[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FILED
FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS
________________________ ELEVENTH CIRCUIT
OCT 16, 2006
No. 05-15769 THOMAS K. KAHN
________________________ CLERK
D. C. Docket No. 03-00065-CV-4-RH
CP,
Plaintiff-Appellant,
versus
LEON COUNTY SCHOOL BOARD FLORIDA,
WILLIAM MONTFORD, Individually and
in his capacity as Superintendent,
Defendants-Appellees.
________________________
Appeal from the United States District Court
for the Northern District of Florida
_________________________
(October 16, 2006)
Before MARCUS, WILSON and COX, Circuit Judges.
WILSON, Circuit Judge:
Appellant, CP, an emotionally disabled student, appeals the district court’s
final judgment in favor of the Leon County School Board (“the School Board”),
denying CP’s claims under the Individuals with Disabilities Education Act
(“IDEA”), 20 U.S.C. 1400 et seq. Pursuant to Fla. Stat. § 1003.57(1)(e), CP
initiated two separate proceedings before the Florida Division of Administrative
Hearings (“DOAH I” & “DOAH II” ), alleging that the School Board had not
complied with its obligations under the IDEA. At both hearings, the
Administrative Law Judges (“ALJs”) determined that the School Board had not
violated the IDEA. The district court reviewed the judgments of the ALJs and
found for the School Board on all counts. After oral argument and a thorough
review of the briefs and record, we affirm the judgment of the district court.
I. Background
The purpose of the IDEA generally is “to ensure that all children with
disabilities have available to them a free appropriate public education that
emphasizes special education and related services designed to meet their unique
needs and prepare them for further education, employment, and independent living
. . . .” 20 U.S.C. § 1400(d)(1)(A). State and local educational agencies are eligible
for federal assistance if they have in effect policies and procedures to ensure that
they provide a free appropriate public education (“FAPE”) to disabled students. Id.
§ 1412. The Supreme Court has held that in order to satisfy its duty to provide
2
FAPE, a state or local educational agency must provide “personalized instruction
with sufficient support services to permit the child to benefit educationally from
that instruction.” Bd. of Educ. v. Rowley, 458 U.S. 176, 203, 102 S. Ct. 3034,
3049, 73 L. Ed. 2d 690 (1982). This standard, that the local school system must
provide the child “some educational benefit,” Id. at 198, has become known as the
Rowley “basic floor of opportunity” standard. JSK v. Sch. Bd., 941 F.2d 1563,
1572-73 (11th Cir. 1991) (“The . . . educational outcome need not maximize the
child's education. If the educational benefits are adequate based on surrounding
and supporting facts, [IDEA] requirements have been satisfied.”) (internal citations
omitted).
Specifically, the IDEA mandates that schools and parents together develop
an individualized education program (“IEP”), a written statement for each disabled
child that includes, inter alia, “a statement of the child's present levels of academic
achievement and functional performance . . . ; a statement of measurable annual
goals . . . ; [and] a statement of the special education and related services . . . to be
provided to the child . . . .” 20 U.S.C. § 1414(d)(1)(A)(i)-(iii). As we have noted,
“the IEP is more than a mere exercise in public relations. It forms the basis for the
[disabled] child’s entitlement to an individualized and appropriate education.” Doe
v. Ala. State Dep’t of Educ., 915 F.2d 651, 654 (11th Cir. 1990).
3
The IDEA provides important procedural safeguards to parents and children,
including the right to present complaints regarding “the identification, evaluation,
or educational placement of the child, or the provision of [FAPE] . . . .” 20 U.S.C.
§ 1415(b)(6); Doe, 915 F.3d at 655. Further, parents and children have a right to
present complaints regarding placement of the child or the provision of FAPE and
to initiate an impartial due process. 20 U.S.C. § 1415(f)(1); Doe, 915 F.2d at 655.
Finally, parents have a right to appeal the decision of the administive hearing
officer to a United States district court, where the district court judge will review
the complaint de novo and may hear additional evidence if necessary. 20 U.S.C. §
1415(i)(2)(A); Doe, 915 F.2d at 655.1
II. Facts
This case arises from proceedings initiated by CP, a disabled child under the
IDEA. The relevant facts are as follows. CP was enrolled in Leon County public
schools from 1996 through 2004. During that time, the School Board categorized
CP, who suffered from Post Traumatic Stress Syndrome and other disabilities, as
emotionally handicapped, making him eligible for special education and related
1
The Supreme Court has developed a test for determining whether a school board has
provided FAPE in cases arising under the IDEA: “(1) whether the state actor has complied with
the procedures set forth in the IDEA, and (2) whether the IEP developed pursuant to the IDEA is
reasonably calculated to enable the child to receive educational benefit.” Sch. Bd. v. K.C., 285
F.3d 977, 982 (2002) citing Rowley, 458 U.S. at 206-07, 102 S. Ct. at 3051.
4
services.2 From 1996 through 2001, CP received special education and related
services from the School Board both in mainstream educational facilities and at
PACE, a day treatment program for students with emotional and behavioral
problems. While CP made progress in school, he continued to struggle
academically and had frequent behavioral problems, including a number of
juvenile offenses.
In March 2001, following a period of commitment at West Florida
Wilderness Institute, a privately run, moderate risk facility for first time and repeat
nonviolent juvenile offenders, CP enrolled at Lawton Chiles High School, a
mainstream facility. In May 2002, prior to the end of the 2001-2002 school year,
Chiles administrators convened an IEP meeting to develop an IEP for the 2002-
2003 school year. The IEP team 3 recommended that CP continue at Chiles High
School, receiving both regular and special education services. CP’s mother
objected to the IEP’s failure to include extended year school services (summer
classes), as noted by a statement she wrote next to her signature on the IEP form.
2
Regardless of the precise diagnosis, the parties do not dispute that CP was a “child with
a disability” entitled to rights under the IDEA. 20 U.S.C. § 1401(3)(A). In the lexicon of the
applicable Florida Statute, CP was entitled to an “exceptional student”education. Fla. Stat. §
1003.57. Although CP is now over twenty-one years old, beyond the coverage of the IDEA,
during all times relevant to this litigation, CP was within the age range covered by the Act.
3
An IEP team consists of, at a minimum, the parents of the child, one regular education
teacher of the child, one special education teacher, and a representative of the local educational
agency. 20 U.S.C. § 1414(d)(1)(B).
5
The IEP team determined that extended year school services was not necessary.
The IEP team provided CP’s mother with a copy of the “Informed Notice of
Refusal to Take a Specific Action,” as required by the IDEA. 20 U.S.C. §
1415(b)(3) (requiring the state educational agency to provide “written notice to the
parents of the child . . . whenever the local educational agency . . . refuses to
initiate or change” the educational placement). At that time, CP’s mother did not
file any formal complaints or initiate a due process hearing regarding the May
2002 IEP (“Chiles IEP” or “stay-put IEP”). Thus, the Chiles IEP was implemented
for the 2002-03 school year.
CP began the 2002-03 school year with difficulty. In September, CP’s
teachers reported that he had been sleeping in class, that he was frequently tardy to
school and that he was failing three of his seven classes. On September 26, 2002,
CP’s mother requested a personal aide to accompany CP to his classes. Although a
parent-teacher conference was held to discuss the matter, the School Board denied
the request. CP’s behavior and attendance worsened as the school year progressed.
In October, CP’s parents requested to have him committed under the Baker Act,
Fla. Stat. § 394.451, et seq. (setting forth the Florida procedure for involuntary
commitment of persons who pose a danger to themselves or to others), and
obtained an evaluation of CP by an independent counselor suggesting inpatient
6
trauma treatment was needed. Chiles’ Principal Merry Ortega immediately
requested an IEP meeting. However, before an IEP meeting could be convened,
CP was arrested on October 24, 2002 and sent to the Juvenile Detention Center.
On November 12, 2002, prior to CP’s release from the detention center, the
IEP team conducted an IEP meeting attended by CP and CP’s mother. The IEP
team developed a plan proposing to place CP at PACE upon his release from
detention. CP’s mother objected to this placement, asking instead for inpatient
trauma treatment or for a personal aide at Chiles and for CP to be taught in a
separate classroom from other students. The IEP team rejected these requests,
standing by its proposal. Plaintiff’s mother resisted placement at PACE, and wrote
next to her signature on the IEP form that she disagreed and “exercise[d] stay
put.”4 On November 14, 2002, CP’s mother filed a request for an administrative
hearing raising several issues (DOAH I), all alleging that the School Board had not
provided FAPE to CP. The request again specifically invoked the IDEA’s stay-put
provision.
CP returned to Chiles on November 20, 2002 upon his release from
detention, and resumed his education under the Chiles IEP on November 21, 2002.
In January 2003, the ALJ in DOAH I determined that the PACE IEP offered FAPE
4
The “stay-put” provision of the IDEA prevents local educational agencies from
unilaterally changing a child’s placement. 20 U.S.C. § 1415(j); see infra § IV.
7
and that the School Board had complied with IDEA. CP appealed the ALJ’s
decision to the district court, and voluntarily withdrew from Chiles for the
remainder of the 2002-03 school year. CP received educational services in Volusia
County during that time.
In July 2003, CP sought to develop a new IEP with the School Board for the
2003-04 school year. The School Board reminded CP in a letter dated July 10,
2003 that because CP had invoked stay-put and because DOAH I was still on
appeal in the district court, the Chiles IEP would have to remain in effect unless or
until CP and his parents and the School Board could agree on an alternative
placement. The letter indicated that the School Board was willing to meet with CP
to determine whether they could agree on an alternative educational placement. At
an IEP meeting on August 14, 2003, the School Board offered alternative
proposals, including remaining at Chiles or placement at PACE as had been
proposed in the November 2002 IEP. CP’s mother and school administrators had
ongoing correspondence at the beginning of the school year regarding alternative
placements and alterations to the Chiles IEP. However, the only change to the IEP
upon which the parties could agree was to include language therapy. Otherwise,
the Chiles IEP remained in place as the stay-put IEP.
When the 2003-04 school year began, CP enrolled in a full slate of classes at
8
Chiles. However, during the first few weeks of the school year, he was frequently
absent or tardy from class. In September 2003, CP was again arrested. By this
time, he had attained the age of majority and was placed in the Leon County Jail.
CP requested that he be withdrawn from Chiles and that the School Board provide
educational services to him at the Leon County Jail. Although the School Board
had never had another student request educational services at the jail, it provided
services in accordance with the Chiles IEP while CP was incarcerated.
In November 2003, while the the judgment of the first ALJ was on appeal in
the district court, CP initiated another administrative hearing (DOAH II) to
determine whether the School Board had properly implemented the Chiles IEP
from August 18, 2003 through November 13, 2003. The ALJ in DOAH II also
found for the School Board on every claim. CP amended the complaint in his
appeal of DOAH I in the district court to include challenges to both DOAH I and
DOAH II.
The district court affirmed the ALJs’ decisions in DOAH I and DOAH II.
We now hear the appeal from the district court’s affirmance.
III. Standard of Review
Whether an IEP provided FAPE is a mixed question of law and fact subject
to de novo review. Sch. Bd. v. K.C., 285 F.3d at 982-83 (citing JSK v. Hendry
9
County Sch. Bd., 941 F.2d at 1571). Specific findings of fact are reviewed for clear
error. Id. at 983 (citing Walker County Sch. Dist. v. Bennett, 203 F.3d 1293, 1295
n. 7 (11th Cir. 2000)).5 To the extent this issue involves the interpretation of a
federal statute, it is a question of law which we review de novo. Walker County
Sch. Dist., 203 F.3d at 1295 (citing United States v. Gilbert, 136 F.3d 1451 (11th
Cir.1998); Rodriguez v. J.D. Lamer, 60 F.3d 745, 747 (11th Cir.1995); Morris v.
Haren, 52 F.3d 947, 949 (11th Cir.1995)).
IV. Discussion
While the district court made rulings on a number of issues, CP challenged
only three on appeal,6 and we find that only one issue merits our consideration:
whether the district court correctly ruled that the School Board properly complied
with the “stay-put” provision of the IDEA, 20 U.S.C. § 1415(j), by maintaining
CP’s then-current placement, the Chiles IEP, through the 2003-04 school year.
Section 1415(j) provides that “during the pendency of any proceedings conducted
5
In contrast, the district court judge conducts an entirely de novo review of the ALJ’s
findings and has discretion to determine the level of deference it will give to the ALJ’s findings.
Sch. Bd. V. K.C., 285 F.3d at 983 (citing Rowley, 458 U.S. at 205, 102 S. Ct. 3034; Doe 915 F.2d
at 657 n. 3).
6
In addition to the issue addressed in this opinion, CP raised the following issues: (1)
whether the district court erred in finding that the School Board’s implementation of the Chiles
IEP while CP was in jail did not violate the IDEA; and (2) whether the district court erred in
finding that the PACE IEP offered FAPE to CP. CP’s appellate brief identified a total of four
issues, as opposed to the three identified herein. However, issues three and four in the
Appellant’s Brief are essentially covered by the PACE IEP issue.
10
pursuant to [the IDEA], unless the State or local agency and the parents otherwise
agree, the child shall remain in the then-current educational placement of such
child . . . until all such proceedings have been completed.”7 The Supreme Court
has held that Section 1415(j) is “unequivocal,” stating “plainly” that a school board
shall not change the current educational placement unless or until it can agree on
an alternative placement with the parents, or until the issue is resolved through the
administrative hearing process. Honig v. Doe, 484 U.S. 305, 323, 108 S. Ct. 592,
604, 98 L. Ed. 2d 686 (1998) (quoting 20 U.S.C. § 1415(e)(3) (now codified at 20
U.S.C. § 1415(j)). The drafters of section 1415(j) acknowledged that proceedings
under the IDEA may prove “long and tedious.”8 Id. at 324, 108 S. Ct. at 605.
With the stay-put provision, Congress has provided procedural protection to
disabled children and their parents by preventing unilateral action by school
7
Section 1415(j) was formerly codified at 20 U.S.C. § 1415(e)(3). This provision, also
referred to as the “pendency” provision, may also be found in the Department of Education
Regulations:
[D]uring the pendency of any administrative or judical proceeding regarding a
complaint under [the Act], unless the State or local agency and the parents of the
child agree otherwise, the child involved in the complaint must remain in his or
her current educational placement.
34 C.F.R. § 300.514(a) (effective until Oct. 13, 2006).
8
Because of the potential for lengthy proceedings, “the Act's drafters did not intend [§
1415(j)] to operate inflexibly.” Honig, 484 U.S. at 324, 108 S. Ct. at 605. However, Congress
only “allowed for interim placements where parents and school officials are able to agree on
one.” Id. at 324-25, 108 S. Ct. at 605.
11
administrators in contravention of a child’s or parent’s objection, until the
completion of review proceedings. Id.; Tenn. Dep’t of Mental Health and Mental
Retardation v. Paul B., 88 F.3d 1466, 1472 (6th Cir. 1996). The provision
amounts to, “in effect, an automatic preliminary injunction,” Zvi D. v. Ambach, 694
F.2d 904, 906 (2d Cir. 1982), maintaining the status quo and ensuring that schools
cannot exclude a disabled student or change his placement without complying with
due process requirements. Paul B., 88 F.3d at 1472. In Honig, the Supreme Court
stated that even where a disabled child posed a danger to other students, the plain
language of section 1415(j) prevails, preventing schools from removing a child
from school without the permission of the parents or until resolution by a hearing
officer. Honig, 484 U.S. at 323, 108 S. Ct. at 604.
In this case, CP argues that the School Board was obligated to implement an
alternative placement, abandoning the stay-put IEP, in spite of the fact that the
stay-put provision had been invoked.9 The thrust of CP’s argument is that the
9
Appellant cites a number of cases on this issue in his appellate brief, but does not clearly
articulate how they support his argument. For example he relies on Burlington v. Dep’t of Educ.,
471 U.S. 359 (1985), for the proposition that school districts may not avoid their obligation to
provide FAPE by simply invoking stay-put. However, Burlington does not support that
proposition. In Burlington, the parents had unilaterally withdrawn their disabled child from
public school, arguing that the school district’s placement had denied FAPE. The parents
prevailed in the administrative hearing and the placement approved by the hearing officer’s
decision became the “stay put” IEP. The Court construed the hearing officer’s decision as an
agreement between the state agency and the parents to alter the educational placement under the
stay-put provision, thus the parents were entitled to be reimbursed by the school board for the
cost of the private education. Burlington does not compel the School Board to agree with the
12
School Board violated the IDEA’s requirement that local educational agencies
update a child’s IEP annually in order to provide FAPE, even though the stay-put
provision had been invoked and even though the School Board and parents could
not agree on an alternative placement. We hold that School Board complied with
all of its obligations under the IDEA.
The IDEA requires the local educational agency to have an IEP in effect for
each child at the beginning of each school year, 20 U.S.C. § 1414(d)(2)(A), and
requires the IEP team to “review[] the child’s IEP periodically, but not less
frequently than annually, to determine whether the annual goals for the child are
being achieved; [and] revise[s] the IEP as appropriate . . . .” Id. § 1414(d)(4)(A).
CP argues that the School Board violated the IDEA because it failed to update
CP’s IEP for the 2003-04 school year.
CP’s argument ignores the fact that the Chiles IEP was in place at the
beginning of the 2003-04 school year, in accordance with section (d)(2)(A), and
that the School Board made attempts on at least two occasions to reach an
agreement on an alternative placement for CP. Each time, CP rejected the School
Board’s alternatives, insisting on the one he proposed. Section (d)(4)(A) does not
require the IEP team to alter an IEP annually; rather, it requires that it review the
parents’ proposed placement apart from the judgment of a hearing officer. Thus, CP’s reliance
on Burlington is misplaced.
13
IEP annually and revise it “as appropriate.” Here, the IEP team held an IEP
meeting on August 14, 2003 and engaged in an ongoing dialogue with CP’s mother
regarding possible alternatives. This constitutes a review under section (d)(4)(A).
The School Board could not revise the IEP because CP had invoked stay-put and
the parties could not agree on an alternative placement.
Congress has provided that where the parties cannot agree on an alternative
placement, they may seek a resolution through the administrative hearing process.
20 U.S.C. § 1415(f)(1). Further, as noted by the Supreme Court in Honig,
Congress’s clear instruction to the parties is to maintain the status quo unless and
until one of two conditions is met: (1) the proceedings have run their course, or (2)
the parties can otherwise agree. Honig, 484 U.S. at 323, 108 S. Ct. at 604. In this
case, at the beginning of the 2003-04 school year, neither condition had been met.
CP’s claims against the School Board were still pending, and the parties could not
reach an agreement on an alternative placement. Thus, the School Board properly
kept the stay-put IEP in place.
CP also argues that even where the parties cannot agree on an alternative
placement while the stay-put IEP is in place, the School Board must revise the IEP
if it fails to provide FAPE. While we agree that local educational agencies have an
ongoing obligation to provide FAPE under 20 U.S.C. § 1412(a)(1)(A), CP’s
14
argument rests on the assumption that the Chiles IEP failed to offer FAPE for the
2003-04 school year – an assumption that we need not entertain. The question
presented in this case is not whether the Chiles IEP offered FAPE during the 2003-
04 school year,10 but whether the School Board complied with the IDEA by
implementing the Chiles IEP while CP’s claims were pending. Because CP’s
claims in DOAH I were on appeal in the district court through the 2003-04 school
year and because the parties could not agree on an alternative placement, the stay-
put provision remained in effect and the School Board could not unilaterally alter
CP’s IEP. See Honig, 484 U.S. at 323-26, 108 S. Ct. at 604-606.
Therefore, the School Board complied with the IDEA by maintaining the
status quo, that is, by implementing the Chiles IEP in the 2003-04 school year,
during the pendency of the proceedings initiated by CP. Accordingly, we affirm
the judgment of the district court.
AFFIRMED.
10
DOAH II stated that it did not have jurisdiction to address whether the Chiles IEP
offered FAPE. It did assert jurisdiction over whether the School Board properly implemented
the stay-put IEP during the 2003-04 school year. The ALJ in DOAH II stated in her Conclusions
of Law that the School Board agreed that the Chiles IEP no longer offered FAPE when it
proposed the PACE IEP. However, there was no finding of fact to that effect in DOAH II or the
district court. DOAH II further stated in its Conclusions of Law that CP received “some
educational benefit” during the 2003-04 school year both at Chiles and at the Leon County Jail.
The district court held that the School District’s implementation of the Chiles IEP at the Leon
County Jail did provide FAPE.
15