The defendant, Germano Kimbro, was arrested without a warrant on Novem
At the outset, we turn to the state’s threshold claim that the issue of “probable cause” in this appeal is to be determined solely by the “totality-of-the-circumstances” analysis set out in Illinois v. Gates, 462 U.S. 213, 103 S. Ct. 2317, 76 L. Ed. 2d 527, reh. denied, 463 U.S. 1237, 104 S. Ct. 33, 77 L. Ed. 2d 1453 (1983), rather than by the stricter two-prong analysis of the Aguilar-Spinelli4 cases which predated Gates.5 In this case we do not agree.
The defendant specifically premised his trial court motions upon the Connecticut as well as the United States constitutions. The trial court, without stating the precise bases of its decision in granting suppression and dismissal, granted the defendant’s motions. We are therefore entitled to infer that the trial court acted in favor of all the defendant’s claims as they were asserted in his motions, especially when the trial court’s decision, which was explicated in terms of the Aguilar-Spinelli analysis, had been based on the settled substantive law of this state before the Gates decision. See, e.g., State v. Grayton, 163 Conn. 104, 106, 302 A.2d 246, cert. denied, 409 U.S. 1045, 93 S. Ct. 542, 34 L. Ed. 2d 495 (1972). On appeal, the state seeks to overturn the trial court’s decision and, in doing so, argues in its brief that “Gates in no way [has] altered an individual’s ultimate right not to be searched or seized in
We note that in none of our three earlier decisions in which we referred to Gates did any of the defendants claim that the respective circumstances failed to constitute probable cause under the Connecticut constitution. See State v. Perry, 195 Conn. 505, 488 A.2d 1256 (1985); State v. Couture, supra; State v. Gasparro, 194 Conn. 96, 480 A.2d 509 (1984). It is our view in this warrantless arrest and search case that the trial court’s decision was correct under either the Gates “totality-of-the-circumstances” analysis or the Aguilar-Spinelli test.
Gates, of course, involved an application for a warrant, and it is crucial to underscore the fact that the Gates court reiterated that “after-the-fact scrutiny by courts of the sufficiency of an affidavit should not take the form of de novo review.” Illinois v. Gates, supra, 236. Rather, a reviewing court should pay “great deference” to the magistrate’s determination of probable cause. Id., citing Spinelli v. United States, 393 U.S. 410, 419, 89 S. Ct. 584, 21 L. Ed. 2d 637 (1969). In the same fashion, we do not attempt such de novo review where there has been a trial court determination that probable cause does not exist. In deciding whether probable cause does or does not exist, “[t]he trier of the facts
It is clear that the constitutional validity of the search in this case is predicated upon the constitutional validity of the arrest, which was constitutionally valid only if at the time the police had probable cause to arrest the defendant. See Beck v. Ohio, supra, 91; Brinegar v. United States, 338 U.S. 160, 175-76, 69 S. Ct. 1302, 93 L. Ed. 1879, reh. denied, 338 U.S. 839, 70 S. Ct. 31, 94 L. Ed. 513 (1949). “The rule of probable cause is a practical, nontechnical conception affording the best compromise that has been found for accommodating . . . often opposing interests. Requiring more would unduly hamper law enforcement. To allow less would be to leave law-abiding citizens at the mercy of the officers’ whim or caprice.” Brinegar v. United States, supra, 176.
Certain observations concerning Illinois v. Gates, supra, should properly be made here. The Gates deci
While the Gates court laid down the totality of circumstances analysis, it did express both the preference for warrants and the deference to be given by appellate courts to determinations of probable cause. De novo appellate probable cause determination was specifically eschewed, and these admonitions were repeated in Massachusetts v. Upton, supra. With this background, we consider whether the trial court correctly determined that the state had not demonstrated the existence of probable cause in this warrantless arrest case.
It would appear that on November 8, 1982, Officer Joseph Howard had been a New Haven police officer for nearly nine years. At that time, he had been working for about a year and one-half with a city street crime unit whose primary function was narcotics enforcement. He had known the defendant Kimbro for more
Howard testified that as the result of a telephone call9 from “a known reliable informant,” approximately five to ten minutes before the defendant’s actual arrest, he and two other officers10 proceeded to Dixwell Avenue and Lake Place. He believed that the informant, who had been a paid police informant, was reliable because information given in the past by him “had resulted in the apprehension of wanted felons . . . and one narcotics arrest,”11 although he was not aware of any con
With reference to what Howard testified the informant told him, the trial court in its oral decision said that “what impressed me also was the fact that Officer Howard couldn’t really tell exactly what the informant had told him and there were no details involved.” The court felt that it was important as to “what weight should [be given] to Officer Howard’s testimony as to the credibility or reliability of the informant. I have to find that the informant was credible or reliable.”
Such matters are for the trier of fact and not for appellate review. In cases involving constitutional safeguards, as this did, in passing upon the trial court’s determination on the issue of probable cause, it is best we remember that we do not sit “ ‘as in nisi prius,’ ” and, therefore, deference is due the trial court’s decision of that issue. State v. Ricci, 472 A.2d 291, 298 (R.I. 1984); State v. Roberts, 434 A.2d 257, 264 (R.I. 1981); see Culombe v. Connecticut, 367 U.S. 568, 81 S. Ct. 1860, 6 L. Ed. 2d 1037 (1961).
The trial court also stated that “there are no circumstances in this case corroborating the informant, except the fact that he [the defendant] was at this particular comer when the police arrived there.” This last circumstance the trial court did not consider “paramount,” because Howard had seen the defendant there a half dozen times recently; moreover, the defendant worked in that area. Noting the lack of evidence of any prior arrests or convictions involving narcotics of Kimbro, the court attached “no indication of anything” to the circumstance that the defendant merely “backed away”
The transcript also discloses that Howard testified on direct that the informant told him that the defendant was on Dixwell Avenue near Lake Place and “was in possession of and offering for sale what the defendant purported to be cocaine.” While he did not recall the “exact verbiage [of the informant,] the conversation was that Mr. Kimbro was in possession of it, that he was offering it for sale on the street and that the informant had seen the package that was offered, that was purported to be cocaine.”
On cross-examination Howard admitted that the informant did not tell him that he (the informant) “had seen narcotics on the defendant” but “merely packages of what the defendant was purporting to be cocaine.” He also said at first that the informant did not tell him he had seen an actual sale. Asked how the informant “knew” that the defendant “was in fact purporting to have cocaine,” Howard replied that the informant overheard “the defendant purport that the package of substance was cocaine.” He was asked again if the informant told him whether he had seen an actual sale. After a colloquy the court said that “one of the problems with this hearing is that . . . if the officer would just say what he said instead of trying to paraphrase what he said.” (Emphasis added.) The court thereupon instructed the officer to do so. Howard then said the informant did not know it was cocaine except that he “overheard” and “observed the packages being displayed and the offer of the purported cocaine for
We have already noted that this case, unlike Gates, involves a warrantless arrest and search.13 While we endorse the Gates majority’s preference for warrants, we must recognize that, while the state makes no such claim in this case, it is not always reasonably practicable to get a warrant. The state instead suggests that this is a conventional type of case with probable cause evident under Gates, thus justifying the warrantless arrest and the resulting search and seizure. Where, in warrantless arrests or searches, the police involved, in effect, act as their own magistrate in the determina
In this case, the informant himself was the source of the information upon which the police acted. The “veracity” or “reliability” of this informant was of great concern to the trial court. The paid informant’s track record has been set out; there were prior arrests of “wanted felons,” but the one and only prior narcotics arrest was a “dropsy” case. No convictions had resulted from any information he had conveyed. He gave no information of any prior conduct of the defendant involving narcotics, nor did the police, singly or collectively, know of or suspect any prior conduct of the defendant with narcotics.14 This is true although he had been the subject of police observation for at least two weeks at that area where he was arrested.
There is little doubt that the veracity of an informant is enhanced where he makes a statement under oath or where his information is corroborated by police
In this case, the informant indicated what he saw of this defendant’s conduct prior to informing the police. We, as an appellate court, should not evince a grudging attitude toward the trial court’s ultimate assessment of the evidence before it, when that assessment is reasonably supportable on the credible evidence. Practice Book § 3060D; see Solomon v. Aberman, 196 Conn. 359, 377-78, 493 A.2d 193 (1985). In the present case the trial court was not indulging in the hyper-technicality which Gates disapproves, but, rather, as was evident from the transcript, it was sifting and evaluating the oral evidence presented.
What may be called the “basis of knowledge” circumstance in the totality of circumstances discloses that there was no evidence that this informant bought or even saw the alleged narcotics. We say this aware that
In light of our conclusion that even under the Illinois v. Gates approach the motion to suppress was properly granted, we ordinarily need say no more. In this case, however, the defendant also asserted the protection of the Connecticut constitution in his motion to suppress. We thus address this claim separately in accordance with the decision of Michigan v. Long, 463 U.S. 1032, 103 S. Ct. 3469, 77 L. Ed. 2d 1201 (1983). In turning to article first, § 7, of the Connecticut constitution,15 we must decide whether that provision affords more substantive protection to citizens than does the fourth amendment to the federal constitution in the determination of probable cause. We conclude that it does.
Although we have not previously determined this particular question, we have invoked our constitution in the protection of individual rights. See, e.g., State v. Couture, 194 Conn. 530, 482 A.2d 300 (1984), cert.
The determination of “probable cause” under article first, § 7, is not to be made under the “fluid” concept of that term as set out in Gates, but rather, under
We eschew the amorphous standard of Gates17 in passing upon article first, § 7, interpretation and apply the more specific standards of the Aguilar-Spinelli test, as did the Massachusetts Supreme Judicial Court on remand from the United States Supreme Court in Commonwealth v. Upton, supra.18 See also State v. Jackson, supra.19 The Aguilar-Spinelli test, with its two prongs of “veracity” or “reliability” and “basis of knowledge,” offers a practical and independent test under our con
The circumstances relevant to the issue of probable cause in this case have been set forth earlier in this opinion. As we have demonstrated above, the trial court made no piecemeal analysis of the testimony in applying the Aguilar-Spinelli test in this case. It concluded that there were “insufficient circumstances for the determination that the informant was credible or that his information was reliable.” The trial judge said that he did not have “any real evidence here about the reliability of this informant and the fact they made one narcotics arrest [the dropsy case] does not give me that evidence of reliability.” Additionally, the trial court pointed out that “there are no circumstances in this case corroborating the informant, except the fact that he [the defendant] was at this particular corner when the police arrived there.” Actually, the corroboration to which the court referred should have been corroboration existing prior to that time when the police decided to make the arrest and after an evaluation of the informant’s information with whatever independent police information known to them at that time. As pointed out, the police had absolutely no self-verifying detail in their collective knowledge to add to the informant’s information. Even though they had been observing him for about two weeks and knew he was recently released from prison, they had, on this record, no knowledge of any prior narcotics history of any sort of this defendant. The deference to be given a finding of probable cause should, even-handedly, not be diluted
While it is not crucial in this warrantless arrest and seizure case, we note the rationale of United States v. Ventresca, 380 U.S. 102, 109, 85 S. Ct. 741, 13 L. Ed. 2d 684 (1965), that “doubtful or marginal cases . . . should be largely determined by the preference to be accorded to warrants.” The real question is not “whether there was a warrant or whether there was time to get one, but whether there was probable cause for the arrest.” United States v. Watson, 423 U.S. 411, 417, 96 S. Ct. 820, 46 L. Ed. 2d 598, reh. denied, 424 U.S. 979, 96 S. Ct. 1488, 47 L. Ed. 2d 750 (1976). “There is no more basic constitutional rule in the Fourth Amendment area than that which makes a warrantless search unreasonable except in a few ‘jealously and carefully drawn’ exceptional circumstances.” United States v. Watson, supra, 427 (Powell, J., concurring). This clearly applies under article first, § 7, of the Connecticut constitution. The common sense application of the Aguilar-Spinelli test in this case by the trial court in its determination that there was not probable cause was not clearly erroneous, and the result reached under that test was constitutionally mandated under article first, § 7, of the Connecticut constitution.
There is no error.
In this opinion Dannehy and Santaniello, Js., concurred.
1.
“MOTION TO SUPPRESS
“Pursuant to Practice Book Section 821 the Defendant in the above-entitled matter respectfully requests the Court to Suppress all items seized from the person of the Defendant as such search was conducted: (a) without a warrant, or (b) without probable cause to search, or (c) pursuant to an unlawful arrest, in violation of Article 1, Section 8 of the Connecticut Constitution and the Fourth and Fourteenth Amendments of the United States Constitution.”
The defendant’s motion to suppress actually cites “Article 1, Section 8 of the Connecticut Constitution” but there has never been any claim that anyone was misled by this obvious typographical error. Article first, § 7, however, is that provision which was involved. See footnote 15, infra.
2.
“MOTION TO DISMISS
“Pursuant to Practice Book Section 815 (10), the Defendant in the above-entitled matter respectfully requests the Court to dismiss the information as there is a lack of probable cause within the four comers of the arrest warrant, thereby denying the Defendant rights of Due Process under Article 1, Section 8, of the Connecticut Constitution and the Fourth and Fourteenth Amendments of the United States Constitution.
“Neither this motion nor one similar to it has previously been filed and decided in this case.”
The defendant’s motion to dismiss actually cites “Article 1, Section 8 of the Connecticut Constitution.” Again, no claim has ever been made that anyone was misled by this obvious typographical error. See footnote 1, supra.
3.
Although the motion to dismiss in the record refers to an “arrest warrant,” there was no arrest warrant. This motion alleged the lack of probable cause and the trial court so found at the end of the evidentiary hearing. At that time, the trial court, after learning that the state could not proceed to trial without the evidence it had suppressed, granted the defendant’s oral motion to dismiss. It did so “with prejudice” so that the state could appeal.
4.
Aguilar v. Texas, 378 U.S. 108, 84 S. Ct. 1509, 12 L. Ed. 2d 723 (1964); Spinelli v. United States, 393 U.S. 410, 89 S. Ct. 584, 21 L. Ed. 2d 637 (1969).
5.
The United States Supreme Court announced its decision in Illinois v. Gates, 462 U.S. 213, 103 S. Ct. 2317, 76 L. Ed. 2d 527, reh. denied, 463 U.S. 1237, 104 S. Ct. 33, 77 L. Ed. 2d 1453 (1983), on June 8, 1983. We note that the trial court’s decision in the case before us was rendered on April 14, 1983.
6.
In its brief, the state reiterates at some length the testimony of Officer Joseph Howard who was the only witness who testified at the suppression hearing. This recital overlooks the circumstance that not everything so recited was found as a fact by the trial court. Moreover, there is no suggestion in the transcript of the suppression hearing, the state’s brief or oral argument that a contemporaneous written police report of the relevant events was ever made.
7.
Justice White’s concurring opinion in Gates forcefully notes that the majority’s claim that a deficiency on one of the Aguilar prongs can be compensated for by a “strong showing” on the other cannot be taken literally. Illinois v. Gates, 462 U.S. 213, 272-73,103 S. Ct. 2317, 76 L. Ed. 2d 527, reh. denied, 463 U.S. 1237, 104 S. Ct. 33, 77 L. Ed. 2d 1453 (1983) (White, J., concurring). One noted commentator has said that “were it so interpreted, it would lead to the bizarre result, repeatedly rejected by the [United States Supreme] Court in the past in cases reaffirmed by the Gates majority, that the unsupported assertion or belief of an honest person satisfies the probable cause requirement.” 1 LaFave & Israel, Criminal Procedure (1984) § 3.3, p. 194.
8.
There was no evidence on what charges Officer Howard had arrested the defendant in the past.
9.
Howard said that he had been instructed by police radio to phone this informant at a certain location, and after saying that “[e]ither [Officer] Savinelli [who was with Howard] or I returned the call,” he then said “I believe I did [return the call].”
10.
Officers Howard and Savinelli and Sergeant Gallo went to Dixwell Avenue and Lake Place at that time. Neither Savinelli, who had a broken hip, nor Gallo testified at the suppression hearing.
11.
Officer Howard also testified concerning this prior narcotics arrest and in response to the question: “When you made that [earlier] arrest, did you
In oral argument before us, the state admitted that a fair reading of this portion of the transcript indicated that that earlier arrest was a “dropsy” case. See People v. McMurty, 64 Misc. 2d 63, 66, 314 N.Y.S.2d 194 (1970).
12.
Officer Howard said that he could not quote the informant exactly, pointing out that the arrest had taken place several months ago. The arrest was on November 8, 1982, and the suppression hearing was on April 14, 1983. There is no indication of any written police report of this arrest and its circumstances in the record before us.
13.
One noted commentator points out that the preference for warrants “has resulted in a subtle difference between the probable cause required when there is no warrant and that required when there is. As the court put it in United States v. Ventresca, [380 U.S. 102, 106, 85 S. Ct. 741, 13 L. Ed. 2d 684 (1965)], ‘in a doubtful or marginal case a search under a warrant may be sustainable where without one it would fall.’ ” 1 LaFave & Israel, Criminal Procedure (1984) § 3.3, p. 185.
14.
Although the officer testified that the defendant had recently been released from prison, there was no evidence that the defendant had since that release been suspected of engaging in any criminal activity prior to his instant arrest.
15.
Article first, § 7, of the Connecticut constitution provides: “The people shall be secure in their persons, houses, papers and possessions from unreasonable searches or seizures; and no warrant to search any place, or to seize any person or things, shall issue without describing them as nearly as may be, nor without probable cause supported by oath or affirmation.”
Identical provisions were contained in the Connecticut constitutions of 1818 and 1955 (art. I § 8).
16.
In doing so, we fully understand that we cannot afford any lesser protection than that to which a comparable right is entitled under the United States constitution.
The dissenting opinions seem to intimate that we are ignoring settled principles in our resolution of this case. We have only recently said, however, that “[federal law, whether based upon statute or constitution, establishes a minimum national standard for the exercise of individual rights and does not inhibit state governments from affording higher levels of protection for such rights.” Cologne v. Westfarms Associates, 192 Conn. 48, 57, 469 A.2d 1201 (1984), and cases cited therein. This court has recognized this as its duty and, in this specific context, we said quite clearly in Horton v. Meskill, 172 Conn. 615, 376 A.2d 359 (1977), that “[i]n the area of fundamental civil liberties — which includes all protections of the declaration of rights contained in article first of the Connecticut constitution— we sit as a court of last resort, subject only to the qualification that our interpretations may not restrict the guarantees accorded the national citizenry under the federal charter. In such constitutional adjudication, our first referent is Connecticut law and the full panoply of rights Connecticut residents have come to expect as their due. Accordingly, decisions of the United States Supreme Court defining fundamental rights are persuasive authority to be afforded respectful consideration, but they are to be followed by Connecticut courts only when they provide no less individual protection than is guaranteed by Connecticut law.” Id., 641-42. Further, we have frequently invoked the principle of Michigan v. Long, 463 U.S. 1032, 103 S. Ct. 3469, 77 L. Ed. 2d 1201 (1983), in cases involving criminal defendants’ rights that this court has decided were abridged. See State v. Scully, 195 Conn. 668, 674 n.11, 490 A.2d 984 (1985); Gaines v. Manson, 194 Conn. 510, 528 n.15, 481 A.2d 1084 (1984); State v. Cohane, 193 Conn. 474, 498-99 n.19, 479 A.2d 763, cert. denied, 469 U.S. 990, 105 S. Ct. 397, 83 L. Ed. 2d 331 (1984); State v. Ferrell, 191 Conn. 37, 45 n.12, 463 A.2d 573 (1983); see also State v. Couture, 194 Conn. 530, 482 A.2d 300 (1984), cert. denied, 469 U.S. 1192, 105 S. Ct. 967, 83 L. Ed. 2d 971 (1985). Therefore, it is by now settled in our jurisprudence that, when it has been raised in a case, the Connecticut constitution may serve as an alternative, independent basis of our decision, as it has done in this case.
17.
In addition, we note that our legislature by statute has essentially incorporated the Aguilar-Spinelli test as a requirement for information to be included in a wiretap or electronic surveillance application. See General Statutes § 54-41c; State v. Ross, 194 Conn. 447, 463, 481 A.2d 730 (1984).
Noted commentators in the field have been critical of the Gates approach by the United States Supreme Court. See Kamisar, “Gates, ‘Probable Cause,’ ‘Good Faith,’ and Beyond,” 69 Iowa L. Rev. 551, 569-584 (1984); LaFave, “Fourth Amendment Vagaries (Of Improbable Cause, Imperceptible Plain View, Notorious Privacy, and Balancing Askew),” 74 J. of Crim. L. & Criminology 1171, 1186-97 (1983); 1 LaFave, Search and Seizure: A Treatise on the Fourth Amendment (1985 Sup.) §§ 2.4 through 2.6, pp. 134-41, 143-45.
18.
We identify with the concern of the Massachusetts Supreme Judicial Court on remand when it said in Commonwealth v. Upton, 394 Mass. 363, 370 n.7, 476 N.E.2d 548 (1985), “[w]e do not know whether the Supreme Court of the United States intended a lower definition of probable cause when, in Illinois v. Gates, 462 U.S. 213 (1983), it used words such as ‘fair probability’ (id. at 238) and ‘substantial chance’ (id. at 244 n.13).”
19.
The Washington Supreme Court has rejected application of the Gates approach under the Washington state constitution calling the Gates standard “nebulous.” See State v. Jackson, 102 Wash. 2d 432, 435, 688 P.2d 136 (1984).