[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
JUNE 19, 2008
No. 07-15490
THOMAS K. KAHN
Non-Argument Calendar
CLERK
________________________
D. C. Docket No. 07-00049-CR-ORL-18KRS
UNITED STATES OF AMERICA,
Plaintiff-Appellant,
versus
CESAR MAYOBANEX CASTAING-SOSA,
Defendant-Appellee.
________________________
Appeal from the United States District Court
for the Middle District of Florida
_________________________
(June 19, 2008)
Before BIRCH, DUBINA and HULL, Circuit Judges.
PER CURIAM:
The government appeals the defendant Cesar Mayobanex Castaing-Sosa’s
(“Sosa”) 80-month sentence for conspiracy to distribute and possess with intent to
distribute one or more kilograms of heroin, in violation of 21 U.S.C. §§ 841(a)(1),
(b)(1)(A)(i) and 846. After review, we vacate and remand for resentencing.
I. BACKGROUND
Sosa was arrested following an undercover investigation by multiple law
enforcement agencies into a drug distribution ring operating in Orlando, Florida.
Sosa worked for the drug distribution ring as a courier.
After Sosa pled guilty to the heroin conspiracy offense, the presentence
investigation report (“PSI”) calculated an advisory guidelines range of 97 to 121
months’ imprisonment. On appeal, Sosa does not challenge these guidelines
calculations in the PSI.1
However, because the statutory mandatory minimum sentence for Sosa’s
heroin conspiracy conviction is ten years’ (120 months’) imprisonment, see 21
U.S.C. §§ 841(b)(1)(A)(i), 846, the PSI recommended a sentencing range of 120 to
121 months’ imprisonment. See U.S.S.G. § 5G1.1(c)(2). At the sentencing
1
Sosa’s base offense level was 32, but he received a three-level reduction for acceptance
of responsibility, resulting in an adjusted offense level of 29. His criminal history category of II
and offense level of 29 yielded the advisory guidelines range of 97 to 121 months’ imprisonment.
At sentencing, Sosa objected to the denial of a minor-role reduction, but does not raise that issue
in this appeal.
2
hearing, Sosa did object to the imposition of the statutory mandatory minimum
sentence, arguing that it violated the separation of powers doctrine and the Eighth
Amendment’s prohibition on cruel and unusual punishment. The government
responded that the information Sosa had provided in his interview with the
government had not risen to the level of substantial assistance and, thus, the
government had not filed a motion pursuant to U.S.S.G. § 5K1.1 that would permit
the district court to sentence Sosa below the statutory mandatory minimum.
After noting that Sosa was subject to a statutory mandatory minimum
sentence of 120 months’ imprisonment, the district court nonetheless imposed an
80-month sentence. The district court imposed a lesser sentence to avoid a
disparity between Sosa’s sentence and those of his coconspirators who had
received sentences below 90 months.2 After imposing the 80-month sentence, the
district court advised Sosa on the record that the sentence would be overturned if
the government appealed, in which case Sosa would be required to serve the
statutory mandatory minimum sentence, as follows:
Now, understand that if the government chooses to appeal this sentence,
it will be reversed and you will have to serve your mandatory minimum
2
At the time of Sosa’s sentencing, some of his codefendants had been sentenced as
follows: (1) Damian Hellobin Baez to 80 months’ imprisonment; (2) Nestor Hernandez to 87
months’ imprisonment; and (3) Jose Luis Rivera-Alonzo to 70 months’ imprisonment. Other
codefendants had not yet been sentenced.
3
sentence. So it’s entirely up to the government at this point, but I am
sentencing you to 80 months so that you fall in line with all of your
other co-conspirators.
The government objected to the 80-month sentence because it was below the
statutory mandatory minimum. This appeal followed.3
II. DISCUSSION
It is well-settled that a district court is not authorized to sentence a
defendant below the statutory mandatory minimum unless the government filed a
substantial assistance motion pursuant to 18 U.S.C. § 3553(e) and U.S.S.G.
§ 5K1.1 or the defendant falls within the safety-valve of 18 U.S.C. § 3553(f). See
United States v. Clark, 274 F.3d 1325, 1328 (11th Cir. 2001); United States v.
Simpson, 228 F.3d 1294, 1302-03 (11th Cir. 2000). Here, the government did not
file a substantial assistance motion, and Sosa did not qualify for safety-valve
relief.4 Thus, the district court erred by imposing a sentence below the statutory
mandatory minimum.
3
We review de novo the legality of a criminal sentence. United States v. Mazarky, 499
F.3d 1246, 1248 (11th Cir. 2007).
4
Sosa is ineligible for safety-valve relief because he has three criminal history points. See
18 U.S.C. § 3553(f)(1) (requiring the defendant to have no more than one criminal history point
to receive safety-valve relief); U.S.S.G. § 5C1.2(a)(1) (same). Sosa did not object to the
computation of his criminal history points at sentencing and does not challenge that computation
on appeal.
4
On appeal, Sosa argues that his 80-month term of imprisonment combined
with his 60-month term of supervised release satisfies the statutory mandatory
minimum 120-month sentence. This argument ignores the plain language of
§ 841(b)(1)(A)(i), which requires the term of imprisonment to be at least ten years
(120 months).5
Sosa also contends that § 3553(a) authorizes the district court to impose a
sentence below the statutory mandatory minimum. Section 3553 governs the
district court’s imposition of a sentence. See 18 U.S.C. § 3553. Only two
provisions of § 3553 authorize the district court to sentence a defendant below the
statutory mandatory minimum. Section 3553(e), captioned “Limited authority to
impose a sentence below a statutory minimum,” gives the district court the
authority “to impose a sentence below a level established by statute as a minimum
sentence” based on the defendant’s substantial assistance to a criminal
investigation or prosecution of another. Id. § 3553(e). Section 3553(f), captioned
“Limitation on applicability of statutory minimums in certain cases,” gives the
district court the authority to impose a sentence “without regard to any statutory
minimum sentence . . . .” Id. § 3553(f). The district court must find at sentencing,
5
The district court did not explicitly address Sosa’s Eighth Amendment and separation of
powers objections to the statutory mandatory minimum sentence, and on appeal Sosa does not
raise these arguments in support of his 80-month sentence.
5
after the government first has an opportunity to make a recommendation, that the
defendant meets the safety-valve criteria set forth in (f)(1) through (5). Id.
Among other things, the safety valve criteria includes that the defendant provided
truthful information and evidence to the government about his own offense. Id.
§ 3553(f)(5).
In contrast, § 3553(a) merely lists the factors the district court must consider
in determining an appropriate sentence, one of which is the need to avoid
unwarranted sentencing disparities. See § 3553(a)(1)-(7). Section 3553(a) makes
no mention of statutory mandatory minimum sentences, much less purports to give
the district court the authority to impose a sentence below the applicable statutory
mandatory minimum sentence based on those factors. Reading § 3553 as a whole,
§ 3553(a) plainly does not confer upon the district court the authority to sentence a
defendant below the statutory mandatory minimum based on its consideration of
the § 3553(a) factors. See CBS Inc. v. PrimeTime 24 Joint Venture, 245 F.3d
1217, 1225-26 (11th Cir. 2001) (explaining the canon of construction that
Congress is presumed to act intentionally when language appears in one part of a
statute, but is omitted in another part of the statute). Examining the language and
structure of § 3553, it is also readily apparent that Congress chose to impose
statutory mandatory minimum sentences and then provide only limited exceptions
6
based primarily upon a defendant’s cooperation with law enforcement. To permit
consideration of factors other than those designated in § 3553(e) and (f) would be
inconsistent with the plain language and structure of § 3553.
Furthermore, as the government argues on appeal, the district court remains
bound by statutes designating mandatory minimum sentences even after the
remedial holding of United States v. Booker, 543 U.S. 220, 125 S. Ct. 738 (2005).
See United States v. Shelton, 400 F.3d 1325, 1333 n.10 (11th Cir. 2005) (noting in
dicta that the district court is still bound by the statutory mandatory minimum
sentence after Booker); United States v. Williams, 474 F.3d 1130, 1131 (8th Cir.
2007) (holding that “Booker does not expand the district court’s authority to
impose a sentence below a statutory minimum”);6 see also Spero v. United States,
375 F.3d 1285, 1286 (11th Cir. 2004) (concluding that an enhanced mandatory
minimum of twenty years’ imprisonment under 21 U.S.C. § 841(b)(1)(C) based on
6
In Williams, the Eighth Circuit reasoned that Booker’s “remedial holding provided that
to cure the constitutional infirmity of the mandatory guidelines system, a district court is
authorized to consider the factors set forth in § 3553(a), and to vary from the sentence otherwise
indicated by the sentencing guidelines,” but that “Booker did not question the constitutionality of
statutory minimum sentences.” Williams, 474 F.3d at 1132. The Eighth Circuit noted that,
although Booker had excised 18 U.S.C. §§ 3553(b)(1) and 3742(e), “§ 3553(e) was unmentioned
in the opinion” and concluded that Booker’s deviation from a mandatory guidelines system
extended only far enough to make the advisory system consistent with the Sixth Amendment. Id.
Accordingly, the Eighth Circuit held that,“[b]ecause statutory minimum sentences remain
constitutional, and it is constitutional for Congress to limit a court’s authority to sentence below
such minimums, the remedial holding of Booker does not impact the pre-existing limitations
embodied in § 3553(e).” Id.
7
a judge-made drug quantity finding does not violate the Sixth Amendment
principles in Apprendi v. New Jersey, 530 U.S. 466, 120 S. Ct. 2348 (2000), or
Blakely v. Washington, 542 U.S. 296, 124 S. Ct. 2531 (2004), so long as it does
not exceed the unenhanced statutory maximum sentence). To avoid infringing a
defendant’s Sixth Amendment right to a jury trial, Booker made advisory the
Sentencing Guidelines, not statutory mandatory minimums enacted by Congress.
Thus, Booker’s instruction to district courts to consider the factors in § 3553(a) in
fashioning a reasonable sentence cannot be read to authorize using the § 3553(a)
factors to impose a sentence below an applicable statutory mandatory minimum.
In sum, although the district court’s concern for the disparity between
Sosa’s sentence and that of his coconspirators was an appropriate factor to
consider in determining where Sosa’s sentence should fall between the applicable
statutory minimum and maximum sentences, it did not provide a legal basis for
imposing a sentence below the statutory mandatory minimum sentence.
Accordingly we vacate Sosa’s sentence and remand for resentencing consistent
with this opinion.
VACATED AND REMANDED.
8