Trujillo v. Wilson

Mr. Justice Hilliard

dissenting.

Regardless of whether error attends the judgment generally, to which, briefly, I shall address myself in the closing portion of this opinion, it is clear, I think, *436that at no time did the court have jurisdiction of defendant Trujillo, against whom, in conjunction with defendant F. B. Joy, judgment was entered. Indeed, the record rightly appraised, I am convinced that in so far as the judgment purports to be against Trujillo, it was not intended and wholly inadvertent. There were two cases, one by a husband and the other by his wife, both growing out of the same accident, and which were tried together and jointly presented on review, all as explained in the court’s opinion. Therefore, for convenience of discussion, generally, I shall treat the matter as a single case, but on occasion, and in the interest of clarity, I may refer to both cases or to both plaintiffs.

It appears, plaintiffs’ allegations considered, that, April 29, 1943, “F. B. Joy and Robert E. Joy, were doing business as Ace Box Company, a Copartnership,” and that defendant Trujillo was employed by them as a truck driver; that on said day, such employee, driving and operating said truck in and about the business of the Ace Box Company, “carelessly and negligently” drove same against plaintiffs’ automobile, in which they were seated, thereby damaging the automobile and injuring plaintiffs, to their several damage, etc. It further appears, that, while the accident occurred April 29, 1943, as already stated, complaint in relation thereto was not filed until July 12, 1944; that while process was timely served on the Joys, not then, or ever, was process served on Trujillo; that September 26, 1944, “defendants except Trujillo” filed answer to the complaint, denying “that they or Trujillo were careless or negligent as alleged or otherwise or at all”; that the answer was signed by counsel, following which there was a memorandum, saying that the “Address of defendants except Trujillo 2950 Platte River Drive, Denver, Colorado,” but said nothing of Trujillo’s address, which was consistent with the fact that counsel specifically had excluded Trujillo from his representation; that November 18, 1944, coun*437sel, proceeding on the complaint and answer of the two Joys, moved for postponement, in form saying, “Come now the defendants and move the court to cancel the trial date, * * * and to stay the proceedings herein until the driver, who is the defendant, Rudolph Pete Trujillo, becomes available to testify in person or at least until the time has been allowed as provided for in the Soldiers and Sailors Relief Act. * * * said driver is defendants only witness as to the manner in which the accident occurred on which matter there is a conflict of evidence; plaintiff has several witnesses in this matter; the accident occurred April 1943 but the action was not commenced until July 1944; in the meantime, defendant Trujillo became a member of the United States Army and his whereabouts are unknown * * * except that * * * he is somewhere in the Southern Pacific,” etc. Counsel signed and verified the motion, and following such signature the following memorandum appears: “Address of defendants: Ace Box Company 2950 Platte River Drive, Denver, Colorado. Rudolph Pete Trujillo c/o H. Berman [counsel who filed answer for the two Joys; but not for Trujillo] 720 University Bldg. Denver, Colorado.” The motion was granted and “cause continued for trial until the next term,” etc. In a “memorandum opinion” accompanying that order, the court said: “According to the record and agreements of counsel, Trujillo has not been served and therefore no judgment could be taken against him; but since he is alleged to be the driver of the vehicle involved in the accident, it would seem to the Court that his interests are affected, for this reason: The other defendants would no doubt have a cause of action against Trujillo for whatever judgment is recovered against them, and Trujillo’s testimony might have a very live bearing on the amount of damages, if any, recovered by the plaintiffs. It is true,” the court continued,. “that Trujillo’s liability would not be fixed, but assuming that his liability should become fixed in some future action against him by the other *438defendants, their measure of damage in the future action would be the amount recovered against them in this action, which amount would be fixed by the jury without the testimony of Trujillo; and that seems to the court to bring Trujillo’s interests directly into this case, even though he has not been served.”

February 13, 1945, the case again having been set for trial, counsel for “defendants” moved for vacation of that setting, urging, as in the earlier application, the continued absence of Trujillo, saying that, “several days ago the wife of Rudolph Trujillo was interviewed by the defendant F. B. Joy and that she stated that her last information from her husband was that he was either in the South Pacific or India and that there was no likelihood of his return in the near future on a furlough or otherwise.” Counsel signed the motion as “attorneys for defendants. Address of defendants 2950 Platte River Drive, Denver, Colorado. [The address of the Joys, not that of Trujillo].” Although formal order to that end does not appear, it is evident that that motion must have been granted, for October 17, 1945, counsel for “defendants” filed a third motion for postponement, in which they reemphasized the continued absence of Trujillo, and added that Mrs. Trujillo had written H. Berman, one of counsel, “I am sorry I am not able to tell you when'my husband Rudolph P. Trujillo will be home. He is still in the Phillipine Islands.” This motion was signed by counsel for “defendants,” but the address of no defendant was given, nor were they identified otherwise. The motion was denied, but for convenience generally, as appears, tentatively the case was reset for January 14, 1946, when it was tried. As the result of the trial, verdict in favor of plaintiff was returned. In form the verdict read: “We, the jury, find the issues herein joined for the plaintiff,” but did not say against whom. But, of necessity, as seems manifest, it was not against Trujillo, for he had neither been served with process, nor had he answered. As between him and plaintiff, “issues” had *439not been “joined,” hence none could have been submitted to, or determined by, the jury, nor does plaintiff claim that there was a trial as against Trujillo. What counsel for plaintiff do say relative to Trujillo presently will be set forth.

The court’s opinion stresses the fact that counsel appeared for “defendants,” hence, as argued, Trujillo must have been included therein. I have been at pains to state the situation at length. The term “defendants,” emphasized in the court’s opinion as of controlling importance, examined in the light thereof, clearly shows otherwise. From the inception of the case, and until the closing minutes of the trial, there were two defendants other than Trujillo, namely, F. B. Joy and Robert E. Joy. Counsel not only filed answer for those defendants, but were careful to state that they were not answering for Trujillo. In addition to such formal reservation, in the course of the answer of the two Joys, they denied, as already stated, that “they or Trujillo were careless or negligent as alleged or otherwise or at all.” In this connection, the court in the majority states: “No answer was filed * * * in behalf of Trujillo, and no formal appearance was entered in his behalf.” But, the court emphasized, “appearance was made in his behalf (1) by the filing of motions by counsel for defendants Joy, who signed as ‘attorneys for defendants,’ (2) by inserting at the bottom of motions * * * the address of defendant Trujillo, as well as that of defendants Joy, and (3) by stipulation of counsel that the verdict should bear Trujillo’s name as defendant.” I have set forth earlier in this opinion, the record as far as it bears on reasons (1) and (2), quoted immediately above from the court’s opinion, and as to point (3) I will state the record as I discuss it. I will treat the points in order.

(1, 2). It should be kept in mind that there were three defendants named in the complaint, that is to say, Rudolph Peter Trujillo, and F. B. Joy and Robert E. Joy, the latter two as Ace Box Company; that in the intro*440ductory line of the answers filed by defendants Joy, it is stated: “Come now the defendants except Trujillo and for answer to plaintiffs complaint allege,” etc. In short, the plural word defendants, employed by counsel in the answer, contemplates those who were answering, namely, F. B. Joy and Robert E. Joy. Moreover, by the express terms of the answer, defendant Trujillo was excluded therefrom. Because thereafter, in one of his applications for postponement, counsel who has appeared and answered for two defendants — the two Joys — specially excluding defendant Trujillo, as already stated, signed as “attorney for defendants,” forsooth, as the court concludes, the absent, unserved, and unanswering soldier thereby appeared, and is concluded. It is true that in that instance, a memorandum following counsel’s signature as “attorney for defendants,” the address of the Joys was noted as 2950 Platte River Drive, and that of Trujillo as in care of counsel, as already I have set forth at length. The memorandum, typewritten, not signed, or otherwise attested, in itself did not import verity, and at no time, at trial or on review here, has plaintiff claimed it constituted an appearance by Trujillo, or that in reliance thereon anything was done or left undone to pláintiff’s injury, frustration, or even discomfiture. Indeed, as earlier stated in this opinion, in granting the motion for postponement, the trial court stated: “According to the record and agreements of counsel, Trujillo has not been served and therefore no judgment could be taken against him.” There were subsequent motions for postponement, but, the majority opinion seemingly to the contrary notwithstanding, as respectfully I submit, counsel never again gave Trujillo’s address, as in the memorandum attached to the first motion, or otherwise or at all. As to that “appearance,” and whatever validity a strained construction might attach thereto, it was cancelled by the trial court’s ruling on the motion, in which, to requote, it said: “According to the record and agreements of counsel, Trujillo has not *441been served and therefore no judgment could be taken against him.” The next motion was signed as attorney for “defendants,” defendants’ address being given as “2950 Platte River Drive, Denver, Colo.,” the established address of the Joy’s, for whom he had filed answer, never that of Trujillo. The third and last motion, signed by counsel for “defendants” did not essay to give addresses.

(3) At the very close of the case, although no reason therefor is stated, or even hinted, the name of Robert E. Joy, always theretofore having been a defendant, and who had joined F. B. Joy in a joint answer to the complaint, as already has been stated, was eliminated as a party, by the simple expedient of a stipulation, reading: “It is stipulated and agreed by and between the parties the verdict in this case shall be entitled ‘R. J. Wilson vs. F. B. Joy, doing business as the Ace Box Company, and Rudolph Pete Trujillo * * *’ ” Theretofore both the Joys and Trujillo had been defendants, and had it not been for the stipulation the verdict, as a matter of form, and of course, would have carried all their names. The effect of the stipulation was to make F. B. Joy the sole owner of the Ace Box Company, and, based thereon, to relieve Robert E. Joy from liability, and that was its sole purpose. It was agreed by “the parties,” reads the stipulation, not by counsel for them. Trujillo was not there, so, perforce, the agreement was between plaintiff and the two Joys. Trujillo and both the Joys jointly had been sued. Trujillo was not served with process, and by consent of plaintiff and defendant F. B. Joy, the latter gentleman became the sole defendant presently before the court. That that was the theory on which all present proceeded is borne out by the record, which says that the liability of the “defendant,” not the defendants, was admitted.

But why, in any event, I venture to query, should we be concerned in affirming this judgment against Trujillo? Counsel for the prevailing plaintiff do not ask *442it. On the contrary they make manifest the fact that the soldier defendant had not been served, and, as well, had not. answered or otherwise appeared. Besides, they say they are not interested in such affirmance. Witness the following, quoted from their brief: “The defendant Rudolph Pete Trujillo was never served with summons * * *. Answers were filed for the defendants except the defendant, Trujillo. No answer has ever been filed for him. * * * Motion for stay of proceedings was filed by attorneys for defendants. This does not expressly appear to be an entry of appearance on behalf of defendant, Trujillo. * * * This motion recites that the whereabouts of Trujillo were unknown, except that affiant was informed that he was somewhere in the Pacific. * * * At the time of the filing of the first motion for stay of proceedings under the Soldiers’ and Sailors’ Civil Relief Act, the defendant, Trujillo, had not been served. No entry of appearance had been made on his behalf. No judgment could have been made against him. No prejudice could have resulted by a judgment against the other defendant, as we shall point out. The appearance on behalf of the defendant, Trujillo, if it was an appearance, was solely an attempt on the part of the other defendant to stall the case by using the name of the service man. * * * The record is perfectly clear,” counsel for plaintiff continue, “that the defendant, Trujillo, never had any notice of the pendency of the action. The entire argument of the plaintiff in error, Joy, is to the effect that the defendant, Trujillo, has had no opportunity at all to defend the action. He was brought into the case only by the action of the co-defendant, Joy. * * * It is true, of course, that as the record stands, the judgment is also against the defendant Trujillo. That ha$ apparently resulted without any knowledge on the part of Trujillo. In any event we are not concerned with affirmance of the judgment against Trujillo. It is the judgment against Joy with which we are presently concerned.” Thus counsel for plaintiff, having intimate *443knowledge of the record from the beginning, appraise Trujillo’s status in relation to the action. They appreciate, that, while properly the absent serviceman was made a party defendant, and against whom, could they have caused him to be served with process, they would have proceeded in course, still, proceeding in enlightened recognition of the paucity of record basis for judgment against him, commendably and justly give pause; and, pausing, make revelation of the. situation, and frankly advise of their willingness to forego the judgment in so far as it is against Trujillo. Why, I-respectfully submit, should a bench of reviewing ministers of justice insist upon the validity, of a judgment thus regarded by the judgment creditor? “Absence of legal service or authorized appearance,” as we have said, “is jurisdictional.” Great West M. Co. v. Woodmas of A. M. Co., 12 Colo. 46, 20 Pac. 771, 13 Am. St. Rep. 204. See, also, Colorado, Coal & Iron Co. v. Carpita, 6 Colo. App. 248, 40 Pac. 248. “There is'a well-recognized discretion „in the court to call for proof of an attorney’s authority when it sees fit.” 4 Cyc. 929. This rule applies to courts of review. Miller v. Continental Assurance Co., 233 Mo. 91, 134 S.W. 1003. See, Santa Rosa v. Fall, 273 U.S. 315, 47 Sup. Ct. 361, 71 L. Ed. 658. That he may appear and ask to have the judgment set aside, as I venture to believe, is not what the absent, unserved and nonanswering serviceman is entitled.

As to the judgment against the remaining Joy, my study convinces that material error appears. Clearly, defendant Joy’s situation considered, Trujillo’s presence at the trial was of supreme importance. Only he and plaintiffs, husband and-wife, were eyewitnesses of the event out of which the controversy arose. Dates considered, it happened at an untoward time. War was everywhere. Perhaps, out of respect to that very fact, plaintiff delayed instituting action, almost for a year and-a half. In the meantime Trujillo had become,a serviceman, and was sent far away. ■ Out of recognition, of his *444necessary absence, twice the trial was postponed, not, as should be emphasized, in his interest as a party, for he had not been served, but that he might be available as a witness for the Joys. Once again, predicated on the further absence of the soldier witness, Joy sought, but was denied, continuance, and in January, 1946, trial was had. The Wilsons testified for their side, but Joy, for reasons already explained, had no witness to the happenings. It would be difficult to express the helplessness of Joy. His counsel, proceeding in the face thereof, found it compatible with the evidentiary situation to admit his inability to produce any testimony in contradiction to that given by the Wilsons. When we consider that up to within six months of the trial, the war still raged in the Pacific area, where, as the evidence shows, Trujillo was stationed, and at the time of the trial soldiers had just begun to be returned, evenhanded justice, I think, should have moved the trial judge to order further postponement of the trial. The foregoing is not equivalent to saying that already plaintiff had not been greatly delayed (the first year and a half thereof, as it is fair to say, being attributable to his own election to withhold filing of complaint), but, the circumstances considered, the reasonable requirement was that he, too, should make a further contribution to the war effort by enforced further delay of trial. I am convinced, also, that the award for damages was extravagant and far beyond any fair appraisal of the evidence. The testimony of Trujillo, had it been available, well might have contributed to a better understanding of the situation. The further time sought by the Joys gave promise of Trujillo’s presence at the trial.

For reasons I have stated, the judgment should be reversed as to both Trujillo and Joy, and as to the latter, remanded for a new trial. If by that time Trujillo has not been served with process, nothing in the record as now appears should be regarded as justifying entry of judgment against him. But, if he has been served, then *445his status will be free from doubt, and all concerned, including the trial court, should proceed in course.

In so far as it relates to serviceman Trujillo, Mr. Justice Alter concurs in this opinion.