In this certified appeal, the sole issue1 is whether there was sufficient evidence of the defend
“The neighbor first used the basement heater for only one hour shortly before Christmas. On December 28, the basement heater was left on during the night. At about 1 a.m., the neighbor awoke and smelled smoke. He then discovered that there was a fire on the basement rug coming from the back of the heater installed by the defendant. Believing the fire was small, he initially went to the kitchen to get water to attempt to put out the fire himself. Upon his return, the basement was engulfed with flames. He then proceeded to the second floor to get his wife and two grandchildren out of the home. The neighbor, his wife and one of his grandchildren were all able to escape the fire, while one child remained in the home. Attempts to reenter the home were unsuccessful because the fire had spread to the second floor. Firefighters from the town of East Haven were unable to save the child. An autopsy revealed that the cause of the child’s death was carbon monoxide inhalation.
“The state also called the assistant state building inspector, Lawrence Acquarulo, an electrical inspector, to testify as an expert witness. Acquarulo is responsible for inspecting all electrical installations to ensure that they comply with the national electrical code. He testified that Connecticut law requires compliance with the national code, a set of minimum electrical requirements. Acquarulo noted that the defendant had been issued an inspector’s license from the state of Connecticut and in the past had been the electrical inspector for the town of Wallingford. Acquarulo’s investigation of the fire scene revealed several violations of the code that could have resulted in the heater’s ignition.
“Acquarulo stated that the defendant installed the basement heater beneath an electrical outlet. He felt that this location was in violation of the heater manufacturers’ instructions. Acquarulo further testified that the basement heater was clearly stamped as being a
“Acquarulo further testified that the BX cable used to connect the heater to the circuit breaker was not secured with a lock nut. A lock nut fastens the metal clamps connecting the metal sheath encircling the electrical wire to the heater. The installation of the lock nut creates a grounding condition known as bonding which could have prevented a fire when the overheating occurred. The circuit breaker operates to terminate the electrical current if an excessive amount of current is being transmitted to a heater. There was also testimony that the heater’s internal thermostat did not function properly. A working thermostat would have automatically turned the heater off once it began to overheat.
“Other violations of the national code that Acquarulo noticed included the absence of a bar on the handle connecting the two circuit breakers. This bar enables both circuit breakers to trip whenever one breaker registers a fault. The installation of a bar is required if the wiring includes 240 volts. Another violation was the multiple splices of the wire through the circuit breaker panel. Acquarulo concluded his testimony by noting that many of these violations were uncommon and that he had never witnessed this many violations at one site.
“Thomas Haynes also testified as an expert witness to the findings of his separate investigation of this fire.
“The defendant was the sole witness to testify for the defense. He first noted that he did the electrical work for his neighbor as a favor and that he received no profit from the job. He spoke of his extensive experience as an electrician, noting that he had installed and wired ‘tens of thousands of electrical baseboard heaters.’ He maintained that he correctly wired the heater on a 120 volt circuit rather than on a 240 volt circuit. He was sure of this because he remembered testing the heater twice after his installation. It was his testimony that if he had incorrectly wired the heater to a 240 volt circuit, the heater would immediately become very hot and make a humming noise. Because this did not occur, he concluded that the heater was installed properly. The defendant also disputed the evidence about the absence of a lock nut, claiming that he had installed a lock nut on the heater. He also denied having made any of the splices that were observed by Acquarulo.
“The defendant further asserted he had installed a ‘piggyback’ circuit breaker to accommodate both heaters because the circuit panel was full. The circuit breaker box was admitted into evidence, however, and the piggyback breaker was not attached to it. The defendant claimed that someone must have tampered
In this court, the defendant concedes that: (1) there was sufficient evidence for the jury reasonably to have concluded that he had violated several provisions of the national electrical code when he performed electrical work in his neighbor’s home; and (2) his improper wiring of the 120 volt heater to a 240 volt circuit was the substantial factor in causing the fire and was, therefore, the legal cause of the victim’s death.4 See State v. Spates, 176 Conn. 227, 234-35, 405 A.2d 656 (1978), cert. denied, 440 U.S. 922, 99 S. Ct. 1248, 59 L. Ed. 2d 475 (1979).
The defendant claims, however, that his conduct, although constituting incompetent, sloppy, or even gross workmanship, warranted at most a conviction of criminally negligent homicide rather than reckless manslaughter in the second degree. The defendant argues
We agree that the state must prove “every fact necessary to constitute the crime with which [the defendant] is charged” beyond a reasonable doubt. In re Winship, 397 U.S. 358, 364, 90 S. Ct. 1068, 25 L. Ed. 2d 368 (1970); State v. Avila, 223 Conn. 595, 606, 613 A.2d 731 (1992); State v. Carpenter, supra, 82. Moreover, the jury must find the defendant not guilty if there is any conclusion that may be reasonably drawn
“ ‘That the jury might have drawn other possible inferences from these facts is not sufficient to undermine its verdict, since proof of guilt must be established beyond a reasonable doubt, not beyond a possible doubt.’ ” State v. Grant, 219 Conn. 596, 604, 594 A.2d 459 (1991). “ ‘Emphasis needs to be placed on the distinction between the word “reasonable” and the word “possible.”. . . Proof of guilt must exclude every reasonable supposition of innocence . . . . ‘[A] mere “possible hypothesis” of innocence will not suffice.’ ” State v. Morrill, 193 Conn. 602, 611, 478 A.2d 994 (1984); see State v. Carpenter, supra, 84. Although some evidence may be inconsistent with the state’s theory of
We need, therefore, determine whether there was sufficient evidence to allow the jury to draw reasonable inferences consistent with the defendant’s guilt to support his conviction of manslaughter in the second degree. The defendant argues that the jury could not reasonably have concluded that he was actually aware of and consciously disregarded a substantial and unjustifiable risk that a death would result from his improper installation of an electrical heater. We disagree.
A different standard applies to our appellate review of the evidence than that which guided the jury’s consideration of the evidence. The jury’s obligation was to acquit the defendant if there was any conclusion that it could reasonably have drawn from the totality of the evidence consistent with the innocence of the accused. State v. Guilfoyle, supra, 139. In contrast, our duty is to construe the same evidence in the light most favorable to sustaining the verdict. State v. Famiglietti, 219 Conn. 605, 609, 595 A.2d 306 (1991). This appellate standard accords with the appropriate respect for the constitutional role assigned to the jury in our system of jurisprudence. “We do not sit as a thirteenth juror who may cast a vote against the verdict based upon our feeling that some doubt of guilt is shown by the cold printed record. We have not had the jury’s opportunity to observe the conduct, demeanor, and attitude of the witnesses and to gauge their credibility.” State
Consequently, we have “consistently employed a two-part analysis in appellate review of the sufficiency of the evidence to sustain a criminal conviction.” State v. Famiglietti, supra. “First, we construe the evidence in the light most favorable to sustaining the verdict. Second, we determine whether upon the facts so construed and the inferences reasonably drawn therefrom the jury reasonably could have concluded that the cumulative force of the evidence established guilt beyond a reasonable doubt.” State v. Montanez, 219 Conn. 16, 19, 592 A.2d 149 (1991), and cases cited therein; State v. Carpenter, supra, 79. “In this process of review, it does not diminish the probative force of the evidence that it consists, in whole or in part, of evidence that is circumstantial rather than direct.” (Internal quotation marks omitted.) State v. Allen, 216 Conn. 367, 380-81, 579 A.2d 1066 (1990); State v. Carpenter, supra. The defendant in the present case has not met his burden on appeal of establishing that there was insufficient evidence from which a reasonable jury could have found each essential element of the crime charged beyond a reasonable doubt. State v. Robinson, 213 Conn. 243, 254, 567 A.2d 1173 (1989).
To find the defendant guilty of manslaughter in the second degree pursuant to General Statutes § 53a-56 (a) (1), the state must have demonstrated, inter alia, that the defendant acted “recklessly.” In order to satisfy this burden, the state must have proven that (1) the defendant was “aware of and consciously disregarded] a substantial and unjustifiable risk that . . . [death would] result,” and (2) that the substantial and unjustifiable risk was of “such nature and degree that disregarding it constitute^] a gross deviation from the standard of conduct that a reasonable person would [have]
The defendant does not claim that the evidence was insufficient for the jury to have concluded that his conduct constituted a gross deviation from the required standard of care. The defendant’s claim is limited to his contention that there was insufficient evidence from which the jury reasonably could have concluded that he was actually aware of and consciously disregarded a substantial and unjustifiable risk that death would result from his conduct. The defendant concedes that the evidence was sufficient to demonstrate beyond a reasonable doubt that he should have been aware of such a risk.
In reviewing the sufficiency of the evidence, we acknowledge the accuracy of the defendant’s claim that the state must have established that the defendant’s awareness of the risk, and his conscious disregard of that risk, occurred at the same time that the defendant performed the actual conduct at issue—the improper wiring of the heater. See 1 W. LaFave & A. Scott, Substantive Criminal Law (1986) § 3.1, p. 270. In other words, the necessary mens rea of the offense must have temporally coincided with the actus reus of the offense. We disagree, however, with the defendant that this principle bars the fact finder from considering the defendant’s entire course of conduct in determining whether the defendant had the required mens rea at the time he engaged in the conduct constituting the offense.
We have long recognized that a defendant’s state of mind can usually be proven only by circumstantial evidence. See, e.g., State v. Grant, 219 Conn. 596, 604, 594 A.2d 459 (1991); State v. Morrill, 193 Conn. 602, 610, 478 A.2d 994 (1984); State v. Bzdyra, 165 Conn.
We turn now to the evidence elicited at trial, construed in the light most favorable to sustaining the verdict, from which the jury concluded that the defendant
The jury also heard testimony from several witnesses who testified to the cause of the fire and the quality of the electrical work performed by the defendant.9 In particular, Acquarulo, an electrical inspector, testified regarding numerous electrical code violations he had encountered during his inspection of the premises. From this testimony, the jury reasonably could have found that the defendant, in violation of such codes, improperly: (1) wired a 120 volt heater to 240 volts of electrical current; (2) failed properly to connect the “BX” cable to the circuit panel; (3) installed the basement heater beneath an electrical outlet; (4) failed to install a mechanical tie between the two circuit breakers; (5) spliced the wire through the circuit breaker panel, which was full, rather than installing a “piggyback” circuit breaker; and (6) installed a heater with a defective thermostat. Acquarulo testified that these code violations are unusual and that he had never
Given the extent and frequency of the code violations discovered, and the length and extent of the defendant’s training and expertise, the jury reasonably could have inferred that the defendant had performed the work on his neighbor’s house in such a slipshod manner that he, in fact, must have been aware of and consciously disregarded the risks that the code violations created for the residents. Indeed, the defendant in-his brief admits that his lack of compliance was consistent with such a mental state, but contends that the jury also could have concluded that it was, at the same time, consistent with a state of mind evidencing only negligence.10
The jury heard further testimony that the state electrical code required the defendant to secure a permit from the town building department before engaging in the electrical work in question but that he did not do so. From this evidence, the jury reasonably could have inferred that the defendant knew that his work would not be inspected by the town, and that it was therefore unnecessary to perform his services in compliance with the applicable codes. The jury could also have inferred from the anticipated lack of oversight by the town that the defendant was aware of and chose to disregard the significant risks engendered by noncompliance with the codes. See, e.g., State v. Little,
Furthermore, the jury heard testimony that the defendant told the homeowner that, unless a permit was obtained, the owner assumed all liability should a fire result from the electrical work. From this statement, the jury was free to find that the defendant was aware of the substantial risk of a fire if the work was not done in compliance with applicable codes and was not subject to inspection. From the defendant’s expressed belief that he would not be liable for any resulting fire, moreover, the jury could reasonably have concluded that the defendant performed the work in violation of the code despite his awareness of the risk involved.
Finally, the jury heard testimony, seemingly in justification, that the defendant had performed the work for a “friend” rather than for profit, that the work was a “filler job,” and that he had performed the work in short spurts on several occasions late in the day before he returned home from his regular employment. From this evidence, the jury could have found that the defendant knew that the work did not need to meet, and indeed did not meet, his usual standards, given the time of day that it was performed and his lack of a profit motive in performing it.11 Consequently, the jury could reasonably have inferred that the defendant performed the work in a slipshod manner and in violation of applicable codes despite his awareness that noncompliance created a significant risk of a fire and a fire, the risk of death.
Standing alone, no single piece of evidence establishes beyond a reasonable doubt that the defendant acted recklessly rather than negligently by improperly wiring the heater in a manner that resulted in a fire and the victim’s death. We have often stated, however, that “[i]t is not one fact, but the cumulative impact of a multitude of facts which establishes guilt in a case involving substantial circumstantial evidence.” State v. Perez, 183 Conn. 225, 227, 439 A.2d 305 (1981). We conclude that, construed in the light most favorable to sustaining the verdict, the plethora of circumstantial evidence and the reasonable inferences that could be drawn therefrom enabled the jury to have found proven beyond a reasonable doubt that the defendant was aware of and consciously disregarded a substantial risk of death when he improperly wired his neighbor’s basement heater.
In this opinion Peters, C. J., Borden and Katz, Js., concurred.
1.
Although we did not certify an issue concerning improper jury instructions, we address the concerns raised in the dissenting opinion. Both criminal negligence and recklessness require instructions on what constitutes a “substantial and unjustifiable risk.” See General Statutes § 53a-3 (13) and (14). For both offenses, the risk that the defendant either perceived and disregarded (reckless) or failed to perceive (negligence) must be of such nature and degree that it constitutes a gross deviation from the standard of care
Although the trial court in its recharge devoted much time to defining this risk, such definition was not given in a vacuum. The word “recklessly” or “recklessness” was used nine times in the recharge. The defendant excepted to the recharge because, he claimed, it suggested the standard of care applicable to ordinary negligence, as opposed to the “gross deviation” required by § 53a-3 (13). This exception was unfounded. The trial court cautioned the jury three times that the risk had to be so great that disregarding it was a gross deviation from the standard of conduct that a reasonable person would have observed in that situation and, furthermore, defined “gross deviation.”
While we agree with the dissent that an examination of an issue we declined to certify may be warranted in certain cases; Nardini v. Manson, 207 Conn. 118, 120 n.1, 540 A.2d 59 (1988); that does not apply to this case.
2.
General Statutes § 53a-56 provides in relevant part: “(a) A person is guilty of manslaughter in the second degree when: (1) He recklessly causes the death of another person . . . .”
3.
We granted certification for appeal from the Appellate Court, State v. Salz, 26 Conn. App. 448, 602 A.2d 594 (1992), limited to the following issue: “Was there sufficient evidence to support the defendant’s conviction of manslaughter in the second degree?” State v. Salz, 222 Conn. 901, 606 A.2d 1327 (1992).
4.
The defendant also concedes that the jury could reasonably have rejected the conclusion that any of the following constituted an “intervening cause” of the victim’s death: the six week interval between the installation of the heater and the fatal fire; the neighbor’s failure to install smoke detectors; the neighbor’s operation during the night of an unattended heater; or, the defendant’s explanation that “someone” had undone his proper wiring job and thereafter improperly rewired the heater to 240 volts.
5.
As the discussion that follows makes clear, the defendant misconstrues our decision in State v. Carpenter, 214 Conn. 77, 570 A.2d 203 (1990). He limits his frame of reference to our holding in that case that the evidence presented by the state was insufficient to preclude the reasonable hypothesis that the defendant, out of frustration, had engaged in reckless conduct that caused the death of the victim. Id., 84-85. The defendant neglects, however, our conclusion that, although the cumulative effect of the circumstantial evidence of the defendant’s conduct was insufficient to prove beyond a reasonable doubt that the defendant had the specific intent to cause the victim’s death, a necessary element for a conviction of intentional murder pursuant to General Statutes § 53a-54a, we held that the defendant could properly be found guilty of the crime of manslaughter on the basis of the circumstantial evidence of his general intent. Id. We review in the present case the conviction of a defendant charged with a general intent crime.
6.
The defendant, in his brief, concedes as much: “The defendant is of course aware that the jury is not required to draw all inferences consistent with the innocence arising from each piece of evidence adduced at trial. On the other hand, ‘any conclusion, reasonably to be drawn from [all] the evidence, which is consistent with the innocence of the accused must prevail.’ [Emphasis in original; internal quotation marks omitted.] State v. Dumlao, 3 Conn. App. 607, [618, 491 A.2d 404] (1985).” (Emphasis added.)
7.
The defendant later testified concerning his use of the phrase “tens of thousands”: “Well, it is a figment of speech. Thousands. I don’t know how many thousand but I have been doing it for thirty-five years.” (The defendant made reference to “thirty-five years” while the Appellate Court noted that the defendant was “a licensed electrician with thirty-one years experience.” State v. Salz, 26 Conn. App. 448, 449, 602 A.2d 594 [1992]. The defendant served a four year apprenticeship before becoming a “licensed electrician.” He passed an examination to qualify as an “E-2” journeyman electrician and another examination, after two years, to become an “E-1,” an unlimited electrical contractor. We described the defendant, at the time of trial, as an electrician with thirty-five years experience who had been licensed for thirty-one years.)
8.
Section 29-262-5 of the Regulations of Connecticut State Agencies describes the duties and minimum qualifications of an electrical inspector: “(a) duties: Under the direction of the Building Official or Assistant Building Official; performs inspectional work in examining new and old electrical installations to insure conformity with National Electrical Codes and other related regulations. Ordinarily the work involves enforcing the correction of defects or deviations from electrical codes at the scene of the installation by dealing directly with contractors.
“(b) minimum qualifications: Completion of high school, vocational school or the equivalent; hold a valid E-l ‘Unlimited Contractor’s’ license or an E-2 ‘Unlimited Journeyman’s’ license for not less than two (2) years. Appointees to this class must maintain or improve their license during their tenure.
“Must possess: a thorough knowledge of the National Electrical Code, the methods, materials and techniques of the electrical trade; a working
9.
Acquarulo testified that a mechanical tie, or bar, connects the two circuit breakers required in a 240 volt installation. In the event that a fault occurs, the bar simultaneously disconnects both ungrounded conductors from the circuit by tripping both breakers.
10.
The defendant’s claim, cast in a different light, is that he did not have an awareness of the potential harm but, in fact, only should have been aware of such a risk. Consequently, the defendant’s argument is nothing more' than a claim that the jury was not free to draw an inference from these facts that the defendant was aware of and consciously disregarded the risks. Although the defendant may not view this inference as the most likely one, he has not met his burden of demonstrating that the jury’s decision to draw the inference was unreasonable.
11.
The defendant testified that he was paid $1200 for what he considered to be a $3000 job.
12.
For instance, the defendant testified that “someone” must have removed the “piggyback” circuit breaker and rewired the kitchen and basement heaters by splicing wires together, and that the locknut had melted in the fire.