[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FILED
FOR THE ELEVENTH CIRCUIT
U.S. COURT OF APPEALS
________________________ ELEVENTH CIRCUIT
November 10, 2005
No. 04-14597 THOMAS K. KAHN
________________________ CLERK
D. C. Docket No. 02-00711-CV-CB-M
CHIKETTA TINKER,
Plaintiff-Appellee,
versus
PERRY BEASLEY,
DAN WATSON,
Defendants-Appellants.
________________________
Appeal from the United States District Court
for the Southern District of Alabama
_________________________
(November 10, 2005)
Before BIRCH, HULL and BOWMAN*, Circuit Judges.
PER CURIAM:
*
Honorable Pasco Bowman, II, United States Circuit Judge for the Eighth Circuit, sitting
by designation.
Defendants-appellants, Perry Beasley and Dan Watson, appeal the district
court’s denial of their motion for summary judgment based on qualified immunity
and discretionary-function immunity. The appeal requires us to address: (1)
whether the coercive questioning of plaintiff-appellee, Chiketta Tinker, by Beasley
and Watson, constitutes a violation of Tinker’s substantive due process rights even
though it did not result in a confession or other self-incrimination; and (2) whether
the coercive questioning rises to a level sufficient to constitute the tort of outrage
under Alabama law.1 We REVERSE and REMAND.
I. BACKGROUND
This action arises out of Tinker’s arrest, incarceration, and questioning on
suspicion of murder. At the time of her arrest, Tinker was a twenty-four-year old
mother of three young children. She worked in a hospital kitchen in Greensboro,
Alabama. Beasley and Watson were agents of the Alabama Bureau of
Investigation (“ABI”) who questioned Tinker in relation to the shooting of a bank
teller in the course of a robbery. Before the bank teller died at the scene, she had
identified Tinker as the shooter.
Tinker was arrested at her home the same afternoon and taken to the “old
1
Tinker and Beasley also appeal the court’s ruling that they may not assert state-agent
immunity as to any tort-of-outrage claim that might be brought against them in this case.
Because we find no tort of outrage, we do not reach this issue.
2
jailhouse” in Greensboro where she was kept in a holding area. R1-55 at 2. Later
that evening, she was taken to the Hale County jail. Patrick Arrington, an attorney
called upon by her family to represent her, came to see her at some point that
evening. With Arrington present, Tinker was then interviewed by Beasley.
Beasley has alleged that Arrington informed him after this first interview that he
was no longer representing Tinker. Beasley told Watson that Tinker was no
longer represented. Arrington asserts that he never said he no longer represented
Tinker, and that, to the contrary, he had instructed the investigators specifically
that Tinker should not be questioned in his absence. 2
The next day, Tinker made an initial appearance.3 After she returned from
the courthouse, Tinker was fingerprinted by Watson. Arrington was not present at
the courthouse or later at the jail. Watson asserts that Tinker began asking him
questions about her case, and appeared to want to make a statement. When Tinker
asked for her lawyer, Watson told her that her lawyer no longer represented her.
R1-44 Exh. unnumbered 1 (Deposition of Chiketta Tinker), at 213. Tinker then
2
Although there is a dispute as to whether Beasley and Watson misunderstood that
Arrington would continue to represent Tinker or whether they falsely informed Tinker about it,
for the purposes of this appeal, we take the facts in the light most favorable to Tinker and thus
operate under the assumption that they were falsely informing her. See Kesinger v. Herrington,
381 F.3d 1243, 1247 (11th Cir. 2003)
3
Although both parties’ briefs refer to this court event as an arraignment, the record
makes clear that it was only an initial appearance and that she was not formally charged.
3
signed a waiver-of-rights form and gave a statement in which she described how
she knew the victim of the shooting and admitted that she had been at the bank on
the day of the shooting.
Tinker asserts that throughout this and the following several days of her
incarceration, Beasley and Watson interviewed her repeatedly, telling her that her
lawyer had “bailed out” on her, that they were all she had to get her out of trouble,
that she would never see her children again unless she confessed, and that she had
two options: the electric chair or life in prison. R1-44, Exh. unnumbered 1, at 213.
She says that they referred to her “sizzling” and “frying” in the electric chair, and
that they further pressured her through references to her recently deceased mother.
R1-19 at 3. Tinker also asserts that at some point during one of the interviews,
Beasley told her that if her father or any other family members went to a lawyer on
her behalf “they would fuck it up for [her].” R1-44, Exh. unnumbered 1, at 251.
Two days after the shooting, Tinker agreed to a polygraph exam in the
absence of Arrington. Sometime later that day, Arrington learned about the
polygraph and the interviews and complained to Beasley and Watson about both.
Tinker was finally released late on the evening of the fourth day because she had
been eliminated as a suspect by the authorities’ capture of the actual perpetrator of
the crimes. Tinker never confessed to any crime or otherwise incriminated herself.
4
All claims against Beasley and Watson have been dismissed except
allegations that their questioning of Tinker concerning the murder (1) violated her
Fourteenth Amendment, substantive due process rights and (2) constituted the
Alabama tort of outrage. Beasley and Watson filed a motion for summary
judgment as to the remaining claims, contesting each claim and arguing that they
are protected from any constitutional claim by qualified immunity and from the
state-law claim by state-law, discretionary-function immunity. The court issued an
order denying summary judgment as to both claims. Beasley and Watson appeal
that order.4
II. DISCUSSION
A. Qualified Immunity
A district court’s denial of summary judgment based on qualified immunity
is reviewed de novo, construing all facts and making all reasonable inferences in
the light most favorable to the non-moving party. Kesinger v. Herrington, 381
F.3d 1243, 1247 (11th Cir. 2004). The qualified immunity inquiry involves three
steps: (1) the alleged conduct must fall within the scope of the discretionary
authority of the actor; (2) if it does, we must then determine whether that conduct
4
The order here appealed incorporates reasoning from an earlier order in the same case
that disposed of three motions to dismiss filed by the original five defendants, three of whom
were dismissed from the case on 24 August 2004.
5
violates a constitutional right; (3) if so, we must inquire whether the asserted right
was clearly established at the time of the alleged violation. Vinyard v. Wilson,
311 F.3d 1340, 1346 (11th Cir. 2002). In this case, it is undisputed that Watson
and Beasley were acting within the scope of their discretionary authority when
they questioned Tinker.
Once action within the scope of discretionary authority has been
established, a “reviewing court’s first task is to determine whether the complainant
has alleged the deprivation of a cognizable constitutional right.” DaCosta v.
Nwachukwa, 304 F.3d 1045, 1047 (11th Cir. 2002) (per curiam). The
circumstances under which coercive interrogation that does not result in a
confession or other self-incrimination may constitute a violation of substantive
due process rights is an issue of first impression for our circuit.
The analysis of any claim to a substantive due process right should begin
with “a ‘careful description’ of the asserted fundamental liberty interest.”
Washington v. Glucksberg, 521 U.S. 702, 721, 117 S. Ct. 2258, 2268 (1997)
(citing Reno v. Flores, 507 U.S. 292, 302, 113 S. Ct. 1439, 1447 (1993)). That
liberty interest must be “objectively, deeply rooted in this Nation’s history and
tradition.” Id. at 720-21, 117 S.Ct. at 2268 (citation omitted).
In the context of involuntary confession, the Supreme Court has observed
6
that “certain interrogation techniques, either in isolation or as applied to the
unique characteristics of a particular suspect, are so offensive to a civilized system
of justice that they must be condemned under the Due Process Clause of the
Fourteenth Amendment.” Miller v. Fenton, 474 U.S. 104, 109, 106 S. Ct. 445,
449 (1985). The Court more explicitly identified the liberty interest here at issue
in Chavez v. Martinez, confirming that, under some circumstances, coercive
interrogation alone may violate a suspect’s right to substantive due process, even
when no self-incriminating statement is used against the person interrogated. See
538 U.S. 760, 780, 123 S. Ct. 1994, 2008 (2003).5 Such a violation will be
recognized, however, only where the specific conduct alleged rises to a level of
coercive interrogation that “shocks the conscience.” County of Sacramento v.
Lewis, 523 U.S. 833, 846, 118 S. Ct. 1708, 1717 (1998).
The Supreme Court and our circuit have offered scant guidance as to what
5
In Chavez, the Supreme Court addressed the coercive interrogation of a seriously
medically compromised suspect. Four justices observed:
Our views on the proper scope of the Fifth Amendment’s Self-Incrimination
Clause do not mean that police torture or other abuse that results in a confession is
constitutionally permissible so long as the statements are not used at trial; it
simply means that the Fourteenth Amendment’s Due Process Clause, rather than
the Fifth Amendment’s Self-Incrimination Clause, would govern the inquiry in
those cases and provide relief in appropriate circumstances.
Chavez, 538 U.S. at 773, 123 S. Ct. at 2004 (Thomas, J.). Three of those justices were satisfied
that the circumstances of Chavez did not rise to the level of a substantive due process violation.
Id. at 774, 123 S. Ct. at 2005. Five justices remanded the case for determination of “[w]hether
[the complainant] may pursue a claim of liability for a substantive due process violation.” Id. at
779, 123 S. Ct. at 2008 (Souter, J.).
7
conduct shocks the conscience. The Supreme Court found a conscience-shocking
violation of substantive due process where police directed an emergency room
doctor to extract against a suspect’s will his stomach contents, which included
heroine-filled capsules. Rochin v. California, 342 U.S. 165, 172, 72 S. Ct. 205,
209 (1952). On the other hand, in Moran v. Burbine, the Court found that failure
of police to inform a murder suspect of telephone calls from an attorney, who had
been contacted by his sister, before continuing an interrogation, did not undermine
the validity of the suspect’s waiver of his Miranda rights or shock the conscience
when that suspect had never asked for an attorney, was unaware that his sister had
called one, and had not been formally charged. 475 U.S. 412, 415, 428, 432-33,
106 S. Ct. 1135, 1138, 1145,1147 (1986). The Court in Moran concluded: “We do
not question that on facts more egregious than those presented here police
deception might rise to a level of a due process violation.” Id. at 432, 106 S. Ct. at
1147.
Our court found a conscience-shocking violation of substantive due process
in a coach’s deliberate striking of a high school student in the eye with a heavy
object, with enough force to cause permanent blindness, as a disciplinary action.
Neal ex rel. Neal v. Fulton County Bd. of Educ., 229 F.3d 1069, 1076 (11th Cir.
8
2000).6 In contrast, shooting at a suspect to protect against that suspect’s use of
deadly force “does not rise to the level of egregious conduct that would shock the
conscience of a person even with the most tender sensibilities.” Carr v. Tatangelo,
338 F.3d 1259, 1273 (11th Cir. 2003). In sum, “conduct intended to injure in
some way unjustifiable by any government interest is the sort of official action
most likely to rise to the conscience-shocking level.” Lewis, 523 U.S. at 849, 118
S. Ct. at 1718; Neal, 229 F.3d at 1074. But, “only the most egregious official
conduct will be the sort of abusive executive action that can be sufficiently
arbitrary for constitutional recognition as a potentially viable substantive due
process claim.” Carr, 338 F.3d at 1271 (citations and alteration omitted).
Tinker argues that, because the conduct of which she complains would be a
constitutional violation in a criminal procedure context, it is also necessarily a
conscious-shocking constitutional violation in the context of substantive due
process. Beasley and Watson correctly respond that the two inquiries focus on
different questions. The coerced-confession inquiry looks at the state of mind of
the suspect – “whether [a suspect’s] will was overborne” by the totality of the
6
In so finding, we relied on the fact that the Supreme Court had already clarified that
“corporal punishment in public schools implicates a constitutionally protected liberty interest.”
Neal, 229 F.3d at 1074 (quoting Ingraham v. Wright, 430 U.S. 651, 672, 97 S. Ct. 1401, 1413
(1977)).
9
circumstances surrounding the giving of a confession. Schneckloth v.
Bustamonte, 412 U.S. 218, 226, 93 S.Ct. 2041, 2047 (1973).7 The shocks-the-
conscience inquiry, in contrast, looks at the objective unreasonableness of the
officers’ conduct. Because we are making the second of the two inquiries, we
must focus on Beasley and Watson’s conduct asking only whether this particular
conduct – falsely informing a suspect about the status of her legal representation in
the context of an otherwise already coercive interrogation – shocks the conscience.
Although this is arguably a close case in that it implicates Tinker’s right to
counsel,8 Beasley and Watson were trying to solve a murder and bank robbery
case in which Tinker had been named by a deceased victim as the shooter. When
7
The officers admit that their interrogation of Tinker was “overzealous.” We do not
doubt that if Tinker had made any incriminating statement, and if she had been tried for the
offense, and if the prosecutor attempted to introduce any incriminating statements obtained
during that overzealous interrogation, a state court may well have determined that Tinker’s
statements ought to be suppressed as involuntarily obtained in contravention of the Fifth
Amendment privilege against self-incrimination. However, the Self-Incrimination Clause in the
Fifth Amendment is not violated until a compelled statement has been used in a criminal trial or
proceeding. See United States v. Verdugo-Urquidez, 494 U.S. 259, 264, 110 S. Ct. 1056, 1060
(1990) (“The privilege against self-incrimination guaranteed by the Fifth Amendment is a
fundamental trial right of criminal defendants. Although conduct by law enforcement officials
prior to trial may ultimately impair that right, a constitutional violation occurs only at trial.”).
Tinker never made any incriminating statement.
8
Tinker initially claimed violation of her rights to counsel under the Fifth, Sixth, and
Fourteenth Amendments. She failed to pursue either the Fifth or Fourteenth Amendment basis
for this claim, however, and the district court dismissed the claim on the ground that her Sixth
Amendment right had not yet attached because, under Alabama law, legal proceedings had not
yet been initiated.
10
Tinker asked for her attorney, the officers falsely told her that he had abandoned
her, convinced her to sign a waiver-of-rights form, and proceeded to interrogate
her multiple times over the course of three days. Although the bank teller’s
identification of Tinker later proved to have been made in error, the officers were
justified in believing they had the right person in custody at the time of the
interrogation. Accordingly, although this situation presents slightly “more
egregious” circumstances than those described in Moran, we are not prepared to
find the officers’ conduct “sufficiently arbitrary for constitutional recognition as a
potentially viable substantive due process claim.” See Moran, 475 U.S. at 432,
106 S. Ct. at 1147; Carr, 338 F.3d at 1271.
This case falls more in line with those cases in which police misconduct is
untoward and upsetting, and yet does not rise to a level that shocks the conscience.
See Lewis, 523 U.S. at 855, 118 S. Ct. at 1721 (concluding that “[r]egardless
whether [initiating a high-speed automobile chase in heavy traffic] offended the
reasonableness held up by tort law or the balance struck in law enforcement’s own
codes of sound practice, it does not shock the conscience, and [defendants] are not
called upon to answer for it under § 1983”); Luckes v. County of Hennepin, 415
F.3d 936, 940 (8th Cir. 2005) (explaining that plaintiff’s “substantive due process
claim fails because the totality of the circumstances indicates that his lengthy
11
detention – while unfortunate and understandably upsetting – does not shock the
conscience”); Livsey v. Salt Lake County, 275 F.3d 952, 957-58 (10th Cir. 2001)
(concluding that publication by police of erroneous statement regarding private
sexual proclivities of murder victim, coupled with county's refusal to grant a
name-clearing hearing, “however ill-advised, inappropriate, or ill-considered it
might have been, does not shock the conscience of federal judges – at least not the
conscience of these three federal judges”). Accordingly, we reverse the order of
the district court and find officers Beasley and Watson are entitled to qualified
immunity as to Tinker’s § 1983 substantive due process claim.
B. Outrage
The propriety of summary judgment on state-agent immunity grounds is
also a question of law to be reviewed de novo. Taylor v. Adams, 221 F.3d 1254,
1256-57 (11th Cir. 2000). Accordingly, we initially reexamine whether Tinker
established outrage under Alabama law in the first place.
To establish outrage, Tinker must show that (1) Beasley and Watson “either
intended to inflict emotional distress, or knew or should have known that
emotional distress was likely to result from their conduct;” (2) the conduct in
question “was extreme and outrageous;” and (3) the “conduct caused emotional
distress so severe that no reasonable person could be expected to endure it.”
12
Stabler v. City of Mobile, 844 So. 2d 555, 560 (Ala. 2002). “By extreme we refer
to conduct so outrageous in character and so extreme in degree as to go beyond all
possible bounds of decency, and to be regarded as atrocious and utterly intolerable
in a civilized society.” American Road Service Co. v. Inmon, 394 So.2d 361, 365
(Ala. 1981). Thus, “outrage is a very limited cause of action that is available only
in the most egregious circumstances.” Thomas v. BSE Indus. Contractors, Inc.,
624 So. 2d 1041, 1044 (Ala. 1993).
The Alabama Supreme Court has not yet addressed the question of whether
a tort of outrage would lie given such facts as these, but has generally
acknowledged only three types of cases that constitute successful outrage claims:
(1) cases involving “wrongful conduct in the context of family burials”; (2) cases
in which “insurance agents employ[] heavy-handed, barbaric means . . . to coerce .
. . insured[s] into settling . . . insurance claim[s], and (3) cases “involving
particularly egregious sexual harassment.” See id.; see also Stabler, 844 So.2d at
560 (lists same categories). This case falls into none of these categories.
In denying summary judgment, the district court drew on a comparison with
a case in which a police officer, who made obscene phone calls to and otherwise
harassed a woman by way of knowledge he gained through being a police officer,
was found to have committed outrage through abuse of the public trust. See
13
Woodley v. City of Jemison, 770 So. 2d 1093 (Ala. Civ. App. 1999). Concluding
that Beasley and Watson had similarly abused the public trust, specifically by
lying to Tinker about her lawyer, the court found their behavior to have risen to
the level of outrage. The court further supported this position by citing a federal
district court finding of outrage where a pretrial detainee, charged with capital
murder and later exonerated, had been temporarily held on death row for the
purposes of coercing a confession. R1-55 at 9 (citing McMillian v. Johnson, 878
F. Supp. 1473 (M.D. Ala. 1995)9).
We find Woodley to be distinguishable in that the officer in that case was
using information gained through his position of public trust to act outside the
bounds of that position. The officers in this case were falsely informing Tinker
about her legal representation but with a view to accomplishing something within
the bounds of their role as police officers. Neither do we find the comparison to
McMillian compelling. Unlike the suspect in McMillian, Tinker was never
formally charged with this crime. Further, she was kept at the county jail and was
only verbally threatened with the death penalty – a much more abstract form of
9
We in part affirmed and in part reversed the district court’s summary judgment order in
McMillian v. Johnson, 88 F.3d 1154 (11th Cir. 1996), amended on other grounds by 101 F.3d
1363 (11th Cir. 1996) (per curiam), and McMillian v. Johnson, 88 F.3d 1573 (11th Cir. 1996).
None of these opinions overruled the trial court’s finding that the alleged treatment of the suspect
was sufficient to support an outrage claim under Alabama law.
14
threat than actually being held on death row.
Tinker notes parallels between the coercive questioning for the purposes of
eliciting a confession in her case and the abusively coercive treatment of insureds
by insurance investigators in those cases where Alabama has consistently
recognized sufficiently outrageous conduct. See, e.g., National Sec. Fire & Cas.
Co. v. Bowen, 447 So.2d 133, 141 (Ala. 1984) (investigators brought false charges
of arson against insured, threatened to kill his two young sons, and told him he
would look good lying next to his dead brother, all in an attempt to get him to
settle his claim). Though perhaps these parallels are more compelling than those
to be drawn with Woodley or McMillian, neither is compelling enough to
overcome the very high standard set for any recognition of this tort under Alabama
law. Coercion in the context of insurance investigation is an established category
with respect to this tort because of the need to prevent insurance companies from
intimidating insurers into settling with a view only to the monetary gain of the
insurance company. There is no other civil law effectively preventing this
conduct. The same does not hold for law enforcement investigators interrogating
a suspect; any confession resulting from coercive questioning would be excluded
as a violation of the Fifth Amendment privilege against self-incrimination. Both
because suspects are thus otherwise protected from coercive interrogation and
15
because police interrogation is theoretically undertaken for the public good in the
first instance, there is no parallel here to the insurance company’s pressured
settlement.
We find the officers’ conduct, though generally reprehensible, not
outrageous enough to meet Alabama’s standards for this tort. Having found no
tort sufficiently alleged, there is no need to consider the applicability of state-
agent immunity.
III. CONCLUSION
In this appeal, agents Beasley and Watson challenge the district court’s
denial of their motion for summary judgment as to Tinker’s claims that their
coercive questioning violated her Fourteenth Amendment substantive due process
rights and constituted the Alabama tort of outrage. We have reviewed both the
law in our circuit as to a suspect’s substantive due process rights, and Alabama
law as to the tort of outrage. We conclude that the coercive questioning in this
case did not rise to a level that shocks the conscience sufficiently to violate
Tinker’s right to substantive due process. We further conclude that the officers’
behavior did not rise to the level of outrage under Alabama law. Accordingly, we
REVERSE the district court’s order denying summary judgment and REMAND
this case for proceedings consistent with this opinion.
16