United States v. Steven Gibson

                                                                                   [PUBLISH]

                  IN THE UNITED STATES COURT OF APPEALS

                             FOR THE ELEVENTH CIRCUIT
                                                                                FILED
                                        ____________                   U.S. COURT OF APPEALS
                                                                         ELEVENTH CIRCUIT
                                                                           JANUARY 4, 2006
                                         No. 04-14776
                                                                          THOMAS K. KAHN
                                        _____________
                                                                               CLERK

                            D.C. Docket No. 01-10009-CR-JLK



UNITED STATES OF AMERICA,

                                                                       Plaintiff-Appellant,

                                              versus

STEVEN GIBSON,

                                                                       Defendant-Appellee.

                                       ______________

                       Appeal from the United States District Court
                          for the Southern District of Florida
                                    _____________

                                       (January 4, 2006)

Before TJOFLAT and BARKETT, Circuit Judges, and MILLS*, District
Judge.


       *
           Honorable Richard Mills, United States District Judge for the Central District of
Illinois, sitting by designation.
TJOFLAT, Circuit Judge:

       In this appeal, the United States challenges the decision of the District Court

for the Southern District of Florida not to designate Steven Gibson a career

offender pursuant to section 4B1.1 of the U.S. Sentencing Guidelines.1 The

district court concluded that under Blakely v. Washington, 542 U.S. 296, 124 S.

Ct. 2531, 159 L. Ed. 2d 403 (2004), it could not classify Gibson as a career

offender because the Government did not prove to a jury the nature of Gibson’s

prior convictions (i.e., that those prior convictions were felonies involving

controlled substances) or the fact that Gibson was at least 18 years old at the time

he committed the offense in this case. We conclude that the Supreme Court’s

decision in Blakely, and its subsequent decision in United States v. Booker, 543

U.S. 220, 125 S. Ct. 738, 160 L. Ed. 2d 621 (2005), did not prevent the district


       1
          Hereinafter, we cite to the Sentencing Guidelines as “U.S.S.G.” Unless otherwise
specified, we rely on the versions of the criminal statutes and Sentencing Guidelines in effect at
the time the district court made its sentencing decisions. “We apply the version of the
Sentencing Guidelines and commentary in effect on the date of sentencing . . . unless a more
lenient punishment would result under the Guidelines version in effect on the date the offense
was committed.” United States v. Simon, 168 F.3d 1271, 1272 (11th Cir. 1999) (citations
omitted). Accordingly, we will refer to the 2002 version of the Sentencing Guidelines when
discussing Gibson’s original sentence (imposed on December 6, 2002), the 2003 version when
discussing the sentence that is the subject of this appeal (imposed on August 13, 2004), and the
2005 version when discussing the sentencing range that the district court should consider on
remand. The 2000 version of the Sentencing Guidelines, which was in effect at the time Gibson
committed the instant offense of conviction, imposes the same sanctions as the 2002, 2003 and
2005 versions.

                                                 2
court from considering Gibson’s prior convictions, determining his age at the time

he committed the instant offense, and designating him a career offender. Even

though the Sentencing Guidelines are now advisory, the district court had an

obligation correctly to interpret and consult them. It failed to do so by

disregarding Gibson’s prior convictions. Accordingly, we vacate Gibson’s

sentence and remand his case to the district court for re-sentencing.

      Part I of this opinion describes the facts of Gibson’s arrest and the

sentencing proceedings in the district court that led to this appeal. In Part II, we

review the district court’s holding that it could not classify Gibson as a career

offender under U.S.S.G. § 4B1.1. In Part III, we provide guidance on how the

district court, on remand, should determine Gibson’s sentence. In Part IV, we

conclude our discussion.

                                          I.

      On February 22, 2001, two officers of the Monroe County, Florida Sheriff’s

Department were conducting surveillance from an unmarked vehicle on U.S.

Highway 1 in the Florida Keys. Based on an informant’s tip, the officers were

instructed to “be on the lookout” for a vehicle occupied by Gibson and his cousin,

who were believed to be transporting narcotics. During the surveillance the

officers observed a vehicle with a low-hanging muffler commit several traffic

                                          3
violations, including two lane changes without the proper use of turn signals and

driving in excess of the speed limit.

      The officers stopped the vehicle. The driver, Edward Brown, stepped out,

leaving Gibson in the front passenger seat. Another officer from the Monroe

County Sheriff’s office, Detective Gene Thompson, arrived on the scene while one

of the officers checked Brown’s drivers license. Gibson asked one of the officers

whether he could speak with Detective Thompson. While still seated in the

vehicle, Gibson informed Detective Thompson that he was in possession of $1100,

and that he “would like to hang on to his money.” When Detective Thompson

asked Gibson why he was concerned about retaining possession of the money,

Gibson replied that he had “some powder in his pocket.” At Detective

Thompson’s request, Gibson repeated this statement in front of one of the other

officers.

      After receiving verbal permission from Gibson, Detective Thompson

retrieved from Gibson’s pocket nine bags of white powder, which a field test

determined to be cocaine. Detective Thompson then placed Gibson under arrest.

According to the Government, Gibson waived his Miranda2 rights and directed the

officers to two half “cookies” of crack cocaine, near where Gibson had been

      2
            Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed.2d 694 (1966).

                                                4
seated in the vehicle. After obtaining Gibson’s oral and written consent to search

the vehicle, the officers retrieved 22.6 grams of powder cocaine and 4.6 grams of

crack cocaine.

                                                 A.

       On March 7, 2001, Gibson was indicted on one count for possessing with

intent to distribute five grams or more of cocaine base (“crack cocaine”), having

previously been convicted of a felony drug offense, in violation of 21 U.S.C. §

841(a)(1).3 Prior to trial, the Government filed with the district court and served

on Gibson a second offender information, requesting a sentence enhancement

pursuant to 21 U.S.C. § 851(a).4 The information listed six of Gibson’s previous

drug-related felony convictions under Florida law.5 Based on these prior


       3
          Pursuant to 21 U.S.C. § 841(a)(1), it is unlawful for any person knowingly or
intentionally “to manufacture, distribute, or dispense, or possess with intent to manufacture,
distribute or dispense, a controlled substance.” 21 U.S.C. § 841(a)(1) (2002).
       4
          “No person who stands convicted of an offense . . . shall be sentenced to increased
punishment by reason of one or more prior convictions, unless before trial, or before entry of a
plea of guilty, the United States attorney files an information with the court (and serves a copy of
such information on the person or counsel for the person) stating in writing the previous
convictions to be relied upon.” 21 U.S.C. § 851(a)(1) (2002).
       5
           Gibson previously was convicted six times under Florida Statute § 893.13 for the sale
of cocaine. Under the current codification of this provision “it is unlawful for any person to sell,
manufacture, or deliver, or possess with intent to sell, manufacture, or deliver, a controlled
substance.” Fla. Stat. Ann. § 893.13(1)(a) (West 2005). Cocaine is such a controlled substance.
Fla. Stat. Ann. § 893.03(2)(a)(4) (West 2005). Florida classifies this offense as a second-degree
felony, Fla. Stat. Ann. § 893.13(1)(a)(1) (West 2005), which is punishable by a prison term “not
exceeding 15 years.” Fla. Stat. Ann. § 775.082(3)(c) (West 2005).

                                                 5
convictions, 21 U.S.C. § 841(b)(1)(B) increased the statutory minimum sentence

to which Gibson was subject from five years to ten years, and increased his

statutory maximum sentence from forty years to life imprisonment.6

       After the district court denied Gibson’s motion to suppress evidence,7 a two-

day trial was conducted on September 6 and 7, 2001. The jury returned a guilty

verdict against Gibson, finding beyond a reasonable doubt that “the cocaine base

weighed more than five grams,” and that Gibson was “previously convicted of a

felony, that is, a crime punishable by a term of imprisonment exceeding one year.”

       The United States probation officer assigned to Gibson’s case prepared a

presentence investigation report (“PSI”) which summarized Gibson’s criminal

record. Based on this record, the PSI calculated Gibson’s base offense level to be




       6
          Pursuant to 21 U.S.C. § 841(b), any person who violates 21 U.S.C. § 841(a), and such
violation involves, inter alia, “5 grams or more of a mixture or substance . . . which contains
cocaine base,” will be sentenced to a term of imprisonment not “less than 5 years and not more
than 40 years.” 21 U.S.C. § 841(b) & (b)(1)(B)(iii) (2002).
       7
           Gibson challenged the admission into evidence of his incriminating statements to
Detective Thompson on two grounds. First, Gibson argued that an objective view of the facts did
not warrant the stop of the vehicle, Gibson’s detention, or the subsequent search of the vehicle.
Second, Gibson asserted that the officers who stopped his vehicle lacked probable cause to do so,
and in fact were simply seeking an opportunity to investigate Gibson’s potential narcotics
involvement. Accordingly, Gibson asserted that he should have been apprised of his rights
earlier, and as he was not, his statements should have been suppressed. The district court
accepted the report and recommendation of the magistrate judge and rejected Gibson’s claims.

                                               6
28 pursuant to U.S.S.G. § 2D1.1(c)(6),8 and his criminal history points to be 18

pursuant to U.S.S.G. § 4A1.1. Gibson’s 18 criminal history points gave him a

Criminal History Category of VI.9 Finally, the PSI stated that Gibson is a career

offender pursuant to U.S.S.G. § 4B1.1 because he has at least two prior felony

drug convictions and he was at least 18 years old at the time he committed the

instant offense.10 With the career offender enhancement, Gibson’s base offense

level was 37 and his Criminal History Category VI, with a corresponding

sentencing range of 360 months to life imprisonment.

       In Gibson’s objections to the PSI filed with the district court, he did not

contest the PSI’s summary of his criminal record, nor did he challenge its

calculation of his criminal history points. Rather, he requested a downward

       8
          Section 2D1.1(c) of the Sentencing Guidelines (the “Drug Quantity Table”) assigns a
base offense level for convictions involving a controlled substance according “to the entire
weight of any mixture or substance containing a detectable amount of the controlled substance.”
U.S.S.G. § 2D1.1 n. A (2002). The PSI stated that Gibson’s base offense level was 28 based on
proof offered at trial that Gibson’s offense involved 22.6 grams of cocaine base. See U.S.S.G. §
2D1.1(c)(6) (2002).
       9
           “The total criminal history points from § 4A1.1 determine the criminal history category
(I-VI) in the sentencing Table in Chapter 5, Part A.” U.S.S.G. § 4A1.1 cmt. (2002). A defendant
must have 13 criminal history points or more in order to be assigned a Criminal History Category
of VI. U.S.S.G. ch. 5, pt. A (sentencing table) (2002).
       10
            A criminal defendant is a career offender under section 4B1.1 of the U.S. Sentencing
Guidelines if “(1) the defendant was at least eighteen years old at the time the defendant
committed the instant offense of conviction; (2) the instant offense of conviction is a felony that
is either a crime of violence or a controlled substance offense; and (3) the defendant has at least
two prior felony convictions of either a crime of violence or a controlled substance offense.”
U.S.S.G. § 4B1.1(a) (2002).

                                                 7
departure on two grounds. First he contended that, pursuant to U.S.S.G. § 4A1.3,

a Criminal History Category of VI overrepresented the seriousness of his criminal

record.11 Second, he asserted that, pursuant to U.S.S.G. § 5K2.0,12 the sentencing

guidelines range of 360 months to life imprisonment was disproportionate to the

offense of his conviction, which involved less than 23 grams of cocaine base.13

       Gibson asked the district court to consider two alternative sentences, neither

of which would classify him as a career offender. First, Gibson asked the court to

apply the Sentencing Guidelines without regard to the U.S.S.G. § 4B1.1 career

offender enhancement, which would have reduced his offense level to 28,

Criminal History Category VI, with a corresponding sentencing range of 140 to

175 months. Alternatively, Gibson requested that the court sentence him without


       11
           “If reliable information indicates that the defendant’s criminal history category
substantially over-represents the seriousness of the defendant’s criminal history or the likelihood
that the defendant will commit other crimes, a downward departure may be warranted.” U.S.S.G.
§ 4A1.3(b)(1) (2002).
       12
          A court may grant a downward departure under U.S.S.G. § 5K2.0 when “there exists
an aggravating or mitigating circumstance of a kind, or to a degree, not adequately taken into
consideration by the Sentencing Commission in formulating the guidelines different from that
described.” U.S.S.G. § 5K2.0 (2002).
       13
           In his objections to the PSI, Gibson conceded that “he was convicted of possession
with intent to distribute 22.6 grams of crack cocaine,” and that his offense involved “his
possession of 22.6 grams of crack cocaine.” Nevertheless, Gibson on appeal contends that the
jury never returned a verdict reflecting this specific amount, only that his offense “involved five
grams or more of crack cocaine.” As we discuss in section III.A., infra, Gibson’s sentence under
the Sentencing Guidelines is driven not by the quantity of cocaine base involved in his instant
offense, but by his prior convictions.

                                                 8
regard to the 21 U.S.C. § 851 statutory multiple offender enhancement, which

would have reduced his base offense level to 34, Criminal History Category VI,

with a corresponding sentencing range of 262 to 327 months.

       At Gibson’s sentencing on December 6, 2002, the district court concluded

that “the criminal history envisioned by the sentencing guidelines commission is

excessive, and applying it in this case does over represent [sic] the defendant’s

criminal past.” Over the Government’s objections, the district court departed

downward along the vertical axis of the Sentencing Table, from the base offense

level of 37 indicated in the PSI to 28, Criminal History Category VI, and

sentenced Gibson to 140 months imprisonment to run concurrently with state

sentences Gibson had already been serving.14 The Government appealed Gibson’s

sentence to this court. Gibson cross-appealed, challenging the district court’s

denial of his motion to suppress.

       On direct appeal, the Government challenged the district court’s downward

departure based on overrepresentation. The Government also argued that the


       14
           The court also sentenced Gibson to three years of supervised release, ordered him to
pay a $100 assessment, and to participate in a drug treatment program. The Government did not
object to the district court’s basis for departing downward along the vertical axis at the time of
Gibson’s sentencing. Rather, the Government first urged the court to sentence Gibson at the top
end of the 140 to 175 month range so that his sentence would “more approach what the
guidelines require,” and then preserved its objection to the downward departure without
elaboration.

                                                 9
district court erred in the manner in which it implemented the departure. We

affirmed Gibson’s conviction and vacated his sentence, remanding the case to the

district court for re-sentencing. United States v. Gibson, No. 03-10249, slip op. at

2 (11th Cir. Jan. 29, 2004). We directed the court to proceed along the horizontal

axis of the Sentencing Table and discuss each criminal history category en route to

the category that most appropriately reflected Gibson’s criminal history, in

accordance with our decision in United States v. Smith, 289 F.3d 696, 711 (11th

Cir. 2002).

                                         B.

      Prior to Gibson’s re-sentencing, the Supreme Court decided Blakely, in

which it held that the State of Washington’s mandatory sentencing guidelines

system violated the Sixth Amendment by imposing sentence enhancements based

on facts neither admitted by the defendant nor found by a jury.

      At Gibson’s re-sentencing hearing on July 8, 2004, the Government

contended that Blakely did not apply to the Sentencing Guidelines, and therefore

had no bearing on whether Gibson could be classified as a career offender based

on his prior felony convictions. The Government also asserted that the Supreme

Court’s decision in Almendarez-Torres v. United States, 523 U.S. 224, 118 S. Ct.

1219, 140 L. Ed. 2d 350 (1998), required the same conclusion. In Almendarez-

                                         10
Torres the Court held that, for sentencing purposes, the fact of a defendant’s prior

convictions did not need to be charged in an indictment. Id. at 226-27, 118 S. Ct.

at 1222. Based on this decision, the Government urged the court to sentence

Gibson pursuant to the 360 months to life imprisonment sentencing range.

      Gibson countered that it would be unconstitutional under Blakely to impose

on him U.S.S.G. § 4B1.1 career offender enhancements based on facts that were

neither alleged in an indictment nor found by the jury. Gibson conceded that,

under Almendarez-Torres, the district court could make the factual finding that he

had prior convictions without violating Blakely. However, Gibson argued that

Almendarez-Torres only permitted the court to find the fact of his prior

convictions, which would not be sufficient to enhance his sentence under U.S.S.G.

§ 4B1.1. Rather, he claimed that his classification as a career offender depended

on the nature of those prior convictions (i.e., whether his prior convictions were

for drug-related felonies). Given that the jury was never asked to determine the

nature of his prior convictions, Gibson argued that the court could not consider

him a career offender for sentencing purposes. Gibson also argued that the

Government was required to but failed to secure a jury finding that he was at least

18 years old at the time he committed the instant offense. The court requested

further briefing on the issue, and held another hearing.

                                         11
       On August 13, 2004, the court issued a Sentencing Order on Remand

(“Sentencing Order”). Based on its interpretation of Almendarez-Torres and

Blakely, the court concluded that the nature of Gibson’s prior convictions, his age

at the time he committed the instant offense, and the nature of the instant offense

had to be proven to a jury before Gibson could be designated a career offender

under U.S.S.G. § 4B1.1. Emphasizing that the Government had not submitted

these questions to the jury or proved them beyond a reasonable doubt, the court

refused to apply the career offender enhancement to Gibson’s sentence. The court

then calculated Gibson’s base offense level to be 26, based on the jury’s finding

that the instant offense involved 5 or more grams of cocaine base. Noting that

Gibson’s Criminal History Category of VI was uncontested, the court sentenced

him to 140 months imprisonment.15 Alternatively, the court held that if it is later

sufficiently proved that Gibson’s instant offense involved 22.6 grams of cocaine

base (a fact that was not specifically determined by the jury),16 Gibson’s offense




       15
         Under the Sentencing Guidelines, a base offense level of 26, Criminal History
Category VI yields a sentencing range of 120 to 150 months imprisonment.
       16
          The court did not indicate where, or in what proceeding, the Government might prove
such drug quantity.

                                              12
level would increase to 28, his Criminal History Category would remain at VI, and

his sentence would remain 140 months imprisonment.17

                                                 C.

        The Government appeals, and asks us to vacate Gibson’s sentence.18 The

Government asserts that, contrary to the district court’s holding, Blakely did not

require that Gibson’s prior convictions be proven to a jury beyond a reasonable

doubt before the court could enhance his sentence under the U.S.S.G. § 4B1.1

career offender provision. After the Government submitted its opening brief in

this appeal, the Supreme Court decided Booker. In Booker, the Court held that the

Federal Sentencing Guidelines, as a mandatory guidelines system, violated the

Sixth Amendment right to a trial by jury by enhancing a defendant’s sentence

based on judicially-found facts. Booker, 125 S. Ct. at 756. The Court held that,

henceforth, the Sentencing Guidelines are advisory.

        Gibson argues that his sentence should be affirmed because the district court

correctly refused to enhance his sentence based on facts that were not found by the

jury. Moreover, Gibson contends that Booker strengthens his position by making


        17
          A base offense level of 28, Criminal History Category VI yields a sentencing range of
140 to 175 months imprisonment.
        18
             We have jurisdiction to hear this appeal pursuant to 28 U.S.C. § 1291 and 18 U.S.C. §
3742.

                                                 13
the Sentencing Guidelines, including the U.S.S.G. § 4B1.1 career offender

enhancements, merely advisory.

      In light of Booker, the Government now concedes that the Sentencing

Guidelines are merely advisory. However, the Government believes that Booker

left in place the exception in Almendarez-Torres that allowed the district court to

find that Gibson was convicted of at least two drug-related felonies prior to his

instant offense, and to designate him a career offender.

      For the reasons stated below, we hold that the district court erred by

refusing to consider Gibson’s prior felony convictions when determining his

sentence.

                                         II.

      We review de novo the district court’s interpretation and application of the

Sentencing Guidelines. United States v. Smith, 54 F.3d 690, 691 (11th Cir. 1995);

United States v. Crawford, 407 F.3d 1174, 1178 (11th Cir. 2005) (quoting United

States v. Bush, 126 F.3d 1298, 1299 (11th Cir. 1997)). Moreover, the district

court’s decision to classify a defendant as a career offender pursuant to U.S.S.G. §

4B1.1 is a question of law that we also review de novo. United States v. Himick,

139 Fed. Appx. 227, 230 (11th Cir. 2005); United States v. Farris, 77 F.3d 391,

397 (11th Cir. 1996); see also United States v. Kelly, 422 F.3d 889, 891-92 (9th

                                         14
Cir. 2005); United States v. Rice, 110 Fed. Appx. 855, 857 (10th Cir. 2005). The

Supreme Court’s decision in Booker did not alter the standard by which we review

the district court’s interpretation and application of the Sentencing Guidelines,

only the standard by which we review the district court’s sentence. Crawford, 407

F.3d at 1178 (stating that “Booker established a ‘reasonableness’ standard for final

sentences imposed on a defendant” but “that Booker does not alter our review of

the application of the Guidelines”).

      Although the district courts are no longer required to apply the range

dictated by the Sentencing Guidelines, they are still obligated to “consult those

Guidelines and take them into account when sentencing.” Booker, 125 S. Ct. at

767. Implied in this obligation is the responsibility to “calculate correctly the

sentencing range prescribed by the Guidelines.” Crawford, 407 F.3d at 1178

(emphasis in original). “A misinterpretation of the Guidelines by the district court

‘effectively means that [the district court] has not properly consulted the

Guidelines.’” Id. (quoting United States v. Hazelwood, 398 F.3d 792, 801 (6th

Cir. 2005)).

      In re-sentencing Gibson to 140 months imprisonment, the district court

made two errors of law. First, the court misinterpreted the Supreme Court’s

decisions in Almendarez-Torres, Apprendi v. New Jersey, 530 U.S. 466, 120 S. Ct.

                                          15
2348, 147 L. Ed. 2d 435 (2000), and Blakely. Second, the court misapplied the

Sentencing Guidelines by miscalculating Gibson’s base offense level and his

Criminal History Category. We address each error in turn.

                                          A.

       In its Sentencing Order, the district court concluded that it lacked the

constitutional authority to make a judicial finding of Gibson’s prior felony

convictions. The court held that, under the Supreme Court’s decision in Blakely,

the Fifth and Sixth Amendments required an indictment to allege all facts

supporting a criminal defendant’s sentence, and the Government to prove those

facts to a jury beyond a reasonable doubt. As the Government in the instant case

had done neither, the court concluded that the facts needed to designate Gibson a

career offender under U.S.S.G. § 4B1.1 were lacking.

       The district court did, however, acknowledge that the Supreme Court’s

decision in Almendarez-Torres, which preceded Blakely, explicitly excepted a

defendant’s prior convictions from the indictment and proof requirements of the

Fifth and Sixth Amendments. Nevertheless, the court implied that it was not

bound by Almendarez-Torres because the subsequent criticism of that case by the

Supreme Court undermined its continuing viability or, at the very least, narrowly

limited it to its unique facts.

                                          16
       In Almendarez-Torres, the Court considered petitioner’s Fifth Amendment

and Sixth Amendment challenges to the enhancement of his sentence under a

federal statute, based on a prior conviction for an aggravated felony.19

Almendarez-Torres contended that the fact of his prior conviction was an element

of his instant offense, not merely a factor to be considered for sentencing

purposes, because that prior conviction increased the statutory term of

imprisonment to which he otherwise was subject. Since the indictment did not

allege this prior conviction, Almendarez-Torres argued that the Government had

violated his Fifth Amendment rights to have all elements of the charges against

him presented to a grand jury and to have all of those elements proven beyond a

reasonable doubt, and his Sixth Amendment right to be informed of the nature of

the accusations against him. Brief of Petitioner at 30, Almendarez-Torres v.

United States, 523 U.S. 224, 118 S. Ct. 1219, 140 L. Ed. 2d 350 (1998).

       The Court ruled that an indictment need not charge a sentence-enhancing

factor if Congress did not intend that factor to be an element of the charged

offense. Almendarez-Torres, 523 U.S. at 228, 118 S. Ct. at 1223. The Court


       19
           Almendarez-Torres was convicted under 8 U.S.C. § 1326, which forbids an alien who
once was deported to return to the United States without special permission, and authorizes a
prison term of up to, but no more than, two years. Almendarez-Torres, 523 U.S. at 226, 118 S.
Ct. at 1222. Under § 1326(b)(2), that penalty may be increased to twenty years if the initial
deportation was subsequent to a conviction for commission of an aggravated felony. Id.

                                             17
explained that “the prior conviction of an aggravated felony” in Almendarez-

Torres’ case did not “need [to] be ‘proved’ . . . in order to prove the commission of

the relevant crime.” Id. at 241, 118 S. Ct. at 1229. The relevant statutory

language, structure, subject matter, context and history expressed Congress’ intent

to treat prior convictions as sentencing factors only. See id. at 228-35, 118 S. Ct.

1223-26. The Court further noted that the prior commission of an aggravated

felony “involved one of the most frequently found factors that affects sentencing –

recidivism,” describing it as “a traditional, if not the most traditional, basis for a

sentencing court’s increasing an offender’s sentence.” Id. at 243, 118 S. Ct. at

1230.

        The Court has since questioned the prior-conviction exception set forth in

Almendarez-Torres. In Apprendi, the Court considered the constitutionality of

New Jersey’s “hate crime” statute, under which a defendant’s sentence could be

enhanced if the court found, by a preponderance of the evidence, that the

defendant committed the underlying crime for the purpose of intimidating

members of certain protected groups.20 Apprendi, 530 U.S. at 468-69, 120 S. Ct.

        20
           The New Jersey statute provided for an “extended term” of imprisonment if “[t]he
defendant in committing the crime [of conviction] acted with a purpose to intimidate an
individual or group of individuals because of race, color, gender, handicap, religion, sexual
orientation or ethnicity.” N.J. Stat. Ann. § 2C:44-3(e) (West Supp. 1999-2000). Thus, unlike
Almendarez-Torres, the question the Court was charged with answering did not involve the
defendant’s recidivism.

                                               18
at 2351. The Court found the law unconstitutional because the Fourteenth

Amendment Due Process Clause and the Sixth Amendment notice and jury trial

guarantees require that facts that increase the maximum penalty for a crime be

charged in an indictment and proved to a jury beyond a reasonable doubt.21 Id. at

490, 120 S. Ct. at 2362-63.

      Commenting in dicta on its previous decision in Almendarez-Torres, the

Court conceded that “it is arguable that Almendarez-Torres was incorrectly

decided,” and further indicated that Almendarez-Torres could be overruled in a

future case given “a logical application of our reasoning today.” Id. at 489, 120 S.

Ct. at 2362. Nevertheless, the Court explicitly declined to overrule Almendarez-

Torres because “Apprendi [did] not contest [that] decision’s validity.” Id. at 490,

120 S. Ct. at 2362. The Court decided instead to “treat [Almendarez-Torres] as a

narrow exception.” Id. The Court thus restated the rule: “Other than the fact of a

prior conviction, any fact that increases the penalty for a crime beyond the

prescribed statutory maximum must be submitted to a jury, and proved beyond a

reasonable doubt.” Id. (emphasis added).




      21
          The Fourteenth Amendment makes the Fifth Amendment and the Sixth Amendment
binding on the states. Apprendi, 530 U.S. at 476, 120 S. Ct. at 2355.

                                          19
       The Court then decided Blakely, and similarly left the constitutional

exception for prior convictions undisturbed. In Blakely, the Court reviewed the

enhancement of the petitioner’s sentence above the statutory maximum based on

facts found by the court and not by the jury.22 Blakely, 542 U.S. at 298, 124 S. Ct.

at 2534. Blakely pled guilty to the elements of second-degree kidnaping involving

domestic violence and use of a firearm, but did not plead any other facts relevant

to his offense of conviction. Id. at 298-99, 124 S. Ct. at 2534-35. The facts to

which Blakely pled guilty, standing alone, supported a statutory maximum

sentence of 53 months imprisonment, which is the sentence the State

recommended. Id. at 300, 124 S. Ct. at 2535. After hearing testimony regarding

the manner in which Blakely committed the offense, the court concluded that he

acted with “deliberate cruelty,” a ground for which, in domestic violence cases, the

State of Washington statutorily permitted sentencing courts to increase a

defendant’s sentence above the statutory maximum. Id. at 300-01, 124 S. Ct. at

2535-36. Over Blakely’s objection, the court sentenced him to 90 months

imprisonment. Id. at 300, 124 S. Ct. 2535-36. Relying on the rule set forth in

Apprendi, the Court held that Blakely’s sentence violated the Sixth Amendment


       22
          “[T]he ‘statutory maximum’ for Apprendi purposes is the maximum sentence a judge
may impose solely on the basis of the facts reflected in the jury verdict or admitted by the
defendant.” Blakely, 542 U.S. at 303, 124 S. Ct. at 2537 (emphasis in original).

                                             20
because the sentencing court based its enhancement above the 53-month statutory

maximum on facts neither proved to a jury nor admitted by Blakely. Id. at 303-04,

124 S. Ct. at 2537-2538. Again, the Court stated that any fact that enhances a

defendant’s sentence beyond the statutory maximum must be proved to a jury,

“[o]ther than the fact of a prior conviction.” Id. at 301, 124 S. Ct. at 2536

(emphasis added). The majority did not specifically refer to Almendarez-Torres,

but it recited with approval the rule formalized in Apprendi that included the prior-

conviction exception that Almendarez-Torres established.

       Although the Supreme Court decided Booker after Gibson filed this appeal,

that case provides no more of a basis on which to question the present viability of

Almendarez-Torres than does Apprendi or Blakely. Like Blakely, the majorities

in Booker did not mention Almendarez-Torres.23 Rather, Booker simply restated

the rule set forth in Apprendi, including the prior-conviction exception. Booker,

125 S. Ct. at 748.

       In sum, under the Supreme Court’s recent precedents neither the Fifth

Amendment nor the Sixth Amendment prevented the district court from finding


       23
           Booker consisted of two majorities. The first concluded that the Sentencing
Guidelines, as a mandatory sentencing scheme, violate the Sixth Amendment. Booker, 125 S.
Ct. at 746. The second concluded that this constitutional infirmity is remedied by severing those
portions of the Sentencing Reform Act of 1984 that made the Sentencing Guidelines mandatory,
as opposed to simply advisory. Id. Neither majority mentioned Almendarez-Torres.

                                               21
the fact of Gibson’s prior convictions, or using them to designate him a U.S.S.G. §

4B1.1 career offender. “[T]he government need not allege in its indictment and

need not prove beyond a reasonable doubt that a defendant had prior convictions

for a district court to use those convictions for purposes of enhancing a sentence.”

United States v. Burge, 407 F.3d 1183, 1188 (11th Cir. 2005) (quoting United

States v. Marseille, 377 F.3d 1249, 1257 (11th Cir. 2004)). “This conclusion was

left undisturbed by Apprendi, Blakely, and Booker.” United States v. Shelton, 400

F.3d 1325, 1329 (11th Cir. 2005); see also United States v. Lester, 142 Fed. Appx.

364, 367 (11th Cir. 2005) (“[I]nsofar as the district court’s enhancement of

Lester’s sentence under § 4B1.1 merely involved a determination Lester had prior

convictions, the enhancements did not implicate Apprendi, Blakely, or Booker.”).

                                          B.

      In asking us to affirm his sentence, Gibson argues that Almendarez-Torres

is of “questionable force” because a majority of the Supreme Court has indicated

its disapproval of the case. According to Gibson, “a majority of the Court now

clearly has indicated that there is no logic to the [prior-conviction] exception.”

Whether or not Gibson is correct is irrelevant. It is not given to us to overrule the

decisions of the Supreme Court. We have stated repeatedly, and with respect to

the very issue presented in this appeal, that “we are not at liberty to disregard

                                          22
binding case law that is so closely on point and has been only weakened, rather

than directly overruled, by the Supreme Court.” Fla. League of Prof. Lobbyists,

Inc. v. Meggs, 87 F.3d 457, 462 (11th Cir. 1996). See also United States v.

Thomas, 242 F.3d 1028, 1035 (11th Cir. 2001) (“[W]e are bound to follow

Almendarez-Torres unless and until the Supreme Court itself overrules that

decision.”) (citing United States v. Guadamuz-Solis, 232 F.3d 1363 (11th Cir.

2000)). This is so even if we are convinced that the Supreme Court will overturn

its previous decision the next time it addresses the issue. Bass v. Bd. of County

Comm’rs, 256 F.3d 1095, 1115 (11th Cir. 2001). Though wounded, Almendarez-

Torres still marches on and we are ordered to follow. We will join the funeral

procession only after the Supreme Court has decided to bury it.24

                                                 C.

       Gibson also argues that even if the district court was bound to follow

Almendarez-Torres, the fact of his prior convictions was nevertheless insufficient

to designate him a career offender under U.S.S.G. § 4B1.1. According to Gibson,

the Sentencing Guidelines required the Government to prove to the jury not only


       24
            Gibson cites Dretke v. Haley, 541 U.S. 386, 124 S. Ct. 1847, 158 L. Ed. 2d 659
(2004), in which the Court intimated that the continuing validity of Almendarez-Torres is a
“difficult constitutional question[],” id. at 395-96, 124 S. Ct. at 1853-54, as support for his
contention that a majority of the Court now believes that Almendarez-Torres should be
overruled. However, the Court specifically and purposefully “avoided” that question. Id.

                                                 23
that he has prior convictions, but also that his prior convictions were felonies that

involved “controlled substance offense[s]” as defined by U.S.S.G. § 4B1.2.25 The

prior-conviction exception in Almendarez-Torres, being expressly limited in its

application by the Supreme Court, did not apply to these additional facts. As the

Government did not submit these additional facts to the jury, and the district court

was disallowed from finding them by Blakely, Gibson argues that there is no basis

on which to designate him a career offender.

       In this respect Gibson’s position echoes the reasoning of the district court.

The district court concluded that U.S.S.G. § 4B1.1 requires a jury verdict on the

“qualitative characterization” of each of Gibson’s prior convictions. Even if

authorized to find the mere fact of Gibson’s prior convictions, the district court

held that Blakely did not permit it to find these additional facts.

       To the contrary, whether Gibson’s prior convictions were felonies involving

a controlled substance is a question of law to be answered by the court, not a

question of fact to be found by the jury. See United States v. Searcy, 418 F.3d

1193, 1195 (11th Cir. 2005). In determining whether a defendant’s prior offenses


       25
           “The term ‘controlled substance offense’ means an offense under federal or state law,
punishable by imprisonment for a term exceeding one year, that prohibits the manufacture,
import, export, distribution, or dispensing of a controlled substance (or a counterfeit substance)
or the possession of a controlled substance (or a counterfeit substance) with intent to
manufacture, import, export, distribute, or dispense.” U.S.S.G. § 4B1.2(b) (2003).

                                                24
qualify as controlled substance offenses under U.S.S.G. § 4B1.1, “the offense of

conviction (i.e., the conduct of which the defendant was convicted) is the focus of

the inquiry.” Id. (quoting U.S.S.G. § 4B1.2 cmt. n. 2). In other words, the district

court must focus on the statutory language of the crime of prior conviction to

determine whether it is “an offense under federal or state law, punishable by a

term of imprisonment of more than one year, that prohibits the manufacture,

import, export, distribution, or dispensing of a controlled substance (or a

counterfeit substance) with intent to manufacture, import, export, distribute, or

dispense.” U.S.S.G. § 4B1.2(b) (2003). Of course, the interpretation of a statute is

a question of law. Searcy, 418 F.3d at 1195 (citing United States v. Murrell, 368

F.3d 1283, 1285 (11th Cir. 2004). “We find no merit in [the] contention that the

Sixth Amendment requires that a jury, rather than a judge, determine whether [a

defendant’s] convictions are within the category of offenses specified in U.S.S.G.

§ 4B1.1(a).” United States v. McGowan, 134 Fed. Appx. 359, 362 (11th Cir.

2005) (citing Crawford, 407 F.3d 1174; United States v. Blas, 360 F.3d 1268,

1272 (11th Cir. 2004); and United States v. Farris, 77 F.3d 391, 398 (11th Cir.

1996)). It was therefore the district court’s responsibility to determine whether

Gibson’s prior convictions qualified him for career offender status pursuant to

U.S.S.G. § 4B1.1. The failure to do so was an error of law.

                                         25
       Gibson cites our decision in United States v. Spell, 44 F.3d 936 (11th Cir.

1995), in further support of his contention that the district court was barred from

finding the additional facts necessary to designate him a career offender. In Spell,

the defendant challenged his classification as a career offender based on his belief

that his prior burglary conviction was not a “crime of violence” under U.S.S.G. §

4B1.1(a). Id. at 938. The judgement of conviction against Spell was ambiguous

as to whether he was convicted of burglary of a dwelling (a crime of violence

under U.S.S.G. § 4B1.2(1)(ii)) or burglary of a structure (not a crime of violence).

Id. at 939. The district court was therefore unable to determine whether Spell’s

prior conviction qualified him as a career offender, and relied instead on the

charging document. Id. The district court concluded that Spell’s conviction was

for the burglary of a dwelling, designated him a career offender, and enhanced his

sentence. Id.

       On appeal, Spell argued that the district court was required to use a

“categorical approach” when determining whether his prior conviction satisfied

U.S.S.G. § 4B1.1, whereby the court could look no further than the judgment of

conviction.26 We held that the ambiguity in Spell’s judgment of conviction


       26
           “When a court considers the application of a sentencing enhancement it should
generally follow a categorical approach and consider only the fact of conviction and the statutory
definition of the prior offense.” Burge, 407 F.3d at 1187 (internal quotations omitted).

                                                26
warranted the district court’s reliance on the charging document. Id. at 939. We

expressly and narrowly limited the circumstances under which a district court

would be permitted to look outside of the judgment of conviction: “[A] district

court only may inquire into the conduct surrounding a conviction if ambiguities in

the judgment make the crime of violence determination impossible from the face

of the judgment itself.” Id.; see also Burge, 407 F.3d at 1187 (“The district court

may . . . ‘look beyond the conviction when sentence enhancements are based on a

defendant’s prior conduct or crime.’ Under such circumstances, the district court

‘may look behind the judgment of conviction when it is impossible to determine

from the face of the judgment or statute whether the prior crime satisfies the

enhancement statute.’” (quoting United States v. Breitweiser, 357 F.3d 1249,

1254-55 (11th Cir. 2004) (emphasis in original)).27

       Here, Gibson argues that ambiguities may exist which, under Spell, would

have required the district court to inquire into the circumstances surrounding his

prior convictions. Such inquiry, Gibson contends, would have violated his Sixth

Amendment rights as set forth in Blakely. Gibson misapprehends our holding in


       27
          Even when permitted, this fact-finding “‘is limited to the terms of the charging
document, the terms of a plea agreement or transcript of the colloquy between judge and
defendant in which the factual basis for the plea was confirmed by the defendant, or some
comparable judicial record of this information.’” Burge, 407 F.3d at 1187 (quoting United States
v. Shepard, 125 S. Ct. 1254, 1263, 161 L. Ed. 2d 205 (2005)).

                                              27
Spell. That case permits the district courts to find additional facts only if, on the

face of the prior judgment of conviction, the court is unable to determine whether

that conviction counted toward the defendant’s U.S.S.G. § 4B1.1 career offender

status.28 The ambiguity that allows this additional fact-finding must be manifest,

not conjectural.

       Gibson points to no ambiguities in his prior judgments of conviction of any

kind. He makes no mention of the language of the statute under which he

previously was convicted. The only foundation on which his argument stands is

the unsubstantiated (and legally insufficient) possibility that such ambiguities

may, in theory, exist. As indicated by the second offender information filed by the

Government prior to his trial, Florida Statute § 893.13, under which Gibson

previously was convicted six times, clearly describes a felony involving a

controlled substance;29 no reference to any other information source is needed to

make that determination. Spell has no application here and, contrary to Gibson’s




       28
          See also United States v. Gay, 251 F.3d 950, 952 (11th Cir. 2001) (citing United States
v. Rucker, 171 F.3d 1359, 1363 (11th Cir. 1999), cert. denied, 528 U.S. 976 (1999)) (“If no
ambiguities exist, the [Sentencing Guidelines] prohibit the district court from reviewing the
underlying facts of a conviction to determine whether it is a crime of violence for career offender
purposes [under U.S.S.G. § 4B1.1].”).
       29
            See note 5, supra.

                                                28
assertion, presents no constitutional issue that would have barred the district court

from accounting for his prior convictions.

                                          D.

      In addition to the aforementioned arguments, Gibson claims that he never

stipulated to the facts of his prior convictions or consented to those facts being

found by the court, as required by Blakely. In other words, Gibson interprets

Blakely as requiring his waiver of his Fifth and Sixth Amendment rights to have

the facts of his prior convictions charged in an indictment and proven to a jury

beyond a reasonable doubt. Absent such a waiver, the district court could not

make independent findings regarding his prior convictions. In light of the

foregoing analysis, this argument is quickly dispatched. Again, the Fifth and Sixth

Amendment concerns expressed in Apprendi, Blakely and Booker are not

implicated when a defendant’s sentence is enhanced based on his prior

convictions. Indeed, “those cases exempt prior convictions from the types of facts

that must be admitted by the defendant . . . in order to support a sentence

enhancement.” Lester, 142 Fed. Appx. at 367. See also Burge, 407 F.3d at 1188;

Marseille, 377 F.3d at 1257. The Constitution did not require that Gibson

stipulate to his prior convictions before the district court could enhance his




                                          29
sentence. As far as his prior convictions are concerned, Gibson had no Fifth or

Sixth Amendment rights to waive.

                                         E.

      In sum, the district court’s refusal to account for Gibson’s prior felony

controlled substance convictions when determining his Guidelines sentence was

an error of law. This error was based on the court’s misinterpretation of Blakely.

Contrary to the court’s interpretation, Blakely did not bar the court from finding

that Gibson’s prior convictions were felonies involving controlled substances.

Under Almendarez-Torres, judicial fact-finding of a defendant’s prior convictions

does not violate the Sixth Amendment, even though a criminal defendant generally

has the right to have all facts that enhance his sentence proven to a jury beyond a

reasonable doubt. Although the Supreme Court has criticized this prior-conviction

exception, the Court nevertheless affirmed it in Apprendi, Blakely, and Booker.

Our precedents have repeatedly acknowledged this exception. Additionally, it is a

question of law whether Gibson’s prior convictions are felony controlled

substance offenses for U.S.S.G. § 4B1.1 purposes. The district court should,

therefore, have considered those prior convictions when determining his

sentencing range under the Guidelines. This constitutes a failure correctly to




                                         30
consult and apply the Sentencing Guidelines, and requires us to vacate Gibson’s

sentence.30

                                             III.

       We turn now to the sentence suggested by the Sentencing Guidelines. The

indictment in this case alleges that “[o]n or about February 22, 2001, at Marathon,

Monroe County, in the Southern District of Florida, the defendant, Steven Gibson,

having previously been convicted of a felony drug offense, did knowingly and

intentionally possess with intent to distribute . . . five (5) grams or more of a

mixture and substance containing a detectible amount of cocaine base, in the form

known as ‘crack,’ in violation of Title 21, United States Code, Section[]

841(a)(1).” In finding Gibson guilty, the jury determined that the Government

proved beyond a reasonable doubt that the cocaine base weighed more than five



       30
            We note that enhancing Gibson’s sentence under U.S.S.G. § 4B1.1 would not be an
enhancement above his statutory maximum sentence in violation of the Fifth Amendment. In
United States v. Cotton, 535 U.S. 625, 632, 122 S. Ct. 1781, 1785, 152 L. Ed. 2d 860 (2002),
which Gibson has cited as supporting authority, the Supreme Court held that the enhancement of
a sentence above the statutory maximum on the basis of facts not alleged in an indictment
violates the Fifth Amendment. The statutory maximum the Court considered in Cotton was not
the maximum prescribed by the Sentencing Guidelines. Rather it was the maximum sentence
prescribed by 21 U.S.C. § 841(b)(1)(C). Id. at 628, 122 S. Ct. at 1783. As we show in part
III.A., the maximum sentence to which Gibson is subject under the Sentencing Guidelines (life
imprisonment) cannot be greater than the statutory maximum sentence imposed by his offense of
conviction, 21 U.S.C. § 841(a), and 21 U.S.C. § 841(b)(1)(B). As a result, the district court
could not have violated the Fifth Amendment by imposing career offender status on Gibson and
enhancing his sentence accordingly.

                                             31
grams, and that Gibson previously had been convicted of at least one drug-related

felony.

       Under 21 U.S.C. § 841(b)(1)(B), Gibson was subject to, inter alia, a term of

imprisonment between five and forty years. The jury’s finding that Gibson

previously had been convicted of a drug-related felony increased this statutory

range to between ten years and life imprisonment.31 As life imprisonment is the

longest sentence to which Gibson is subject under 21 U.S.C. § 841(b)(1)(B), the

district court could not impose a sentence under the Guidelines in excess of that

statutory maximum.

       Section 2D1.1(c) of the Sentencing Guidelines (the “Drug Quantity Table”)

assigns a base offense level for convictions involving a controlled substance

according “to the entire weight of any mixture or substance containing a detectable

amount of the controlled substance.” U.S.S.G. § 2D1.1, Notes to Drug Quantity

Table (A) (2005). The amount of cocaine base involved in Gibson’s offense

therefore determines his base offense level under this subsection. In addition, the


       31
           In its Sentencing Order, the district court read the jury’s verdict sheet as finding
“merely [Gibson’s] conviction of a prior felony offense, with no specification as to whether the
prior conviction involved drugs.” The district court misread the jury’s verdict. As shown by the
verdict sheet, the jury separately found Gibson guilty of Count I, in which the Government
explicitly alleged that Gibson had “previously been convicted of a felony drug offense.” That the
specific findings of the jury, which followed its finding of guilt on Count I, did not describe
Gibson’s previous felony conviction as drug-related is immaterial.

                                               32
Sentencing Guidelines assign to each defendant a Criminal History Category

based on the defendant’s criminal record. Together, Gibson’s base offense level

and his Criminal History Category determine his range of recommended

imprisonment under the Sentencing Guidelines.

       Based on the jury’s finding that Gibson’s offense involved more than five

grams of cocaine base, the district court set Gibson’s base offense level at 26.32

The court then assigned Gibson a Criminal History Category of VI, based on his

18 criminal history points as calculated in the PSI.33 Accordingly, the Guidelines

set Gibson’s range of punishment at 120 to 150 months imprisonment. Applying

no downward departures,34 the court ultimately re-sentenced Gibson to 140 months

imprisonment.



       32
         The Sentencing Order states that the jury found Gibson’s offense to involve 5
kilograms or more of cocaine base. This was clearly a typographical error.
       33
          Gibson did not dispute the PSI’s calculation of his criminal history points or his
Criminal History Category.
       34
           The Government asserts that the district court granted Gibson a downward departure
by refusing to categorize him as a career offender, which would have set his base offense level at
37 with a Criminal History Category of VI. The Government has mischaracterized the district
court’s Sentencing Order. In Gibson’s original sentence, the district court did grant Gibson a
downward departure under U.S.S.G. §§ 4A1.3 and 5K2.0. However, the sentence now before us
was not based on the court’s belief that Gibson’s Criminal History Category overrepresented his
criminal past, or that the sentencing range prescribed by the Guidelines was disproportionate to
his offense of conviction. Rather, the district court simply believed that it was constitutionally
forbidden, under Blakely, to enhance Gibson’s sentence pursuant to the U.S.S.G. § 4B1.1 career
offender provision.

                                                33
      The district court erred when it set Gibson’s offense level at 26. Gibson

admitted on several occasions during his sentencing hearings that his offense

involved 22.6 grams of cocaine base. In fact, at Gibson’s July 8, 2004 re-

sentencing hearing his attorney admitted that his offense involved “22.6 grams of

crack cocaine, which is the amount which the government did prove at trial.”

Moreover, the PSI stated that his offense involved 22.6 grams of cocaine base.

Gibson has asserted no objections to any of the factual recitations contained in his

PSI. He has therefore admitted all of the facts in the PSI. See Shelton, 400 F.3d at

1330 (citing United States v. Walters, 269 F.3d 1207, 1213 (10th Cir. 2001);

United States v. Joshua, 40 F.3d 948, 952 (8th Cir. 1994)). Based on this higher

weight of cocaine base, the Drug Quantity Table indicates that Gibson’s base

offense level is 28, not 26, and his corresponding imprisonment range is 140 to

175 months.

      Nevertheless, Gibson’s sentence as suggested by the Guidelines is not

driven by U.S.S.G. § 2D1.1, or by the amount of cocaine base involved in his

offense. His Guidelines sentence is driven by the fact that he is a career offender

pursuant to U.S.S.G. § 4B1.1.




                                         34
                                              A.

       Gibson clearly qualifies as a career offender under U.S.S.G. § 4B1.1. The

PSI indicates that Gibson was 28 years old at the time he committed the offense of

conviction. This fact is confirmed by Gibson’s admission that he was 31 at the

time of his July 8, 2004 re-sentencing hearing, and his attorney’s statement during

that hearing that “[e]veryone sitting in this courtroom knows that Mr. Gibson is

more than 18 years old.” His conviction under 21 U.S.C. § 841(a) is a felony

involving a controlled substance.35 The PSI, the Government’s second offender

information, and statements Gibson made before the district court confirm that he

has at least two prior felony convictions that involved controlled substances.

Gibson satisfies all of the criteria set forth in U.S.S.G. § 4B1.1.36

       A defendant’s base offense level under U.S.S.G. § 4B.1.1(b) is driven by the

statutory maximum sentence of the offense for which he was convicted. In this

respect the sentencing methodology in this subsection is different from, and

supercedes, the methodology employed in U.S.S.G. § 2D1.1. Because Gibson is a

career offender, the amount of cocaine base involved in his offense of conviction,

whether it be five grams or 22.6 grams, is irrelevant to the ultimate determination

       35
            See note 3, supra.
       36
          See note 10, supra. The relevant language in the 2002 and 2005 versions of the
Sentencing Guidelines are identical.

                                              35
of his base offense level. Gibson’s statutory maximum sentence pursuant to 21

U.S.C. § 841(b)(1)(B), inclusive of the 21 U.S.C. § 851 enhancement, is life

imprisonment. Consequently, Gibson’s base offense level is 37 according to

U.S.S.G. § 4B1.1(b)(A). In addition, “[a] career offender’s criminal history

category in every case under this subsection shall be Category VI.” U.S.S.G. §

4B1.1(b) (2005). The Sentencing Table therefore advises the district court to

sentence Gibson to 360 months to life imprisonment.

                                         B.

      At Gibson’s first sentencing hearing on December 6, 2001, the district court

expressed grave concerns about the severity of the sentence dictated by the

Guidelines. The court then granted Gibson a downward departure from the base

offense level of 37 recommended by the PSI because, in the court’s opinion, the

Guidelines sentence overrepresented the seriousness of Gibson’s criminal past. In

doing so, however, the court failed to cite the specific Guidelines provision(s)

under which it granted the departure, and failed to discuss its basis for granting

that departure. We therefore vacated and remanded this sentence, with

instructions to “proceed on the horizontal axis and discuss each criminal history

category [the district court] passes over en route to the category that adequately




                                         36
reflects Gibson’s past criminal conduct, as required by United States v. Smith, 289

F.3d 696, 711 (11th Cir. 2002).”

                                         1.

      In Smith, we reiterated that the Sentencing Guidelines distinguish between

two categories of departure; guided and unguided. Smith, 289 F.3d at 710 (citing

United States v. Collins, 915 F.2d 618, 620 (11th Cir. 1990); United States v.

Fayette, 895 F.2d 1375, 1377 (11th Cir. 1990)). Guided departures, which are

governed by U.S.S.G. § 4A1.3, “are those departures specifically provided for in

the Guidelines,” and have been “explicitly and adequately considered by the

Sentencing Commission.” Id. Departures based on likelihood of recidivism or

overrepresentation of criminal history fall into this category. Id. “[Section] 4A1.3

departures must proceed on only the horizontal axis and not the vertical axis” of

the Sentencing Table. Id. at 711 (citing United States v. Mogel, 956 F.2d 1555,

1558-60 (11th Cir. 1992)). In addition, “[t]he extent of a downward departure

under this subsection for a career offender within the meaning of § 4B1.1 (Career

Offender) may not exceed one criminal history category.” U.S.S.G. §

4A1.3(b)(3)(A) (2005). When granting a departure under this subsection, “the

district court must discuss each criminal history category it passes over en route to

the category that adequately reflects the defendant’s past criminal conduct.”

                                         37
Smith, 289 F.3d at 711 (citing United States v. Dixon, 71 F.3d 380, 382 (11th Cir.

1995); United States v. Johnson, 934 F.2d 1237, 1239 (11th Cir. 1991); Collins,

915 F.2d at 620-21).

      If on remand the district court still believes that the sentence that the

Guidelines suggest for Gibson overrepresents his criminal history, and concludes

that a downward departure on that basis is appropriate, it may only grant such a

departure under U.S.S.G. § 4A1.3. This departure must be along the horizontal

axis of the Sentencing Table, and may only be a one-category departure.

Accordingly, Gibson’s base offense level would remain 37, but his Criminal

History Category would be reduced to V. This would yield a suggested sentencing

range of 324 to 405 months imprisonment.

                                          2.

      The district court may also reduce Gibson’s suggested Guidelines sentence

pursuant to U.S.S.G. § 5K2.0, which provides for unguided departures. In contrast

to guided departures, unguided departures under this subsection “allow[] for a

departure from the prescribed guideline range when ‘there exists an aggravating or

mitigating circumstance of a kind, or to a degree, not adequately taken into

consideration by the Sentencing Commission in formulating the guidelines.’”

Smith, 289 F.3d at 710 (citations omitted). “In determining whether to grant such

                                          38
a departure, the district court considers two questions: (1) whether any

circumstance makes the case atypical, meaning that it takes the case out of the

‘heartland’ of cases involving the conduct described in the applicable guideline;

and (2) whether that circumstance should result in a different sentence.” United

States v. Schalen, 300 F.3d 1313, 1318 (11th Cir. 2005) (citing United States v.

Regueiro, 240 F.3d 1321, 1324 (11th Cir.2001)). “To determine whether a factor

should result in a different sentence, a district court must first decide whether the

factor is forbidden, encouraged, discouraged, or unaddressed by the guidelines as

a potential basis for departure.” United States v. Davis, 204 F.3d 1064, 1066 (11th

Cir. 1999) (citing Koon v. United States, 518 U.S. 81, 96 (1996)).

      After satisfying itself of these considerations, the district court may depart

downward along the vertical axis of the Sentencing Table. If the district court

does so depart, it has “wide discretion” in determining Gibson’s appropriate base

offense level. United States v. Saunders, 318 F.3d 1257, 1270 n.18 (11th Cir.

2003) (quoting United States v. Hersh, 297 F.3d 1233, 1251 (11th Cir. 2002)).

The district court need not, in this instance, make explicit explanations for its

departures. Id. “So long as the district court’s decision is supported by the record

and the court clearly resolves any disputed factual issues, a simple statement of the

district court’s conclusion is sufficient.” Id. (quoting United States v. Rodriguez

                                          39
De Varon, 175 F.3d 930, 939 (11th Cir. 1999) (emphasis in original)). The district

court may not, however, consider overrepresentation of Gibson’s criminal past in

granting a departure under this subsection, as that factor is properly considered

under U.S.S.G. § 4A1.3. Smith, 289 F.3d at 710.

                                         3.

      We emphasize again that Booker has rendered the Sentencing Guidelines

merely advisory. Booker, 125 S. Ct. at 756-57. The district court need not impose

the sentence suggested by the Guidelines. Nevertheless, the district court must

“consider the Guidelines ‘sentencing range established for . . . the applicable

category of defendant,’” id. at 764, and provide reasons if it imposes a sentence

other than the one suggested by those Guidelines. See Smith, 289 F.2d at 711.

Moreover, the courts must adhere to the sentencing principles set forth in 18

U.S.C. § 3553(a), which include “the available sentences, the applicable Guideline

range, the nature and circumstances of the offense, and the need for the sentence to

reflect the seriousness of the offense, promote respect for the law, provide just

punishment for the offense, and provide the defendant with needed medical care.”

United States v. Winingear, 422 F.3d 1241, 1246 (11th Cir. 2005) (citing 18




                                         40
U.S.C. § 3553(a)). The district court’s re-sentencing order must therefore reflect

due consideration of the factors and policies that animate § 3553(a).37

                                              IV.

       The district court erred when it concluded that Blakely required the

Government to charge in an indictment, and prove to a jury beyond a reasonable

doubt, that Gibson satisfied the requirements for designation as a career offender

pursuant to U.S.S.G. § 4B1.1. The Supreme Court’s decisions in Almendarez-

Torres, Apprendi, Blakely, and Booker explicitly allow sentencing courts to find

the fact of a defendant’s prior convictions, and to determine whether those prior

convictions are felonies involving a controlled substance. By committing this

error the district court failed properly to consult the Sentencing Guidelines before

determining Gibson’s sentence, as required by Booker and our precedents.

Accordingly, we VACATE Gibson’s sentence and REMAND the case to the

district court for re-sentencing. In reconsidering Gibson’s sentence, the district

court must consult the Guidelines in a manner consistent with our above


       37
           This is not to say that we require the district court to account for each item in the
“laundry list” of § 3553(a) factors. See United States v. Scott, 426 F.3d 1324, 1329 (11th Cir.
2005). The district court need only consider the pertinent § 3553(a) factors and set forth its
reasons for the departure. Id. (citing United States v. Robles, 408 F.3d 1324, 1328 (11th Cir.
2005); United States v. Eggersdorf, 126 F.3d 1318, 1323 (11th Cir. 1997); United States v.
Brown, 104 F.3d 1254, 1256 (11th Cir. 1997); United States v. West, 898 F.2d 1493, 1503 (11th
Cir. 1990)).

                                               41
discussion although, in light of Booker, the court is not bound to apply the

sentence indicated by the Guidelines. The sentence the court imposes on Gibson

must be consistent with the sentencing principles set forth in 18 U.S.C. § 3553(a),

and the court must provide adequate indication of the factors that undergird that

sentence.

      SO ORDERED.




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