The principal issue in this appeal is whether the defendants, detectives Robert Rioux and Gerald Myers of the East Hartford police department,1 are entitled to qualified immunity as a matter of law and, therefore, are immune from the common law malicious prosecution claims and federal civil rights claim brought by the plaintiff, Arthur Mulligan, the director of the East Hartford department of public works. After the jury found in favor of the plaintiff on each claim and the trial court accepted the verdict, the defendants filed a motion to set aside the verdict and for judgment notwithstanding the verdict. The trial court granted the defendants’ motion, the plaintiff appealed from the judgment of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to Practice Book § 4023 and General Statutes § 51-199 (c). We reverse the judgment of the trial court.
The following facts are undisputed. The plaintiff was employed as the director of the department of public works for the town of East Hartford (department) from 1968 until November 1,1985. On two occasions in 1985, the plaintiff was arrested pursuant to warrants prepared by the defendants on charges stemming from the department’s lubrication services contract with Automatic Lubrication Service, Inc. (Automatic Lubrication). The plaintiff was first arrested on October 28, 1985, and charged with one count of “Town Ordinance Violation: Bidding Procedure” in violation of chap
During the criminal proceedings that followed his arrests, the plaintiff filed separate motions to dismiss each information under which he stood charged,4 claiming, inter alia,5 that “[t]he affidavit relied upon for the issuance of the arrest warrant [in each arrest] contained material inaccuracies and omissions which were the result either of deliberate falsehood or a reckless disregard for the truth.” The plaintiff farther claimed that, if the court were to set aside such material inaccuracies and consider such material omissions, it would find that there was insufficient evidence to establish prob
In support of his motions, the plaintiff filed affidavits containing offers of proof, which satisfied the trial court in the criminal proceedings, Tamborra, J., that the plaintiff had made the substantial preliminary showing required for a Franks hearing. At the close of the Franks hearing, Judge Tamborra concluded that, even though the affidavits may have contained some inaccuracies, the plaintiff had not “met his burden of showing that a false statement necessary to the finding of probable cause was knowingly and intentionally included or made with reckless disregard for the truth.” Accordingly, Judge Tamborra denied each of the plaintiffs motions to dismiss as to all counts, on the ground that sufficient probable cause existed for allowing the charges against the plaintiff to proceed to trial.6
Subsequently, the plaintiff was brought to trial on the criminal charges before Judge Robert Hale. At the close of the state’s evidence, the plaintiff moved for a judgment of acquittal pursuant to Practice Book §§ 882 through 884,7 which Judge Hale granted on February 20, 1987.
In their answer to the plaintiffs amended complaint, the defendants asserted four special defenses. They claimed that: (1) qualified immunity shielded them from liability because their alleged acts had been performed in the course of a governmental duty and were discretionary; (2) each arrest had been made pursuant to a valid warrant; (3) they had consulted with prosecuting attorneys in the course of their alleged conduct and were therefore protected by their reliance on the advice of counsel; and (4) their alleged conduct had been objec
Thereafter, the case was tried to a jury, which, on January 2, 1992, returned a verdict in favor of the plaintiff on all six counts of his complaint, awarding a total of approximately $1 million in damages.12 On January 3,1992, the defendants moved to set aside the verdict and for judgment notwithstanding the verdict.13 The trial court allowed the defendants to amend their motion on two occasions. In support of their motion, the defendants reasserted the special defenses of qualified immunity and reliance on the advice of counsel, as well as their collateral estoppel claim. Additionally, the defendants asserted that: (1) there was insufficient evidence at trial to support a finding of lack of probable cause and malice under each count of the complaint; and (2) the verdict was excessive as a matter of law because the trial court improperly had admitted imper
The plaintiff claims that the trial court improperly set aside the jury’s verdict because: (1) the defendants, having acted with malice, were not immune from the plaintiff’s claims for malicious prosecution under our common law doctrine of qualified immunity; and (2) the defendants’ qualified immunity from the plaintiff’s civil rights claim depended on disputed questions of fact and, therefore, should not have been set aside as a matter of law. The defendants raise the following alternative grounds for affirming the trial court’s judgment: (1) their arrests of the plaintiff were supported by probable cause as a matter of law; (2) they were entitled to qualified immunity because their conduct was objectively reasonable; (3) there was insufficient evidence to support the jury’s finding of malice for purposes of the plaintiffs malicious prosecution claims; (4) the defendants’ reliance on the advice of the state’s attorneys shielded them from liability; and (5) the doctrine of collateral estoppel precluded the plaintiff from relitigating the existence of probable cause because that issue already had been fully and fairly litigated at the Franks hearing during the underlying criminal proceeding. In addition, the defendants argue that in the event that we reverse the judgment and reinstate the verdict, we should consider whether the damages awarded by the jury were excessive as a matter of law. Because
At the outset, we note that “ ‘[directed verdicts are not favored. Puro v. Henry, 188 Conn. 301, 303, 449 A.2d 176 (1982)[;] Petyan v. Ellis, 200 Conn. 243, 244, 510 A.2d 1337 (1986). Our review of a trial court’s [decision] to direct a verdict or to render a judgment notwithstanding the verdict takes place within carefully defined parameters. [In determining whether the trial court has correctly set aside the verdict, we] must consider the evidence, including reasonable inferences which may be drawn therefrom, in the light most favorable to the parties who were successful at trial; Bleich v. Ortiz, 196 Conn. 498, 501, 493 A.2d 236 (1985) .... [We will uphold a trial court’s decision to set aside the verdict and direct judgment] only if we find that the jury could not reasonably and legally have reached their conclusion. . . . Bound Brook Assn. v. Norwalk, 198 Conn. 660, 667, 504 A.2d 1047, cert. denied, 479 U.S. 819, 107 S. Ct. 81, 93 L. Ed. 2d 36 (1986) . . . .’ (Internal quotation marks omitted.) Iseli Co. v. Connecticut Light & Power Co., 211 Conn. 133, 140, 558 A.2d 966 (1989).” John T. Brady & Co. v. Stamford, 220 Conn. 432, 440-41, 599 A.2d 370 (1991).
I
The plaintiff first claims that the trial court incorrectly set aside the verdict because it applied the wrong standard of qualified immunity to his common law claims of malicious prosecution. The plaintiff asserts that the trial court incorrectly applied to both his civil rights claim and his common law claims an “objective reasonableness” standard of immunity, even though that standard is properly applicable only to his civil rights claim. Under this standard, the defendants’ conduct was protected by qualified immunity unless they acted in an objectively unreasonable manner.
“The [common law] doctrines that determine the tort liability of municipal employees are well established.” Burns v. Board of Education, 228 Conn. 640, 645, 638 A.2d 1 (1994). Although historically “ ‘[a] municipality itself was generally immune from liability for its tortious acts at common law; Ryszkiewicz v. New Britain, 193 Conn. 589, 593, 479 A.2d 793 (1984) . . . [municipal] employees faced the same personal tort liability as private individuals.’ Gordon v. Bridgeport Housing Authority, [208 Conn. 161, 165, 544 A.2d 1185 (1988)].” Evon v. Andrews, 211 Conn. 501, 505, 559 A.2d 1131 (1989). Over the years, however, “[t]he doctrine of governmental immunity has provided some exceptions to the general rule of tort liability for municipal employees.” Burns v. Board of Education, supra, 645. Generally, a municipal employee is liable for the misperformance of ministerial acts, but has a qualified immunity in the performance of governmental acts. Id. “Governmental acts are performed wholly for the direct benefit of the public and are supervisory or discretionary in nature.” Gauvin v. New Haven, 187 Conn. 180, 184, 445 A.2d 1 (1982). In contrast, “ ‘[ministerial’ refers to a duty which is to be performed in a prescribed manner without the exercise of judgment or discretion.” Wright v. Brown, 167 Conn. 464, 471, 356 A.2d 176 (1975).
Under the facts of this case, the defendants’ allegedly tortious conduct constitutes discretionary govern
The standard of qualified immunity that protects public officials from civil suits pursuant to § 1983, arising from the performance of their discretionary functions, is distinct from that established under our common law. “Although [§ 1983] on its face admits of no immunities”; Malley v. Briggs, supra, 475 U.S. 339; the United States Supreme Court has held that the qualified immunity defense protects government officials performing discretionary functions from liability for civil damages “insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald, supra, 457 U.S. 818. For purposes of a § 1983 claim, “whether an official protected by quali
This comparison of the well established common law15 and federal doctrines of qualified immunity establishes that the trial court incorrectly applied the federal “objective reasonableness” standard to the plaintiff’s
To succeed in these common law claims, the plaintiff must qualify for one of the exceptions to a municipal employee’s qualified immunity for discretionary acts. The plaintiff asserts that the only exception to the qualified immunity of a municipal employee for discretionary acts that is of relevance to the present case is the exception permitting a tort action when the alleged acts involve malice, wantonness or intent to injure, rather than negligence. See DeLaurentis v. New Haven, supra, 220 Conn. 242-43; Evon v. Andrews, supra, 211 Conn. 505; Stiebitz v. Mahoney, 144 Conn. 443, 448-49, 134 A.2d 71 (1957). We agree with the plaintiff’s claim that this exception is applicable.
One of the elements that the plaintiff was required to demonstrate in proving his claims for malicious prosecution was that the defendants “acted with malice, primarily for a purpose other than that of bringing an offender to justice.19 Zenik v. O’Brien, 137 Conn.
II
The plaintiff next claims that the trial court improperly set aside the verdict as a matter of law with respect to his civil rights claim because the issue of whether qualified immunity shielded the defendants from liability turned on disputed issues of material fact. The plaintiff contends that the trial court made its decision to set aside the verdict on the basis of its flawed interpretation of Cartier v. Lussier, supra, 955 F.2d 841, a case that was decided by the United States Court of Appeals for the Second Circuit after the trial in this case had concluded. The plaintiff argues that as a result, the trial court improperly substituted its judgment for that of the jury on factual issues, and, therefore, its decision should be reversed. We agree.
The trial court granted the defendants’ motion to set aside the verdict and for judgment notwithstanding the verdict solely on the basis of Cartier.21 In Cartier, the defendant moved for summary judgment asserting that the doctrine of qualified immunity barred the plaintiff’s § 1983 claim because an objective basis existed for finding probable cause for the arrests. Id., 843. The United States District Court for the District of Connecticut had denied the defendant’s motion, and the Court of Appeals for the Second Circuit reversed. Id. The Cartier court held that when factual disputes are immaterial to resolving the issue of whether an objective basis existed for finding probable cause, the “protective mantle” of qualified immunity remains intact as a matter of law. Id., 842.
In its memorandum of decision, the trial court interpreted Cartier as “calling for” a Franks hearing, and noted that, in the present action, such a hearing already had been held by Judge Tamborra. The trial court further noted that the “analysis put forth by the Cartier court” had not been available either to the trial court, Koletsky, J., or to the parties, when the defendants had filed their motion for summary judgment in 1989. The trial court thus concluded that “in light of Cartier and the fact that [in this case] a Franks hearing [had been] held after which probable cause [had been] found, we conclude that the defendants are entitled to qualified immunity as a matter of law.”
The principles applied by the Cartier court are consistent with the principles of federal qualified immunity contained in federal precedent, and do not represent any departure therefrom. See, e.g., Finnegans. Fountain, 915 F.2d 817 (2d Cir. 1990); Warren v. Dwyer, 906 F.2d 70 (2d Cir.), cert. denied, 498 U.S. 967, 111 S. Ct. 431, 112 L. Ed. 2d 414 (1990). In accordance with this established precedent, the defendants were entitled to qualified immunity as a matter of law only if, on the facts found, their conduct either did not violate “clearly established rights” of which a reason
The trial court is authorized to set aside the jury’s verdict only when it finds that the jury could not reasonably and legally have reached its conclusion. John T. Brady & Co. v. Stamford, supra, 220 Conn. 441. In this case, however, the trial court did not set aside the jury’s verdict on the ground that it was unsupported by the facts in the record. Nor did the trial court set aside the verdict on the ground that there were no material issues of fact relating to the existence of probable cause.25 Instead, on the basis of its overly broad
Ill
Because we conclude that the trial court improperly set aside the verdict for the plaintiff, we must now turn to the defendants’ five alternative grounds for affirmance.
A
The defendants first argue, as an alternative ground for affirming the judgment of the trial court setting aside the verdict, that undisputed facts established probable cause, as a matter of law, in support of both of the arrests of the plaintiff by the defendants.27 We disagree.
In the present case, the existence of probable cause for both arrests was contingent upon the defendants’ assertion, in the affidavits in support of the arrests, that the department’s lubrication services contract with Automatic Lubrication was fixed for one year, and had terminated. In the affidavit in support of the October 28 arrest, the defendants claimed that the plaintiff had violated the town competitive bidding ordinance by failing to put the contract out to bid after the contract had terminated. Likewise, in the affidavit in support of the November 19 arrest, the defendants claimed that the plaintiff had violated the state bribe receiving statute because he had allowed Automatic Lubrication to pay for his rounds of golf at the Blackledge Country Club in return for the benefit of continuing the contract, even after it had terminated, without first submitting the contract to bid. If the contract had been a continuing one that remained valid throughout the period in question, there would have been no obligation to submit the
“In giving meaning to the terms of a contract, we have said that a contract must be construed to effectuate the intent of the contracting parties. . . . Barnard v. Barnard, 214 Conn. 99, 109, 570 A.2d 690 (1990).” (Internal quotation marks omitted.) Tomlinson v. Board of Education, 226 Conn. 704, 722, 629 A.2d 333 (1993). If, as in this case, “the parties have reduced their agreement to a writing, their intent ‘is to be determined from the language used interpreted in the light of the situation of the parties and the circumstances connected with the transaction. The question is not what intent existed in the minds of the parties but what intention is expressed in the language used.’ (Internal quotation marks omitted.) [Barnard v. Barnard, supra, 214 Conn. 110.]” Id. Further, “[w]here there is definitive contract language, the determination of what the parties intended by their contractual commitments is a question of law.” Thompson & Peck, Inc. v. Harbor Marine Contracting Corp., 203 Conn. 123, 131, 523 A.2d 1266 (1987).
In the present case, the contract in question contains such definitive language. Consequently, the issue of whether the parties intended that the contract be fixed for one year, or continuing, is a question for the court to resolve from the language contained in the contract. The contract has no termination date, but contains a provision permitting either party to give a sixty day termination notice.28 This provision persuades us that
At trial, the plaintiff presented uncontested evidence that during all material times, neither Automatic Lubrication nor the department had issued a notice of intent to cancel the contract. Thus, when the defendants prepared the arrest warrants, the contract had not terminated and was ongoing as a matter of law during the period in question. In light of this determination, we necessarily conclude that the defendants lacked probable cause as a matter of law when they arrested the plaintiff. We, therefore, reject this alternative ground for affirmance.
B
The defendants also argue, as an alternative ground for affirming the trial court’s judgment setting aside the verdict, that even if the defendants lacked probable cause to arrest the plaintiff, qualified immunity shielded them from liability on the plaintiff’s civil rights claim pursuant to § 1983 because their conduct was objectively reasonable.29 More specifically, the defendants argue that they are entitled to the defense of qualified immunity because it was objectively reasonable for them to have believed when they arrested the plaintiff that their acts did not violate the plaintiff’s clearly established right not to be arrested or prosecuted without probable cause.30 See Finnegan v. Fountain, supra,
At trial, the plaintiff introduced evidence that on September 5, 1985, the audit and investigations committee of the town council of East Hartford (committee) held a meeting for the purpose of investigating “their criteria for running the [lubrication] service and their procedures for monitoring the service . . . .’’Present at the meeting were the plaintiff and other department employees, various members of the committee, and representatives of Automatic Lubrication. The minutes of that meeting contained a transcript of the questions by committee members, among others, to the plaintiff, along with his answers, concerning the nature of the lubrication services contract. The transcript was admitted into evidence at trial. In response to questions about the length of the contract, the plaintiff stated: “It was an on-going contract—just continued from month to month and either party had a right to cancel the contract at any time.” In addition, the plaintiff stated that the reason the department had not put the contract out to rebid was because of the sixty day cancellation clause.
The chairman of the committee provided the defendants with a copy of the transcript. In fact, in their affi
Moreover, the plaintiff introduced evidence that, prior to the defendants’ arrests of the plaintiff, the town’s own police department had concluded in a prior investigation that the contract was ongoing. Specifically, the plaintiff introduced evidence that in September, 1981: the police department already had conducted an investigation of the same contract between the department and Automatic Lubrication; as part of that investigation, the assistant director of finance had conducted a review of all bills submitted by Automatic Lubrication during the two years preceding September, 1981; and, as a result of the whole investigation, the police department had acknowledged that Automatic Lubrication had a valid continuing contract with the town and had not made any claim that the town’s purchases of lubrication services had violated the town competitive bidding ordinance. For purposes of testing the objective reasonableness of the defendants’ belief that probable cause existed, the defendants are held to have known about this earlier investigation. See State v. Acquin, 187 Conn. 647, 657, 448 A.2d 163 (1982), cert. denied, 463 U.S. 1229, 103 S. Ct. 3570, 77 L. Ed. 2d 1411 (1983) (“when we test the quantum of [evidence supporting] probable cause, it is not the personal knowledge of the arresting officer but the collective knowledge of the law enforcement organization at the time of the arrest which must be considered”).
At trial, the plaintiff introduced further evidence indicating that the department and various other town offi
On the basis of this evidence,32 we conclude that the jury could reasonably have inferred that a reasonable
C
The defendants also argue as an alternative ground for affirming the trial court’s judgment setting aside the verdict, that the jury could not reasonably have found that the defendants acted with malice sufficient to prove the plaintiff’s claims of malicious prosecution. We disagree.
As we already have stated, to succeed in his claims for malicious prosecution, the plaintiff must show that the defendants acted with malice, that is, primarily for a purpose other than that of bringing the plaintiff to justice. DeLaurentis v. New Haven, supra, 220 Conn. 256 n.16; McHale v. W.B.S. Corp., supra, 187 Conn. 447. Additionally, the plaintiff must prove that the defendants acted without probable cause. McHale v.
Moreover, there was ample evidence at trial from which the jury could have reasonably found malice separate and apart from the lack of probable cause. The plaintiff introduced evidence that three days prior to arresting the plaintiff, the defendants had promised to contact the plaintiffs attorney and to allow him to surrender should he later become subject to arrest, but thereafter ignored that promise and arrested the plaintiff, at a public meeting of the audit committee, to which the press expressly had been invited. As additional proof of the defendants’ malice, the plaintiff introduced evidence of the defendants’ failure fully to investigate the charges for which they arrested the plaintiff. See DeLaurentis v. New Haven, supra, 220 Conn. 258 (“ ‘to proceed without inquiry would be to act without probable cause where the information is readily obtainable’ ”). First, the plaintiff introduced uncontested evidence that Automatic Lubrication in fact had not paid for eight of the plaintiff’s twelve rounds of golf that were the subject of his November 19 arrest. Additionally, the plaintiff introduced evidence that the defendants had failed to inquire into their own police department’s September, 1981 investigation, prior to arresting the plaintiff.
The jury was free to accept these facts and circumstances as true, and to infer therefrom that the defend
D
The defendants next argue, as an alternative ground for affirmance, that their reliance on the advice of state’s attorney John Bailey and assistant state’s attorney Cornelius Shea prior to proceeding against the plaintiff affords them a complete defense to the plaintiff’s claims for malicious prosecution.34 We disagree.
Although we have held that a defendant’s reliance on the advice of counsel can be a complete defense to
At trial, the defendants presented evidence that they had consulted with the state’s attorney’s office on at least three occasions in connection with the arrests, that affidavits in support of the arrests had been presented to the state’s attorneys, and that the state’s attorneys had found probable cause to support the arrests. The plaintiff, however, presented evidence that both of the warrant affidavits prepared by the defendants were replete with false statements and omissions of fact.35 On the basis of this evidence, the jury was free to conclude that the defendants had not made “a full and fair disclosure” of the material facts within their knowledge to the prosecuting attorneys. Accordingly, we reject the defendants’ defense that their reliance on the advice of the state’s attorney’s office shielded them from liability on all counts.
E
As a fifth ground on which to affirm the judgment of the trial court, the defendants argue that the doctrine of collateral estoppel precluded the plaintiff from relitigating the existence of probable cause because that issue already had been litigated fully and fairly during the underlying criminal case at the Franks hearing. We disagree.
In the underlying criminal proceeding related to the present action, the plaintiff moved to dismiss the criminal charges against him, claiming that the arrest warrant affidavits contained material inaccuracies and omissions that were the result of either a deliberate falsehood or a reckless disregard for the truth. On February 3,1986, Judge Tamborra heard the plaintiff’s motion and determined that the plaintiff had established the threshold showings required under Franks
The defendants assert that, because the existence of probable cause defeats all of the plaintiff’s claims, the preclusive effect of Judge Tamborra’s determination that the corrected affidavit supported an objective finding of probable cause warranted a directed verdict in their favor. Specifically, the defendants assert that the plaintiff is collaterally estopped from relitigating the issue of probable cause previously resolved against him by Judge Tamborra. Accordingly, the defendants urge us to affirm the trial court’s judgment to set aside the verdict. We reject the defendants’ argument.
“Pursuant to 28 U.S.C. § 1738 (1988)36 . . . the federal courts ‘must give to a state-court judgment the same preclusive effect as would be given that judgment under the law of the State in which the judgment was rendered. ’ Migra v. Warren City School District Board of Education, 465 U.S. 75, 81, 104 S. Ct. 892, 79 L. Ed. 2d 56 (1984). This rule applies to determine the preclusive effect of a state court judgment on a subsequent suit . . . brought pursuant to § 1983. See Allen v. McCurry, 449 U.S. 90, 101 S. Ct. 411, 66 L. Ed. 2d 308 (1980); Temple of the Lost Sheep, Inc. v. Abrams, 930 F.2d 178,183 (2d Cir.), cert. denied, 502 U.S. 866, 112 S. Ct. 193, 116 L. Ed. 2d 153 (1991).” Golino v. New Haven, supra, 950 F.2d 869. For purposes of the
Under Connecticut law, “[cjollateral estoppel, or issue preclusion, prohibits the relitigation of an issue when that issue was actually litigated and necessarily determined in a prior action. . . . For an issue to be subject to collateral estoppel, it must have been fully and fairly litigated in the first action. It also must have been actually decided and the decision must have been necessary to the judgment. . . . The doctrine of collateral estoppel is based on the public policy that a party should not be able to relitigate a matter which it already has had an opportunity to litigate.” (Citations omitted; internal quotation marks omitted.) Aetna Casualty & Surety Co. v. Jones, 220 Conn. 285, 296, 596 A.2d 414 (1991).
We conclude that in the present action, the plaintiff was not provided with a full and fair opportunity as that phrase is used in the collateral estoppel lexicon to litigate the issue of probable cause at the Franks hearing. “The requirement of full and fair litigation ensures fairness, which is a 'crowning consideration’ in collateral estoppel cases.” Id., 306. In discussing what constitutes “full and fair litigation” for the purposes of collateral estoppel, we have stated that “if the nature of the hearing carries procedural limitations that would not be present at a later hearing, the party might not have a full and fair opportunity to litigate.” Id. Because, in Connecticut, a Franks hearing occurs early in the underlying criminal case, it necessarily has procedural limitations that were not present in the plaintiff’s subsequent civil trial on his claims for malicious prosecution. For example, when a defendant succeeds
IV
Because we reverse the judgment and reinstate the verdict, we must also consider the defendants’ claim that the damages awarded by the jury were excessive as a matter of law and based on inadmissible evidence. Specifically, the defendants argue that the trial court incorrectly admitted the testimony of David Hanlon concerning an alleged lost employment opportunity claimed by the plaintiff. The defendants further argue that because Hanlon’s testimony was impermissibly speculative, it cannot properly support the jury’s award of thousands of dollars of damages, attributable only to Hanlon’s testimony. In the alternative, the defendants argue that the jury acted out of passion, sympathy, or another improper motive in awarding the plaintiff’s damages. Consequently, the defendants urge us to conclude that the verdict is excessive as a matter of law and to remand the case for a new trial on
The defendants raised their claim of excessive damages in their motion to set aside the verdict and for judgment notwithstanding the verdict38 and briefed the claim in their memorandum in support of their motion. Because the trial court based its decision to grant the defendants’ motion solely on the ground of the qualified immunity defense, however, it never ruled on the defendants’ claim.
The decision whether to reduce a jury verdict because it is “excessive as a matter of law” rests solely within the discretion of the trial court, pursuant to General Statutes § 52-216a.39 See, e.g., Seals v. Hickey, 186 Conn. 337, 348, 441 A.2d 604 (1982). Further, the proper standard of review of a trial court’s decision to grant or deny a motion to set aside a verdict as excessive as a matter of law is that of an “abuse of discretion.” Oakes v. New England Dairies, Inc., 219 Conn. 1, 14, 591 A.2d 1261 (1991); Seals v. Hickey, supra, 348. In the absence of the trial court’s ruling on the defendants’ motion to set aside the verdict as excessive, we have no basis upon which to review the defendants’ claim. Accordingly, we remand the case to the trial court for its consideration of this claim. See Seals v.
The judgment is reversed and the case is remanded to the trial court for an articulation in accordance with part IV of this opinion.
In this opinion Peters, C. J., Borden and Norcott, Js., concurred.
1.
The town of East Hartford is also a defendant in this case. The plaintiffs claims against the town, brought pursuant to General Statutes §§ 7-101a and/or 7-465, are for indemnification purposes only. At trial, the town admitted that it would be responsible for the conduct of the individual defendants, Rioux and Myers, if they were found to be liable. This opinion does not refer to the town separately in its role as a defendant.
2.
Chapter 10, article 2, § 10-5 of the code of ordinances of the town of East Hartford provides: “Purchasing Manual and Amount Limitations Requiring Sealed Bids and Quotations.
“The Purchasing Agent and the Director of Finance shall prescribe rules, regulations, and procedures in a written administrative purchasing manual and all purchases shall be made pursuant thereto. The manual shall be given to all departments with instructions regarding its use.
“All single purchases and contracts, other than professional services for which the requirement of competitive bidding would not be to the Town’s advantage, in which the amount of expenditure is estimated to exceed Two Thousand Five Hundred Dollars ($2,500), shall be made from or let by sealed bids. However, all purchases less than Two Thousand Five Hundred Dollars ($2,500), but more than One Thousand Five Hundred Dollars ($1,500), shall be substantiated by three (3) quotations which shall be held as a permanent record for audit and public inspection.”
Chapter 1, § 1-14 of the code of ordinances of the town of East Hartford provides in relevant part: “General Penalty.
“(a) Whenever in this Code or in any Ordinance of the Town any act is prohibited or is made or declared to be unlawful or an offense, misdemeanor or public nuisance or whenever in such Code or Ordinance the doing of any act is required or the failure to do any act is declared to be unlawful, where no specific penalty is provided therefor, the violation of any such provision of this Code or any Ordinance shall be punishable by a fine not exceeding Ninety-Nine ($99.00) Dollars, or imprisonment for a term not exceeding six (6) months, or by both such fine and imprisonment, unless a different penalty is prescribed by law.”
3.
General Statutes § 53a-148 provides: “bribe receiving: class d felony, (a) A public servant or a person selected to be a public servant
“(b) Bribe receiving is a class D felony.”
4.
General Statutes § 54-56 provides: “dismissal of information by court. All courts having jurisdiction of criminal cases shall at all times have jurisdiction and control over informations and criminal cases pending therein and may, at any time, upon motion by the defendant, dismiss any information and order such defendant discharged if, in the opinion of the court, there is not sufficient evidence or cause to justify the bringing or continuing of such information or the placing of the person accused therein on trial.”
5.
The plaintiff claimed that chapter 10, article 2, § 10-5 of the code of ordinances of the town of East Hartford was not a penal ordinance and, therefore, did not charge a criminal offense.
6.
Judge Tamborra also rejected the plaintiffs claim that chapter 10, article 2, § 10-5 of the code of ordinances of the town of East Hartford was not a penal ordinance. Judge Tamborra noted that chapter 1, § 1-14 of the code of ordinances of the town of East Hartford provides a penalty, a fine or imprisonment for violating any ordinance that requires an affirmative act. Judge Tamborra reasoned that because chapter 10, article 2, § 10-5 is such an ordinance, its violation would necessarily subject one to penal sanctions of the code. Whether such a violation would subject the offender to criminal prosecution by means of General Statutes § 53a-24 is an issue we need not resolve.
7.
Practice Book § 883 provides in relevant part: “[-MOTIONS for judgment OF ACQUITTAL]--IN GENERAL . . .
“After the close of the prosecution’s case in chief or at the close of all
Practice Book § 884 provides in relevant part: “--at close of prosecution’s case
“If the motion is made after the close of the prosecution’s case in chief, the judicial authority shall either grant or deny the motion before calling upon the defendant to present his [or her] case in chief. . . .”
8.
Each claim was framed in two counts: one count against the defendants Rioux and Myers; and the other count against the defendant town of East Hartford for indemnification.
9.
Section 1983 of title 42 of the United States Code (1988) provides: “civil ACTION FOR DEPRIVATION OF RIGHTS
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress. For the purposes of this section, any Act of Congress applicable exclusively to the District of Columbia shall be considered to be a statute of the District of Columbia.”
10.
The plaintiff’s § 1983 claim alleged liability on the basis of his malicious prosecution claims. See Conway v. Mount Kisco, 750 F.2d 205, 214 (2d Cir. 1984) (action for malicious prosecution may support liability under § 1983). Specifically, the plaintiff alleged that the defendants, while acting under color of state law, had caused the plaintiff to be arrested on October 28, and November 19,1985; that the arrests had violated the plaintiff’s right to freedom from illegal seizure of his person, unlawful arrest, and illegal detention, secured by the due process clause of the fifth and fourteenth amendments to the constitution of the United States; and that as a result, the plaintiff had suffered damages.
11.
The plaintiff alleged, inter alia, that in the affidavits in support of each arrest the defendants had: (1) falsely and inaccurately stated that the department’s lubrication services contract with Automatic Lubrication (contract) was fixed for one year; (2) failed to disclose that the contract was a continuing contract that could be terminated by either the department or Automatic Lubrication; and (3) falsely and inaccurately stated that it was the plaintiff’s responsibility to put the contract out to bid. Specifically with respect to the affidavit in support of the October 28 arrest, the plaintiff alleged that the defendants had: (1) provided a false and misleading account of the plaintiff’s testimony at a meeting of the town council’s audit and investigations committee, held for the purpose of investigating the criteria for running the lubrication service, by selectively editing the plaintiff’s testimony and by failing to include the plaintiff’s complete responses to the committee’s questions; and (2) falsely and inaccurately stated that the plaintiff, having the responsibility to put the contract out to bid, had failed to do so by his own admission. Finally, with respect to the affidavit in support of the November 19 arrest, the plaintiff alleged that the defendants had failed to disclose that on eight of the twelve occasions that the plaintiff had played golf at Blackledge Country Club, his round had been neither charged to nor paid for by Automatic Lubrication.
12.
In connection with the plaintiff’s common law malicious prosecution claims, the jury awarded damages of $487,000 on the first and second counts, relating to the October 28,1985 arrest, and $487,000 on the third and fourth counts, relating to the November 19, 1985 arrest. In connection with the plaintiffs civil rights claim, the jury awarded damages of $974,000 on the fifth and sixth counts, relating to both arrests. Because the trial court properly instructed the jury that the plaintiff is entitled to full recovery only once for his suffered harm; Kilduff v. Adams, Inc., 219 Conn. 314, 333, 593 A.2d 478 (1991); his damages total $974,000.
13.
After the close of the plaintiff’s case-in-chief and again after the close of evidence, the defendants had moved for a directed verdict, claiming qualified immunity as a matter of law. See Practice Book § 321. The trial court reserved decision on both of these motions.
14.
The defendants raised other grounds for setting aside the verdict that are not relevant to this appeal.
15.
Because neither party has raised the public duty doctrine, and because we already have concluded that the defendants’ conduct constitutes discretionary action, we do not consider in this instance the parallel analysis of common law governmental immunity that involves the question of whether the duty imposed upon the defendants is public or private in nature. See Gordon v. Bridgeport Housing Authority, supra, 208 Conn. 166-67; Shore v. Stoningion, 187 Conn. 147, 152, 444 A.2d 1379 (1982); Leger v. Kelley, 142 Conn. 585, 589-90, 116 A.2d 429 (1955).
16.
Specifically, the trial court relied on: Anderson v. Creighton, supra, 483 U.S. 639; Harlow v. Fitzgerald, supra, 457 U.S. 818; Cartier v. Lussier, supra, 955 F.2d 843.
17.
In their brief to this court, the defendants do not expressly dispute that the trial court applied the incorrect standard of qualified immunity to the plaintiffs common law claims, but they nevertheless imply that this court has adopted the federal standard as applicable to such claims. In support of this position, the defendants cite Gordon v. Bridgeport Housing Authority, supra, 208 Conn. 168-69 n.3. The defendants’ reliance on Gordon, however, is entirely misplaced. In Gordon, we stated: “This state’s doctrine of governmental immunity accords with the doctrine of governmental immunity as announced by the United States Supreme Court in Nixon v. Fitzgerald, 457 U.S. 731, 744, 102 S. Ct. 2690, 73 L. Ed. 2d 349 (1982). There [the United States Supreme Court] stated: ‘[T]his court consistently has recognized that government officials are entitled to some form of immunity from suits for civil damages. ’ ‘As recognized at common law, public officers require this protection to shield them from undue interference with their duties and from potentially disabling threats of liability.’ Harlow v. Fitzgerald, [supra, 457 U.S. 806]. Federal law also recognizes the distinction between discretionary and ministerial acts. Id., 816-17; see also Payton v. United States, 679 F.2d 475, 479-80 (5th Cir. 1982).” (Emphasis added.) Gordon v. Bridgeport Housing Authority, supra, 168-69 n.3. Thus, despite the defendants’ claim to the contrary, in Gordon we did not incorporate federal standards into our state’s doctrine of qualified immunity; we merely noted that our state’s policy of providing some form of qualified immunity to governmental officials is not inconsistent with the federal approach.
In addition to suggesting that this court has already adopted the federal standard as applicable to common law claims, the defendants expressly invite
18.
The trial court’s jury charge on the defendants’ qualified immunity defense confirms that the trial court analyzed the plaintiff’s common law claims for malicious prosecution under the federal standard for qualified immunity. As that charge reveals, the trial court incorrectly instructed the jury, in conformance with the defendants’ request to charge, that the defendants enjoyed the same immunity under both the plaintiff’s common law claims and his § 1983 claim: “Our state Supreme Court has recognized that the state standard for governmental immunity is the same as the standards announced by the United States Supreme Court. The officers cannot be held liable unless it is found that they knowingly broke the law or, on the facts known by them at the time, had absolutely no basis for a belief in prosecution. If any reasonable officer could believe in probable cause, then you must find for the defendants.”
At trial, the plaintiff took exception to this charge.
19.
In addition to malice, “[a]n action for malicious prosecution . . . requires a plaintiff to prove that: (1) the defendant initiated or procured
20.
We do not reach the issue of whether, for purposes of defeating common law qualified immunity, the definition of “malice” is limited to “a purpose other than that of bringing an offender to justice.” Zenik v. O ’Brien, supra, 137 Conn. 595.
21.
The trial court’s memorandum of decision provided: “This court finds Cartier dispositive of the issue of qualified immunity and the defendants’ claim that they are entitled to qualified immunity as a matter of law.”
22.
In this case, the factual issues properly left to the jury include, but are not limited to, whether the defendants knew or should reasonably have known that: (1) the contract was ongoing; (2) their police department had concluded in a prior investigation that the contract was ongoing; and (3) the department and various other town officials considered and consistently treated the contract as ongoing in nature. The determination of these factual issues is necessarily predicated on the determination of subsidiary facts, also properly left to the jury. For a discussion of these material factual issues see part III B and C of this opinion.
23.
Because the defense of qualified immunity has been construed as an immunity from suit, not a mere defense to liability; Mitchell v. Forsyth, 472 U.S. 511, 526-27, 105 S. Ct. 2806, 86 L. Ed. 2d 411 (1985); when there are no unresolved factual issues material to its applicability, it is preferable for the trial court to decide the issue of qualified immunity as a matter of law on a pretrial motion for summary judgment, or on a motion for a directed verdict. Oliveira v. Mayer, 23 F.2d 642, 649-50 (2d Cir. 1994); Warren v. Dwyer, supra, 906 F.2d 76.
24.
We note that the unchallenged jury charge also allowed the jury to consider the ultimate issue of whether it was objectively unreasonable for the defendants to believe that they had probable cause to arrest the plaintiff. This charge was proper according to the most recent decision of the Second Circuit Court of Appeals on this topic. See Oliveira v. Mayer, supra, 650 (where factual disputes concerning police conduct are revealed and “[tjhese disputes bear directly upon whether it was objectively reasonable for the officers to believe that they were acting lawfully . . . [t]he District Court should have let the jury (a) resolve these factual disputes and (b) based on its findings, decide whether it was objectively reasonable for the defendants to believe that they were acting within the bounds of the law when they detained the plaintiffs.” [Citation omitted.]).
25.
The defendants argue that the trial court properly could have applied the correcting test, concluded that probable cause existed as a matter of
26.
Our resolution of this issue is consistent with our resolution of the defendants’ fifth alternative ground for affirmance discussed in part III E of this opinion. An objective finding of probable cause at the conclusion of a Franks hearing does not foreclose the plaintiff from revisiting that issue at a civil proceeding if, by means of civil discovery, the plaintiff may be able to obtain additional evidence relevant to the issue of probable cause. At such a civil proceeding, the trial court would again have the opportunity to assess whether there are issues of fact material to the existence of probable cause that should be reserved for the jury’s consideration.
27.
Because the plaintiff’s § 1983 claim is supported by his common law claims for malicious prosecution; see Conway v. Mount Kisco, supra, 750 F.2d 214; the defendants’ argument reaches all six counts of the complaint.
28.
Paragraph E 6 of the contract provides: “It shall be understood that any contract and/or agreement entered into by the Town of East Hartford pertaining to the specified lubrication service may be canceled by either party by providing the other party with at least sixty (60) days notice of intent to cancel such service.”
29.
In their brief to this court, the defendants extend this argument to the plaintiff’s common law malicious prosecution claims on the ground that this court should adopt the federal standard of qualified immunity as applicable to common law claims for malicious prosecution. Because we already have rejected the defendants’ invitation to substitute the federal qualified immunity doctrine for our well established common law qualified immunity doctrine; see footnote 17; we address the defendants’ argument only with respect to the plaintiff’s civil rights claim.
30.
“The right not to be arrested or prosecuted without probable cause has . . . long been a clearly established constitutional right.” Golino v. New Haven, supra, 950 F.2d 870.
31.
Despite the dissent's suggestion to the contrary, we do not hold the defendant police officers to the same standard we might hold an attorney specializing in contract law. For this reason, we do not decide this issue as a matter of law. Rather, we examine the evidence that a jury could have relied on to determine that it was not objectively reasonable for the defendant police officers to have believed they had probable cause to arrest the plaintiff.
32.
The dissent takes issue with our failure to consider certain evidence that weighs in favor of the objective reasonableness of the defendants’ belief in probable cause. We do not dispute the principle that extrinsic evidence favorable to the defendants and known to them at the time of the arrests
33.
See footnote 24.
34.
In their brief, the defendants discuss the common law defense of reliance on counsel solely in the context of its application to the plaintiff’s state law malicious prosecution claims. This is consistent with the position the defendants took at trial. In their request to charge on this issue, titled “Probable Cause—Advice of Counsel,” the defendants relied solely on Brodrib v. Doberstein, supra, 107 Conn. 296, which holds that a defendant’s reliance on counsel can be a complete common law defense to an action for malicious prosecution.
Although the defendants do not argue that the common law defense of reliance on counsel applies to the plaintiff’s § 1983 claim, they do argue, and we recognize, that any reliance on the part of the defendants on the advice of the state’s attorneys is a factor properly to be considered by the jury in assessing whether the defendants acted in an objectively reasonable fashion.
35.
See footnote 11.
36.
Section 1738 of title 28 of the United States Code (1988) provides in relevant part: “[judicial proceedings or copies thereof, so authenticated, [of any court of any State] shall have the same full faith and credit in every court within the United States and its Territories and Possessions as they have by law or usage in the courts of such State . . . from which they are taken.”
37.
Practice Book § 4013 (a) (1) provides in relevant part: “If any appellee wishes to . . . (B) present for review adverse rulings or decisions of the court which should be considered on appeal in the event the appellant is awarded a new trial . . . that appellee shall file a preliminary statement of issues within fourteen days from the filing of the appellant’s preliminary statement of the issues. . . .”
38.
The defendants raised the claim of excessive damages in their original motion to set aside the verdict and in their first amended motion to set aside the verdict and for judgment notwithstanding the verdict.
39.
General Statutes § 52-216a provides in relevant part: “If the court at the conclusion of the trial concludes that the verdict is excessive as a matter of law, it shall order a remittitur and, upon failure of the party so ordered to remit the amount ordered by the court, it shall set aside the verdict and order a new trial. . . .”