Filed 9/2/22
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Sacramento)
----
THE PEOPLE, C093430
Plaintiff and Respondent, (Super. Ct. No. 94F01075)
v.
ALBERT GARCIA,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Sacramento County,
Stephen P. Acquisto, Judge. Affirmed.
Kyle Gee, under appointment by the Court of Appeal, for Defendant and
Appellant.
Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney
General, Michael P. Farrell, Senior Assistant Attorney General, Darren K. Indermill,
Supervising Deputy Attorney General, and Melissa Lipon and Ismah Ahmad, Deputy
Attorneys General, for Plaintiff and Respondent.
1
In 1993, defendant Albert Garcia physically assaulted and stole money from an
82-year-old man, who died about an hour later from lethal cardiac arrhythmia, i.e.,
irregular beating of the heart. A jury found defendant guilty of first degree murder (Pen.
Code, § 187)1 and robbery (§ 211). The trial court sentenced him to an aggregate term of
27 years to life in prison, and we affirmed the judgment in an unpublished opinion.
(People v. Garcia (Oct. 22, 1996, C020253) [nonpub. opn.] (Garcia I).) In affirming
defendant’s murder conviction, we noted that the prosecution’s theory was felony
murder, and concluded that the felony-murder rule applied to the facts of this case
because there was substantial evidence the robbery, either the physical altercation or the
emotional stress, caused the victim’s death. (Garcia I, supra, C020253.)
In 2019, after the passage of Senate Bill No. 1437 (2017-2018 Reg. Sess.), which
narrowed the class of persons liable for felony murder, defendant petitioned for
resentencing under section 1172.6 (former § 1170.95).2 Following the appointment of
counsel, briefing,3 and a hearing, the trial court denied the petition in August 2020. The
court found that defendant was ineligible for resentencing as a matter of law because he
was the “actual killer,” a felony-murder theory that remains valid after the passage of
Senate Bill No. 1437.
Defendant timely appealed; after delays for record augments and multiple
continuances in the parties’ briefing, the case was fully briefed on February 7, 2022, and
assigned to the panel as presently constituted on May 5, 2022.
1 Undesignated statutory references are to the Penal Code.
2 Effective June 30, 2022, section 1170.95 was renumbered section 1172.6, with no
change in text. (Stats. 2022, ch. 58, § 10.)
3 In support of its opposition to the petition for resentencing, the People submitted the
reporter’s transcript from the trial.
2
On appeal, defendant raises two contentions. First, he claims the trial court
improperly evaluated the validity of his murder conviction under the “actual killer”
provision of section 189, subdivision (e)(1), as there is no “actual killer” within the
meaning of the revised felony-murder rule when death results from a preexisting medical
condition aggravated by the stress of the underlying felony. Second, defendant argues
the trial court erroneously relied upon a sufficiency of the evidence standard in denying
his petition for resentencing rather than determining whether the prosecution had met its
burden to prove, beyond a reasonable doubt, that he is guilty of murder under current law.
As we next explain, because we disagree with defendant on his first contention,
we need not reach his second. Here defendant was the actual killer; accordingly, we shall
affirm the order denying his petition for resentencing.
BACKGROUND
We summarize the pertinent facts, which are taken from our prior opinion.
(Garcia I, supra, C020253.)
At about 3:00 p.m. on October 12, 1993, Regina and Todd Nishihara (collectively,
the Nishiharas) saw defendant drive by and flagged him down for a ride. Defendant, who
was an acquaintance of the Nishiharas, agreed to give them a ride but explained he had to
make a stop on the way.
As defendant pulled into an alley, the Nishiharas saw a “tall, Caucasian man in his
mid-thirties.” (Garcia I, supra, C020253.) Defendant drove down the alley and stopped
about 75 to 100 feet from the house where 82-year-old Joseph Souza lived. Defendant
asked Mrs. Nishihara to knock on Souza’s door, ask for water, and look around the house
to see if anyone else was present; she refused. The Nishiharas got out of the car and
began walking out of the alley. Mrs. Nishihara last saw defendant at the back door of
Souza’s house.
3
As the Nishiharas left the alley, Mrs. Nishihara saw the “Caucasian man” she had
seen earlier approach defendant and ask him for “something.” (Garcia I, supra,
C020253.)
Between 3:00 and 4:00 p.m., another witness saw defendant and Souza on the
front porch of Souza’s house. Defendant had Souza in a headlock.
At about 3:20 p.m., Souza entered the furniture store located across the street from
his home. He told William Seminario and Travis McDaniel that he had just been robbed
and asked to use the phone. Souza appeared pale, upset, and frightened. He could hardly
walk, his hands were shaking, and his speech was slurred. Although he did not seem
coherent, he responded to questions. Souza explained that a “Mexican” had taken his
wallet, which contained $15 to $30, and had knocked him out. At 3:25 p.m., Seminario
called 911 and handed the phone to Souza, who told the 911 dispatcher that a Mexican,
25 to 30 years old, wearing a white T-shirt, hit him and took his money.
Souza left the furniture store and headed home because he had left the house
unlocked; Seminario and McDaniel accompanied him. Souza’s shoulder was covered
with dry leaves and debris, and he had a large bump on his head. Souza became more
incoherent; his eyes were glazed and his movements jerky. He sat down at the bottom of
his stairs and gave more details about his assailant: a Mexican male in a white T-shirt
came to his door asking for water while a second man stood in the alley; they had been to
his house before asking for water. Souza refused to give them water and one of the men
hit him on the back of his head. When a police officer arrived, Souza explained that his
assailant was a Hispanic male, five feet seven inches tall, one hundred thirty-five pounds,
with black hair and wearing a white T-shirt.
When Souza’s condition deteriorated and he became unconscious, Seminario
called an ambulance, which arrived at about 3:40 p.m. Resuscitative efforts were
unsuccessful, and Souza was pronounced dead at 4:15 p.m. The immediate cause of
death was lethal cardiac arrhythmia, or irregular beating of the heart. Due to Souza’s
4
cardiovascular disease, either the stress of having been robbed or the physical altercation
had caused the lethal arrhythmia.4
The next day, Mrs. Nishihara told a police officer about what she had observed in
the alley, and defendant was subsequently taken into custody. Upon questioning,
defendant recalled picking up the Nishiharas but denied going into the alley; he claimed
that he dropped the Nishiharas off somewhere else.
DISCUSSION
I
Relevant Legal Principles
A. Felony-Murder Liability Prior to Senate Bill No. 1437
Section 189, adopted in 1872, codified the felony-murder rule, under which a
killing in the course of a statutorily enumerated felony (e.g., robbery) constituted first
degree murder. (People v. Dillon (1983) 34 Cal.3d 441, 465, 467 & fn. 14, 471-472.)
“For felony murder, the required mental state is the specific intent to commit the
underlying felony.” (People v. Booker (2011) 51 Cal.4th 141, 175.)
The “felony-murder rule covers ‘a variety of unintended homicides resulting from
reckless behavior, or ordinary negligence, or pure accident . . . .’ ” (People v. Billa
(2003) 31 Cal.4th 1064, 1068.) “ ‘ “The purpose of the . . . rule is to deter felons from
killing negligently or accidentally by holding them strictly responsible for killings they
commit.” [Citation.] The Legislature has said in effect that this deterrent purpose
4 The only medical testimony presented at trial came from the forensic pathologist who
performed the autopsy, Dr. Gregory Schmunk. He testified that Souza suffered from
cardiovascular disease, including extensive hardening of the arteries and high blood
pressure. Dr. Schmunk explained that Souza’s heart arrhythmia was due to his
cardiovascular disease, and opined that the stress from either the robbery or the assault
could have caused the lethal cardiac arrhythmia, which was the immediate cause of death.
Dr. Schmunk concluded that the lethal cardiac arrhythmia occurred “as a direct
consequence of the altercation, both the physical and emotional component.”
5
outweighs the normal legislative policy of examining the individual state of mind of each
person causing an unlawful killing to determine whether the killing was with or without
malice, deliberate or accidental, and calibrating our treatment of the person accordingly.
Once a person perpetrates or attempts to perpetrate one of the enumerated felonies, then
in the judgment of the Legislature, he is no longer entitled to such fine judicial
calibration, but will be deemed guilty of first degree murder for any homicide committed
in the course thereof.’ ” (People v. Farley (2009) 46 Cal.4th 1053, 1121.)
Liability for first degree murder based on a felony-murder theory is proper when
the defendant kills during the commission of a robbery, but the prosecution must
establish that the defendant intended to steal the victim’s property either before or during
the fatal assault. (People v. Lewis (2001) 25 Cal.4th 610, 642.)
While the law does not require a strict causal or temporal relationship between the
felony and the murder (People v. Prince (2007) 40 Cal.4th 1179, 1259), there must be
some connection between the two. As our Supreme Court has explained: “ ‘[T]he
felony-murder rule requires both a causal relationship and a temporal relationship
between the underlying felony and the act resulting in death.’ [Citation.] The causal
relationship is established by a ‘logical nexus’ between the felony and the homicidal act,
and ‘[t]he temporal relationship is established by proof the felony and the homicidal act
were part of one continuous transaction.’ ” (People v. Wilkins (2013) 56 Cal.4th 333,
346-347.)
Proximate cause is a “ ‘universal factor common to all legal liability,’ ” including
criminal culpability. (People v. Harrison (1959) 176 Cal.App.2d 330, 333, disapproved
on other grounds in People v. Whitehorn (1963) 60 Cal.2d 256, 264 and People v.
Washington (1965) 62 Cal.2d 777, 783.) California courts have long held “that there may
be multiple proximate causes of a homicide, even where there is only one known actual
or direct cause of death.” (People v. Sanchez (2001) 26 Cal.4th 834, 846.) For example,
“ ‘ “[w]hen the conduct of two or more persons contributes concurrently as the proximate
6
cause of the death, the conduct of each is a proximate cause of the death if that conduct
was also a substantial factor contributing to the result. A cause is concurrent if it was
operative at the time of the death and acted with another cause to produce the death.” ’ ”
(Id. at p. 847; see also People v. Jennings (2010) 50 Cal.4th 616, 643 [a defendant may
be criminally liable for a result directly caused by his or her act, even though there is
another contributing cause].) “ ‘To be considered the proximate cause of the victim’s
death, the defendant’s act must have been a substantial factor contributing to the result,
rather than insignificant or merely theoretical.’ ” (Jennings, at p. 643.)
A cause of death is an act or omission that sets in motion a chain of events that
produces as a direct, natural and probable consequence of the act or omission the death
and without which the death would not occur. (People v. Dawson (2009)
172 Cal.App.4th 1073, 1094; see also CALJIC No. 3.40.) When there is more than one
contributing cause of death in a murder case, the law is clear: “[A]s long as the jury finds
that without the criminal act the death would not have occurred when it did, it need not
determine which of the concurrent causes was the principal or primary cause of death.
Rather, it is required [only] that the cause was a substantial factor contributing to the
result.” (People v. Catlin (2001) 26 Cal.4th 81, 155 (Catlin).) The “substantial factor”
standard addresses situations in which there are independent concurrent causes of a death.
(People v. Jennings, supra, 50 Cal.4th at p. 644.)
“A victim’s predisposing physical condition will not preclude a felony-murder
conviction even when the condition is a substantial factor in causing the death of the
victim, so long as it is not the only substantial factor. The death only need be a direct
consequence of the felony; it need not be a natural or probable consequence of the
felony.” (Levenson & Ricciardulli, Cal. Criminal Law (The Rutter Group 2021) § 5:21,
fns. omitted; see Catlin, supra, 26 Cal.4th at p. 155 [“ ‘So long as a victim’s predisposing
physical condition, regardless of its cause, is not the only substantial factor bringing
about his death, that condition . . . in no way destroys the [defendant’s] criminal
7
responsibility for the death’ ”].) For example, the felony-murder rule is applicable when
there is “substantial evidence to prove that a robbery caused a victim’s fatal heart attack.”
(People v. Hernandez (1985) 169 Cal.App.3d 282, 287 (Hernandez); People v. Stamp
(1969) 2 Cal.App.3d 203, 209-211 (Stamp).)
It is irrelevant that a normally healthy individual might not have died as long as
the victim’s preexisting medical condition is not the only cause of the death. (People v.
Wattier (1996) 51 Cal.App.4th 948, 953.) “As the courts have made clear, a defendant
whose infliction of physical injury upon another is a cause of that person’s death is guilty
of unlawful homicide even if the injury was not the only cause of death, and even if the
victim was in a weakened state due to a preexisting condition.” (People v. Taylor (2004)
119 Cal.App.4th 628, 641.)
B. Senate Bill No. 1437’s Substantive Changes to Felony-Murder Liability
As previously indicated, under the felony-murder rule as it existed prior to Senate
Bill No. 1437, a defendant who committed a statutorily enumerated felony such as
robbery could be convicted of murder for a killing during the felony without further
examination of their mental state. (People v. Chun (2009) 45 Cal.4th 1172, 1182.)
“Effective January 1, 2019, the Legislature passed Senate Bill [No.] 1437 ‘to
amend the felony murder rule . . . to ensure that murder liability is not imposed on a
person who is not the actual killer, did not act with the intent to kill, or was not a major
participant in the underlying felony who acted with reckless indifference to human life.’ ”
(People v. Lewis (2021) 11 Cal.5th 952, 959.) Senate Bill No. 1437 accomplished this
purpose by amending section 189. (People v. Gentile (2020) 10 Cal.5th 830, 842
(Gentile).)
As relevant here, Senate Bill No. 1437 limited the class of persons liable for
felony murder by adding section 189, subdivision (e). Under current law, “[a]
participant in the perpetration or attempted perpetration of [certain enumerated felonies,
including robbery] in which a death occurs is liable for murder only if one of the
8
following is proven: [¶] (1) The person was the actual killer. [¶] (2) The person was not
the actual killer, but, with the intent to kill, aided, abetted, counseled, commanded,
induced, solicited, requested, or assisted the actual killer in the commission of murder in
the first degree. [¶] (3) The person was a major participant in the underlying felony and
acted with reckless indifference to human life, as described in subdivision (d) of Section
190.2.” (§ 189, subd. (e)(1)-(3).) In adding this provision to section 189, the Legislature
narrowed the scope of liability under the felony-murder rule to protect the “bedrock
principle of the law and of equity that a person should be punished for his or her actions
according to his or her own level of individual culpability.” (Stats. 2018, ch. 1015, § 1,
subd. (d); see People v. Duchine (2021) 60 Cal.App.5th 798, 808 [explaining that the
legislative history reflects that Senate Bill No. 1437 was adopted to, among other things,
address the unfairness in disproportionately sentencing under the felony-murder rule
persons who did not perpetrate a homicide and lacked the mens rea and culpability of the
actual killer].)
In addition to these amendments, Senate Bill No. 1437 added section 1172.6
(former § 1170.95), which provides a procedure whereby persons convicted of murder
under a now-invalid theory may petition to vacate their conviction. (§ 1172.6, subd. (a);
Gentile, supra, 10 Cal.5th at p. 843.) As relevant here, a defendant is eligible for relief
under section 1172.6 if the following three conditions are satisfied: (1) he was
prosecuted under a theory of felony-murder, (2) he was convicted of murder, and (3) he
could not presently be convicted of murder because of the statutory changes to section
189 effectuated by Senate Bill No. 1437. (§ 1172.6, subd. (a).)
When, as here, the trial court determines that the petition for resentencing
establishes a prima facie case for relief, the court must issue an order to show cause and
then conduct a hearing to determine whether to vacate the murder conviction and
resentence the petitioner on any remaining counts. (§ 1172.6, subds. (c), (d)(1).) At the
hearing, the prosecution bears the burden to prove beyond a reasonable doubt that the
9
defendant is guilty of murder under current law (e.g., felony murder as amended by the
changes to section 189). (§ 1172.6, subd. (d)(3).) The court may consider evidence
previously admitted at trial that is admissible under current law, and the parties may offer
new or additional evidence. (Ibid.) The trial court, acting as an independent factfinder,
must determine, beyond a reasonable doubt, whether the defendant is guilty of murder
under a theory that remains valid after Senate Bill No. 1437. (People v. Garrison (2021)
73 Cal.App.5th 735, 745 (Garrison).)
Following the passage of Senate Bill No. 1437, the Governor signed Senate Bill
No. 775 (2020-2021 Reg. Sess.), which went into effect on January 1, 2022. (Cal. Const.,
art. IV, § 8, subd. (c).) As particularly relevant here, Senate Bill No. 775 “[r]eaffirms
that the proper burden of proof at a [section 1172.6] resentencing hearing . . . is proof
beyond a reasonable doubt,” and that a finding there is substantial evidence to support a
conviction is insufficient to meet this burden. (Stats. 2021, ch. 551, §§ 1-2; see 1172.6,
subd. (d)(3).) Because the trial court’s order denying defendant’s petition for
resentencing is not yet final, he is entitled to the benefit of the amendments to section
1172.6 effectuated by Senate Bill No. 775. (People v. Porter (2022) 73 Cal.App.5th 644,
652.)5
5 Senate Bill No. 775 became effective after the trial court denied defendant’s petition
for resentencing. Prior to the passage of Senate Bill No. 775, there was a split in
authority as to whether the trial court should determine if the record contains substantial
evidence supporting a murder conviction under a now-valid theory of murder or whether
the trial court should independently review the record to determine if the prosecution
proved beyond a reasonable doubt defendant’s guilt of murder under a now-valid theory.
(See People v. Clements (2022) 75 Cal.App.5th 276, 293 [collecting cases].) Because
defendant is entitled to the benefit of the amendments to section 1172.6 effectuated by
Senate Bill No. 775, we have summarized the current law.
10
II
Analysis
A. Felony-Murder Liability Under An “Actual Killer” Theory
Defendant contends the trial court improperly evaluated the validity of his murder
conviction under the “actual killer” provision of section 189, subdivision (e)(1), as there
is no “actual killer” within the meaning of the revised felony-murder rule when death
results from a preexisting medical condition aggravated by the stress of the underlying
felony. He argues the trial court should have evaluated the validity of his murder
conviction under section 189, subdivision (e)(2) and (3) because a robber should not be
deemed an “actual killer” under section 189, subdivision (e)(1) when an unintended,
accidental, and unforeseeable death occurs. He concludes that under current law, he
cannot be liable for murder under a felony-murder theory unless the prosecution proves
beyond a reasonable doubt that, although not the “actual killer,” he had the intent to kill
(§ 189, subd. (e)(2)) or was a major participant in the robbery and acted with reckless
indifference to human life (§ 189, subd. (e)(3)). In making this argument, defendant
insists that imposing felony-murder liability where there was an unintended or accidental
death, unaccompanied by any measure of individual culpability beyond the intent to
commit the underlying felony, violates the Eighth Amendment. We reject this claim.
Although defendant invokes the Eighth Amendment in support of his claim, we
begin our analysis by noting that his argument finds no support in either the language of
section 189, subdivision (e) or the Legislature’s expressed intent in enacting this
provision. As amended by Senate Bill No. 1437, the text of section 189 provides no
additional or heightened mental state requirement for the “actual killer” prosecuted under
a felony-murder theory; it requires only that “[t]he person was the actual killer.” (§ 189,
subd. (e)(1).) Additionally, there is nothing in the language of Senate Bill No. 1437
suggesting that the Legislature intended to modify the long-standing rules regarding
felony-murder liability in circumstances involving concurrent causes of death, including
11
situations in which the victim’s preexisting medical condition is a substantial factor in
causing the death. By contrast, the new section 189, subdivision (e) requires that
accomplices in an enumerated felony harbor a more culpable mental state than was
previously required. Under current law, a participant in an enumerated felony who is not
the actual killer is now only subject to felony-murder liability if he aided and abetted the
actual killer in the commission of the murder with the intent to kill or was a major
participant in the underlying felony and acted with reckless indifference to human life.
(§ 189, subd. (e)(2), (3).) Among the express legislative findings in Senate Bill No. 1437
is that: “It is necessary to amend the felony murder rule . . . to ensure that murder
liability is not imposed on a person who is not the actual killer, did not act with the intent
to kill, or was not a major participant in the underlying felony who acted with reckless
indifference to human life.” (Stats. 2018, ch. 1015, § 1, subd. (f).) With respect to
felony-murder liability, Senate Bill No. 1437 specifically limits the liability of
accomplices but contains no expressed intent to modify the felony-murder rule’s
application to a perpetrator whose acts were a concurrent cause of the death. (Stats.
2018, ch. 1015, §§ 1-3; see Gentile, supra, 10 Cal.5th at pp. 842-844; § 189, subd. (e).)
Indeed, the Legislative Counsel’s Digest labels Senate Bill No. 1437 as, “Accomplice
liability for felony murder.” (See Legis. Counsel’s Dig., Sen. Bill No. 1437 (2017-2018
Reg. Sess.).) In our view, the Legislature’s purpose in revising the law as it relates to
felony-murder liability was to ensure proportionate punishment for accomplices in the
felony-murder context, and that the term “actual killer” is meant to distinguish the person
who actually caused the victim’s death, including in circumstances where two or more
persons participated in the felony.
We decline to adopt the interpretation of section 189, subdivision (e) urged by
defendant, as it is not supported by the clear, unambiguous language of the statute or the
intent expressed by the Legislature in adopting Senate Bill No. 1437. (See Renee J. v.
Superior Court (2001) 26 Cal.4th 735, 743 [“ ‘ “When the [statutory] language is clear
12
and there is no uncertainty as to the legislative intent, we look no further and simply
enforce the statute according to its terms” ’ ”]; People v. Cornett (2012) 53 Cal.4th 1261,
1265 [our fundamental task in reviewing questions of statutory interpretation is to
determine the Legislature’s intent so as to effectuate the law’s purpose; the plain meaning
controls if there is no ambiguity in the statutory language].) Had the Legislature, as
defendant suggests, intended section 189, subdivision (e) to mean that there is no “actual
killer” for purposes of felony-murder liability where death resulted from a preexisting
medical condition aggravated by the stress of the underlying felony, it could and would
have said so in clear and certain terms.6 This is particularly true given that long-standing
case law permits felony-murder liability even when a preexisting medical condition is a
substantial factor in causing the death of the victim, as long as it is not the only
substantial factor. (Hernandez, supra, 169 Cal.App.3d at p. 287 [heart attack during
robbery]; Stamp, supra, 2 Cal.App.3d at pp. 209-211 [same].) Lawmakers are presumed
to be aware of judicial decisions already in existence, and to have enacted or amended a
statute in light thereof. (People v. Scott (2014) 58 Cal.4th 1415, 1424.) To adopt
defendant’s position would require us to change the scope of section 189, subdivision (e)
by reading into it language it does not contain. We cannot and will not do that. (Vasquez
v. State of California (2008) 45 Cal.4th 243, 253 [courts may not rewrite the statute to
conform to an assumed intention that does not appear in its language]; Manufacturers
Life Ins. Co. v. Superior Court (1995) 10 Cal.4th 257, 274 [in construing a statute, courts
do not insert what has been omitted or omit what has been inserted].) Moreover,
6 Indeed, in enacting Senate Bill No. 1437, the Legislature provided an exception to the
requirements set forth in subdivision (e): “Subdivision (e) does not apply to a defendant
when the victim is a peace officer who was killed while in the course of the peace
officer’s duties, where the defendant knew or reasonably should have known that the
victim was a peace officer engaged in the performance of the peace officer’s duties.”
(§ 189, subd. (f).)
13
defendant’s position is contrary to the primary purpose of the felony-murder rule, which
is “ ‘to deter felons from killing negligently or accidentally by holding them strictly
responsible for killings they commit.’ ” (People v. Billa, supra, 31 Cal.4th at p. 1070; see
also People v. Farley, supra, 46 Cal.4th at p. 1121.)
We find no merit in defendant’s Eighth Amendment argument, which relies on a
series of United States Supreme Court cases addressing whether a participant in a felony
murder who was not the actual killer and did not intend that a killing take place can be
subject to the death penalty. (See Tison v. Arizona (1987) 481 U.S. 137; Enmund v.
Florida (1982) 458 U.S. 782.) Because these cases are inapposite, we need not discuss
them. Instead, we simply note that our Supreme Court has explained that “in the context
of first degree felony murder, [it has] not conditioned capital punishment upon an intent
to kill for actual killers” or a finding of “ ‘reckless indifference to human life’ for actual
killers lacking an intent to kill.” (People v. Contreras (2013) 58 Cal.4th 123, 163-165
[“[p]roof that a defendant who is guilty of felony murder was the actual killer of the
victim—by itself—establishes the degree of culpability required to impose the death
penalty”].) This is not a capital case, and, as we explain below, the record of conviction
unequivocally establishes that defendant was the “actual killer.” He was the sole
perpetrator of a robbery where a death occurred as a direct consequence of his actions.
For the reasons we have discussed, we reject defendant’s contention that the term “actual
killer” should be interpreted as only applying to those persons with intent to kill or also
identified as a major participant in the felony who acted with reckless indifference to
human life.
In sum, we conclude the trial court properly evaluated defendant’s petition for
resentencing under the “actual killer” provision of section 189, subdivision (e)(1) to
determine whether he was guilty of murder under a theory that remains valid after Senate
Bill No. 1437.
14
People v. Garcia (2020) 46 Cal.App.5th 123, on which defendant relies in his
reply brief, does not support the conclusion that defendant is not the “actual killer” within
the meaning of section 189, subdivision (e)(1). The Garcia court concluded that simply
being a proximate cause of the victim’s death--for example, handing the murder weapon
to the individual who directly inflicts the fatal blow--would generally not be sufficient to
be considered the “actual killer” for purposes of the felony-murder special circumstance
under section 190.2, subdivision (b). (See Garcia, at pp. 151-153.) In Garcia, the victim
died due to asphyxiation after his mouth was covered with duct tape during a home-
invasion robbery involving two perpetrators. (Id. at p. 136.) In closing argument, the
prosecutor maintained that the robbery-murder special circumstance (§ 190.2, subds.
(a)(17), (b)) could be found true as to one of the defendants on the theory that he was the
“actual killer” because he gave the duct tape to the other defendant who taped the
victim’s mouth closed. (Garcia, at p. 149.) The jury was instructed with CALCRIM
No. 730 that the special circumstance could be found true if the defendant “ ‘did an act
that caused the death of another person.’ ” (Garcia, at pp. 149-150.) The Garcia court
reversed, finding that the prosecutor relied on an improper theory of actual killer liability,
as the meaning of the term “actual killer” under section 190.2, subdivision (b) is literal:
“The actual killer is the person who personally kills the victim, whether by shooting,
stabbing, or—in this case—taping his mouth closed, resulting in death by asphyxiation.”
(Garcia, at pp. 152, 156-157, italics added.) In reversing, the court reasoned that the
CALCRIM No. 730 instruction was erroneous because it “allowed the jury to find the
special circumstance true if it determined that [the defendant] ‘caused’ [the victim’s]
death even if it did not find beyond a reasonable doubt that [the defendant] participated in
the taping” of the victim’s face--that is, the jury could have found the defendant guilty
solely for handing his co-perpetrator the tape. (Garcia, at p. 155.)
Even assuming, as defendant argues, the Legislature intended the term “actual
killer” to have the same meaning in both section 190.2, subdivision (b) and section 189,
15
subdivision (e)(1)--that is, the “actual killer” is the person who “personally” killed the
victim7--reversal is not required. As we discuss below, the record of conviction
demonstrates that defendant, acting alone, committed the acts against Souza that directly
contributed to Souza’s lethal cardiac arrhythmia. In short, because defendant’s acts in
robbing Souza (including assault) were a substantial factor in bringing about Souza’s
death, defendant “personally killed” Souza and was the “actual killer” within the meaning
of section 189, subdivision (e)(1).8 This conclusion is not undermined by the fact that
Souza’s preexisting heart condition contributed to his death. (See Catlin, supra,
7 Section 190.2, subdivision (b) specifies that “an actual killer . . . need not have had any
intent to kill at the time of the commission of the offense which is the basis of the special
circumstance in order to suffer death or confinement in the state prison for life without
the possibility of parole.” Thus, “[a] felony-murder special circumstance is established
even absent intent to kill, premeditation, or deliberation, if there is proof beyond a
reasonable doubt that the defendant personally killed the victim in the commission or
attempted commission of, and in furtherance of, one of the felonies enumerated in
subdivision (a)(17) of section 190.2.” (People v. Jennings (1988) 46 Cal.3d 963, 979,
italics added.) In addition to Garcia, two recent appellate court opinions, including an
opinion from this court, have also concluded that the term “actual killer” as used in the
revised felony-murder rule of section 189, subdivision (e)(1) refers to someone who
“personally killed” the victim, not someone who merely committed an act that
proximately caused the victim’s death. (See People v. Lopez (2022) 78 Cal.App.5th 1, 4,
16-19 [reviewing the legislative history of Senate Bill No. 1437 and concluding that the
term “actual killer” has the same meaning in both § 190.2, subd. (b) and § 189, subd.
(e)(1)]; People v. Vang (2022) 82 Cal.App.5th 64, 83 (Vang) [same].)
8 We recognize that “ ‘[p]roximately causing and personally inflicting harm are two
different things.’ ” (People v. Bland (2002) 28 Cal.4th 313, 336.) “ ‘[T]he phrase
“personally inflicts” means that someone “in person” . . . , that is, directly and not
through an intermediary, “cause[s] something (damaging or painful) to be endured.” ’ ”
(People v. Ollo (2021) 11 Cal.5th 682, 688; see People v. Rodriguez (1999)
69 Cal.App.4th 341, 349 [“To ‘personally inflict’ injury, the actor must do more than take
some direct action which proximately causes injury. The defendant must directly,
personally, himself inflict the injury”].)
16
26 Cal.4th at p. 155; Hernandez, supra, 169 Cal.App.3d at p. 287; Stamp, supra,
2 Cal.App.3d at pp. 209-211.)
Nor is our conclusion undermined by People v. Lopez, supra, 78 Cal.App.5th 1 or
Vang, supra, 82 Cal.App.5th 64, two recent appellate court opinions relied upon by
defendant for the first time at oral argument. The evidence in those cases did not show
(as the evidence did in this case) that the defendant personally committed the act(s) that
directly resulted in the victim’s death. In Lopez, the victim was bludgeoned to death
during a home-invasion robbery involving two perpetrators, but there was no direct
evidence that the defendant was the person who bludgeoned the victim. (Lopez, at pp. 5-
10, 19.) Similarly, in Vang, there was no direct evidence that the defendant personally
committed the act that killed his wife. There, the defendant, who had a long history of
domestic violence, got into an argument with his wife and followed her after she fled in a
car. (Vang, at pp. 69-70.) He eventually forced her to stop and coerced her into his
vehicle through force or fear. (Id. at p. 69.) As he was driving away, she opened the
door and jumped out of the vehicle; the fall from the vehicle resulted in her death. (Ibid.)
B. Proper Standard of Proof
Defendant contends the trial court erroneously relied on a sufficiency of the
evidence standard in denying his petition for resentencing rather than determining
whether the prosecution had met its burden of proving, beyond a reasonable doubt, that
he is guilty of murder under current law. While the Attorney General insists that the trial
court applied the correct standard of proof, we need not decide this issue. Even if we
assume error, the error was harmless under any standard because the record of conviction
establishes that defendant was the “actual killer,” a theory of felony-murder liability that
remains valid after Senate Bill No. 1437. (See Garrison, supra, 73 Cal.App.5th at
pp. 745-747 [finding no prejudice under either standard of harmless error review because,
17
even assuming the court applied the incorrect standard of proof, the defendant was the
“actual killer” and therefore ineligible for resentencing as a matter of law].)9
Here, defendant was charged with first degree murder and robbery. He was
prosecuted solely under the theory that he was the actual killer and committed the
robbery alone. At the close of trial, the jury was instructed on four theories of murder
liability: (1) deliberate and premeditated first degree murder (CALJIC No. 8.20); (2)
unpremeditated second degree murder (CALJIC No. 8.30); (3) second degree murder—
killing resulting from an unlawful act dangerous to life (CALJIC No. 8.31); and (4)
felony murder (CALJIC Nos. 8.10, 8.21). The jury was also instructed on causation
(CALJIC No. 3.40) and proximate cause (CALJIC No. 8.55) in the context of
homicide.10 In closing argument, the prosecutor focused on felony-murder liability; she
specifically argued that defendant was liable for murder under this theory because Souza
9 We find no merit in defendant’s undeveloped contention that the trial court’s
application of the improper standard of proof was a “structural defect,” which is not
amenable to harmless error review and requires automatic reversal. (See Garrison,
supra, 73 Cal.App.5th at pp. 745-747 [rejecting argument that applying the wrong
standard of proof at the § 1172.6, subd. (d)(3) hearing is structural error].) At oral
argument, defense counsel did not raise this issue and did not dispute this court’s
observation that the trial court’s application of the incorrect standard of proof would be
harmless error if defendant was the “actual killer” and therefore ineligible for
resentencing under the relevant statutory provision as a matter of law.
10 Defendant was not prosecuted under the natural and probable consequences doctrine,
a theory of liability by which an aider and abettor who intends to aid one offense (target
offense) can be convicted of another offense (nontarget offense) that is the natural and
probable consequence of the target offense. (People v. Smith (2014) 60 Cal.4th 603,
611.) Nor was the jury instructed on that doctrine or aiding and abetting, presumably
because defendant was the sole perpetrator of the robbery. For purposes of second
degree murder, the jury was instructed that malice is implied if the killing was the natural
consequence of an intentional act by defendant that was dangerous to human life. But
that is not the same as the doctrine under which an aider and abettor can be held liable for
a nontarget offense that was a natural and probable consequence of the target offense.
(See Gentile, supra, 10 Cal.5th at p. 843.)
18
died as a direct result of the traumatic stress from the robbery, including the assault. The
jury found defendant guilty of first degree murder and robbery, i.e., felony murder. In
support of his petition for resentencing, defendant did not seek to present any new or
additional evidence. In denying the petition for resentencing, the trial court found, and
defendant does not dispute on appeal, that the evidence adduced at trial showed as
follows: defendant put Souza in a headlock and hit him, knocking him unconscious;
defendant stole Souza’s wallet, which contained $15 to $30; Souza regained
consciousness shortly thereafter but died about an hour later after he lost consciousness
again; and the doctor who performed the autopsy concluded that Souza died from a lethal
cardiac arrhythmia (i.e., irregular beating of the heart), and specifically opined that the
death was caused by the stress from the robbery, including the assault.
In short, because the record of conviction unequivocally establishes that defendant
was the “actual killer,” the trial court’s purported failure to apply the proper standard of
proof in denying defendant’s petition for resentencing was harmless. Defendant was
convicted on a murder theory that remains valid after Senate Bill No. 1437. As a matter
of law, resentencing relief under section 1172.6 is not available to an “actual killer.”
(§§ 1172.6, subd. (a)(3), 189, subd. (e)(1); see Garrison, supra, 73 Cal.App.5th at
pp. 743-744; People v. Cornelius (2020) 44 Cal.App.5th 54, 58; People v. Tarkington
(2020) 49 Cal.App.5th 892, 899, abrogated on another point by People v. Lewis, supra,
11 Cal.5th at pp. 961-962; see also In re White (2019) 34 Cal.App.5th 933, 937, fn. 2 [the
amendments to § 189 changed the felony-murder rules for participants in a felony murder
who did not actually kill the victim].)
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DISPOSITION
The order denying defendant’s petition for resentencing is affirmed.
/s/
Duarte, J.
We concur:
/s/
Robie, Acting P. J.
/s/
Hoch, J.
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