State v. Roman

Berdon, J.,

dissenting. Like Miranda v. Arizona, 384 U.S. 436, 439, 86 S. Ct. 1602, 16 L. Ed. 2d 694 *72(1966), this case raises “questions which go to the roots of our concepts of American criminal jurisprudence: the restraints society must observe consistent with the Federal Constitution in prosecuting individuals for crime.” More specifically, at issue in this case is whether the custodial interrogation of a defendant, whose primary language is other than English, is admissible when he was questioned by the police without the benefit of a continuous word-for-word translation into his primary language and was compelled to respond in English. At stake is the defendant’s federal constitutional right of due process.

Although the defendant moved to suppress at trial statements made during three interviews with the police, in which they failed to provide him with continuous word-for-word translation, his focus in this appeal is on the postarrest custodial interrogation of June 10,1988. This statement was damaging because he gave varying explanations of his whereabouts in the days just prior to the death of the victim, which tended to incriminate him. The defendant puts his claim in a capsule as follows: “In this case, custodial interrogation followed an arrest by warrant on a murder charge, after a five month investigation by police officers who knew the defendant was primarily Spanish speaking. Under these circumstances, continuous translation should have been provided in order to comply with fundamental fairness and procedural due process under the Fourth, Fifth, and Fourteenth amendments.”

The case law is sparse on the defendant’s right to continuous translation during custodial interrogation when the defendant’s primary language is other than English and he or she is unable fully to comprehend English. A plain reading of Mirandar however, compels me to conclude that not only must an accused voluntarily, knowingly and intelligently waive the right against self-incrimination, but the accused must also *73be able to comprehend fully the questions posed during interrogation. Furthermore, it is equally imperative that the accused be able to respond intelligently to the police, which requires the ability to communicate in a language that the accused understands. Without this comprehension and ability to respond intelligently, the statements of the accused are not voluntary and the Miranda warnings become meaningless. Physical coercion and “the blood of the accused [are] not the only hallmarkfs] of an unconstitutional inquisition.” Blackburn v. Alabama, 361 U.S. 199, 206, 80 S. Ct. 274, 4 L. Ed. 2d 242 (1960). The requirement that defendants be interrogated in a language they fully comprehend is also a “matter of simple humaneness.” United States ex rel. Negron v. New York, 434 F.2d 386, 390 (2d Cir. 1970).

Thus, in State v. Cervantes, 62 Wash. App. 695, 814 P.2d 1232 (1991), the court suppressed statements obtained from the interrogation of a Spanish speaking defendant because the police allowed a codefendant to translate for the defendant. The court noted that the potential personal bias of the codefendant’s translation could limit the defendant’s ability to understand fully the interrogator’s questions and to express properly his answers on the record. The court held that the defendant’s inability to communicate properly with the police and understand the interrogator’s questions was unfair and violated the defendant’s right to due process. Id., 701; see also Vargas v. Brown, 512 F. Sup. 271, 276 (D.R.I.1981) (interrogation of Spanish speaking witness-suspect who had obvious difficulty speaking English criticized as a “scene worthy of Kafka or Orwell” and statements probably not knowingly and voluntarily given); People v. Turkenich, 137 App. Div. 2d 363, 369-70, 529 N.Y.S.2d 385 (1988) (holding that statements made during custodial interrogation of Russian speaking defendant, without evidence demonstrat*74ing that the translation was “sufficient to give the defendant an understanding of the police inquiry,” were additional grounds to suppress the statements).

In this case, on June 10,1988, five months after the crime was committed, the defendant was arrested at his place of employment and taken to police headquarters. At the time of the interrogation, the police knew from previous interviews that the defendant’s primary language was Spanish and that the defendant had problems with the English language. On January 8, 1988, during the second interview, a Spanish speaking detective translated into Spanish most of the questions posed to the defendant. During this interrogation, the defendant occasionally asked for assistance when he was asked questions in English. Although the defendant completed ninth grade at Hartford High School in bilingual courses, it is clear that he had a poor command of the English language and this was readily admitted by the police officers who interrogated him.

The police officers’ knowledge and their concern about the defendant’s fluency in English is underscored by the manner in which they administered his Miranda warnings. During both the January 8 and June 10,1988 interrogations, the police officers meticulously gave the defendant his Miranda warnings in Spanish. The defendant signed a waiver on both occasions that was written in Spanish. Indeed, Officer Ronald Faggaini further demonstrated this concern at the interrogation on June 10 when he stated to the Spanish speaking police officer the following: “Joe [the Spanish speaking officer], after each right, Joe make sure that Miguel [the defendant] understands each right.”

The concern evidenced in administering the Miranda warnings did not spill over into the interrogation of the defendant. After the Miranda warnings were given in Spanish, the police officer insisted on interrogating him *75in English. The following occurred: “Faggaini [police officer] — Listen, we are gonna try to talk, to talk in English, O.K.! O.K., if you don’t understand what I am saying Joe will help in Spanish O.K. We talked to you before, O.K. so we are going to try to speak up so this thing can record.”

Not content merely to deprive the defendant of continuous word-for-word translation, the police went a step further on June 10 when they prohibited him from answering in Spanish. Every time he lapsed into Spanish, the following occurred: “Joe [the Spanish speaking officer] to Miguel [the defendant] — Tell them in English, because if you don’t they—unintelligible.” Again, later in the interrogation: “Joe to Miguel — Tell them in English. Anything you want to tell them, tell them in English.”

Furthermore, the tape recording of the interrogation admitted into evidence documents the defendant’s attempt to communicate in Spanish.1 The tape establishes that in the initial stages of the interrogation, after the detectives had requested that the defendant attempt to answer in English with the aid of Detective Morales’ translation, the defendant persistently attempted to communicate in Spanish.2

*76The majority relies upon the trial court’s finding that the defendant “was conversant in English even though his primary language was Spanish,” and concludes that the finding must be upheld unless it was “clearly erroneous.”3 The majority’s analysis is flawed. The conclusion that the defendant could sufficiently comprehend and converse in the English language is inextricably involved with the voluntariness of the confession.4 Although we normally give great deference *77to the factual findings of the trial court, the ultimate issue of whether the statement is voluntary and admissible is a legal determination. Arizona v. Fulminate, 499 U.S. , 111 S. Ct. 1246, 1252, 113 L. Ed. 2d 302, reh. denied, U.S. , 111 S. Ct. 2067, 114 L. Ed. 2d 472 (1991). Accordingly, our standard of review is not whether the fact-finding of the trial court is “clearly erroneous,” but whether, upon our review of the record, the state has proven that the incriminating statements were voluntarily made.5

Nevertheless, no matter what the standard of review should be in this case, the trial court should not have concluded that the statements given during the June 10 interrogation were admissible. A review of the totality of the record leads to the inescapable conclusion that the trial court’s finding that the defendant had a sufficient command of the English language to comprehend the questions and respond intelligently was clearly erroneous.6

*78The majority further justifies its decision in part on the following two related grounds: (1) that if the defendant did not understand the police officers he could have consulted the interpreter who was available during the interrogation on June 10, 1988; and (2) that “the defendant had not routinely availed himself of the interpreter who was available to him during the trial.” The simple answer for these claims is the following rhetorical question: how was the Spanish speaking defendant able to determine whether he understood the question in English and whether his response in English meant what he thought it meant, if in fact he did not have command of the English language? Moreover, the Second Circuit decision in United States ex rel. Negron v. New York, supra, should put to rest the two claims advanced by the majority to support its decision. The court stated that it was not “inclined to require that an indigent, poorly educated Puerto Rican thrown into a criminal trial as his initiation to our trial system, come to that trial with a comprehension that the nature of our adversarial processes is such that he is in peril of forfeiting even the rudiments of a fair proceeding unless he insists upon them.” Id., 390.

Next, the majority claims that the defendant did not testify during the suppression hearing “that he had been confused” about the meaning of any question asked during the interrogation. Although there was *79some ambiguity in the defendant’s testimony during the suppression hearing and confusion as a result of his language disabilities, the record indicates that the defendant did not understand many of the questions asked during interrogation by the officers.

Finally, the majority puts great weight on the testimony of the state’s witness, George Lopez, who stated that he previously knew the defendant and that the defendant could understand English. This testimony must be put in the proper perspective—George Lopez was the victim’s brother and had three criminal cases pending against him. Moreover, Lopez conceded that when he spoke to the defendant, he spoke in Spanish 60 percent of the time, and in English only 40 percent. Lopez testified that the defendant would sometimes ask him to repeat a question or statement in Spanish, but Lopez conveniently added, “He’d understand. He just want me to ask the question in Spanish.” More important, however, Lopez’ testimony must be looked at in the context of this case. The defendant’s claim is not merely that he could not understand English, but also that he could not intelligently converse in English. Lopez testified that when he spoke to the defendant in English that the defendant would respond in Spanish. As Lopez’ testimony explains, the times the defendant responded in English did not involve “big verbal conversation, you know, several words.”

The state argues that even if the statement should have been suppressed, its admission is not reversible error under Arizona v. Fulminante, supra, because the state has proven its admission was harmless beyond a reasonable doubt. This was a thin case; the evidence for the state was not overwhelming. There was no physical evidence linking the defendant to the murder. The core evidence of the state was a “jailhouse confession” allegedly made by the defendant to a pretrial inmate during his trial. Surely, under these circumstances the *80state has failed to meet its burden of proving that the admissibility of these damaging statements was harmless beyond a reasonable doubt.

The issue in this case boils down to an even more fundamental question—that is, the perception of justice. When the defendant’s primary language is Spanish, and the police officers insist on conducting the interrogation in English, the entire process smacks of unfairness that will result in the perception by the Hispanic community that the criminal justice system is tilted against them. This is especially true in the present case in which a police officer, fluent in English and Spanish, was available and could have provided word-for-word translation for the defendant or could have conducted the interrogation in Spanish. Here, the police were so concerned about the defendant’s comprehension that they directed the Miranda rights to be given in Spanish, knowing full well that without the translation into Spanish the voluntariness of the defendant's statement would be placed in jeopardy. Yet, in this case, the majority allows the state a roundabout run by upholding the validity of the subsequent interrogation conducted in English.

In order for the public to have confidence in our criminal justice system, it is important not only that we do justice but also that all racial and ethnic segments of our population perceive that justice is done. “In our system of justice, not only must the accused be afforded a fair trial, but equally important there must be a perception of fairness by the community and the accused. Anything less not only undermines the credibility of this branch of government but also threatens the very fabric of our democracy.” State v. Tillman, 220 Conn. 487, 514-15, 600 A.2d 738 (1991) (Berdon, J., dissenting), cert. denied, U.S. , 112 S. Ct. 3000, 120 L. Ed. 2d 876 (1992). Indeed, almost forty years ago Justice Frankfurter wrote that “justice must satisfy *81the appearance of justice.” Offutt v. United States, 348 U.S. 11, 14, 75 S. Ct. 11, 99 L. Ed. 11 (1954). And although the practice and perception of justice involve a variety of levels of government—the police officer, the state’s attorney and the trial judge—to a great extent this court determines for our state residents how rich or thin that justice and perception of justice will be viewed. Unfortunately, the majority opinion today rolls so thin the perception of justice that it develops serious cracks.

The defendant failed to raise any state constitutional issues. Nevertheless, that should not prevent this court from adopting a rule that would ensure the reliability of statements obtained during custodial interrogation of a defendant whose primary language is not English. Where an “issue is of such vital importance to our real and perceived adherence to the rule of law, [we may] in the exercise of our inherent supervisory authority over the administration of justice” require a rule that gives more rights than that of the federal court. State v. Holloway, 209 Conn. 636, 645-46, 553 A.2d 166, cert. denied, 490 U.S. 1071, 109 S. Ct. 2078, 104 L. Ed. 2d 643 (1989). Indeed, this issue before us today should reach that level of concern.

Accordingly, I would hold that before a statement resulting from custodial police interrogation can be introduced, a defendant whose primary language is other than English must be advised in his or her primary language of the following rights: (1) to continuous word-for-word interpretation in that language; and (2) to respond in that language, or alternatively to be interrogated only in the defendant’s primary language. I would further hold that for the state to take advantage of any waiver of this right, it must be proven that the waiver was voluntarily and intelligently made. Anything less would be unfair.

The transcript of the tape is incomplete because it only records Officer Morales’ translations and does not include the defendant’s other attempts to speak in Spanish.

For example, one exchange proceeded as follows:

“Faggaini: ... we spoke to you about the murder before.”
[Conversation in Spanish between Joe and Miguel translated in the transcript as follows:]
“Joe: He says that he talked to you about the murder before.
“Miguel: Before, you know the same day (unintelligible).”
[Dialogue in Spanish between Miguel and Joe omitted from transcript.]
“Joe: He wants to know if you spoke to her on the day she was killed.
* * *
“Faggaini [in English]: O.k. during that week we spoke to you before today, O.K.”
[Answer in Spanish on tape recording translated in the transcript as follows:]
*76“Miguel: In my house.”

Following the attempted dialogue in Spanish, Detective Faggaini again urged the defendant to respond in English:

“Faggaini: We are going to try to keep this in English because if we spoke to you in English we can understand each other. ...”

Despite Faggaini’s assertion that conducting the interrogation in English would improve everyone’s understanding, the tape recording indicates that the defendant was having difficulty responding in English and was attempting to avail himself of Morales’ translation.

This court has previously held that “[although the issue [of whether waiver was voluntary] is therefore ultimately factual, our usual deference to factfinding by the trial court is qualified, on questions of this nature, by the necessity for a scrupulous examination of the record to ascertain whether such a factual finding is supported by substantial evidence.” State v. Harris, 188 Conn. 574, 580, 452 A.2d 634 (1982), cert. denied, 460 U.S. 1089, 103 S. Ct. 1785, 76 L. Ed. 2d 354 (1983).

Although the trial court’ characterized the statements made by the defendant during the June 10 interrogation as a “confession,” for the purpose of determining admissibility, it is not necessary that they constitute a confession. “The privilege against self-incrimination protects the individual from being compelled to incriminate himself in any manner; it does not distinguish degrees of incrimination. Similarly, for precisely the same reason, no distinction may be drawn between inculpatory statements and statements alleged to be merely ‘exculpatory.’ If a statement made were in fact truly exculpatory it would, of course, never be used by the prosecution. In fact, statements merely intended to be exculpatory by the defendant are often used to impeach his testimony at trial or to demonstrate untruths in the statement given under interrogation and thus to prove guilt by implication. These statements are incriminating in any meaningful sense of the word and may not be used without the full warnings and effective waiver required for any other statement.” Miranda v. Arizona, 384 U.S. 436, 476-77, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966); see Rhode Island v. Innis, 446 U.S. 291, 302 n.5, 100 S. Ct. 1682, 64 L. Ed. 2d 297 (1980); 1 C. McCormick, Evidence (4th Ed. 1992) c. 14, § 144, pp. 550-55.

Unfortunately, the majority of this court continues to follow the beat of the federal drummer by holding that the voluntariness of the confession need only be proved by a fair preponderance of the evidence and not by proof beyond a reasonable doubt. This burden of proof to determine the voluntariness of the confession offends our common law and our state constitution. State v. Stanley, 223 Conn. 674, 696-701, 613 A.2d 788 (1992) (Berdon, J., dissenting).

A review of the tape and the transcript indicates that the defendant was not able to respond intelligently to the questions, as illustrated by the following exchange:

“Faggaini: He didn’t see Carmen get out of your van.
“Miguel: He see when he get out was there
“Faggaini: What do you mean?
“Miguel: Unintelligible.”

The confusion evident in the following conversation also highlights the defendant's inability to respond intelligently to the questions:

“Faggaini: And Ruben is a boyfriend of Carmens[?]
“Miguel: Yeah, before
“Faggaini: Before[?]”
[Answer in Spanish on tape translated in the transcript as follows:]
“Miguel: I was see, you know, when I met her (unintelligible) understand, before I went out with her they were dating but they had split.
*78“Joe: O.K., this guy was going out with her before he was going out with her he . . .
“Faggaini: Same time you were?
“Miguel: Yeah.
“Faggaini: Was he.”

[Question in Spanish on tape recording translated in the transcript as follows:]

“Miguel to Joe: What is he saying[?]” (Emphasis added.)

Significantly, the tape consistently indicates that when the defendant wished to initiate communication with the detectives, rather than respond to their questions, he chose to speak in Spanish.