[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
____________________________ FILED
U.S. COURT OF APPEALS
No. 02-11799 ELEVENTH CIRCUIT
December 31, 2002
____________________________
THOMAS K. KAHN
CLERK
D. C. Docket No. 00-00577-CV-C-S
ELISABETH GLAZNER,
Plaintiff-Appellant,
versus
JAMES GLAZNER,
Defendant-Appellee.
____________________________
Appeal from the United States District Court
for the Northern District of Alabama
____________________________
(December 31, 2002)
Before CARNES, HULL and ALARCON*, Circuit Judges.
*
Honorable Arthur L. Alarcon, United States Circuit Judge for the Ninth Circuit, sitting
by designation.
CARNES, Circuit Judge:
While their divorce proceeding was pending, a husband put a recording
device on a telephone in the marital home. The device recorded a number of
conversations between his wife and third parties without the consent of any party
to the conversations. She discovered the device and filed a lawsuit against her
husband. In contrast to her husband’s successful effort to obtain a divorce, the
wife’s lawsuit against him for covertly recording her conversations with others has
not succeeded thus far.
The federal claim alleged in the wife’s lawsuit is based on the wiretapping
provisions of Title III of the Omnibus Crime Control and Safe Streets Act of 1968,
18 U.S.C. §§ 2510-22. Parts of that Act outlaw non-consensual recordings of
private conversations, subject to certain specified exceptions, and authorize civil
remedies on behalf of those who suffer violations of the statutory provisions. The
plain language of the statute prohibits “any person” from making recordings of
private conversations in which no party consents and authorizes “any person”
whose conversation is recorded in violation of the prohibition to recover damages.
Despite those clear statutory provisions, Simpson v. Simpson, 490 F. 2d 803 (5th
Cir. 1974), a twenty-eight year old decision of this Court’s predecessor, held that
the statute does not apply if the “any persons” are spouses of each other, the
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conversations that are covertly recorded occur over a telephone in the marital
home, and the recording is accomplished without the connivance of any outside
party.
Applying the Simpson decision in this case, the district court dismissed the
wife’s Title III claim against her husband. We think it clear that the district court
was required to take that action by the Simpson decision, and just as clear that the
Simpson decision is wrong. It ought to be overruled, and we would if we could.
I. BACKGROUND
James and Elisabeth Glazner were married in July of 1980. James filed for
divorce in February of 1999. Before the divorce was finalized on June 6, 2000,
but while he was still living with Elisabeth, James bought a recording device from
Radio Shack, attached it to a phone line in the marital home, and hid the device
underneath an oak display case. The next day he left on a trip. While he was gone,
his wife used the phone and her conversations with others were recorded without
the consent of any party to the conversations. (The nature of the conversations that
were recorded is not disclosed in the record.)
During one of those conversations, Elisabeth Glazner noticed the phone
“sounded hollow” which prompted her to check all of the phones in the house. The
resulting search turned up the recording device. She removed the tape and took it
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to her neighbors to see if they knew how to erase it. They advised her to keep the
tape as it was, which she did. She called the police, who came and removed the
recording device from the telephone line.
Before the divorce was finalized, Elisabeth Glazner filed suit against James
in the United States District Court for the Northern District of Alabama, claiming
that he had violated her rights under 18 U.S.C. § 2511 by recording her telephone
conversations with other parties without consent, and seeking damages from him
under 18 U.S.C. § 2520. The Simpson decision read an interspousal exemption
into those provisions of Title III of the Omnibus Crime Control and Safe Streets
Act of 1968, and it was on that basis the district court entered summary judgment
against Elisabeth on her sole federal claim. She also had a number of state law
claims which the district court dismissed without prejudice under 28 U.S.C. §
1367(c).
II. DISCUSSION
Elisabeth Glazner argues that her case is distinguishable from Simpson
because James had already filed for divorce when he recorded her conversations,
while in the Simpson case neither party filed for divorce until after the recording
occurred.1 In support of her argument, Elisabeth points out that the Simpson
1
It is not entirely clear from the Simpson opinion that a divorce proceeding was not
already underway at the time the recordings were made in that case. The opinion says that after
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opinion expressly limits its holding to the facts presented in that case: “Our
decision is, of course, limited to the specific facts of this case.” 490 F.2d at 810.
But that is a characteristic, whether expressed or not, of every decision (hence the
Simpson opinion’s “of course” notation). See, e.g., United States v. Aguillard,
217 F. 3d 1319, 1321 (11th Cir. 2000) (“The holdings of a prior decision can reach
only as far as the facts and circumstances presented to the court in the case which
produced that decision.”) (citation omitted). The rub comes in determining which
facts are material to a decision and thereby frame the rule that decision establishes.
The Simpson court thought that the facts material to the rule of its decision were
that the recording occurred in the marital home and no one was involved in it other
than the spouse of the victim. Immediately after cautioning that its decision was
limited to the specific facts of the case, the Simpson opinion states by negative
implication what those facts are: “No public official is involved, nor is any private
person other than [the husband], and the locus in quo does not extend beyond the
marital home of the parties.” 490 F.2d at 810.
he made the recordings the husband “played them for a lawyer, on whose advice the wife agreed
to an uncontested divorce.” 490 F.2d at 804. Elisabeth Glazner infers from that statement that
neither party had filed for a divorce prior to that time, and she may be right. Since it does not
matter anyway, we will assume that she is right – that no divorce proceeding was pending at the
time the alleged violation of Title III occurred in the Simpson case.
5
Having studied the Simpson decision carefully, we agree with that panel’s
own appraisal of the rule established by the results of the appeal read against the
facts of that case. The rule of the Simpson decision is that there is an interspousal
exemption to Title III’s prohibitions against non-consensual recordings, at least
where the recording device is attached to a phone in the marital home and no
outside parties are involved in making the recording. The fact that a divorce
proceeding was not pending at the time of the recording in Simpson is not necessary
to the result in that case, either from any indication in the opinion itself or
logically. If preservation of marital peace and harmony were the rationale of
Simpson, there would be little point to the result reached, because when the lawsuit
in that case was filed the parties were already divorced. That case and this one
illustrate the obvious about the state of matrimony in these kind of cases: by the
time one spouse gives the other a basis for a Title III claim it is all over but the
shouting, and there has probably been a good bit of that, too.
James Glazner, like John Simpson, recorded his wife’s conversations over a
phone line in the home where the two of them were living together and sharing a
common phone line, and while they were still married. Under the Simpson
decision, James’ actions did not violate 18 U.S.C. § 2511, so Elisabeth may not
recover any damages from him under 18 U.S.C. § 2520.
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Elisabeth Glazner argues that the Simpson decision ought to be overruled.
We as a panel cannot do that. Under the prior panel precedent rule we, no less than
the district court, are bound to follow the Simpson decision unless and until it is
overruled by this Court sitting en banc or by the Supreme Court. Saxton v. ACF
Indus., Inc., 254 F.3d 959, 960 n.1 (11th Cir. 2001) (en banc); United States v.
Steele, 147 F.3d 1316, 1317-18 (11th Cir. 1998) (en banc); Smith v. GTE Corp.,
236 F. 3d 1292, 1300 n.8 (11th Cir. 2001); see also Bonner v. City of Prichard, 661
F.2d 1206, 1207 (11th Cir. 1981) (en banc) (adopting as binding precedent Fifth
Circuit decisions issued prior to October 1, 1981). As Elisabeth points out, the
Simpson court did express doubts about its conclusion, id. at 810 (“we are not
without doubts about our decision”), but we do not subtract from the force of the
prior precedent rule the weight of any doubts expressed at the time the earlier
decision was announced or since. For purposes of the rule, a prior decision has
either been overruled or it has not, and the Simpson decision has not.
Although we are bound by the prior panel precedent rule to follow Simpson
regardless of our misgivings about it, we are not required to agree with that
decision, see, e.g., Saxton v. ACF Indus., Inc., 239 F. 3d 1209, 1215 (11th Cir.
2001), rev’d en banc, 254 F. 3d 959 (11th Cir. 2001); Turner v. Beneficial Corp.,
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236 F. 3d 643, 649-50 (11th Cir. 2000), rev’d en banc, 242 F. 3d 1023 (11th Cir.
2001), cert. denied, --- U.S. ---, 122 S. Ct. 51 (2001), and we don’t.
The plain language of Title III clearly encompasses the factual circumstances
of this case, it manifestly forbids what James Glazner did to Elisabeth Glazner, and
it unequivocally gives her a cause of action against him. The pertinent provisions
state that: “[e]xcept as otherwise specifically provided in this chapter any person
who – (a) intentionally intercepts, endeavors to intercept, or procures any other
person to intercept or endeavor to intercept, any wire, oral, or electronic
communication” violates the Act. 18 U.S.C. § 2511(1)(a) (emphasis added). It is
undisputed that none of the statutory exceptions referred to in the introductory
clause of that provision applies in this case. See also Simpson, 490 F.2d at 804-05
(recognizing that none of the statutorily stated exceptions were relevant to the
identical factual circumstances in that case). And the statute expressly gives “any
person whose wire, oral, or electronic communication is intercepted, disclosed, or
intentionally used in violation of this chapter” the right to bring a civil action
against “the person or entity which engaged in that violation.” 18 U.S.C. § 2520(a)
(emphasis added). Elisabeth is “any person” within the meaning of § 2520(a),
James is “any person” within the meaning of § 2511(1)(a), and the conversations of
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hers that he caused to be intercepted and recorded are “any wire, oral, or electronic
communication” within the meaning of that same subdivision.
The language of Title III makes no distinction between married and
unmarried persons, between spouses and strangers. It plainly applies to “any
person” on both sides of the violation (save only the inapplicable exceptions). We
have repeatedly held that the word “any” is unambiguous, noting the Supreme
Court’s observation in United States v. Gonzales, 520 U.S. 1, 5, 117 S. Ct. 1032,
1035 (1997), that “[r]ead naturally, the word ‘any’ has an expansive meaning, that
is, ‘one or some indiscriminately of whatever kind,’” and where Congress uses the
word “any” without limiting language it must be read to mean “all.” See Broward
Gardens Tenants Ass’n v. U.S. Envtl. Prot. Agency, 311 F.3d 1066, 1075 (11th Cir.
2002); CBS, Inc. v. Primetime 24 Joint Venture, 245 F.3d 1217, 1223 (11th Cir.
2001); Coronado v. Bankatlantic Bancorp, Inc., 222 F.3d 1315, 1321 (11th Cir.
2000); Merritt v. Dillard Paper Co., 120 F.3d 1181, 1186 (11th Cir. 1997). Simply
put, “any” means all of the noun class that follows; it does not mean “all except
some.” Thus, under the plain meaning of the language Congress chose to use in
Title III, the status of the plaintiff and defendant as husband and wife when the
recordings occurred is irrelevant, as is the fact that the recording device was
attached to a phone in the house they shared at that time.
9
The Simpson court did not pretend otherwise about the plain meaning of the
statutory language. It recognized that “the naked language of Title III, by virtue of
its inclusiveness, reaches this case.” 490 F.2d at 805. Apparently unsettled by the
sight, the court set about to clothe that naked language in legislative history and
policy considerations. That it should not have done.
“[W]e must presume that Congress said what it meant and meant what it
said.” Steele, 147 F. 3d at 1318; accord United States v. LaBonte, 520 U.S. 751,
757, 117 S. Ct. 1673, 1677 (1997) (“[W]e assume that in drafting legislation,
Congress said what it meant.”). Accordingly, “[w]hen the import of the words
Congress has used is clear . . . we need not resort to legislative history, and we
certainly should not do so to undermine the plain meaning of the statutory
language.” Harris v. Garner, 216 F.3d 970, 976 (11th Cir. 2000) (en banc). In the
words of the Supreme Court, even if “[t]here are . . . contrary indications in the
statute’s legislative history . . . we do not resort to legislative history to cloud a
statutory text that is clear.” Ratzlaf v. United States, 510 U.S. 135, 147-48, 114 S.
Ct. 655, 662 (1994); accord Gonzales, 520 U.S. at 6, 117 S. Ct. at 1035 (“Given [a]
straightforward statutory command, there is no reason to resort to legislative
history.”). That is why the Supreme Court and this Court have said that the first
canon of statutory construction is the plain meaning doctrine, and when the words
10
of a statute are unambiguous that first canon is also the last, because the judicial
inquiry is complete. Conn. Nat’l Bank v. Germain, 503 U.S. 249, 254, 112 S. Ct.
1146, 1149 (1992); CBS, Inc., 245 F.3d at 1222; Merritt, 120 F.3d at 1186.
The one exception to the plain language doctrine, the one circumstance in
which a court may properly look beyond what Congress has clearly said, is where
giving effect to the plain language Congress used would lead to a truly absurd
result. United States v. Maung, 267 F.3d 1113, 1121 (11th Cir. 2001); Merritt, 120
F.3d at 1188. The Simpson court did not suggest that the absurdity exception
applied to prevent Title III’s provisions from governing interspousal behavior, and
no one in this case has suggested it does either. It is not truly absurd for Congress
to have decided that one spouse should not be permitted to record without consent
electronically transmitted conversations between the other spouse and third parties,
which is what the plain language of Title III shows Congress decided.
The Simpson court did not stop with the plain language of Title III as it
should have, but after acknowledging the inescapable meaning of that language, it
proceeded to attempt an escape based upon its own view that regardless of what
Congress had said, “Congress did not intend such a far reaching result, one
extending into areas normally left to states, those of the marital home and domestic
conflicts.” 490 F.3d at 805 (footnote omitted). In seeking relief from the plain
11
meaning of the statutory language the Simpson court scoured the legislative history
of Title III, but found nothing to affirmatively support its thesis that Congress really
did not intend to prohibit interspousal wiretapping. In fact, the few indications
about this matter in the legislative history show an awareness that use of covert
recording devices in domestic relations or marital situations was widespread and
unjustified. See id. at 807 n.11 (quoting testimony at a committee hearing that one
of the two major uses of electronic surveillance equipment was in domestic
relations investigations); id. at 808 n.14 (quoting an article reprinted in one hearing
transcript which, in discussing the use of electronic “bugs” in civil litigation, stated
that “[t]he prime area for this is divorce actions,” and reported that “bugs are
routinely discovered under the beds of estranged husbands and wives who suspect
each other of errant ways”); see also id. at 807 n.12 (quoting Senator McClellan,
during hearings on the matter, expressing the view that the legislative prohibition of
electronic surveillance should “go as far as it is possible to go, to absolutely outlaw
it, except in such cases as Congress may, in its wisdom, permit wiretapping under
orders of a Court,” and quoting Senator Long as responding: “I agree with you
entirely that there should be a very, very, strict law prohibiting wiretapping.”).
Even though each specific discussion of the matter it could find in the
legislative history lends no support to its theory, and actually seems to point the
12
other way, the Simpson court still concluded that Congress did not mean what it
said because the legislative history does not sufficiently corroborate, in that court’s
view, the plain meaning of the statutory language Congress chose to express its
intent. See id. at 809 (acknowledging that statements in the legislative history
“suggest congressional awareness that private individuals were using electronic
surveillance techniques within their own homes,” but concluding that “they do not
support the proposition that Congress was concerned that such activities took
place”). The Simpson court essentially reasoned that Congress did not intend what
it said in the statute because it did not say the same thing with equal clarity in the
legislative history. See id. at 805. That reasoning turns legislative interpretation
upside down. There is no requirement that Congress, in order to prevent judicial re-
writing of statutes, must not only speak in a clear and straightforward manner in
statutes but must also lard the legislative history with statements proving that it
really, really did mean what it said in each statute. It is not the function of the
judiciary to determine whether Congress has devoted enough thought and
consideration to what it has enacted. We are to apply statutes, not reconsider them.
Towards the end of its opinion, the Simpson court put forward two “other
considerations” to justify its decision. Neither one does. The first “other
consideration” is that Title III provides an exception from its provisions for a
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telephone “being used by the subscriber or user in the ordinary course of its
business,” by excluding those telephones from the definition of an “electronic,
mechanical, or other device.” 18 U.S.C. § 2510(5)(a)(i); see Simpson, 490 F.2d at
809. What the exception means is that listening in on an extension is not prohibited,
whether at home or at work, and that is true regardless of whether the conversation
being overheard involves a spouse. Of course, that is not the type of eavesdropping
that was involved in the Simpson case or in this case; the husband in neither case
listened in on an extension phone.
Nonetheless, the Simpson court thought the § 2510(5)(a)(i) exception,
although not applicable, was “indicative of Congress’s intention to abjure from
deciding a very intimate question of familial relations, that of the extent of privacy
family members may expect within the home vis-a-vis each other.” 490 F.2d at
809. We do not think the exception for extension phones indicates that other ways
of listening in on conversations are permissible in the domestic relations context
any more than it indicates other methods are permissible in the business context.
Instead, what the § 2510(5)(a)(i) exception shows is that Congress knew how to
remove from the scope of the statute conduct that it did not want covered. And
Congress did not exempt interspousal electronic surveillance. It could have done so
quite easily, but it didn’t.
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The second “other consideration” the Simpson opinion proffers is that
criminal statutes should be strictly construed, a canon of construction known as the
rule of lenity. Id. But the rule of lenity applies only where there is an ambiguity in
the statute; it cannot be employed to override clear statutory language. See United
States v. Ortega-Torres, 174 F. 3d 1199, 1201 n.1 (11th Cir. 1999); United States v.
Sepulveda, 115 F. 3d 883, 887 n.11 (11th Cir. 1997) (rule of lenity “has no
application where the fair meaning of the statute is clear”). Because Title III is not
ambiguous about whether it applies to “any person” covertly recording without
consent the conversation of “any person,” the rule of lenity has no play in this case.
Simpson was the first federal court of appeals decision in the country to
address the issue of whether Title III’s prohibitions apply to electronic
eavesdropping between spouses using a telephone found in the marital home. A
clear majority of courts to address the issue since then have disagreed with
Simpson. See Heggy v. Heggy, 944 F.2d 1537 (10th Cir. 1991) (Title III applies
between spouses); Kempf v. Kempf, 868 F.2d 970 (8th Cir. 1989) (same); Pritchard
v. Pritchard, 732 F.2d 372 (4th Cir. 1984) (same); United States v. Jones, 542 F.2d
661 (6th Cir. 1976) (same); Ex Parte O’Daniel, 515 So. 2d 1250 (Ala. 1987)
(same); People v. Otto, 831 P. 2d 1178 (Cal. 1992) (same); Rickenbaker v.
Rickenbaker, 226 S.E. 2d 347 (N.C. 1976) (same); Pulawski v. Blais, 506 A. 2d 76
15
(R.I. 1986) (same); W.Va. Dep’t of Health & Human Resources ex rel. Wright v.
David L., 453 S.E. 2d 646 (W.Va. 1994) (same). But see Anonymous v.
Anonymous, 558 F. 2d 677 (2d Cir. 1977) (Title III does not apply between
spouses); Stewart v. Stewart, 645 So. 2d 1319 (Miss. 1994) (same); Baumrind v.
Ewing, 279 S.E. 2d 359 (S.C. 1981) (same). And so do we.
That the Simpson decision has managed to survive as the law of this circuit
for nearly three decades shows that inertia is more than just a law of physics. The
time has come to overturn that decision, and rehearing en banc should be granted in
this case for that purpose. Until then, we are required to affirm the district court’s
grant of summary judgment against Elisabeth Glazner.2
AFFIRMED.
2
We express no opinion on whether, if en banc rehearing is granted and the Simpson
decision is overturned, the new rule ought to be applied in this case or prospectively only. See
generally Wagner v. Daewoo, __ F.3d __, (11th Cir. Dec. 10, 2002)(en banc)(applying
prospectively only the new rule established when the en banc court overturned prior precedent in
that case); McKinney v. Pate, 20 F.3d 1550, 1565 - 66 (11th Cir. 1994)(en banc)(applying
retroactively the new rule established when the en banc court overturned prior precedent in that
case).
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