duty of care to an

individual depends on the presence of a “special relationship.” Everton v. Willard,

468 So.2d 936, 938 (Fla. 1985). Such a relationship can be established when “the

police accept the responsibility to protect a particular person who has assisted them

in the arrest or prosecution of criminal defendants and the individual is in danger

due to that assistance.” Id.

      Everton’s “special relationship” test has been applied to a case in which a

state attorney was accused of negligence in providing protection to a witness. State

v. Powell, 586 So.2d 1180 (Fla. Dist. Ct. App. 1991). In Powell, the state attorney

subpoened Powell to testify against her husband. Powell’s husband threatened to

harm her if she testified, and Powell communicated that threat to the state

attorney’s office. The state attorney took no action. When Powell arrived at the

courthouse, Powell’s husband poured gasoline over her and set her on fire. Powell

sued the state attorney for negligence, arguing that the duty element was satisfied

because a special relationship had been formed through the subpoena and the fact


                                          5
that the state attorney knew of the threats made against her. At trial, the court held

that no special relationship had formed because the state attorney did not undertake

the responsibility of protecting Powell. Id. at 1184.

        As in Powell, AUSA Daltuva did not undertake the responsibility to protect

Ochran. This fact is not in dispute; Ochran’s argument is premised on the fact that

Daltuva chose not to offer protection. Since a special relationship forms only when

“a law enforcement officer promises or agrees to take some specific action at the

individual’s request,” Ochran cannot satisfy the duty element of her negligence

claim. Brown v. City of Delray Beach, 652 So.2d 1150, 1153 (Fla. Dist. Ct. App.

1995) (per curiam).3 In the absence of facts which support liability under Florida

law, Ochran’s claim fails for lack of subject matter jurisdiction.4



                                      III. CONCLUSION

        Like the district court, we conclude that Ochran’s case against the

Government fails. Although different grounds support our decision, we may

        3
          Speaking only for myself, this case presents the sad situation where the Government,
acting through the AUSA, failed to accurately apprehend the grave danger posed to a citizen who
elected to do her civic duty (i.e., the right thing). Ironically, because of that failure on the part of
the Government to do the right thing, the victim is left with no remedy. One is reminded of the
cynical (but often accurate) observation of Machiavelli in The Prince: “Only those defences are
good, certain and durable, which depend on yourself alone and your own ability.”
        4
         Thus disposing of the case, we do not make a determination about the applicability of
the misrepresentation exception of the FTCA.

                                                   6
affirm the district court as long as “the judgment entered is correct on any legal

ground regardless of the grounds addressed, adopted or rejected by the district

court.” Bonanni Ship Supply, Inc. v. United States, 959 F.2d 1558, 1561 (11th Cir.

1992).       Because Ochran cannot satisfy the duty element of her negligence

claim against Daltuva, we AFFIRM the district court’s grant of summary

judgment for the Government.




                                          7