PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 08-5057
BENJAMIN ISLAS HERNANDEZ,
Defendant-Appellant.
Appeal from the United States District Court
for the District of South Carolina, at Greenville.
Henry M. Herlong, Jr., Senior District Judge.
(6:07-cr-01365-HMH-1)
Argued: March 26, 2010
Decided: April 27, 2010
Before WILKINSON, NIEMEYER, and SHEDD,
Circuit Judges.
Affirmed by published opinion. Judge Niemeyer wrote the
opinion, in which Judge Wilkinson and Judge Shedd joined.
2 UNITED STATES v. HERNANDEZ
OPINION
ARGUED: Joseph Bradley Bennett, SALVINI & BENNETT,
LLC, Greenville, South Carolina, for Appellant. William
Jacob Watkins, Jr., OFFICE OF THE UNITED STATES
ATTORNEY, Greenville, South Carolina, for Appellee. ON
BRIEF: W. Walter Wilkins, United States Attorney, Colum-
bia, South Carolina, A. Lance Crick, Assistant United States
Attorney, OFFICE OF THE UNITED STATES ATTORNEY,
Greenville, South Carolina, for Appellee.
OPINION
NIEMEYER, Circuit Judge:
After Benjamin Hernandez pleaded guilty to conspiracy to
possess illegal drugs with the intent to distribute them, the
district court sentenced him to 262 months’ imprisonment, at
the low end of the advisory Sentencing Guidelines range. This
was the sentence that Hernandez had requested. In explaining
the sentence, the district court stated that it believed that the
purposes of 18 U.S.C. § 3553(a) "are accomplished with a
guideline sentence, therefore, the court will impose a guide-
line sentence."
On appeal, Hernandez contends for the first time that the
sentence was procedurally unreasonable because the district
court failed to state "with specificity its rationale" for the sen-
tence.
Reviewing Hernandez’s claim under the plain-error stan-
dard of review, we conclude that Hernandez has failed to
demonstrate either error or prejudice. Accordingly, we affirm.
I
Prior to his arrest in November 2007, Benjamin Hernandez
had been a major distributor of methamphetamine and cocaine
UNITED STATES v. HERNANDEZ 3
in the Greenville, South Carolina area. After his arrest, he
pleaded guilty to conspiracy to possess with intent to distrib-
ute 5 kilograms or more of cocaine, 50 grams or more of
methamphetamine, and 500 grams or more of a mixture con-
taining a detectable amount of methamphetamine, in violation
of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(A), and 846.
The presentence report prepared for Hernandez indicated
that he led a conspiracy that was responsible for 15 kilograms
or more of methamphetamine and at least 5 kilograms or more
of cocaine. In calculating the applicable sentencing range
under the Sentencing Guidelines, the report concluded that
Hernandez’s base offense level was 38, to be increased 4
levels for Hernandez’s role in the offense and decreased 3
levels for his acceptance of responsibility, for a total offense
level of 39. With a criminal history category of I, the report
concluded that the advisory Guidelines range for Hernandez’s
sentence was 262 to 326 months’ imprisonment.
At sentencing, Hernandez stated explicitly that he had no
objections to the presentence report. In addition, his counsel
pointed out to the court that Hernandez was a "35 year old
young man from Mexico," who had had a difficult childhood,
inasmuch as his father had died when he was eight. He came
to the United States looking for work, but unfortunately
developed a drug problem. Finally, counsel stated that Her-
nandez "is hoping—we ask, your Honor, to be recommended
for the drug program while he does that time and ask your
Honor for the low end of the guideline range." In allocution,
Hernandez himself asked for forgiveness and committed to
the court that "once I leave here I will not return."
The district court listened to Hernandez and his counsel,
adopted the findings and calculations of the presentence
report, and then stated:
The court has considered those factors contained in
18 U.S.C. § 3553(a). The court has also considered
4 UNITED STATES v. HERNANDEZ
the guidelines as advisory only. The court believes
that the purposes of the statute are accomplished
with a guideline sentence, therefore, the court will
impose a guideline sentence.
The court then imposed a sentence of 262 months’ imprison-
ment, as Hernandez had requested. The court also recom-
mended that Hernandez "be considered for drug treatment
while in the Bureau of Prisons," as he had requested.
From the judgment of the district court, entered on October
17, 2008, Hernandez appeals, raising one issue—whether the
district court erred in failing to state "with specificity its ratio-
nale for the imposition of this sentence."
II
Although Hernandez was given the sentence he requested,
he asserts on appeal:
[T]he district court’s blanket statement that a Guide-
lines sentence was appropriate and accomplished the
goals of the statute upon which Appellant was con-
victed was insufficient to meet the requirements set
forth by this Court in United States v. Carter, 563
F.3d 325, and the Supreme Court in United States v.
Booker, 543 U.S. 220, 125 S. Ct. 738 (2005) and
Gall v. United States, 552 U.S. 38, 128 S. Ct. 581,
591 (2007). The district court’s failure to state with
specificity the reasons for its sentence and whether
or not it considered defense counsel’s statement of
reasons for specific sentence was a procedural error.
Hernandez requests that we reverse and remand this case for
resentencing.
The government contends that the district court committed
no error and that Hernandez, in relying on Carter, fails to rec-
UNITED STATES v. HERNANDEZ 5
ognize that "Carter was a striking outside-the-Guidelines case
and provides no guidance for a typical within-the-Guidelines
sentencing such as this one." The government notes that the
degree of explanation required for sentences within the
Guidelines and the degree of explanation for sentences out-
side of the Guidelines differ and that a district court need not
say much in a "typical" case where a Guidelines sentence is
imposed. It argues that this is a case in which the judge
clearly rested his decision upon the Sentencing Commission’s
own judgment that a Guidelines sentence was a proper sen-
tence for this offense and that the district court’s individual-
ized assessment for Hernandez was legally sufficient, citing
Rita v. United States, 551 U.S. 338, 358 (2007).
Hernandez concedes that our review is for plain error, as he
acknowledges that he "failed to raise an objection to his sen-
tence[ing] in the district court" and did not argue for a sen-
tence different from the one he received. See United States v.
Lynn, 592 F.3d 572, 580 (4th Cir. 2010).
The sentencing structure since United States v. Booker, 543
U.S. 220 (2005), when the Sentencing Guidelines became
advisory, and Rita, 551 U.S. 338, and Gall v. United States,
552 U.S. 38 (2007), when the sentencing procedure was par-
ticularized, is now well established. In imposing a sentence,
a court must comply with both procedural requirements and
substantive standards.
As a matter of procedure, the district court must begin its
sentencing proceeding "by correctly calculating the applicable
Guidelines range. . . . [T]he Guidelines should be the starting
point and the initial benchmark." Gall, 552 U.S. at 49. The
court must thereafter give the parties the opportunity to argue
for whatever sentence they deem appropriate and consider
those arguments in light of all of the factors stated in 18
U.S.C. § 3553(a). Id. at 49-50. The court must then select a
sentence within or outside the Guidelines range, based on an
"individualized assessment" of the facts presented. Id. at 50.
6 UNITED STATES v. HERNANDEZ
And finally, the court must "adequately explain the chosen
sentence to allow for meaningful appellate review and to pro-
mote the perception of fair sentencing." Id.
In this case, Hernandez argues that his sentence was proce-
durally unreasonable because the district court did not "ade-
quately explain the chosen sentence," citing Gall and United
States v. Carter, 564 F.3d 325, 328-30 (4th Cir. 2009). See
also United States v. Engle, 592 F.3d 495, 500 (4th Cir. 2010)
(quoting Gall, 552 U.S. at 50).
In Carter, we held that a sentence was procedurally unrea-
sonable when the district court failed to make an individual-
ized assessment on the facts presented and to state the
particular reasons for a sentence that varied downward from
an advisory Guidelines range of 37 to 46 months’ imprison-
ment to a sentence of probation and community service.
Indeed, we noted that the requirement for an "adequate expla-
nation" exists when imposing any sentence, whether above,
below, or within the recommended Guidelines range. Id. at
330.
Although every sentence requires an adequate explanation,
a more complete and detailed explanation of a sentence is
required when departing from the advisory Sentencing Guide-
lines, and "‘a major departure should be supported by a more
significant justification than a minor one.’" United States v.
Mendoza-Mendoza, 597 F.3d 212, 217 (4th Cir. 2010) (quot-
ing Gall, 552 U.S. at 50). When imposing a sentence within
the Guidelines, however, the explanation need not be elabo-
rate or lengthy "because guidelines sentences themselves are
in many ways tailored to the individual and reflect ‘approxi-
mately two decades of close attention to federal sentencing
policy.’" United States v. Johnson, 587 F.3d 625, 639 (4th
Cir. 2009) (quoting United States v. Johnson, 445 F.3d 339,
342 (4th Cir. 2006)); see also Carter, 564 F.3d at 330 (quot-
ing Gall, 552 U.S. at 50). Generally, an adequate explanation
for a Guidelines sentence is provided when the district court
UNITED STATES v. HERNANDEZ 7
indicates that it is "rest[ing] [its] decision upon the Commis-
sion’s own reasoning that the Guidelines sentence is a proper
sentence (in terms of § 3553(a) and other congressional man-
dates) in the typical case, and that the judge has found that the
case before him is typical." Rita, 551 U.S. at 357.
In Rita, the defendant requested a downward departure
because of his physical condition, his vulnerability in prison,
and his military record and long military service. After the
sentencing judge heard counsel’s argument, the judge con-
cluded
that he was unable to find that the [presentence]
report’s recommended sentencing guideline range is
an inappropriate Guideline range for that, and under
3553 the public needs to be protected if it is true, and
I must accept as true the jury verdict. . . . So the
Court finds that it is appropriate to enter a sentence
at the bottom of the Guidelines range, namely, a sen-
tence of imprisonment for a period of 33 months.
Rita, 551 U.S. at 345 (internal quotation marks, alterations,
and citations omitted). The Supreme Court stated, "In our
view, given the straightforward, conceptually simple argu-
ments before the judge, the judge’s statement of reasons here,
though brief, was legally sufficient." Id. at 356. The Court
elaborated, "Where a matter is as conceptually simple as in
the case at hand and the record makes clear that the sentenc-
ing judge considered the evidence and arguments, we do not
believe the law requires the judge to write more extensively."
Id. at 359.
We conclude that the holding in Rita governs the outcome
here. In this case, the district court (1) determined that the
defendant had no objections to the findings and calculations
in the presentence report; (2) explicitly adopted the findings
and calculations of the report; (3) heard argument from coun-
sel, in which counsel advanced Hernandez’s personal circum-
8 UNITED STATES v. HERNANDEZ
stances and urged the court to impose a sentence at the low
end of the Guidelines range; (4) listened to the defendant’s
pleas for forgiveness; (5) stated that it considered the
§ 3553(a) factors; (6) concluded that a Guidelines sentence
accomplished the purposes of § 3553(a); and (7) finally
imposed the sentence requested by the defendant. The factual
context of this case indeed makes it even more conceptually
simple than that presented in Rita. In Rita, the defendant
requested a downward departure, whereas in this case Her-
nandez accepted that his was the typical case and that a
Guidelines sentence would be appropriate. The district court
here selected the advisory Guidelines sentence as that which
best served the § 3553(a) factors, thus finding the case typical
and implicitly adopting the conclusion reached by the Sen-
tencing Commission for such typical cases.
It is true that even though the Rita Court approved as
legally sufficient the sentencing judge’s explanation for giv-
ing a Guidelines sentence—that the Guidelines sentence was
"appropriate"—the Court nonetheless allowed:
We acknowledge that the judge might have said
more. He might have added explicitly that he had
heard and considered the evidence and argument;
that (as no one before him denied) he thought the
Commission in the Guidelines had determined a sen-
tence that was proper in the mine run of roughly sim-
ilar perjury cases; and that he found that Rita’s
personal circumstances here were simply not differ-
ent enough to warrant a different sentence. But con-
text and the record make clear that this, or similar,
reasoning underlies the judge’s conclusion.
Rita, 551 U.S. at 359. Likewise, the district court in this case
might have said more, explicitly endorsing the Sentencing
Commission’s judgment that a Guidelines sentence is appro-
priate in a typical case and finding this case to be a typical
one. But, as in Rita, we find the explanation given in the con-
UNITED STATES v. HERNANDEZ 9
text of this case adequate and therefore conclude that the sen-
tence imposed was not procedurally unreasonable.
III
Hernandez has also failed to show that the lack of a more
detailed explanation "had a prejudicial effect on the sentence
imposed." Lynn, 592 F.3d at 580.
In this case, Hernandez, when asked, made no objection to
the presentence report, and he accepted as proper the recom-
mended sentencing range of 262 to 326 months’ imprison-
ment. After the district court adopted the presentence report’s
Guidelines calculation, the court invited counsel for Her-
nandez to present his argument for an appropriate sentence in
this case. After counsel presented facts of Hernandez’s cir-
cumstances and urged the district court to impose a sentence
at the low end of the Guidelines range, the court granted the
request and imposed a sentence at the low end of the Guide-
lines range. Throughout the process, Hernandez lodged no
objection to the adequacy of the district court’s explanation
for the sentence imposed. Accordingly, we must now review
his claim of error under the plain-error standard of review.
See Lynn, 592 F.3d at 580.
We conclude that Hernandez has simply not demonstrated
that the district court’s explanation constituted plain error that
affected his substantial rights. To demonstrate that a sentenc-
ing error affected his substantial rights, Hernandez would
have to show that, absent the error, a different sentence might
have been imposed. Lynn, 592 F.3d at 580 & n.5. This he has
not done. As in one of the consolidated cases in Lynn, Her-
nandez urged the district court to impose a sentence within the
Guidelines range, and the court did so. Applying Lynn, we
therefore affirm. See id. at 580.
The judgment of the district court is accordingly
AFFIRMED.