The defendant, Steven B. Kulmac, was charged in two separate informations that were consolidated for trial to a jury, and remain consolidated for this appeal. The defendant was convicted of committing numerous sexual offenses1 against two minors,
The defendant claims that the trial court improperly: (1) disregarded the defendant’s right to confrontation by excluding evidence of sexual abuse of the victims by men other than the defendant; (2) refused to conduct an in camera inspection of the victims’ department of children and youth services (DCYS) records; (3) admitted testimony of the defendant’s prior miscon
The jury could reasonably have found the following facts. The victims, C and K, were sisters who were bom in June, 1975, and August, 1976, respectively. At the time of trial, C was fifteen years old and K was fourteen years old. Between April, 1985, and June, 1986, they lived with their mother, father and younger brother in Meriden. With their family, they then moved to another home in Meriden, and in December, 1986, they moved to Southington. The defendant was a friend of the victims’ father, and the victims referred to him as “Uncle Steve.”
Pursuant to an order of the juvenile session of the Superior Court, Bruce Freedman, a family psychologist, evaluated K and C in May and June, 1988, when they were nearly twelve and thirteen years old, respectively. According to Freedman, both children were below average in intelligence. K’s intelligence quotient was 61, which placed her in the mildly retarded range.
The defendant subjected the victims to a series of sexual abuses, commencing with K when she was nine years old and with C when she was eleven years old. The incidents typically occurred while the defendant was home alone with one of the victims. The defendant typically fondled the victim’s breasts and vaginal area, with her clothes either on or off, and then proceeded to acts of intercourse, including vaginal penetration by the defendant’s fingers or penis. Both victims resisted these acts. Each victim knew that the other was being similarly treated by the defendant, and both were too frightened of the defendant to tell anyone. Nonetheless, at some point, both victims informed their mother, and K informed her school counselor about the assaults. The abuses spanned a period of approximately two years.
I
The defendant first claims that the trial court violated his right to confront witnesses against him by excluding evidence that other men had sexually abused the victims. This claim rests on two distinct arguments. First, the defendant argues that the rape shield statute, General Statutes § 54-86f,8 does not apply to the
The following facts are relevant to this issue. During the defendant’s cross-examination of K, outside the presence of the jury, the defendant argued that he should be permitted to examine K regarding sexual assaults perpetrated against her by her father and two other men. The defendant argued that this evidence was relevant to demonstrate that K had mistakenly attributed assaults allegedly committed on her by other people to the defendant. The trial court ruled that the proposed evidence was barred by the rape shield statute. In reaching this decision, the trial court found that K exhibited no confusion in identifying the defendant as the person who had committed the charged offenses.
The defendant raised similar arguments with respect to C. Relying on C’s written statement that she had been sexually abused by her father and two other men, the defendant argued that C had mistakenly attributed those other assaults to the defendant. The trial court reviewed C’s statement and noted that the allegations of sexual abuse regarding C’s father had occurred in the spring of 1987, and that the allegations of sexual abuse by the other two men occurred in the summer and fall of 1987. The conduct by the defendant, however, began in 1985 and continued until 1987. The trial court found that C did not appear confused, and that
The defendant first argues that the rape shield statute, § 54-86f, does not apply to accusations of risk of injury under § 53-21. The defendant raised this argument at trial, and the trial court ruled that because offenses listed in the rape shield statute were included in the same prosecution as the risk of injury charges, the rape shield statute governed the admissibility of the evidence.
Section 54-86f provides that “[i]n any prosecution for sexual assault under sections 53a-70, 53a-70a, and 53a-71 to 53a-73a, inclusive, no evidence of the sexual conduct of the victim may be admissible . . . ."The defendant is correct that § 53-21 is not included in the list of offenses to which § 54-86f states it applies. That observation, however, does not end our inquiry.
The rules pertaining to the admissibility of evidence in Connecticut are subject to the exercise of both judicial and legislative authority. State v. James, 211 Conn. 555, 560, 560 A.2d 426 (1989); C. Tait & J. LaPlante, Connecticut Evidence (2d Ed. 1993 Sup.) § 1.1.2. “Plainly, every statute has some boundaries, and the question then arises whether, and when, it is appropriate to apply the statute, as a matter of common law, beyond its designated boundaries.” E. Peters, “Common Law Judging in a Statutory World: An Address,” 43 U. Pitt. L. Rev. 995, 1005 (1982). In other contexts,
“General Statutes § 54-86f greatly restricts the admissibility of evidence of the prior sexual conduct of a sexual assault victim.” State v. Williams, 20 Conn. App. 263, 268, 565 A.2d 1365 (1989). The policies behind the rape shield statute are well established. See, e.g., H. Galvin, “Shielding Rape Victims in the State and Federal Courts: A Proposal for the Second Decade,” 70 Minn. L. Rev. 763 (1986); V. Berger, “Man’s Trial, Woman’s Tribulation: Rape Cases in the Courtroom,” 77 Colum. L. Rev. 1 (1977). The statute is intended to protect victims’ personal privacy, to shield them from unnecessary harassment and embarrassment in court, and to encourage them to disclose sexual assault by reducing some of the deterrents to reporting. Slate v. Christiano, 228 Conn. 456, 469-70, 637 A.2d 382 (1994); State v. Rinaldi, 220 Conn. 345, 356, 599 A.2d 1 (1991); State v. Cassidy, 3 Conn. App. 374, 379, 489 A.2d 386, cert. denied, 196 Conn. 803, 492 A.2d 1239 (1985). Moreover, the statute reflects a modern understanding of the general irrelevance of prior sexual conduct to particular allegations of rape. State v. Cassidy, supra, 379.
All of these policies apply to the current case. C and K were victims, not only of risk of injury to a child, but also of sexual assault in the first, second and fourth degrees. These latter offenses are all specifically desig
We conclude, therefore, as a matter of common law, that the rape shield statute, § 54-86f, applies to prosecutions for risk of injury to a child under § 53-21, at least if the prosecution also involves allegations of sexual assault under any or all of the sections specified in § 54-86f.9 Thus, the trial court properly excluded the evidence of prior sexual abuse of C and K.
The defendant next contends that the evidence of sexual abuse by other men is admissible under the constitutional exception to the rape shield statute. Section 54-86f (4) provides that evidence of prior sexual conduct of the victim that would be inadmissible under other provisions of the statute, is admissible if it is “otherwise so relevant and material to a critical issue in the case that excluding it would violate the defendant’s constitutional rights.” The defendant contends that excluding the evidence of prior abuses violated his constitutional right to confront witnesses against him.
“The sixth amendment to the [United States] constitution guarantees the right of an accused in a criminal prosecution ‘to confront the witnesses against him
The defendant contends that the multiplicity of people who sexually abused the victims created a risk of confusion between, and misidentification of, the various perpetrators.10 The defendant contends that the victims may have confused which person committed which act, and that precluding cross-examination on this possibility violated his right to confrontation. We are unpersuaded that this issue is of constitutional magnitude here. Whether there is a sufficient basis for a claim that a witness is confused, so as to permit cross-examination that would otherwise be inadmissible, is a question of fact that is properly left to the discretion of the trial court. In this case, the trial court permitted extensive cross-examination concerning the numerous counts of sexual abuse committed by the defendant, and had ample opportunity to observe whether the victims confused or intermixed the events that were at issue at trial. Moreover, the trial court explicitly found that neither victim appeared confused, and that any abuses committed on C were too remote in time from the abuses at issue in the trial to cause confusion. These decisions were properly within the discretion of the trial court.
The record does not support this claim. First, the victims themselves had informed the police of the instances of abuse and the identities of the perpetrators whom the defendant suggests that the victims wished to keep hidden. Second, at the time of trial, the other perpetrators had already been convicted of the assaults of which they had been accused. These facts make it unlikely that the victims testified against the defendant simply to shield these other men. Under these circumstances, we cannot conclude that the trial court violated the defendant’s right to confront witnesses against him by excluding the evidence of prior sexual abuse.
II
The defendant next claims that the trial court violated his right to confrontation by refusing to conduct an in camera inspection of the victims’ DCYS records. Relying on State v. Apostle, 8 Conn. App. 216, 234, 512 A.2d 947 (1986), the defendant argues that the correct procedure is for the trial court to review the DCYS records in camera, without the necessity of an antecedent showing of cause by the defendant, and for the court to disclose to the defendant any relevant information contained in the records. We disagree.
After C and K completed their trial testimony, the defendant subpoenaed their entire DCYS files. In attempting to gain access to these records, the defend
We have not previously had occasion to set forth the standard for a criminal defendant to gain access to the confidential DCYS records of a victim/witness. At the time of trial, General Statutes (Rev. to 1991) § 17a-28 (b) provided: “Neither the commissioner of children and youth services nor any of his employees shall disclose or transmit, in whole or in part, the nature or content of any communications or records of any person to any other individual, corporation or municipal, state or federal agency, without the consent of the person, his attorney or his authorized representative, except as provided in subsection (c) of this section.”11 This constitutes a broad legislative declaration of confidentiality.
The defendant’s right to confrontation, however, prevents such confidentiality from being unconditional. State v. Januszewski, 182 Conn. 142, 171, 438 A.2d 679 (1980), cert. denied, 453 U.S. 922, 101 S. Ct. 3159, 69 L. Ed. 2d 1005 (1981). In determining the circumstances under which disclosure may be required, we look to our previous decisions relating to similar statu
We have reached the same conclusion in the context of records of a rape crisis center; In re Robert H., 199 Conn. 693, 705, 509 A.2d 475 (1986) (General Statutes § 52-146k); and records of treatment for substance abuse; State v. Joyner, 225 Conn. 450, 477, 625 A.2d 791 (1993) (General Statutes § 17a-630 [c]); both of which are confidential. Indeed, we have required a preliminary showing of cause before requiring a trial court to examine subpoenaed school records, which do not have a similar statutory shield of confidentiality. State v. James, 211 Conn. 555, 578, 560 A.2d 426 (1989) (General Statutes § 10-15b). The disclosure of DCYS records requires that the same balance be struck between the witness’ statutory right to confidentiality and the defendant’s right to confrontation. We conclude, therefore, that the trial court properly declined to conduct an in camera review of the DCYS records in the absence of a preliminary showing by the defendant.
Ill
The defendant next claims that the trial court improperly admitted as evidence of motive, intent and common scheme, testimony that the defendant had sexually abused another person. The defendant contends that the error requires a new trial on all counts. We disagree with the defendant’s claim.
As a general rule, evidence of prior misconduct is inadmissible to prove that a criminal defendant is guilty of the crime of which the defendant is accused. State v. Falby, 187 Conn. 6, 23, 444 A.2d 213 (1982); State v. Holliday, 159 Conn. 169, 172, 268 A.2d 368 (1970). Such evidence cannot be used to suggest that the defendant has a bad character or a propensity for criminal behavior. State v. Brown, 199 Conn. 47, 56, 505 A.2d 1225 (1986). “On the other hand, evidence of crimes so connected with the principal crime by circum
The primary responsibility for making these determinations rests with the trial court. We will make every reasonable presumption in favor of upholding the trial court’s ruling, and only upset it for a manifest abuse of discretion. State v. Morowitz, supra, 200 Conn. 446; State v. Johnson, 190 Conn. 541, 549, 461 A.2d 981 (1983).
The first prong of the test requires the trial court to determine if an exception applies to the evidence sought to be admitted. In this case, the trial court admitted the evidence that the defendant had sexually abused S because of its tendency to prove that the defendant possessed a common scheme to abuse young girls sexually. “When evidence of other offenses is offered to show a common plan or design the marks which the uncharged and the charged offenses have in common must be such that it may be logically inferred that if the defendant is guilty of one he must be guilty of the other.” State v. Esposito, supra, 192 Conn. 172. To guide this analysis, we have held that “[e]vidence
The defendant first argues that the evidence of prior misconduct was inadmissible because it was too remote. The remoteness in time of a prior incident is rarely, standing alone, determinative of the admissibility of such evidence; rather, it is one factor to be considered by the trial court in making its decision. State v. Morowitz, supra, 200 Conn. 446. In this case, approximately seven years had elapsed between the alleged abuse of S and the commencement of the abuse of C and K. Although seven years is a long hiatus, we cannot conclude that the trial court abused its discretion by determining that the evidence was sufficiently recent to have probative value.14
The defendant further argues that the evidence did not display any special similarity to the charged offenses. The alleged abuse of S, however, was similar to the charged offenses in a number of respects. All three of the victims were young girls, ranging in ages between nine and eleven years at the commence
The second prong of the analysis requires the trial court to determine whether the prejudicial tendencies of the evidence outweigh its probative value. State v. Mandrell, supra, 199 Conn. 152. In this case, the trial court heard a lengthy offer of proof and arguments of counsel before performing the required balancing test. The trial court specifically found that the evidence was highly probative and material, and that its probative value significantly outweighed the prejudicial effect. Furthermore, the trial court instructed the jury on the limited use of the evidence in order to safeguard against misuse and to minimize the prejudicial impact. State v. Brown, supra, 199 Conn. 58; State v. Braman, 191 Conn. 670, 682, 469 A.2d 760 (1983). Under these circumstances, the trial court did not abuse its discretion by permitting the state to introduce the evidence of prior misconduct by the defendant.
The defendant next claims that the trial court deprived him of his fundamental rights to a fair trial and due process of law by omitting, from its jury instructions on the offense of risk of injury, the limiting judicial gloss of State v. Schriver, 207 Conn. 456, 542 A.2d 686 (1988).15 The defendant contends that the omission requires a new trial on all counts of risk of injury. We decline to reach the merits of this claim because the defendant has failed to preserve it in the trial court.
The defendant concedes that he failed to raise this claim at trial, but he seeks to prevail under the doctrine of State v. Golding, 213 Conn. 233, 239-40, 567 A.2d 823 (1989).16 Under Golding, however, a defendant cannot prevail on an unpreserved claim of constitutional error unless the state has failed to demonstrate that the error, if subject to a harmless error analysis, is harmless beyond a reasonable doubt. Id., 240.
In this case, the state has persuaded us that the constitutional error, if any, was harmless beyond a reasonable doubt. Seven of the defendant’s nine convictions of risk of injury were associated with convictions
Y
The defendant next claims that the trial court violated his right to due process of law by relying on inaccurate and unreliable information at sentencing. Specifically, the defendant argues that the trial court’s belief that the defendant was the first person sexually to assault the victims was inaccurate because there was evidence that other people had had sexual contact with the victims prior to the defendant. The defendant cannot prevail on this claim because he failed to preserve it at trial, and he has failed to meet all the requirements of State v. Golding, supra, 213 Conn. 239-40.
At sentencing, the trial court stated that the defendant occupied a position of responsibility within the vie-
Generally, the requirements of due process at sentencing are not as rigorous as at trial. Williams v. New York, 337 U.S. 241, 69 S. Ct. 1079, 93 L. Ed. 1337, reh. denied, 337 U.S. 961, 69 S. Ct. 1529, 93 L. Ed. 1760 (1949); State v. Huey, 199 Conn. 121, 505 A.2d 1242 (1986). “As a matter of due process, information may be considered as a basis for a sentence only if it has some minimal indicia of reliability. ... As long as the sentencing judge has a reasonable, persuasive basis for relying on the information which he uses to fashion his ultimate sentence, an appellate court should not interfere with his discretion.” (Citation omitted.) State v. Huey, supra, 127. The trial court had sufficiently reliable information available to it for its statement.
In light of the reduced requirements of due process at sentencing, we cannot conclude that the defendant was deprived of his constitutional rights, as required by the third prong of State v. Golding, supra, 213 Conn. 239-40. See footnote 16. Accordingly, the defendant cannot prevail on this claim.
VI
The defendant next claims that the trial court violated his right against double jeopardy by charging him
“Double jeopardy prohibits not only multiple trials for the same offense, but also multiple punishments for the same offense.” (Internal quotation marks omitted.) State v. Snook, 210 Conn. 244, 261, 555 A.2d 390, cert. denied, 492 U.S. 924, 109 S. Ct. 3258, 106 L. Ed. 2d 603 (1989). The double jeopardy analysis in the context of a single trial is a two part process. “First, the charges must arise out of the same act or transaction. Second, it must be determined whether the charged crimes are the same offense. Multiple punishments are forbidden only if both conditions are met.” (Internal quotation marks omitted.) State v. Greco, 216 Conn. 282, 290-91, 579 A.2d 84 (1990). “The defendant on appeal bears the burden of proving that the prosecutions are for the same offense in law and fact.” State v. Snook, supra, 264.
A
The defendant first argues that his right against double jeopardy was violated by the convictions for counts five and nine, seven and ten, and eight and eleven in the Meriden case, and by counts seven and eight in the Southington case. See footnote 1. The defendant contends that because each set of counts, by its very language, charged the defendant twice with each offense, he could not have been convicted of both counts in each set. The defendant failed to preserve this claim and thus he seeks to prevail on State v. Golding, supra, 213 Conn. 239-40. See footnote 16.
The record reveals that the defendant committed two separate acts of sexual abuse upon C in her latter Meriden residence during the summer of 1986. C testified that once, while she had been in her bedroom,
The record further reveals that the defendant committed two separate acts of abuse upon C in her Southington residence in the fall of 1987. C testified that the defendant, while alone with her, forcibly had pulled C onto the couch, had removed both of their pants, and had put his finger and penis in her vagina. This evidence supported the convictions for counts one, two, four, five, seven and eight of the Southington information, namely, two counts of sexual assault in the first degree, two counts of sexual assault in the second degree, and two counts of risk of injury.
The defendant’s contention fails the first part of the two part test for double jeopardy in a single trial because the counts do not arise out of the same act or transaction. Each separate act of sexual assault or risk of injury constituted a separate offense. State v. Snook, supra, 210 Conn. 264; State v. Rawls, 198 Conn. 111, 121, 502 A.2d 374 (1985). In this case, there were two separate incidents of sexual assault on C in the latter Meriden residence, one incident in the living room and one in her bedroom. Because there were two separate transactions, the defendant could constitutionally be
B
The defendant also contends that his right against double jeopardy was violated by convicting him of first degree sexual assault under § 53a-70 (a), and second degree sexual assault under § 53a-71 (a) (1), for the same acts. We disagree.
This contention fails the second part of the two part test for a double jeopardy violation because the charged crimes are not the same offense. State v. Depastino, 228 Conn. 552, 638 A.2d 578 (1994); State v. Greco, supra, 216 Conn. 291. First, each offense requires proof of a fact that the other does not. See Blockburger v. United States, 284 U.S. 299, 304, 52 S. Ct. 180, 76 L. Ed. 306 (1932). As the Appellate Court has stated, “[t]he plain language of the two statutory sections indicates that while sexual assault in the first degree requires proof of force or threatened use of force, sexual assault in the second degree does not. . . . Furthermore, in order to convict a defendant of sexual
The application of the Blockburger test does not end the analysis, however. “[T]he Blockburger rule is not controlling when the legislative intent is clear from the face of the statute or the legislative history.” (Internal quotation marks omitted.) State v. Greco, supra, 216 Conn. 292. In this case, the two statutes have different purposes. We agree with the Appellate Court that “[t]he gravamen of sexual assault in the first degree is the protection of all persons from being compelled to engage in sexual activity by force or threat of force. On the other hand, the statute proscribing sexual assault in the second degree was drafted to prohibit persons from engaging in sexual activity with individuals who are deemed to lack the capacity to consent.” State v. Blackwell, supra, 20 Conn. App. 197-98. The defendant has therefore failed to persuade us that the convictions for sexual assault in the first and second degrees for the same act violated his right against double jeopardy.
VII
The defendant next claims that the evidence was insufficient to support the convictions for first and second degree sexual assault under counts four and six of the Meriden information. See footnote 1. We disagree.
The defendant contends that there was no evidence to sustain the convictions for digital penetration because the only evidence of digital penetration was in C’s written statement, and the statement should only have been admitted insofar as it was consistent with C’s testimony. Whatever merit this argument might have had if the defendant had objected at trial, it has little merit now. If evidence is admitted without objection, it is given such weight as the trier of fact deems it is worth. State v. Rawls, supra, 198 Conn. 118; State v. Banks, 194 Conn. 617, 620, 484 A.2d 444 (1984); State v. Ruth, 16 Conn. App. 148, 152, 547 A.2d 548 (1988), cert. denied, 209 Conn. 827, 552 A.2d 434 (1989).
The standard of review of an insufficiency claim is well established. “We first review the evidence presented at trial, construing it in the light most favorable to sustaining the facts expressly found by the trial court or impliedly found by the jury. We then decide whether, upon the facts thus established and the infer-
VIII
The defendant claims that the evidence was insufficient to support the conviction of risk of injury under count seventeen of the Meriden information. See footnote 1. Specifically, the defendant contends that § 53-21 prohibits two alternative courses of conduct, and that the evidence was insufficient to convict the defendant of both statutory alternatives. We decline to review this unpreserved claim.
At trial, K testified that while she resided at her prior home in Meriden, the defendant touched her breasts and vaginal area through her clothing. Based on this testimony, the jury found the defendant guilty of risk of injury under count seventeen of the Meriden information.
Section 53-21 provides in pertinent part that it is illegal to perform an act “likely to impair the health or morals” of a child. See footnote 6. Committing acts likely to impair the health of a child and committing acts likely to impair the morals of a child are two different means of committing the same crime. See State v. Schriver, supra, 207 Conn. 461. In Schriver, we concluded that the risk to “health” prohibited by § 53-21 is limited to “blatant physical abuse” that endangers
We have previously stated that “[a] verdict rendered on a single count charging alternative methods of committing the same crime may be upheld only if there is sufficient evidence to support the verdict as to each alternative charged.” State v. Hufford, 205 Conn. 386, 399, 533 A.2d 866 (1987); State v. Williams, 202 Conn. 349, 363, 521 A.2d 150 (1987); State v. Marino, 190 Conn. 639, 651, 462 A.2d 1021 (1983). Under this principle, it is improper for a trial court to submit to the jury a method of committing the crime charged that is not supported by the evidence. Recent case law, however, has cast doubt on the viability of this principle; see Griffin v. United States, 502 U.S. 46, 112 S. Ct. 466, 116 L. Ed. 2d 371 (1991); and in State v. Chapman, 229 Conn. 529, 643 A.2d 1213 (1994), we determined that any error in this regard is not constitutional in nature.
The defendant in this case failed to preserve this claim at trial. He did not object to the jury instruction,
IX
The defendant next claims that the convictions for sexual assault in the first degree under counts five and nine of the Meriden information must be reversed because there is insufficient evidence to support the convictions, and because the trial court improperly failed to instruct the jury on the element of consent. We disagree with both claims.
The record reveals that there were two instances of sexual assault in the summer of 1986 at C’s latter Meriden residence. See part VI A of this opinion. Regarding the instance underlying count nine, which occurred while C was watching television in the living room, C testified that she had not wanted the defend
We note at the outset that, although C is deemed to be legally incapable of consenting to intercourse, this incapacity does not affect charges of sexual assault in the first degree. Sexual assault in the first degree relates to intercourse by threat or use of force, regardless of the age of the victim, whereas sexual assault in the second degree relates to intercourse with persons under the age of sixteen. Thus, for purposes of convictions for sexual assault in the first degree, the question is not the age of the victim but the use of force or threat of use of force.
The evidence supporting the conviction for count nine is plainly sufficient. C testified that she physically but unsuccessfully had resisted the defendant’s assault. Viewing the evidence in the light most favorable to sustaining the verdict; State v. Harris, supra, 227 Conn. 757; we conclude that the jury could reasonably have found the defendant guilty of sexual assault in the first degree.
The evidence supporting the conviction for count five is also sufficient. The focus in a sexual assault case is not the conduct of the victim and the adequacy of resistance, but the conduct of the defendant and the use of force or threat of use of force. See State v. Smith, 210 Conn. 132, 137, 554 A.2d 713 (1989); State v. Jackson, 30 Conn. App. 281, 288, 620 A.2d 168, cert. denied, 225 Conn. 916, 623 A.2d 1026 (1993); State v. Mackor, 11 Conn. App. 316, 527 A.2d 710 (1987); S. Estrich,
Relying on State v. Smith, supra, 210 Conn. 132, the defendant further argues that the trial court improperly failed to instruct the jury that it was required to find that a reasonable person in the defendant’s position would have known that C did not consent. The defendant’s reliance on Smith, however, is misplaced. In Smith, the defendant claimed that the victim’s conduct was ambiguous as to whether she consented to the intercourse. In this case, the defendant made no such claim. The defendant’s argument at trial was that no intercourse had occurred. Indeed, the defendant did not even request the charge that he now asserts the trial court improperly failed to give. In such circumstances, it was not improper for the trial court not to charge the jury on consent. See State v. Jeffrey, 220 Conn. 698, 718-19, 601 A.2d 993 (1991), cert. denied, U.S. , 112 S. Ct 3041, 120 L. Ed. 2d 909 (1992).
X
The defendant finally claims that the trial court committed plain error by failing to dismiss the Meriden case on the ground that the charges were time-barred under General Statutes (Rev. to 1987) § 53a-69.20 The defend
Both C and K testified that they had told their mother of some of the incidents in Meriden at the time they had occurred. The victims’ mother, however, testified that she had not heard about the allegations until after they had been reported to the police. Although all the assaults in the Meriden case occurred before December, 1986, no assaults were reported to the police until early in 1988, more than one year after the last assault had occurred.
Section 53a-69, which was in effect at the time of trial, barred sexual assault prosecutions involving minor victims if the allegations were not brought to the attention of the police within a year after a parent learns of the alleged assault. See State v. Whiteman, 204 Conn. 98, 102, 526 A.2d 869 (1987). The defendant did not object to the prosecution on the basis of this statute at the time of trial.
Because the defendant failed to raise this claim at trial, he seeks review under the plain error rule. “It is also well established that plain error review is reserved for truly extraordinary situations where the existence of the error is so obvious that it affects the fairness and integrity of and public confidence in the judicial proceedings.” (Internal quotation marks omitted.) State v. Boles, 223 Conn. 535, 551, 613 A.2d 770 (1992); State v. Hinckley, 198 Conn. 77, 87-88, 502 A.2d 388 (1985).
The judgments of the trial court are affirmed.
In this opinion Peters, C. J., and Norcott, J., concurred.
1.
The defendant was convicted of the following fifteen of the eighteen counts in the first long form information pertaining to incidents occurring in Meriden:
Count Five: Sexual assault in the first degree in violation of General Statutes § 53a-70 (a) by inserting his penis in C’s vagina at her home in Meriden in the summer of 1986.
Count Six: Sexual assault in the second degree in violation of General Statutes § 53a-71 (a) (1) by inserting his finger in C’s vagina at her home in Meriden in the summer of 1986.
Count Seven: Sexual assault in the second degree in violation of General Statutes § 53a-71 (a) (1) by inserting his penis in C’s vagina at her home in Meriden in the summer of 1986.
Count Eight: Risk of injury to a child in violation of General Statutes § 53-21 by subjecting C to sexual contact at her home in Meriden in the summer of 1986.
Count Nine: Sexual assault in the first degree in violation of General Statutes § 53a-70 (a) by inserting his penis in C’s vagina at her home in Meriden in the summer of 1986.
Count Ten: Sexual assault in the second degree in violation of General Statutes § 53a-71 (a) (1) by inserting his penis in C’s vagina at her home in Meriden in the summer of 1986.
Count Eleven: Risk of injury to a child in violation of General Statutes § 53-21 by subjecting C to sexual contact at her home in Meriden in the summer of 1986.
Count Twelve: Sexual assault in the first degree in violation of General Statutes § 53a-70 (a) by inserting his finger in C's vagina at her home in Meriden in the fall of 1986.
Count Thirteen: Sexual assault in the first degree in violation of General Statutes § 53a-70 (a) by inserting his penis in C’s vagina at her home in Meriden in the fall of 1986.
Count Fourteen: Sexual assault in the second degree in violation of General Statutes § 53a-71 (a) (1) by inserting his finger in C’s vagina at her home in Meriden in the fall of 1986.
Count Fifteen: Sexual assault in the second degree in violation of General Statutes § 53a-71 (a) (1) by inserting his penis in C’s vagina at her home in Meriden in the fall of 1986.
Count Sixteen: Risk of injury to a child in violation of General Statutes § 53-21 by subjecting C to sexual contact at her home in Meriden in the fall of 1986.
Count Seventeen: Risk of injury to a child in violation of General Statutes § 53-21 by subjecting K to sexual contact at a previous home in Meriden in the summer of 1986.
Count Eighteen: Risk of injury to a child in violation of General Statutes § 53-21 by subjecting K to sexual contact at her home in Meriden in June to December of 1986.
Count One: Sexual assault in the first degree in violation of General Statutes § 53a-70 (a) by inserting his finger in C’s vagina while at her home in Southington in the fall of 1987.
Count Two: Sexual assault in the first degree in violation of General Statutes § 53a-70 (a) by inserting his penis in C’s vagina while at her home in Southington in the fall of 1987.
Count Four: Sexual assault in the second degree in violation of General Statutes § 53a-71 (a) (1) by inserting his finger in C’s vagina while at her home in Southington in the fall of 1987.
Count Five: Sexual assault in the second degree in violation of General Statutes § 53a-71 (a) (1) by inserting his penis in C’s vagina while at her home in Southington in the fall of 1987.
Count Seven: Risk of injury to a child in violation of General Statutes § 53-21 by subjecting C to sexual contact while at her home in Southing-ton in the fall of 1987.
Count Eight: Risk of injury to a child in violation of General Statutes § 53-21 by subjecting C to sexual contact while at her home in Southing-ton in the fall of 1987.
Count Eighteen: Sexual assault in the first degree in violation of General Statutes § 53a-70 (a) by inserting his finger in K’s vagina while at her home in Southington in the fall of 1987.
Count Nineteen: Sexual assault in the second degree in violation of General Statutes § 53a-71 (a) (1) by inserting his finger in K’s vagina while at her home in Southington in the fall of 1987.
Count Twenty: Sexual assault in the fourth degree in violation of General Statutes § 53a-73a (a) (1) (A) by subjecting K to sexual contact while at her home in Southington in the fall of 1987.
Count Twenty-one: Risk of injury to a child in violation of General Statutes § 53-21 by subjecting K to sexual contact while at her home in Southing-ton in the fall of 1987.
Count Twenty-two: Sexual assault in the fourth degree in violation of General Statutes § 53a-73a (a) (1) (A) by subjecting K to sexual contact while at her home in Southington on December 25, 1987.
Count Twenty-three: Risk of injury to a child in violation of General Statutes § 53-21 by subjecting K to sexual contact while at her home in Southing-ton on December 25, 1987.
2.
In accordance with General Statutes § 54-86e, the two minor victims in this case will not be referred to by name, but instead will be referred to by the letters C and K.
3.
General Statutes (Rev. to 1989) § 53a-70 provides in relevant part: “sexual ASSAULT IN THE FIRST DEGREE. CLASS B FELONY: ONE YEAR NOT SUS-
4.
General Statutes § 53a-71 provides in relevant part: “sexual assault IN THE SECOND DEGREE: CLASS C FELONY: NINE MONTHS NOT SUSPENDABLE. (a) A person is guilty of sexual assault in the second degree when such person engages in sexual intercourse with another person and such other person is (1) under sixteen years of age . . . .”
5.
General Statutes § 53a-73a provides in relevant part: “SEXUAL ASSAULT IN THE FOURTH DEGREE: CLASS A MISDEMEANOR, (a) A person is guilty of sexual assault in the fourth degree when: (1) Such person intentionally subjects another person to sexual contact who is (A) under fifteen years of age ). . . ."
6.
General Statutes § 53-21 provides: “injury or risk of injury to, or impairing morals of, children. Any person who wilfully or unlawfully causes or permits any child under the age of sixteen years to be placed in such a situation that its life or limb is endangered, or its health is likely to be injured, or its morals likely to be impaired, or does any act likely to impair the health or morals of any such child, shall be fined not more than five hundred dollars or imprisoned not more than ten years or both.”
7.
The defendant appeals pursuant to General Statutes § 51-199 (b) (8), which provides in relevant part: “The following matters shall be taken directly to the supreme court ... (3) an appeal in any criminal action involving a conviction for a capital felony, class A felony, or other felony, including any persistent offender status, for which the maximum sentence which may be imposed exceeds twenty years . . . .”
8.
General Statutes § 54-86f provides in relevant part: “admissibility of evidence OF sexual conduct. In any prosecution for sexual assault under sections 53a-70, 53a-70a, and 53a-71 to 53a-73a, inclusive, no evidence of the sexual conduct of the victim may be admissible unless such evidence is (1) offered by the defendant on the issue of whether the defendant was, with respect to the victim, the source of semen, disease, pregnancy or injury, or (2) offered by the defendant on the issue of credibility of the victim, provided the victim has testified on direct examination as to his or her sexual conduct, or (3) any evidence of sexual conduct with the defendant offered
9.
We need not address in this case whether, as a matter of common law, the provisions of the rape shield statute would apply to a prosecution for risk of injury under General Statutes § 53-21, based upon the sexual conduct of a defendant, that does not also implicate any of the sections listed in General Statutes § 54-86f.
10.
Under General Statutes § 54-86f (1), evidence of the victim’s prior sexual conduct may be admitted to identify the perpetrator of an alleged sexual assault if, for example, the question of identification hinges upon the source of semen or a pregnancy. The purported risk of misidentification in this case is not of that kind.
11.
The exception in subsection (c) of General Statutes § 17a-28 is inapplicable to the current appeal. Furthermore, § 17a-28 has been amended in ways that do not affect the current appeal. See Public Acts 1991, No. 91-299, § 1 (b).
12.
The defendant relies on State v. Apostle, supra, 8 Conn. App. 216. The Appellate Court in Apostle relied on General Statutes (Rev. to 1985) § 17-47a. The Appellate Court failed, however, to consider the then existing version of § 17a-28, namely, General Statutes (Rev. to 1985) § 17-431. Thus, little can be gained from the Appellate Court’s interpretation of the scope of confidentiality of DCYS records. We note further that, although the statute upon which the Appellate Court relied still existed at the time of trial in this case, it has since been repealed. See Public Acts 1991, No. 91-299, § 2.
13.
There is some inconsistency between the trial court’s ruling on admissibility and its jury instructions. The trial court admitted the evidence for purposes of proving common scheme, plan, design, motive, intent and credibility. Yet the court instructed the jury only on common scheme. We need not resolve this disparity because we conclude that the evidence was admissible to prove that the defendant had a common scheme to abuse young girls sexually. For purposes of analysis, we treat the evidence as having been admitted only for purposes of proving a common scheme, and we do not address whether the evidence could be used for additional purposes.
14.
Our conclusion is consistent with the conclusions of courts in many other jurisdictions. See, e.g., United States v. Hadley, 918 F.2d 848, 851 (9th Cir. 1990) (admitting evidence of molestation of young boy ten years before charged molestation of different boy); Adrian v. People, 770 P.2d 1243, 1245 (Colo. 1989) (admitting evidence of assaults of two children ten years before assault at issue in trial); Gezzi v. State, 780 P.2d 972, 974-75 n.4 (Wyo. 1989) (admitting evidence of prior molestation of third party victim, and indexing other cases that have admitted such evidence).
15.
In State v. Schriver, supra, 207 Conn. 466-67, we held that if the risked impairment is to the child’s health, General Statutes § 53-21 proscribes “deliberate, blatant abuse” that imperils the child’s physical, rather than mental, well-being. If the risked impairment is to the child’s morals, § 53-21 proscribes acts performed “in a sexual and indecent manner.” Id., 463. The trial court’s instruction did not use this language.
16.
“[A] defendant can prevail on a claim of constitutional error not preserved at trial only if all of the following conditions are met: (1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation clearly exists and clearly deprived the defendant of a fair trial; and (4) if subject to harmless error analysis, the state has failed to demonstrate harmlessness of the alleged constitutional violation beyond a reasonable doubt.” State v. Golding, supra, 213 Conn. 239-40.
17.
C was uncertain about the time of the incidents, and knew only that both occurred in the summer of 1986. Hence, the language of the information appeared to be redundant: counts arising from each incident simply referred to her latter Meriden residence in the summer of 1986. This apparent redundancy, however, does not constitute a double jeopardy violation, and the defendant does not claim a lack of proper notice. We note, moreover, that the proper time to complain of any deficiency in notice would have been at trial.
18.
There are instances, however, in which the same sexual conduct constitutes a violation of both the “health” and “morals” prohibitions of General Statutes § 53-21. See, e.g., State v. James, supra, 211 Conn. 585 (attempted sexual intercourse with twelve year old female victim violated both “morals” prohibition and “health” prohibition because of risk of pregnancy). Indeed, that risk was presumably present in many of the other counts under which the defendant was convicted in this case.
19.
In order to prevail under the plain error doctrine, the defendant would be required to establish not only that his conviction on this count “affects the fairness and integrity of and public confidence in the judicial proceedings”; (internal quotation marks omitted) State v. Boles, 223 Conn. 535, 551, 613 A.2d 770 (1992); but that it is more probable than not that the jury was misled by the trial court’s purported error into convicting him on the “health” portion of the statute rather than the “morals” portion. Our examination of the entire record of this case leaves us doubtful that the defendant would be able to meet those standards.
20.
General Statutes (Rev. to 1987) § 53a-69 provides: “No prosecution may be instituted or maintained under this part unless the alleged offense